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SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameSGL CARBON, LLC RETIREMENT AND SAVINGS PLAN
Plan identification number 190

SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SGL CARBON, LLC has sponsored the creation of one or more 401k plans.

Company Name:SGL CARBON, LLC
Employer identification number (EIN):130796973
NAIC Classification:333900

Additional information about SGL CARBON, LLC

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1998-06-22
Company Identification Number: 19981034532
Legal Registered Office Address: 701 S CARSON ST STE 200

CARSON CITY
United States of America (USA)
89701

More information about SGL CARBON, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
1902022-01-01
1902021-01-01
1902020-01-01
1902019-01-01
1902018-01-01
1902017-01-01SONIA MURIEL SHERRY PETERSON2018-10-15
1902016-01-01SHERRY PETERSON
1902015-01-01SHERRY PETERSON
1902014-01-01SHERRY PETERSON
1902013-01-01SHERRY WOODS
1902012-01-01JOAN ESPINOSA
1902011-01-01JOAN ESPINOSA JOAN ESPINOSA2012-10-12
1902010-01-01JOAN GAMBINO JOAN GAMBINO2011-10-14
1902009-01-01JOAN GAMBINO

Plan Statistics for SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,012
Total number of active participants reported on line 7a of the Form 55002022-01-01768
Number of retired or separated participants receiving benefits2022-01-0116
Number of other retired or separated participants entitled to future benefits2022-01-01254
Total of all active and inactive participants2022-01-011,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,038
Number of participants with account balances2022-01-011,038
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01836
Total number of active participants reported on line 7a of the Form 55002021-01-01731
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-01267
Total of all active and inactive participants2021-01-011,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,012
Number of participants with account balances2021-01-011,012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01924
Total number of active participants reported on line 7a of the Form 55002020-01-01613
Number of retired or separated participants receiving benefits2020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-01210
Total of all active and inactive participants2020-01-01836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01836
Number of participants with account balances2020-01-01836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,111
Total number of active participants reported on line 7a of the Form 55002019-01-01680
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01233
Total of all active and inactive participants2019-01-01924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01924
Number of participants with account balances2019-01-01924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,062
Total number of active participants reported on line 7a of the Form 55002018-01-01686
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-01416
Total of all active and inactive participants2018-01-011,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,111
Number of participants with account balances2018-01-011,111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,324
Total number of active participants reported on line 7a of the Form 55002017-01-01623
Number of retired or separated participants receiving benefits2017-01-019
Number of other retired or separated participants entitled to future benefits2017-01-01430
Total of all active and inactive participants2017-01-011,062
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,062
Number of participants with account balances2017-01-011,062
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,675
Total number of active participants reported on line 7a of the Form 55002016-01-01782
Number of retired or separated participants receiving benefits2016-01-0111
Number of other retired or separated participants entitled to future benefits2016-01-01531
Total of all active and inactive participants2016-01-011,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,324
Number of participants with account balances2016-01-011,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,746
Total number of active participants reported on line 7a of the Form 55002015-01-011,219
Number of retired or separated participants receiving benefits2015-01-0111
Number of other retired or separated participants entitled to future benefits2015-01-01445
Total of all active and inactive participants2015-01-011,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,675
Number of participants with account balances2015-01-011,675
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,728
Total number of active participants reported on line 7a of the Form 55002014-01-011,303
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-01435
Total of all active and inactive participants2014-01-011,746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,746
Number of participants with account balances2014-01-011,656
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,602
Total number of active participants reported on line 7a of the Form 55002013-01-011,244
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-01471
Total of all active and inactive participants2013-01-011,721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,721
Number of participants with account balances2013-01-011,721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,670
Total number of active participants reported on line 7a of the Form 55002012-01-011,250
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01348
Total of all active and inactive participants2012-01-011,602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,602
Number of participants with account balances2012-01-011,602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,608
Total number of active participants reported on line 7a of the Form 55002011-01-011,401
Number of other retired or separated participants entitled to future benefits2011-01-01269
Total of all active and inactive participants2011-01-011,670
Total participants2011-01-011,670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0168
2010: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,416
Total number of active participants reported on line 7a of the Form 55002010-01-011,356
Number of retired or separated participants receiving benefits2010-01-0110
Number of other retired or separated participants entitled to future benefits2010-01-01228
Total of all active and inactive participants2010-01-011,594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0114
Total participants2010-01-011,608
Number of participants with account balances2010-01-011,513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,475
Total number of active participants reported on line 7a of the Form 55002009-01-011,158
Number of retired or separated participants receiving benefits2009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-01235
Total of all active and inactive participants2009-01-011,403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0113
Total participants2009-01-011,416
Number of participants with account balances2009-01-011,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0148

