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A.I. FRIEDMAN L.P. NONUNION PLAN 401k Plan overview

Plan NameA.I. FRIEDMAN L.P. NONUNION PLAN
Plan identification number 001

A.I. FRIEDMAN L.P. NONUNION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A.I. FRIEDMAN, L.P. has sponsored the creation of one or more 401k plans.

Company Name:A.I. FRIEDMAN, L.P.
Employer identification number (EIN):131528125
NAIC Classification:424990
NAIC Description:Other Miscellaneous Nondurable Goods Merchant Wholesalers

Additional information about A.I. FRIEDMAN, L.P.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2076062

More information about A.I. FRIEDMAN, L.P.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A.I. FRIEDMAN L.P. NONUNION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01ROSE LYONS
0012014-01-01JAMES J WHITE
0012013-01-01JAMES J WHITE A.I. FRIEDMAN, LP2014-09-19
0012012-01-01JAMES J. WHITE A.I. FRIEDMAN, L.P.2013-10-11
0012011-01-01JAMES J WHITE JAMES J WHITE2012-10-03
0012010-01-01JAMES J WHITE
0012009-01-01JAMES J WHITE

Plan Statistics for A.I. FRIEDMAN L.P. NONUNION PLAN

401k plan membership statisitcs for A.I. FRIEDMAN L.P. NONUNION PLAN

Measure Date Value
2015: A.I. FRIEDMAN L.P. NONUNION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01140
Total number of active participants reported on line 7a of the Form 55002015-01-01124
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0134
Total of all active and inactive participants2015-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01158
Number of participants with account balances2015-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: A.I. FRIEDMAN L.P. NONUNION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01134
Total number of active participants reported on line 7a of the Form 55002014-01-01114
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0126
Total of all active and inactive participants2014-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01140
Number of participants with account balances2014-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: A.I. FRIEDMAN L.P. NONUNION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01126
Total number of active participants reported on line 7a of the Form 55002013-01-01114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01129
Number of participants with account balances2013-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: A.I. FRIEDMAN L.P. NONUNION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01158
Total number of active participants reported on line 7a of the Form 55002012-01-01119
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01126
Number of participants with account balances2012-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: A.I. FRIEDMAN L.P. NONUNION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01153
Total number of active participants reported on line 7a of the Form 55002011-01-01116
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0142
Total of all active and inactive participants2011-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01158
Number of participants with account balances2011-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: A.I. FRIEDMAN L.P. NONUNION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01151
Total number of active participants reported on line 7a of the Form 55002010-01-01117
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0136
Total of all active and inactive participants2010-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01153
Number of participants with account balances2010-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: A.I. FRIEDMAN L.P. NONUNION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01153
Total number of active participants reported on line 7a of the Form 55002009-01-01120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0131
Total of all active and inactive participants2009-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01151
Number of participants with account balances2009-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on A.I. FRIEDMAN L.P. NONUNION PLAN

