401k Plan data: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST plan

UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 401k Plan overview

Plan Name	UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST
Plan identification number	001

UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY PHYSICIANS OF BROOKLYN, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY PHYSICIANS OF BROOKLYN, INC.

Employer identification number (EIN): 113190652

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about UNIVERSITY PHYSICIANS OF BROOKLYN, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1993-12-06

Company Identification Number: 1777244

Legal Registered Office Address: CENTER AT BROOKLYN ATTN PRES.
450 CLARKSON AVE BOX 80
BROOKLYN
United States of America (USA)
112032068

More information about UNIVERSITY PHYSICIANS OF BROOKLYN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2016-01-01 ALAN DZIJA 2018-12-21
001 2015-01-01
001 2015-01-01 STEVE FUHRO 2016-10-17
001 2014-01-01 RAQUEL D. MORIAN
001 2014-01-01
001 2013-01-01 KATHY LINTEN
001 2012-01-01 KATHY LINTEN
001 2011-01-01 KATHY LINTEN
001 2009-01-01 AILEEN PALAZZO
001 2009-01-01 AILEEN PALAZZO
001 2009-01-01 RICHARD MULRY
001 2008-01-01 AILEEN PALAZZO

Plan Statistics for UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST

401k plan membership statisitcs for UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST

Measure Date Value
2016: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 728
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 494
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 266
Total of all active and inactive participants 2016-01-01 760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 5
Total participants 2016-01-01 765
Number of participants with account balances 2016-01-01 749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 726
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 446
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 277
Total of all active and inactive participants 2015-01-01 723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 5
Total participants 2015-01-01 728
Number of participants with account balances 2015-01-01 712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 805
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 433
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 288
Total of all active and inactive participants 2014-01-01 721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 6
Total participants 2014-01-01 727
Number of participants with account balances 2014-01-01 717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 754
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 495
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 302
Total of all active and inactive participants 2013-01-01 797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 8
Total participants 2013-01-01 805
Number of participants with account balances 2013-01-01 729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 750
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 476
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 273
Total of all active and inactive participants 2012-01-01 749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 5
Total participants 2012-01-01 754
Number of participants with account balances 2012-01-01 685
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 801
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 607
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 262
Total of all active and inactive participants 2011-01-01 869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 873
Number of participants with account balances 2011-01-01 678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 568
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 638
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 29
Total of all active and inactive participants 2009-01-01 667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 670
Number of participants with account balances 2009-01-01 670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2008 401k membership
Total participants, beginning-of-year 2008-01-01 551
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 505
Number of other retired or separated participants entitled to future benefits 2008-01-01 63
Total of all active and inactive participants 2008-01-01 568
Total participants 2008-01-01 568
Number of participants with account balances 2008-01-01 568

Measure	Date	Value
2016: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	728
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	494
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	266
Total of all active and inactive participants	2016-01-01	760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	5
Total participants	2016-01-01	765
Number of participants with account balances	2016-01-01	749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	726
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	446
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	277
Total of all active and inactive participants	2015-01-01	723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	5
Total participants	2015-01-01	728
Number of participants with account balances	2015-01-01	712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	805
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	433
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	288
Total of all active and inactive participants	2014-01-01	721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	6
Total participants	2014-01-01	727
Number of participants with account balances	2014-01-01	717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	754
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	495
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	302
Total of all active and inactive participants	2013-01-01	797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	8
Total participants	2013-01-01	805
Number of participants with account balances	2013-01-01	729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	750
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	476
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	273
Total of all active and inactive participants	2012-01-01	749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	5
Total participants	2012-01-01	754
Number of participants with account balances	2012-01-01	685
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	801
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	607
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	262
Total of all active and inactive participants	2011-01-01	869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	873
Number of participants with account balances	2011-01-01	678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	568
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	638
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	29
Total of all active and inactive participants	2009-01-01	667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	670
Number of participants with account balances	2009-01-01	670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2008 401k membership
Total participants, beginning-of-year	2008-01-01	551
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	505
Number of other retired or separated participants entitled to future benefits	2008-01-01	63
Total of all active and inactive participants	2008-01-01	568
Total participants	2008-01-01	568
Number of participants with account balances	2008-01-01	568