Financial Data on SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-10,151,585
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$12,805,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,698,571
Expenses. Certain deemed distributions of participant loans2022-12-31$-3,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,776,388
Value of total assets at end of year2022-12-31$98,770,982
Value of total assets at beginning of year2022-12-31$121,728,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$111,364
Total interest from all sources2022-12-31$407,264
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,107,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,107,930
Administrative expenses professional fees incurred2022-12-31$11,400
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,206,223
Participant contributions at end of year2022-12-31$2,082,529
Participant contributions at beginning of year2022-12-31$2,015,040
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$187,659
Other income not declared elsewhere2022-12-31$128,947
Administrative expenses (other) incurred2022-12-31$3,225
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-22,957,538
Value of net assets at end of year (total assets less liabilities)2022-12-31$98,770,982
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$121,728,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$62,210,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$78,153,826
Value of interest in pooled separate accounts at end of year2022-12-31$12,894,688
Value of interest in pooled separate accounts at beginning of year2022-12-31$19,623,555
Interest on participant loans2022-12-31$98,459
Interest earned on other investments2022-12-31$308,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$21,583,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$21,936,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,855,222
Net investment gain/loss from pooled separate accounts2022-12-31$-6,716,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,382,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,698,571
Contract administrator fees2022-12-31$96,739
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GREERWALKER LLP
Accountancy firm EIN2022-12-31561434747
2021 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$5,918,350
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$20,173,543
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$9,628,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,513,318
Expenses. Certain deemed distributions of participant loans2021-12-31$25,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,730,729
Value of total assets at end of year2021-12-31$121,728,520
Value of total assets at beginning of year2021-12-31$105,265,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$89,690
Total interest from all sources2021-12-31$406,747
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$963,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$963,587
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,960,126
Participant contributions at end of year2021-12-31$2,015,040
Participant contributions at beginning of year2021-12-31$2,004,127
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$81,468
Other income not declared elsewhere2021-12-31$116,160
Administrative expenses (other) incurred2021-12-31$89,690
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$99
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,544,746
Value of net assets at end of year (total assets less liabilities)2021-12-31$121,728,520
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$105,265,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$78,153,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$60,090,895
Value of interest in pooled separate accounts at end of year2021-12-31$19,623,555
Value of interest in pooled separate accounts at beginning of year2021-12-31$23,074,860
Interest on participant loans2021-12-31$104,307
Interest earned on other investments2021-12-31$298,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$4,329
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$21,936,099
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$20,095,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,449,498
Net investment gain/loss from pooled separate accounts2021-12-31$4,506,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,689,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,513,318
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GREERWALKER LLP
Accountancy firm EIN2021-12-31561434747
2020 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,500,428
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,778,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,690,620
Expenses. Certain deemed distributions of participant loans2020-12-31$5,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,614,573
Value of total assets at end of year2020-12-31$105,265,424
Value of total assets at beginning of year2020-12-31$97,543,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$81,424
Total interest from all sources2020-12-31$423,046
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$899,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$899,015
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,604,653
Participant contributions at end of year2020-12-31$2,004,127
Participant contributions at beginning of year2020-12-31$2,010,894
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$547,813
Other income not declared elsewhere2020-12-31$228,944
Administrative expenses (other) incurred2020-12-31$81,424
Total non interest bearing cash at end of year2020-12-31$99
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,722,408
Value of net assets at end of year (total assets less liabilities)2020-12-31$105,265,424
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$97,543,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$60,090,895
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$56,722,108
Value of interest in pooled separate accounts at end of year2020-12-31$23,074,860
Value of interest in pooled separate accounts at beginning of year2020-12-31$21,837,886
Interest on participant loans2020-12-31$106,601
Interest earned on other investments2020-12-31$316,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$20,095,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$16,972,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,346,426
Net investment gain/loss from pooled separate accounts2020-12-31$4,988,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,462,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,690,620
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GREERWALKER LLP
Accountancy firm EIN2020-12-31561434747
2019 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$22,058,581
Total income from all sources (including contributions)2019-12-31$22,058,581
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,592,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,496,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,232,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,232,715
Value of total assets at end of year2019-12-31$97,543,016
Value of total assets at end of year2019-12-31$97,543,016
Value of total assets at beginning of year2019-12-31$80,077,240
Value of total assets at beginning of year2019-12-31$80,077,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$96,567
Total interest from all sources2019-12-31$416,097
Total interest from all sources2019-12-31$416,097