Measure Date Value
2015 : A.I. FRIEDMAN L.P. NONUNION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$181,905
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$304,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$292,371
Value of total corrective distributions2015-12-31$10,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$273,779
Value of total assets at end of year2015-12-31$5,830,141
Value of total assets at beginning of year2015-12-31$5,952,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,195
Total interest from all sources2015-12-31$4,709
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$262,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$262,651
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$273,779
Participant contributions at end of year2015-12-31$134,895
Participant contributions at beginning of year2015-12-31$94,364
Administrative expenses (other) incurred2015-12-31$1,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-122,535
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,830,141
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,952,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,496,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,674,683
Interest on participant loans2015-12-31$4,709
Value of interest in common/collective trusts at end of year2015-12-31$3,198,368
Value of interest in common/collective trusts at beginning of year2015-12-31$3,183,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-336,147
Net investment gain or loss from common/collective trusts2015-12-31$-23,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$292,371
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2015-12-31431947695
2014 : A.I. FRIEDMAN L.P. NONUNION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$727,554
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$666,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$663,187
Expenses. Certain deemed distributions of participant loans2014-12-31$614
Value of total corrective distributions2014-12-31$2,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$451,184
Value of total assets at end of year2014-12-31$5,952,676
Value of total assets at beginning of year2014-12-31$5,891,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$730
Total interest from all sources2014-12-31$5,105
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$337,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$337,510
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$310,857
Participant contributions at end of year2014-12-31$94,364
Participant contributions at beginning of year2014-12-31$143,429
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$140,327
Other income not declared elsewhere2014-12-31$1,833
Administrative expenses (other) incurred2014-12-31$730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$60,877
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,952,676
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,891,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,674,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,810,699
Interest on participant loans2014-12-31$5,105
Value of interest in common/collective trusts at end of year2014-12-31$3,183,629
Value of interest in common/collective trusts at beginning of year2014-12-31$2,937,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-192,118
Net investment gain or loss from common/collective trusts2014-12-31$124,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$663,187
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2014-12-31431947695
2013 : A.I. FRIEDMAN L.P. NONUNION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$969,962
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$424,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$385,098
Expenses. Certain deemed distributions of participant loans2013-12-31$26,437
Value of total corrective distributions2013-12-31$11,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$313,118
Value of total assets at end of year2013-12-31$5,891,799
Value of total assets at beginning of year2013-12-31$5,346,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,240
Total interest from all sources2013-12-31$7,278
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$255,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$255,761
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$311,866
Participant contributions at end of year2013-12-31$143,429
Participant contributions at beginning of year2013-12-31$191,936
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,252
Other income not declared elsewhere2013-12-31$276
Administrative expenses (other) incurred2013-12-31$1,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$545,751
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,891,799
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,346,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,810,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,828,897
Interest on participant loans2013-12-31$7,278
Value of interest in common/collective trusts at end of year2013-12-31$2,937,671
Value of interest in common/collective trusts at beginning of year2013-12-31$2,325,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$174,667
Net investment gain or loss from common/collective trusts2013-12-31$218,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$385,098
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2013-12-31431947695
2012 : A.I. FRIEDMAN L.P. NONUNION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$810,542
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$81,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$79,719
Expenses. Certain deemed distributions of participant loans2012-12-31$26
Value of total corrective distributions2012-12-31$771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$314,263
Value of total assets at end of year2012-12-31$5,346,048
Value of total assets at beginning of year2012-12-31$4,617,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,443
Total interest from all sources2012-12-31$7,742
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$97,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$97,579
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$462,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$314,263
Participant contributions at end of year2012-12-31$191,936
Participant contributions at beginning of year2012-12-31$177,514
Other income not declared elsewhere2012-12-31$353
Administrative expenses (other) incurred2012-12-31$1,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$728,583
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,346,048
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,617,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,828,897
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,190,825
Interest on participant loans2012-12-31$7,742
Value of interest in common/collective trusts at end of year2012-12-31$2,325,215
Value of interest in common/collective trusts at beginning of year2012-12-31$2,249,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$254,836
Net investment gain or loss from common/collective trusts2012-12-31$135,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$79,719
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2012-12-31431947695
2011 : A.I. FRIEDMAN L.P. NONUNION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$257,924
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$36,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$32,881
Expenses. Certain deemed distributions of participant loans2011-12-31$2,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$301,246
Value of total assets at end of year2011-12-31$4,617,465
Value of total assets at beginning of year2011-12-31$4,395,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,145
Total interest from all sources2011-12-31$5,832
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$55,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$55,168
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$440,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$301,246
Participant contributions at end of year2011-12-31$177,514
Participant contributions at beginning of year2011-12-31$131,619
Administrative expenses (other) incurred2011-12-31$1,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$221,514
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,617,465
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,395,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,190,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,158,206
Interest on participant loans2011-12-31$5,832
Value of interest in common/collective trusts at end of year2011-12-31$2,249,126
Value of interest in common/collective trusts at beginning of year2011-12-31$2,106,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-140,765
Net investment gain or loss from common/collective trusts2011-12-31$36,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$32,881
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2011-12-31431947695
2010 : A.I. FRIEDMAN L.P. NONUNION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$694,652
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$51,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$37,651
Expenses. Certain deemed distributions of participant loans2010-12-31$1,950
Value of total corrective distributions2010-12-31$10,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$295,666
Value of total assets at end of year2010-12-31$4,395,951
Value of total assets at beginning of year2010-12-31$3,752,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,230
Total interest from all sources2010-12-31$3,603
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$85,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$85,415
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$376,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$295,666
Participant contributions at end of year2010-12-31$131,619
Participant contributions at beginning of year2010-12-31$58,383
Administrative expenses (other) incurred2010-12-31$1,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$643,058
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,395,951
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,752,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,158,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,010,204
Interest on participant loans2010-12-31$3,603
Value of interest in common/collective trusts at end of year2010-12-31$2,106,126
Value of interest in common/collective trusts at beginning of year2010-12-31$1,684,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$174,577
Net investment gain or loss from common/collective trusts2010-12-31$135,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$37,651
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2010-12-31431947695
2009 : A.I. FRIEDMAN L.P. NONUNION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for A.I. FRIEDMAN L.P. NONUNION PLAN

2015: A.I. FRIEDMAN L.P. NONUNION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A.I. FRIEDMAN L.P. NONUNION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A.I. FRIEDMAN L.P. NONUNION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: A.I. FRIEDMAN L.P. NONUNION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: A.I. FRIEDMAN L.P. NONUNION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: A.I. FRIEDMAN L.P. NONUNION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: A.I. FRIEDMAN L.P. NONUNION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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