Financial Data on UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST

Measure	Date	Value
2016 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,832,394
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,463,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,438,548
Expenses. Certain deemed distributions of participant loans	2016-12-31	$60,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,149,561
Value of total assets at end of year	2016-12-31	$34,879,979
Value of total assets at beginning of year	2016-12-31	$33,510,930
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$24,797
Total interest from all sources	2016-12-31	$240,490
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$166,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$134,549
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$2,209
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,002,403
Participant contributions at end of year	2016-12-31	$58,000
Participant contributions at beginning of year	2016-12-31	$58,000
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$39,721
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$137,158
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$378
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,369,049
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$34,879,979
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$33,510,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$23,735,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$21,601,200
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,419,440
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,300,651
Interest on participant loans	2016-12-31	$2,465
Interest earned on other investments	2016-12-31	$240,106
Value of interest in common/collective trusts at end of year	2016-12-31	$27,066
Value of interest in common/collective trusts at beginning of year	2016-12-31	$24,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$325,413
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$483,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$483,972
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$6,574,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$6,047,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,155,833
Net investment gain/loss from pooled separate accounts	2016-12-31	$119,245
Net investment gain or loss from common/collective trusts	2016-12-31	$626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$10,000
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$1,350,443
Income. Dividends from common stock	2016-12-31	$32,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,438,548
Contract administrator fees	2016-12-31	$24,797
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,737,522
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$1,604,843
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PKF O'CONNOR DAVIES LLP
Accountancy firm EIN	2016-12-31	271728945
2015 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$489
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$489
Total income from all sources (including contributions)	2015-12-31	$1,310,732
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,209,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,208,888
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$990,212
Value of total assets at end of year	2015-12-31	$33,728,925
Value of total assets at beginning of year	2015-12-31	$33,627,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$336
Total interest from all sources	2015-12-31	$207,228
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$99,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$99,093
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$956,489
Participant contributions at end of year	2015-12-31	$59,334
Participant contributions at beginning of year	2015-12-31	$59,334
Participant contributions at end of year	2015-12-31	$39,721
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$33,723
Administrative expenses (other) incurred	2015-12-31	$41,217
Liabilities. Value of operating payables at end of year	2015-12-31	$489
Liabilities. Value of operating payables at beginning of year	2015-12-31	$489
Total non interest bearing cash at end of year	2015-12-31	$254
Total non interest bearing cash at beginning of year	2015-12-31	$254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$101,508
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$33,728,436
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$33,626,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$22,660,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$21,585,289
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,300,651
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,055,409
Interest earned on other investments	2015-12-31	$207,228
Value of interest in common/collective trusts at end of year	2015-12-31	$25,170
Value of interest in common/collective trusts at beginning of year	2015-12-31	$25,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$862,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$862,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$862,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$6,047,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,732,930
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$21,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-156,666
Net investment gain/loss from pooled separate accounts	2015-12-31	$170,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$1,533,359
Income. Dividends from common stock	2015-12-31	$61,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,187,652
Contract administrator fees	2015-12-31	$336
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$1,772,772
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,772,772
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PKF O'CONNOR DAVIES LLP
Accountancy firm EIN	2015-12-31	271728945
2014 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$6,280
Total transfer of assets from this plan	2014-12-31	$2,435,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,266,029
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,623,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,547,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,660,749
Value of total assets at end of year	2014-12-31	$32,033,551
Value of total assets at beginning of year	2014-12-31	$32,819,565
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$75,960
Total interest from all sources	2014-12-31	$204,545
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$147,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$115,508
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$958,440
Participant contributions at end of year	2014-12-31	$1,334
Participant contributions at beginning of year	2014-12-31	$59,334
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$217,343
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$34,773
Liabilities. Value of operating payables at end of year	2014-12-31	$489
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$254
Total non interest bearing cash at beginning of year	2014-12-31	$445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,643,023
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$32,033,551
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$32,819,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$21,585,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$19,979,355
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,055,409
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,949,411
Interest on participant loans	2014-12-31	$1
Interest earned on other investments	2014-12-31	$204,336
Value of interest in common/collective trusts at end of year	2014-12-31	$25,170
Value of interest in common/collective trusts at beginning of year	2014-12-31	$22,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$860,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$916,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$916,942
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$208
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,732,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$5,325,090
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$205,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,023,681
Net investment gain/loss from pooled separate accounts	2014-12-31	$229,763
Net investment gain or loss from common/collective trusts	2014-12-31	$2,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,484,966
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$2,375,300
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$31,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,341,811
Contract administrator fees	2014-12-31	$41,187
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,772,772
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$2,191,430
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	O'CONNOR DAVIES LLP
Accountancy firm EIN	2014-12-31	271728945
2013 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$418
Total income from all sources (including contributions)	2013-12-31	$7,347,318
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,992,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,945,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,784,530
Value of total assets at end of year	2013-12-31	$32,819,565
Value of total assets at beginning of year	2013-12-31	$28,465,505
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$46,878
Total interest from all sources	2013-12-31	$196,940
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$624,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$152,776
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$10,240
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,076,585
Participant contributions at end of year	2013-12-31	$59,334
Participant contributions at beginning of year	2013-12-31	$37,334
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$7,300
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$338,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$418
Administrative expenses (other) incurred	2013-12-31	$46,878
Total non interest bearing cash at end of year	2013-12-31	$445
Total non interest bearing cash at beginning of year	2013-12-31	$1,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,354,478
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$32,819,565
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,465,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$19,979,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$16,484,934
