401k Plan data: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN plan

THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	002

THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

THE PIERPONT MORGAN LIBRARY has sponsored the creation of one or more 401k plans.

Company Name: THE PIERPONT MORGAN LIBRARY

Employer identification number (EIN): 131624146

NAIC Classification: 712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 DORIAN LEWIS-HOOD
002 2011-01-01 DORIAN LEWIS-HOOD
002 2010-01-01 DORIAN LEWIS-HOOD
002 2009-01-01 DORIAN LEWIS-HOOD

Plan Statistics for THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2017: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 290
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
2016: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 287
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 189
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 99
Total of all active and inactive participants 2016-01-01 290
Total participants 2016-01-01 290
Number of participants with account balances 2016-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 277
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 194
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 91
Total of all active and inactive participants 2015-01-01 287
Total participants 2015-01-01 287
Number of participants with account balances 2015-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 178
Number of other retired or separated participants entitled to future benefits 2014-01-01 99
Total of all active and inactive participants 2014-01-01 277
Total participants 2014-01-01 277
Number of participants with account balances 2014-01-01 166
2013: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 166
Number of other retired or separated participants entitled to future benefits 2013-01-01 93
Total of all active and inactive participants 2013-01-01 259
Total participants 2013-01-01 259
Number of participants with account balances 2013-01-01 166
2012: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 244
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 156
Number of other retired or separated participants entitled to future benefits 2012-01-01 92
Total of all active and inactive participants 2012-01-01 248
Total participants 2012-01-01 248
Number of participants with account balances 2012-01-01 159
2011: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 154
Number of other retired or separated participants entitled to future benefits 2011-01-01 90
Total of all active and inactive participants 2011-01-01 244
Total participants 2011-01-01 244
Number of participants with account balances 2011-01-01 158
2010: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 160
Number of other retired or separated participants entitled to future benefits 2010-01-01 86
Total of all active and inactive participants 2010-01-01 246
Total participants 2010-01-01 246
Number of participants with account balances 2010-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 134
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 47
Total of all active and inactive participants 2009-01-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 181
Number of participants with account balances 2009-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	290
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
2016: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	287
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	189
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	99
Total of all active and inactive participants	2016-01-01	290
Total participants	2016-01-01	290
Number of participants with account balances	2016-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	277
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	194
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	91
Total of all active and inactive participants	2015-01-01	287
Total participants	2015-01-01	287
Number of participants with account balances	2015-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	178
Number of other retired or separated participants entitled to future benefits	2014-01-01	99
Total of all active and inactive participants	2014-01-01	277
Total participants	2014-01-01	277
Number of participants with account balances	2014-01-01	166
2013: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	166
Number of other retired or separated participants entitled to future benefits	2013-01-01	93
Total of all active and inactive participants	2013-01-01	259
Total participants	2013-01-01	259
Number of participants with account balances	2013-01-01	166
2012: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	244
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	156
Number of other retired or separated participants entitled to future benefits	2012-01-01	92
Total of all active and inactive participants	2012-01-01	248
Total participants	2012-01-01	248
Number of participants with account balances	2012-01-01	159
2011: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	154
Number of other retired or separated participants entitled to future benefits	2011-01-01	90
Total of all active and inactive participants	2011-01-01	244
Total participants	2011-01-01	244
Number of participants with account balances	2011-01-01	158
2010: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	160
Number of other retired or separated participants entitled to future benefits	2010-01-01	86
Total of all active and inactive participants	2010-01-01	246
Total participants	2010-01-01	246
Number of participants with account balances	2010-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	134
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	47
Total of all active and inactive participants	2009-01-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	181
Number of participants with account balances	2009-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2017 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-31	$13,492,879
Value of total assets at beginning of year	2017-12-31	$13,492,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,492,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,834,817
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$879,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$3,778,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2017-12-31	131655065
2016 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$574,285
Total unrealized appreciation/depreciation of assets	2016-12-31	$574,285
Total income from all sources (including contributions)	2016-12-31	$1,636,248
Total of all expenses incurred	2016-12-31	$908,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$907,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$892,223
Value of total assets at end of year	2016-12-31	$13,492,879
Value of total assets at beginning of year	2016-12-31	$12,764,672
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$229
Total interest from all sources	2016-12-31	$126,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$506,212
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$386,011
Administrative expenses (other) incurred	2016-12-31	$229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$728,207
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,492,879
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,764,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,834,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,456,539
Value of interest in pooled separate accounts at end of year	2016-12-31	$879,526
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$833,731
Interest earned on other investments	2016-12-31	$126,221
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$3,778,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$3,474,402
Net investment gain/loss from pooled separate accounts	2016-12-31	$43,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$907,812
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2016-12-31	131655065
2015 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-105,593
Total unrealized appreciation/depreciation of assets	2015-12-31	$-105,593
Total income from all sources (including contributions)	2015-12-31	$898,522
Total of all expenses incurred	2015-12-31	$453,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$453,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$764,253