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,266,668
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,266,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,266,668
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,266,668
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,957,549
Contributions received from participants2019-12-31$3,957,549
Participant contributions at end of year2019-12-31$2,010,894
Participant contributions at end of year2019-12-31$2,010,894
Participant contributions at beginning of year2019-12-31$1,900,703
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$467,962
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$467,962
Other income not declared elsewhere2019-12-31$117,043
Other income not declared elsewhere2019-12-31$117,043
Administrative expenses (other) incurred2019-12-31$96,567
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$17,465,776
Value of net assets at end of year (total assets less liabilities)2019-12-31$97,543,016
Value of net assets at end of year (total assets less liabilities)2019-12-31$97,543,016
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$80,077,240
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$80,077,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$56,722,108
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$56,722,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$45,901,357
Value of interest in pooled separate accounts at end of year2019-12-31$21,837,886
Value of interest in pooled separate accounts at end of year2019-12-31$21,837,886
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,938,532
Interest on participant loans2019-12-31$106,413
Interest on participant loans2019-12-31$106,413
Interest earned on other investments2019-12-31$309,684
Interest earned on other investments2019-12-31$309,684
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,972,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,972,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,335,906
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,335,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,423,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,423,309
Net investment gain/loss from pooled separate accounts2019-12-31$4,602,749
Net investment gain/loss from pooled separate accounts2019-12-31$4,602,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,807,204
Contributions received in cash from employer2019-12-31$1,807,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,496,238
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2019-12-31560574444
2018 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,276,564
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$11,935,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,851,890
Expenses. Certain deemed distributions of participant loans2018-12-31$5,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,695,749
Value of total assets at end of year2018-12-31$80,077,240
Value of total assets at beginning of year2018-12-31$89,735,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$78,398
Total interest from all sources2018-12-31$347,327
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$929,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$929,011
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,559,849
Participant contributions at end of year2018-12-31$1,900,703
Participant contributions at beginning of year2018-12-31$1,742,750
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$502,872
Other income not declared elsewhere2018-12-31$115,745
Administrative expenses (other) incurred2018-12-31$78,398
Total non interest bearing cash at end of year2018-12-31$742
Total non interest bearing cash at beginning of year2018-12-31$5,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,658,736
Value of net assets at end of year (total assets less liabilities)2018-12-31$80,077,240
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$89,735,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$45,901,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$65,408,045
Value of interest in pooled separate accounts at end of year2018-12-31$17,938,532
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,756,134
Interest on participant loans2018-12-31$89,057
Interest earned on other investments2018-12-31$258,270
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$14,335,906
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$14,823,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,300,612
Net investment gain/loss from pooled separate accounts2018-12-31$-2,510,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,633,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,851,890
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2018-12-31560574444
2017 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$14,899,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,674,465
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,353,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,251,883
Expenses. Certain deemed distributions of participant loans2017-12-31$8,661
Value of total corrective distributions2017-12-31$415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,115,102
Value of total assets at end of year2017-12-31$89,735,976
Value of total assets at beginning of year2017-12-31$95,314,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$92,328
Total interest from all sources2017-12-31$360,267
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$855,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$855,860
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,505,570
Participant contributions at end of year2017-12-31$1,742,750
Participant contributions at beginning of year2017-12-31$2,442,953
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$143,283
Other income not declared elsewhere2017-12-31$147,039
Administrative expenses (other) incurred2017-12-31$92,328
Total non interest bearing cash at end of year2017-12-31$5,298
Total non interest bearing cash at beginning of year2017-12-31$22,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,321,178
Value of net assets at end of year (total assets less liabilities)2017-12-31$89,735,976
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$95,314,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$65,408,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$69,328,115
Value of interest in pooled separate accounts at end of year2017-12-31$7,756,134
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,634,491
Interest on participant loans2017-12-31$83,267
Interest earned on other investments2017-12-31$277,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$14,823,749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$17,886,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,011,265
Net investment gain/loss from pooled separate accounts2017-12-31$1,184,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,466,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,251,883
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2017-12-31560574444
2016 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$15,853,625
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,867,350
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,028,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,884,184
Expenses. Certain deemed distributions of participant loans2016-12-31$10,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,941,486
Value of total assets at end of year2016-12-31$95,314,059