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,949,411
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,304,164
Interest earned on other investments	2013-12-31	$196,940
Value of interest in common/collective trusts at end of year	2013-12-31	$22,258
Value of interest in common/collective trusts at beginning of year	2013-12-31	$49,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$916,942
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,229,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,229,381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$5,325,090
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$4,598,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,572,589
Net investment gain/loss from pooled separate accounts	2013-12-31	$149,079
Net investment gain or loss from common/collective trusts	2013-12-31	$19,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,369,428
Employer contributions (assets) at end of year	2013-12-31	$2,375,300
Employer contributions (assets) at beginning of year	2013-12-31	$2,523,167
Income. Dividends from common stock	2013-12-31	$471,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,945,962
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$2,191,430
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$2,219,518
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	O'CONNOR DAVIES LLP
Accountancy firm EIN	2013-12-31	271728945
2012 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$418
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$3,000
Total income from all sources (including contributions)	2012-12-31	$5,400,553
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,351,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,283,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,864,368
Value of total assets at end of year	2012-12-31	$28,465,505
Value of total assets at beginning of year	2012-12-31	$24,419,432
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$68,262
Total interest from all sources	2012-12-31	$163,904
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$86,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$94,299
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$10,240
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$14,020
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,030,475
Participant contributions at end of year	2012-12-31	$37,334
Participant contributions at beginning of year	2012-12-31	$1,334
Participant contributions at end of year	2012-12-31	$7,300
Participant contributions at beginning of year	2012-12-31	$15,183
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$310,726
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$418
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$3,000
Administrative expenses (other) incurred	2012-12-31	$68,262
Total non interest bearing cash at end of year	2012-12-31	$1,159
Total non interest bearing cash at beginning of year	2012-12-31	$878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,048,655
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,465,087
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$24,416,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$16,484,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,542,210
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,304,164
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,072,769
Interest on participant loans	2012-12-31	$25
Interest earned on other investments	2012-12-31	$163,879
Value of interest in common/collective trusts at end of year	2012-12-31	$49,415
Value of interest in common/collective trusts at beginning of year	2012-12-31	$38,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,229,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,117,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,117,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$4,598,893
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$4,361,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,168,614
Net investment gain/loss from pooled separate accounts	2012-12-31	$111,694
Net investment gain or loss from common/collective trusts	2012-12-31	$5,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,523,167
Employer contributions (assets) at end of year	2012-12-31	$2,523,167
Employer contributions (assets) at beginning of year	2012-12-31	$2,420,754
Income. Dividends from preferred stock	2012-12-31	$276
Income. Dividends from common stock	2012-12-31	$-8,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,283,636
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$2,219,518
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,834,753
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	O'CONNOR DAVIES LLP
Accountancy firm EIN	2012-12-31	271728945
2011 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-81,669
Total unrealized appreciation/depreciation of assets	2011-12-31	$-81,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,396,887
Total of all expenses incurred	2011-12-31	$1,214,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,174,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,349,347
Value of total assets at end of year	2011-12-31	$24,419,432
Value of total assets at beginning of year	2011-12-31	$22,234,125
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$39,929
Total interest from all sources	2011-12-31	$151,293
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$72,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$36,173
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$14,020
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$928,466
Participant contributions at end of year	2011-12-31	$1,334
Participant contributions at beginning of year	2011-12-31	$0
Participant contributions at end of year	2011-12-31	$15,183
Participant contributions at beginning of year	2011-12-31	$84,803
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$127
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$3,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$878
Total non interest bearing cash at beginning of year	2011-12-31	$8,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,182,307
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$24,416,432
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,234,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$39,929
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,542,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,419,509
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,072,769
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$832,687
Interest earned on other investments	2011-12-31	$150,393
Value of interest in common/collective trusts at end of year	2011-12-31	$38,059
Value of interest in common/collective trusts at beginning of year	2011-12-31	$33,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,117,922
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$850,739
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$850,739
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$4,361,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,847,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-208,616
Net investment gain/loss from pooled separate accounts	2011-12-31	$114,789
Net investment gain or loss from common/collective trusts	2011-12-31	$-966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,420,754
Employer contributions (assets) at end of year	2011-12-31	$2,420,754
Employer contributions (assets) at beginning of year	2011-12-31	$2,606,271
Income. Dividends from common stock	2011-12-31	$36,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,174,651
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,834,753
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,550,358
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	O'CONNOR DAVIES, LLP
Accountancy firm EIN	2011-12-31	271728945
2010 : UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$5,115,528
Total of all expenses incurred	2010-12-31	$818,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$784,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,708,723
Value of total assets at end of year	2010-12-31	$22,234,125
Value of total assets at beginning of year	2010-12-31	$17,936,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$33,996
Total interest from all sources	2010-12-31	$88,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$11,501
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,023,531
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$15,000
Participant contributions at end of year	2010-12-31	$84,803
Participant contributions at beginning of year	2010-12-31	$123,749
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$78,921
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$10,667
Total non interest bearing cash at end of year	2010-12-31	$8,802
Total non interest bearing cash at beginning of year	2010-12-31	$6,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,297,436
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,234,125
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$17,936,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$33,996
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,419,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,026,252
Value of interest in pooled separate accounts at end of year	2010-12-31	$832,687
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$563,240
Interest on participant loans	2010-12-31	$1,825
Value of interest in common/collective trusts at end of year	2010-12-31	$33,475
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$850,739
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$532,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$532,168
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$86,821
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,847,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$3,099,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,318,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,606,271
Employer contributions (assets) at end of year	2010-12-31	$2,606,271
Employer contributions (assets) at beginning of year	2010-12-31	$2,390,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$784,096
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,550,358
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$1,157,425
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	O'CONNOR DAVIES MUNNS & DOBBINS LLP
Accountancy firm EIN	2010-12-31	133385019

