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AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 401k Plan overview

Plan NameAMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN
Plan identification number 002

AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN SOCIETY OF MECHANICAL ENGINEERS has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN SOCIETY OF MECHANICAL ENGINEERS
Employer identification number (EIN):131623899
NAIC Classification:611000

Additional information about AMERICAN SOCIETY OF MECHANICAL ENGINEERS

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1998-03-02
Company Identification Number: 0011977207
Legal Registered Office Address: 150 CLOVE RD STE 6 ATTN:ROBYN SAVAGE

LITTLE FALLS
United States of America (USA)
07424

More information about AMERICAN SOCIETY OF MECHANICAL ENGINEERS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LAUREL RASO LAUREL RASO2018-10-15

Plan Statistics for AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN

401k plan membership statisitcs for AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN

Measure Date Value
2022: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01536
Total number of active participants reported on line 7a of the Form 55002022-01-01382
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01188
Total of all active and inactive participants2022-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01572
Number of participants with account balances2022-01-01571
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01506
Total number of active participants reported on line 7a of the Form 55002021-01-01372
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01163
Total of all active and inactive participants2021-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01537
Number of participants with account balances2021-01-01536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01491
Total number of active participants reported on line 7a of the Form 55002020-01-01361
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01146
Total of all active and inactive participants2020-01-01507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01508
Number of participants with account balances2020-01-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01421
Total number of active participants reported on line 7a of the Form 55002019-01-01392
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0198
Total of all active and inactive participants2019-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01491
Number of participants with account balances2019-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01396
Total number of active participants reported on line 7a of the Form 55002018-01-01368
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0153
Total of all active and inactive participants2018-01-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01421
Number of participants with account balances2018-01-01421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01338
Total number of active participants reported on line 7a of the Form 55002017-01-01362
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0129
Total of all active and inactive participants2017-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01391
Number of participants with account balances2017-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117