Value of total assets at beginning of year2016-12-31$112,329,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$133,675
Total interest from all sources2016-12-31$409,601
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,066,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,066,616
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,948,542
Participant contributions at end of year2016-12-31$2,442,953
Participant contributions at beginning of year2016-12-31$3,679,459
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$291,491
Other income not declared elsewhere2016-12-31$164,418
Administrative expenses (other) incurred2016-12-31$133,675
Total non interest bearing cash at end of year2016-12-31$22,128
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,161,396
Value of net assets at end of year (total assets less liabilities)2016-12-31$95,314,059
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$112,329,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$69,328,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$88,683,832
Value of interest in pooled separate accounts at end of year2016-12-31$5,634,491
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$107,254
Interest earned on other investments2016-12-31$302,347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$17,886,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$19,965,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,928,633
Net investment gain/loss from pooled separate accounts2016-12-31$1,356,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,701,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,884,184
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2016-12-31560574444
2015 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,508,617
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$9,538,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,379,111
Expenses. Certain deemed distributions of participant loans2015-12-31$22,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,841,108
Value of total assets at end of year2015-12-31$112,329,080
Value of total assets at beginning of year2015-12-31$113,358,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$136,598
Total interest from all sources2015-12-31$504,663
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,358,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,358,521
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,711,348
Participant contributions at end of year2015-12-31$3,679,459
Participant contributions at beginning of year2015-12-31$3,511,548
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$570,394
Other income not declared elsewhere2015-12-31$129,535
Administrative expenses (other) incurred2015-12-31$136,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,029,555
Value of net assets at end of year (total assets less liabilities)2015-12-31$112,329,080
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$113,358,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$88,683,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$90,837,991
Interest on participant loans2015-12-31$151,977
Interest earned on other investments2015-12-31$352,686
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$19,965,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$19,009,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,325,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,559,366
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,379,111
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2015-12-31560574444
2014 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$15,101,684
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$10,462,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,311,375
Expenses. Certain deemed distributions of participant loans2014-12-31$7,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,565,287
Value of total assets at end of year2014-12-31$113,358,635
Value of total assets at beginning of year2014-12-31$108,719,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$144,216
Total interest from all sources2014-12-31$504,715
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,219,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,219,401
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,721,659
Participant contributions at end of year2014-12-31$3,511,548
Participant contributions at beginning of year2014-12-31$3,382,711
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$194,199
Other income not declared elsewhere2014-12-31$126,827
Administrative expenses (other) incurred2014-12-31$144,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,639,037
Value of net assets at end of year (total assets less liabilities)2014-12-31$113,358,635
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$108,719,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$90,837,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$86,908,122
Interest on participant loans2014-12-31$141,952
Interest earned on other investments2014-12-31$362,763
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$19,009,096
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$18,401,027
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,685,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,649,429
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$27,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,311,375
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2014-12-31560574444
2013 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$26,982,603
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$9,861,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,688,557
Expenses. Certain deemed distributions of participant loans2013-12-31$33,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,609,342
Value of total assets at end of year2013-12-31$108,719,598
Value of total assets at beginning of year2013-12-31$91,598,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$138,861
Total interest from all sources2013-12-31$515,385
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,051,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,051,882
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,738,050
Participant contributions at end of year2013-12-31$3,382,711
Participant contributions at beginning of year2013-12-31$3,030,513
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$142,474
Other income not declared elsewhere2013-12-31$108,223
Administrative expenses (other) incurred2013-12-31$138,861
Total non interest bearing cash at beginning of year2013-12-31$47
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,121,433
Value of net assets at end of year (total assets less liabilities)2013-12-31$108,719,598
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$91,598,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$86,908,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$70,356,016
Interest on participant loans2013-12-31$131,676
Interest earned on other investments2013-12-31$383,709
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$18,401,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$17,617,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$16,697,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,728,818
Employer contributions (assets) at end of year2013-12-31$27,738
Employer contributions (assets) at beginning of year2013-12-31$594,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,688,557
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2013-12-31056057444
