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ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 401k Plan overview

Plan NameADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN
Plan identification number 002

ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED UROLOGY ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name:ADVANCED UROLOGY ASSOCIATES, LLC
Employer identification number (EIN):113569363
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about ADVANCED UROLOGY ASSOCIATES, LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2004-02-15
Company Identification Number: 1438164
Legal Registered Office Address: 75 ARCH STREET
SUITE 101
AKRON
United States of America (USA)
44304

More information about ADVANCED UROLOGY ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022017-01-01MICHAEL OSTAD
0022016-01-01MICHAEL OSTAD
0022015-01-01MICHAEL OSTAD
0022015-01-01MICHAEL OSTAD
0022014-01-01MICHAEL OSTAD
0022013-01-01MICHAEL OSTAD
0022012-01-01MICHAEL OSTAD
0022011-01-01MICHAEL OSTAD2012-10-15
0022010-01-01MICHAEL OSTAD2011-10-18

Plan Statistics for ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN

401k plan membership statisitcs for ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN

Measure Date Value
2019: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0138
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-014
Total of all active and inactive participants2018-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-014
Number of participants with account balances2018-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0139
Total number of active participants reported on line 7a of the Form 55002017-01-0128
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0138
Number of participants with account balances2017-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0147
Total number of active participants reported on line 7a of the Form 55002016-01-0129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0139
Number of participants with account balances2016-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0145
Total number of active participants reported on line 7a of the Form 55002015-01-0128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0117
Total of all active and inactive participants2015-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0145
Number of participants with account balances2015-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0140
Total number of active participants reported on line 7a of the Form 55002014-01-0128
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0145
Number of participants with account balances2014-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0139
Total number of active participants reported on line 7a of the Form 55002013-01-0125
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0140
Number of participants with account balances2013-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0133
Total number of active participants reported on line 7a of the Form 55002012-01-0125
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0135
Number of participants with account balances2012-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011

Financial Data on ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN

Measure Date Value
2019 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-06-30$2,770
Expenses. Total of all expenses incurred2019-06-30$61,480
Benefits paid (including direct rollovers)2019-06-30$61,480
Total plan assets at end of year2019-06-30$0
Total plan assets at beginning of year2019-06-30$58,710
Value of fidelity bond covering the plan2019-06-30$400,000
Other income received2019-06-30$2,770
Net income (gross income less expenses)2019-06-30$-58,710
Net plan assets at end of year (total assets less liabilities)2019-06-30$0
Net plan assets at beginning of year (total assets less liabilities)2019-06-30$58,710
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
2018 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-97,967
Expenses. Total of all expenses incurred2018-12-31$4,247,978
Benefits paid (including direct rollovers)2018-12-31$4,219,004
Total plan assets at end of year2018-12-31$58,710
Total plan assets at beginning of year2018-12-31$4,404,655
Value of fidelity bond covering the plan2018-12-31$400,000
Total contributions received or receivable from participants2018-12-31$9,191
Other income received2018-12-31$-107,158
Net income (gross income less expenses)2018-12-31$-4,345,945
Net plan assets at end of year (total assets less liabilities)2018-12-31$58,710
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,404,655
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$28,974
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$815,426
Expenses. Total of all expenses incurred2017-12-31$66,325
Benefits paid (including direct rollovers)2017-12-31$38,660
Total plan assets at end of year2017-12-31$4,404,655
Total plan assets at beginning of year2017-12-31$3,655,554
Value of fidelity bond covering the plan2017-12-31$400,000
Total contributions received or receivable from participants2017-12-31$17,580
Other income received2017-12-31$655,958
Net income (gross income less expenses)2017-12-31$749,101
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,404,655
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,655,554
Assets. Value of real-estate (other than employer real property)2017-12-31$162,500
Total contributions received or receivable from employer(s)2017-12-31$141,888
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$27,665
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$396,608
Expenses. Total of all expenses incurred2016-12-31$78,954
Benefits paid (including direct rollovers)2016-12-31$68,274
Total plan assets at end of year2016-12-31$3,655,554
Total plan assets at beginning of year2016-12-31$3,337,900
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$18,650
Other income received2016-12-31$216,417
Net income (gross income less expenses)2016-12-31$317,654
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,655,554
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,337,900
Assets. Value of real-estate (other than employer real property)2016-12-31$162,500
Total contributions received or receivable from employer(s)2016-12-31$161,541
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$10,680
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$-53,488
Expenses. Total of all expenses incurred2015-12-31$74,581
Benefits paid (including direct rollovers)2015-12-31$62,567
Total plan assets at end of year2015-12-31$3,086,137
Total plan assets at beginning of year2015-12-31$3,214,206
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$12,071
Noncash contributions received2015-12-31$-233,133
Net income (gross income less expenses)2015-12-31$-128,069
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,086,137
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,214,206
Assets. Value of real-estate (other than employer real property)2015-12-31$1,032,500
Total contributions received or receivable from employer(s)2015-12-31$167,574
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$12,014
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$459,160
Expenses. Total of all expenses incurred2014-12-31$14,848
Total plan assets at end of year2014-12-31$3,214,206
Total plan assets at beginning of year2014-12-31$2,769,894
Value of fidelity bond covering the plan2014-12-31$400,000
Other income received2014-12-31$307,182
Net income (gross income less expenses)2014-12-31$444,312
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,214,206
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,769,894
Assets. Value of real-estate (other than employer real property)2014-12-31$589,005
Total contributions received or receivable from employer(s)2014-12-31$151,978
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$14,848
2013 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$404,220
Expenses. Total of all expenses incurred2013-12-31$12,882
Total plan assets at end of year2013-12-31$2,769,894
Total plan assets at beginning of year2013-12-31$2,378,556
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$34,000
Other income received2013-12-31$292,618
Net income (gross income less expenses)2013-12-31$391,338
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,769,894
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,378,556
Assets. Value of real-estate (other than employer real property)2013-12-31$1,078,387
Total contributions received or receivable from employer(s)2013-12-31$77,602
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$12,882
2012 : ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$231,003
Expenses. Total of all expenses incurred2012-12-31$7,335
Total plan assets at end of year2012-12-31$2,378,556
Total plan assets at beginning of year2012-12-31$2,154,888
Value of fidelity bond covering the plan2012-12-31$400,000
Total contributions received or receivable from participants2012-12-31$34,000
Other income received2012-12-31$124,082
Net income (gross income less expenses)2012-12-31$223,668
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,378,556
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,154,888
Assets. Value of real-estate (other than employer real property)2012-12-31$1,032,919
Total contributions received or receivable from employer(s)2012-12-31$72,921
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,335

Form 5500 Responses for ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN

2019: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ADVANCED UROLOGY ASSOCIATES, LLC 401(K)/PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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