Financial Data on AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN

Measure Date Value
2022 : AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-61,611
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,671,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,638,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,514,692
Value of total assets at end of year2022-12-31$58,576,801
Value of total assets at beginning of year2022-12-31$60,309,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$32,860
Total interest from all sources2022-12-31$420,348
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,279,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,279,099
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,609,186
Participant contributions at end of year2022-12-31$213,008
Participant contributions at beginning of year2022-12-31$177,950
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$605,420
Other income not declared elsewhere2022-12-31$19,644
Administrative expenses (other) incurred2022-12-31$32,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,732,814
Value of net assets at end of year (total assets less liabilities)2022-12-31$58,576,801
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$60,309,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$44,070,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$47,286,669
Value of interest in pooled separate accounts at end of year2022-12-31$2,227,849
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,799,829
Interest on participant loans2022-12-31$9,519
Interest earned on other investments2022-12-31$410,829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$12,065,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$11,045,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,450,915
Net investment gain/loss from pooled separate accounts2022-12-31$155,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,300,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,638,343
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KPMG LLP
Accountancy firm EIN2022-12-31135565207
2021 : AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,224
Total income from all sources (including contributions)2021-12-31$13,197,034
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,537,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,504,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,996,414
Value of total assets at end of year2021-12-31$60,309,615
Value of total assets at beginning of year2021-12-31$48,659,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$32,694
Total interest from all sources2021-12-31$329,291
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,269,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,269,584
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,508,279
Participant contributions at end of year2021-12-31$177,950
Participant contributions at beginning of year2021-12-31$99,830
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$347,960
Other income not declared elsewhere2021-12-31$6,870
Administrative expenses (other) incurred2021-12-31$32,694
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$9,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,659,468
Value of net assets at end of year (total assets less liabilities)2021-12-31$60,309,615
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$48,650,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$47,286,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$36,622,080
Value of interest in pooled separate accounts at end of year2021-12-31$1,799,829
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,359,652
Interest on participant loans2021-12-31$5,309
Interest earned on other investments2021-12-31$323,982
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$11,045,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,766,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,333,793
Net investment gain/loss from pooled separate accounts2021-12-31$261,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,140,175
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$811,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,504,872
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$9,224
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$26,361,360
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,766,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,741,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$20,961,913
Value of total assets at end of year2020-12-31$48,659,371
Value of total assets at beginning of year2020-12-31$25,055,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25,348
Total interest from all sources2020-12-31$287,348
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,478,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,478,878
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,514,918
Participant contributions at end of year2020-12-31$99,830
Participant contributions at beginning of year2020-12-31$82,241
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,197,436
Other income not declared elsewhere2020-12-31$5,263
Administrative expenses (other) incurred2020-12-31$25,348
Liabilities. Value of operating payables at end of year2020-12-31$9,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$23,594,926
Value of net assets at end of year (total assets less liabilities)2020-12-31$48,650,147
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,055,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$36,622,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,750,911
Value of interest in pooled separate accounts at end of year2020-12-31$1,359,652
Value of interest in pooled separate accounts at beginning of year2020-12-31$820,546
Interest on participant loans2020-12-31$4,751
Interest earned on other investments2020-12-31$282,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,766,406
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,401,523
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$541,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,638,310
Net investment gain/loss from pooled separate accounts2020-12-31$-10,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,249,559
Employer contributions (assets) at end of year2020-12-31$811,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,199,247
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG
Accountancy firm EIN2020-12-31135565207
2019 : AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,891,314
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,091,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,078,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,560,668
Value of total assets at end of year2019-12-31$25,055,221
Value of total assets at beginning of year2019-12-31$15,255,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$12,825
Total interest from all sources2019-12-31$152,597
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$664,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$664,317
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,429,795
Participant contributions at end of year2019-12-31$82,241
Participant contributions at beginning of year2019-12-31$73,482
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$812,380
Other income not declared elsewhere2019-12-31$2,286
Administrative expenses (other) incurred2019-12-31$12,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,799,505
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,055,221
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,255,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,750,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,225,640
Value of interest in pooled separate accounts at end of year2019-12-31$820,546
Value of interest in pooled separate accounts at beginning of year2019-12-31$460,229
Interest earned on other investments2019-12-31$152,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,401,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,496,365
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$27,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,478,323
Net investment gain/loss from pooled separate accounts2019-12-31$33,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,318,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,051,964
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG
Accountancy firm EIN2019-12-31135565207
2018 : AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,197,705
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$451,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$443,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,034,948
Value of total assets at end of year2018-12-31$15,255,716
Value of total assets at beginning of year2018-12-31$7,509,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,014
Total interest from all sources2018-12-31$96,376
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$615,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$615,903
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,206,386
Participant contributions at end of year2018-12-31$73,482
Participant contributions at beginning of year2018-12-31$16,579
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$64,293
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,502,614
Other income not declared elsewhere2018-12-31$28
Administrative expenses (other) incurred2018-12-31$8,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$7,745,849
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,255,716
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,509,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,225,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,347,715
Value of interest in pooled separate accounts at end of year2018-12-31$460,229
Value of interest in pooled separate accounts at beginning of year2018-12-31$214,507
Interest earned on other investments2018-12-31$96,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,496,365
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$814,414
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$12,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,565,733
Net investment gain/loss from pooled separate accounts2018-12-31$16,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,325,948
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$52,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$431,836
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,550,364
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$40,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$38,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,013,762
Value of total assets at end of year2017-12-31$7,509,867
Value of total assets at beginning of year2017-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,142
Total interest from all sources2017-12-31$16,704
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$241,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$241,029
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,948,027
Participant contributions at end of year2017-12-31$16,579
Participant contributions at beginning of year2017-12-31$0
Participant contributions at end of year2017-12-31$64,293
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$726,475
Administrative expenses (other) incurred2017-12-31$2,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,509,867
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,509,867
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,347,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$214,507
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest earned on other investments2017-12-31$16,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$814,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$274,313
Net investment gain/loss from pooled separate accounts2017-12-31$4,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,339,260
Employer contributions (assets) at end of year2017-12-31$52,359
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$38,355
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207

Form 5500 Responses for AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN

2022: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN SOCIETY OF MECHANICAL ENGINEERS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407236
Policy instance 1
Insurance contract or identification number407236
Number of Individuals Covered196
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407236
Policy instance 1
Insurance contract or identification number407236
Number of Individuals Covered197
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407236
Policy instance 1
Insurance contract or identification number407236
Number of Individuals Covered190
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407236
Policy instance 1
Insurance contract or identification number407236
Number of Individuals Covered180
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407236
Policy instance 1
Insurance contract or identification number407236
Number of Individuals Covered153
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407236
Policy instance 1
Insurance contract or identification number407236
Number of Individuals Covered143
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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