401k Plan data: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN plan

AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 401k Plan overview

Plan Name	AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN
Plan identification number	001

AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMERICAN PORTFOLIOS HOLDINGS, IN has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN PORTFOLIOS HOLDINGS, IN

Employer identification number (EIN): 113518385

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01 SHIRLEY HORNER 2020-06-23
001 2018-01-01 DAMON JOYNER 2019-06-05
001 2017-01-01 LON DOLBER 2018-06-26
001 2016-01-01 LON DOLBER 2017-06-01
001 2015-01-01 LON DOLBER 2016-10-11
001 2014-01-01 LON DOLBER 2015-06-29
001 2013-01-01 LON DOLBER 2014-09-09
001 2012-01-01 LON DOLBER 2013-05-10
001 2011-01-01 LON DOLBER
001 2009-01-01 LISA DIBELLA
001 2009-01-01 LISA DIBELLA

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01	SHIRLEY HORNER	2020-06-23
001	2018-01-01	DAMON JOYNER	2019-06-05
001	2017-01-01	LON DOLBER	2018-06-26
001	2016-01-01	LON DOLBER	2017-06-01
001	2015-01-01	LON DOLBER	2016-10-11
001	2014-01-01	LON DOLBER	2015-06-29
001	2013-01-01	LON DOLBER	2014-09-09
001	2012-01-01	LON DOLBER	2013-05-10
001	2011-01-01	LON DOLBER
001	2009-01-01	LISA DIBELLA
001	2009-01-01	LISA DIBELLA

Plan Statistics for AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN

401k plan membership statisitcs for AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2023: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 0
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 0
Number of participants with account balances 2023-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 126
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 16
Total of all active and inactive participants 2022-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 142
Number of participants with account balances 2022-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 5
2021: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 123
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 16
Total of all active and inactive participants 2021-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 139
Number of participants with account balances 2021-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 120
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 7
Total of all active and inactive participants 2020-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 127
Number of participants with account balances 2020-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2011: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 70
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 78
Number of participants with account balances 2011-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 59
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 66
Number of participants with account balances 2009-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2023: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	0
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	0
Number of participants with account balances	2023-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	126
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	16
Total of all active and inactive participants	2022-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	142
Number of participants with account balances	2022-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	5
2021: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	123
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	16
Total of all active and inactive participants	2021-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	139
Number of participants with account balances	2021-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	120
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	7
Total of all active and inactive participants	2020-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	127
Number of participants with account balances	2020-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2011: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	70
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	78
Number of participants with account balances	2011-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	59
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	66
Number of participants with account balances	2009-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN

Measure	Date	Value
2023 : AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-02-28	$0
Total transfer of assets to this plan	2023-02-28	$0
Total transfer of assets from this plan	2023-02-28	$14,212,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-02-28	$0
Total income from all sources (including contributions)	2023-02-28	$579,792
Total loss/gain on sale of assets	2023-02-28	$0
Total of all expenses incurred	2023-02-28	$1,512,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-02-28	$1,511,625
Expenses. Certain deemed distributions of participant loans	2023-02-28	$488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-02-28	$0
Value of total assets at end of year	2023-02-28	$0
Value of total assets at beginning of year	2023-02-28	$15,145,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-02-28	$790
Total interest from all sources	2023-02-28	$488
Total dividends received (eg from common stock, registered investment company shares)	2023-02-28	$11,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-02-28	$11,016
Was this plan covered by a fidelity bond	2023-02-28	Yes
Value of fidelity bond cover	2023-02-28	$500,000
If this is an individual account plan, was there a blackout period	2023-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2023-02-28	No
Participant contributions at beginning of year	2023-02-28	$251,024
Assets. Other investments not covered elsewhere at beginning of year	2023-02-28	$470,743
Other income not declared elsewhere	2023-02-28	$97,413
Administrative expenses (other) incurred	2023-02-28	$790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-02-28	No
Value of net income/loss	2023-02-28	$-933,111
Value of net assets at end of year (total assets less liabilities)	2023-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2023-02-28	$15,145,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-02-28	No
Were any leases to which the plan was party in default or uncollectible	2023-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-02-28	$13,354,099
Interest on participant loans	2023-02-28	$488
Value of interest in common/collective trusts at beginning of year	2023-02-28	$1,069,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-02-28	$466,645
Net investment gain or loss from common/collective trusts	2023-02-28	$4,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-02-28	No
Was there a failure to transmit to the plan any participant contributions	2023-02-28	No
Has the plan failed to provide any benefit when due under the plan	2023-02-28	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-02-28	$1,511,625
Did the plan have assets held for investment	2023-02-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2023-02-28	Unqualified
Accountancy firm name	2023-02-28	BAKER TILLY US LLP
Accountancy firm EIN	2023-02-28	390859910
2022 : AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,164,190
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,590,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,574,117
Expenses. Certain deemed distributions of participant loans	2022-12-31	$10,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,124,723
Value of total assets at end of year	2022-12-31	$15,145,812
Value of total assets at beginning of year	2022-12-31	$17,900,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$6,079
Total interest from all sources	2022-12-31	$14,447
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$436,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$436,583
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,420,817
Participant contributions at end of year	2022-12-31	$251,024
Participant contributions at beginning of year	2022-12-31	$345,890
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$57,021
Other income not declared elsewhere	2022-12-31	$-591,825
Administrative expenses (other) incurred	2022-12-31	$6,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,754,940
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$15,145,812
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$17,900,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$13,354,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$15,370,928
Interest on participant loans	2022-12-31	$14,447
Value of interest in common/collective trusts at end of year	2022-12-31	$1,069,946
Value of interest in common/collective trusts at beginning of year	2022-12-31	$929,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$53,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$119,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$119,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,164,496
Net investment gain or loss from common/collective trusts	2022-12-31	$16,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$646,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,574,117
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$38,238
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$416,965
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$1,096,556
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BAKER TILLY US LLP
Accountancy firm EIN	2022-12-31	390859910
2021 : AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$4,254,616
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$166,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$130,318
Expenses. Certain deemed distributions of participant loans	2021-12-31	$33,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,997,022
Value of total assets at end of year	2021-12-31	$17,900,752
Value of total assets at beginning of year	2021-12-31	$13,812,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,817
Total interest from all sources	2021-12-31	$21,659
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$605,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$605,067
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,226,061
Participant contributions at end of year	2021-12-31	$345,890
Participant contributions at beginning of year	2021-12-31	$414,810
Participant contributions at beginning of year	2021-12-31	$26,400
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$210,173
Other income not declared elsewhere	2021-12-31	$275,682
Administrative expenses (other) incurred	2021-12-31	$2,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,088,099
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$17,900,752
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$13,812,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$15,370,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$11,824,848
Interest on participant loans	2021-12-31	$21,659
Value of interest in common/collective trusts at end of year	2021-12-31	$929,838
Value of interest in common/collective trusts at beginning of year	2021-12-31	$721,616
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$119,302
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$38,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$38,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,343,236
Net investment gain or loss from common/collective trusts	2021-12-31	$11,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$560,788
Employer contributions (assets) at beginning of year	2021-12-31	$9,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$130,318
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$38,238
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$38,741
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$1,096,556
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$737,856
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BAKER TILLY US LLP
Accountancy firm EIN	2021-12-31	390859910
2020 : AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,280,807
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$270,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$267,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,784,223
Value of total assets at end of year	2020-12-31	$13,812,653
Value of total assets at beginning of year	2020-12-31	$10,802,749
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$3,171
Total interest from all sources	2020-12-31	$18,916
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$363,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$363,497
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,211,272
Participant contributions at end of year	2020-12-31	$414,810
Participant contributions at beginning of year	2020-12-31	$333,617
Participant contributions at end of year	2020-12-31	$26,400
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$25,861
Other income not declared elsewhere	2020-12-31	$-135,345
Administrative expenses (other) incurred	2020-12-31	$3,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,009,904
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$13,812,653
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,802,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$11,824,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$8,948,930
Interest on participant loans	2020-12-31	$18,916
Value of interest in common/collective trusts at end of year	2020-12-31	$721,616
Value of interest in common/collective trusts at beginning of year	2020-12-31	$844,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$38,977
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$233,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$233,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,234,502
Net investment gain or loss from common/collective trusts	2020-12-31	$15,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$547,090
Employer contributions (assets) at end of year	2020-12-31	$9,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$267,732
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$38,741
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$737,856
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$442,505
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2020-12-31	390859910
2011 : AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$341,832
Expenses. Total of all expenses incurred	2011-12-31	$32,313
Benefits paid (including direct rollovers)	2011-12-31	$31,044
Total plan assets at end of year	2011-12-31	$1,944,379
Total plan assets at beginning of year	2011-12-31	$1,634,860
Value of fidelity bond covering the plan	2011-12-31	$2,000,000
Total contributions received or receivable from participants	2011-12-31	$324,854
Other income received	2011-12-31	$-65,603
Net income (gross income less expenses)	2011-12-31	$309,519
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,944,379
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,634,860
Assets. Value of participant loans	2011-12-31	$123,038
Total contributions received or receivable from employer(s)	2011-12-31	$82,581
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,269
2010 : AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$536,001
Expenses. Total of all expenses incurred	2010-12-31	$44,821
Benefits paid (including direct rollovers)	2010-12-31	$43,656
Total plan assets at end of year	2010-12-31	$1,634,860
Total plan assets at beginning of year	2010-12-31	$1,143,680
Value of fidelity bond covering the plan	2010-12-31	$2,000,000
Total contributions received or receivable from participants	2010-12-31	$276,863
Contributions received from other sources (not participants or employers)	2010-12-31	$9,084
Other income received	2010-12-31	$186,140
Net income (gross income less expenses)	2010-12-31	$491,180
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,634,860
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,143,680
Assets. Value of participant loans	2010-12-31	$94,877
Total contributions received or receivable from employer(s)	2010-12-31	$63,914
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,165

Form 5500 Responses for AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN

2023: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	Yes
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2011: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AMERICAN PORTFOLIOS HOLDINGS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AMERICAN PORTFOLIOS HOLDINGS, IN
Employer identification number (EIN):	113518385
NAIC Classification:	523900