401k Plan data: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN plan

UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN
Plan identification number	002

UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

UNIVERSAL AMERICAN CORP has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSAL AMERICAN CORP

Employer identification number (EIN): 112580136

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about UNIVERSAL AMERICAN CORP

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4917443

More information about UNIVERSAL AMERICAN CORP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 LORRIANN LAWLOR
002 2011-01-01 LORRIANN LAWLOR
002 2009-01-01 LORRIANN LAWLOR

Plan id#	Filing Submission Date	Name of Administrator
002	2012-01-01	LORRIANN LAWLOR
002	2011-01-01	LORRIANN LAWLOR
002	2009-01-01	LORRIANN LAWLOR

Plan Statistics for UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN

401k plan membership statisitcs for UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN

Measure Date Value
2012: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,659
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,017
Number of retired or separated participants receiving benefits 2012-01-01 6
Number of other retired or separated participants entitled to future benefits 2012-01-01 423
Total of all active and inactive participants 2012-01-01 1,446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 7
Total participants 2012-01-01 1,453
Number of participants with account balances 2012-01-01 1,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 116
2011: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,882
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,436
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,197
Total of all active and inactive participants 2011-01-01 2,636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 9
Total participants 2011-01-01 2,645
Number of participants with account balances 2011-01-01 2,271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 314
2009: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,253
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,136
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 563
Total of all active and inactive participants 2009-01-01 2,700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 4
Total participants 2009-01-01 2,704
Number of participants with account balances 2009-01-01 2,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 102

Measure	Date	Value
2012: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,659
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,017
Number of retired or separated participants receiving benefits	2012-01-01	6
Number of other retired or separated participants entitled to future benefits	2012-01-01	423
Total of all active and inactive participants	2012-01-01	1,446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	7
Total participants	2012-01-01	1,453
Number of participants with account balances	2012-01-01	1,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	116
2011: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,882
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,436
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,197
Total of all active and inactive participants	2011-01-01	2,636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	9
Total participants	2011-01-01	2,645
Number of participants with account balances	2011-01-01	2,271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	314
2009: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,253
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,136
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	563
Total of all active and inactive participants	2009-01-01	2,700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	2,704
Number of participants with account balances	2009-01-01	2,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	102

Financial Data on UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN

Measure	Date	Value
2012 : UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$7,839,302
Total of all expenses incurred	2012-12-31	$7,617,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,331,539
Expenses. Certain deemed distributions of participant loans	2012-12-31	$824
Value of total corrective distributions	2012-12-31	$137,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,816,470
Value of total assets at end of year	2012-12-31	$51,903,520
Value of total assets at beginning of year	2012-12-31	$51,681,593
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$147,863
Total interest from all sources	2012-12-31	$246,029
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$536,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$536,130
Administrative expenses professional fees incurred	2012-12-31	$72,500
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,058,357
Participant contributions at end of year	2012-12-31	$1,249,425
Participant contributions at beginning of year	2012-12-31	$1,241,445
Participant contributions at beginning of year	2012-12-31	$111,299
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$72,036
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,545
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$2,401
Other income not declared elsewhere	2012-12-31	$-2,292,856
Administrative expenses (other) incurred	2012-12-31	$75,363
Total non interest bearing cash at end of year	2012-12-31	$57,613
Total non interest bearing cash at beginning of year	2012-12-31	$25,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$221,927
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$51,903,520
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$51,681,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$31,436,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$27,381,365
Interest on participant loans	2012-12-31	$49,631
Interest earned on other investments	2012-12-31	$196,360
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$457,503
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$199,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$199,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$10,602,354
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$12,960,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,533,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$8,098,921
Assets. Invements in employer securities at beginning of year	2012-12-31	$9,708,838
Contributions received in cash from employer	2012-12-31	$1,686,077
Employer contributions (assets) at beginning of year	2012-12-31	$51,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,331,539
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG
Accountancy firm EIN	2012-12-31	346565596
2011 : UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$10,819,827
Total of all expenses incurred	2011-12-31	$9,763,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$9,556,805
Value of total corrective distributions	2011-12-31	$134,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,889,579
Value of total assets at end of year	2011-12-31	$51,681,593
Value of total assets at beginning of year	2011-12-31	$50,624,815
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$72,199
Total interest from all sources	2011-12-31	$303,655
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$407,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$407,411
Administrative expenses professional fees incurred	2011-12-31	$60,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$5,013,789
Participant contributions at end of year	2011-12-31	$1,241,445
Participant contributions at beginning of year	2011-12-31	$1,387,974
Participant contributions at end of year	2011-12-31	$111,299
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$159,836
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$2,401
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,150
Other income not declared elsewhere	2011-12-31	$4,686,226
Administrative expenses (other) incurred	2011-12-31	$12,199
Total non interest bearing cash at end of year	2011-12-31	$25,038
Total non interest bearing cash at beginning of year	2011-12-31	$11,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,056,778
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$51,681,593
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$50,624,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$27,381,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$27,953,741
Interest on participant loans	2011-12-31	$56,948
Interest earned on other investments	2011-12-31	$246,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$199,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$163,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$163,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$40
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$12,960,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,660,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,467,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$9,708,838
Assets. Invements in employer securities at beginning of year	2011-12-31	$17,446,145
Contributions received in cash from employer	2011-12-31	$1,715,954
Employer contributions (assets) at end of year	2011-12-31	$51,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$9,556,805
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG
Accountancy firm EIN	2011-12-31	346565596
2010 : UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$20,790,774
Total of all expenses incurred	2010-12-31	$8,620,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$8,475,014
Expenses. Certain deemed distributions of participant loans	2010-12-31	$2,291
Value of total corrective distributions	2010-12-31	$96,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,514,729
Value of total assets at end of year	2010-12-31	$50,624,815
Value of total assets at beginning of year	2010-12-31	$38,454,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$46,783
Total interest from all sources	2010-12-31	$166,653
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$428,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$428,050
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,685,992
Participant contributions at end of year	2010-12-31	$1,387,974
Participant contributions at beginning of year	2010-12-31	$921,288
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$418,624
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,150
Other income not declared elsewhere	2010-12-31	$8,821,668
Administrative expenses (other) incurred	2010-12-31	$46,783
Total non interest bearing cash at end of year	2010-12-31	$11,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$12,170,574
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$50,624,815
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$38,454,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$27,953,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$23,944,932
Interest on participant loans	2010-12-31	$55,448
Interest earned on other investments	2010-12-31	$111,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$163,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$126,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$126,945
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,660,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,048,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,859,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$17,446,145
Assets. Invements in employer securities at beginning of year	2010-12-31	$9,412,752
Contributions received in cash from employer	2010-12-31	$2,410,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$8,475,014
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	ERNST & YOUNG
Accountancy firm EIN	2010-12-31	346565596
2009 : UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN

2012: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSAL AMERICAN CORP
Employer identification number (EIN):	112580136
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4917443