2012 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,154,181
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$11,184,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,363,614
Expenses. Certain deemed distributions of participant loans2012-12-31$2,782,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,169,413
Value of total assets at end of year2012-12-31$91,598,165
Value of total assets at beginning of year2012-12-31$80,628,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,716
Total interest from all sources2012-12-31$425,847
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,064,600
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,064,600
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,625,421
Participant contributions at end of year2012-12-31$3,030,513
Participant contributions at beginning of year2012-12-31$2,647,668
Participant contributions at beginning of year2012-12-31$91,447
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,476,572
Other income not declared elsewhere2012-12-31$67,304
Administrative expenses (other) incurred2012-12-31$37,716
Total non interest bearing cash at end of year2012-12-31$47
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,970,085
Value of net assets at end of year (total assets less liabilities)2012-12-31$91,598,165
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$80,628,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$70,356,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$67,100,593
Interest on participant loans2012-12-31$122,813
Interest earned on other investments2012-12-31$303,034
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$5,545,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,198,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,198,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$17,617,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,427,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,067,420
Employer contributions (assets) at end of year2012-12-31$594,563
Employer contributions (assets) at beginning of year2012-12-31$43,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,363,614
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2012-12-31560574444
2011 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$8,464,521
Total of all expenses incurred2011-12-31$7,883,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,848,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,568,056
Value of total assets at end of year2011-12-31$80,628,080
Value of total assets at beginning of year2011-12-31$79,955,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$34,674
Total interest from all sources2011-12-31$128,111
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,083,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,083,298
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,752,788
Participant contributions at end of year2011-12-31$2,647,668
Participant contributions at beginning of year2011-12-31$2,350,568
Participant contributions at end of year2011-12-31$91,447
Participant contributions at beginning of year2011-12-31$19,086
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$619,956
Administrative expenses (other) incurred2011-12-31$34,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$581,515
Value of net assets at end of year (total assets less liabilities)2011-12-31$80,628,080
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$79,955,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$67,100,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$66,873,692
Interest on participant loans2011-12-31$128,111
Value of interest in common/collective trusts at end of year2011-12-31$5,545,944
Value of interest in common/collective trusts at beginning of year2011-12-31$5,579,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,198,469
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,123,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,123,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,314,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,195,312
Employer contributions (assets) at end of year2011-12-31$43,959
Employer contributions (assets) at beginning of year2011-12-31$9,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,848,332
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$16,613,198
Total of all expenses incurred2010-12-31$4,661,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,605,356
Expenses. Certain deemed distributions of participant loans2010-12-31$25,498
Value of total corrective distributions2010-12-31$4,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,206,042
Value of total assets at end of year2010-12-31$79,955,147
Value of total assets at beginning of year2010-12-31$68,000,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,847
Total interest from all sources2010-12-31$129,085
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,506,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,506,860
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,280,822
Participant contributions at end of year2010-12-31$2,350,568
Participant contributions at beginning of year2010-12-31$1,965,854
Participant contributions at end of year2010-12-31$19,086
Participant contributions at beginning of year2010-12-31$91,474
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$609,291
Administrative expenses (other) incurred2010-12-31$25,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,951,524
Value of net assets at end of year (total assets less liabilities)2010-12-31$79,955,147
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$68,000,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$66,873,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$54,486,112
Interest on participant loans2010-12-31$127,880
Value of interest in common/collective trusts at end of year2010-12-31$5,579,313
Value of interest in common/collective trusts at beginning of year2010-12-31$5,626,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,123,228
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,182,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,182,871
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,549,887
Net investment gain or loss from common/collective trusts2010-12-31$221,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,315,929
Employer contributions (assets) at end of year2010-12-31$9,260
Employer contributions (assets) at beginning of year2010-12-31$647,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,605,356
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN
Accountancy firm EIN2010-12-31560747981
2009 : SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN

2022: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SGL CARBON, LLC RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1038
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1012
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered836
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered924
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1111
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1062
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1675
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1746
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1721
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041858
Policy instance 1
Insurance contract or identification number041858
Number of Individuals Covered1602
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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