Form 5500 Responses for UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST

2016: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: UNIVERSITY PHYSICIANS OF BROOKLYN, INC. INCENTIVE SAVINGS TRUST 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

347143

Policy instance

Insurance contract or identification number	347143
Number of Individuals Covered	674
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

347143

Policy instance

Insurance contract or identification number	347143
Number of Individuals Covered	705
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

347143

Policy instance

Insurance contract or identification number	347143
Number of Individuals Covered	687
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

347143

Policy instance

Insurance contract or identification number	347143
Number of Individuals Covered	640
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

19390

Policy instance

Insurance contract or identification number	19390
Number of Individuals Covered	604
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

19390

Policy instance

Insurance contract or identification number	19390
Number of Individuals Covered	604
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

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Company Name:	UNIVERSITY PHYSICIANS OF BROOKLYN, INC.
Employer identification number (EIN):	113190652
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1993-12-06
Company Identification Number:	1777244
Legal Registered Office Address:	CENTER AT BROOKLYN ATTN PRES. 450 CLARKSON AVE BOX 80 BROOKLYN United States of America (USA) 112032068

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-01-01
001	2016-01-01	ALAN DZIJA	2018-12-21
001	2015-01-01
001	2015-01-01	STEVE FUHRO	2016-10-17
001	2014-01-01	RAQUEL D. MORIAN
001	2014-01-01
001	2013-01-01	KATHY LINTEN
001	2012-01-01	KATHY LINTEN
001	2011-01-01	KATHY LINTEN
001	2009-01-01	AILEEN PALAZZO
001	2009-01-01	AILEEN PALAZZO
001	2009-01-01	RICHARD MULRY
001	2008-01-01	AILEEN PALAZZO