Value of total assets at end of year	2015-12-31	$12,764,672
Value of total assets at beginning of year	2015-12-31	$12,319,247
Total interest from all sources	2015-12-31	$111,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$486,610
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$277,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$445,425
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,764,672
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,319,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,456,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,195,954
Value of interest in pooled separate accounts at end of year	2015-12-31	$833,731
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$750,259
Interest on participant loans	2015-12-31	$4
Interest earned on other investments	2015-12-31	$111,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$3,474,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,373,034
Net investment gain/loss from pooled separate accounts	2015-12-31	$127,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$453,097
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2015-12-31	131655065
2014 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$290,464
Total unrealized appreciation/depreciation of assets	2014-12-31	$290,464
Total income from all sources (including contributions)	2014-12-31	$1,436,522
Total of all expenses incurred	2014-12-31	$238,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$238,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$744,604
Value of total assets at end of year	2014-12-31	$12,319,247
Value of total assets at beginning of year	2014-12-31	$11,120,918
Total interest from all sources	2014-12-31	$104,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$474,587
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$270,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,198,329
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,319,247
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,120,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,195,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,703,016
Value of interest in pooled separate accounts at end of year	2014-12-31	$750,259
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$635,174
Interest on participant loans	2014-12-31	$2,281
Interest earned on other investments	2014-12-31	$102,120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$3,373,034
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,782,728
Net investment gain/loss from pooled separate accounts	2014-12-31	$297,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$238,193
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2014-12-31	131655065
2013 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,308,754
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,308,754
Total income from all sources (including contributions)	2013-12-31	$2,213,619
Total of all expenses incurred	2013-12-31	$225,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$225,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$590,802
Value of total assets at end of year	2013-12-31	$11,120,918
Value of total assets at beginning of year	2013-12-31	$9,132,957
Total interest from all sources	2013-12-31	$89,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$443,854
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$146,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,987,961
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,120,918
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,132,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,703,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,997,548
Value of interest in pooled separate accounts at end of year	2013-12-31	$635,174
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$501,043
Interest on participant loans	2013-12-31	$1,751
Interest earned on other investments	2013-12-31	$87,994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,782,728
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,634,366
Net investment gain/loss from pooled separate accounts	2013-12-31	$224,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$225,658
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2013-12-31	131655065
2012 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$784,500
Total unrealized appreciation/depreciation of assets	2012-12-31	$784,500
Total income from all sources (including contributions)	2012-12-31	$1,381,440
Total of all expenses incurred	2012-12-31	$437,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$437,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$442,522
Value of total assets at end of year	2012-12-31	$9,132,957
Value of total assets at beginning of year	2012-12-31	$8,189,497
Total interest from all sources	2012-12-31	$84,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$435,150
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$7,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$943,460
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,132,957
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,189,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,997,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,288,163
Value of interest in pooled separate accounts at end of year	2012-12-31	$501,043
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$413,686
Interest on participant loans	2012-12-31	$2,261
Interest earned on other investments	2012-12-31	$81,794
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,634,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,487,648
Net investment gain/loss from pooled separate accounts	2012-12-31	$70,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$437,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2012-12-31	131655065
2011 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$388,826
Total of all expenses incurred	2011-12-31	$186,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$186,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$427,354
Value of total assets at end of year	2011-12-31	$8,189,497
Value of total assets at beginning of year	2011-12-31	$7,987,468
Total interest from all sources	2011-12-31	$80,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$382,903
Participant contributions at beginning of year	2011-12-31	$46,708
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$44,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$202,029
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,189,497
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,987,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,288,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,306,987
Value of interest in pooled separate accounts at end of year	2011-12-31	$413,686
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$356,294
Interest earned on other investments	2011-12-31	$80,971
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,487,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,277,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-141,477
Net investment gain/loss from pooled separate accounts	2011-12-31	$21,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$186,797
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2011-12-31	131655065
2010 : THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,253,209
Total of all expenses incurred	2010-12-31	$562,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$562,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$465,250
Value of total assets at end of year	2010-12-31	$7,987,468
Value of total assets at beginning of year	2010-12-31	$7,297,144
Total interest from all sources	2010-12-31	$73,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$423,496
Participant contributions at end of year	2010-12-31	$46,708
Participant contributions at beginning of year	2010-12-31	$42,134
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$41,754
Other income not declared elsewhere	2010-12-31	$29,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$690,324
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,987,468
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,297,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,306,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,727,977
Value of interest in pooled separate accounts at end of year	2010-12-31	$356,294
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$235,528
Interest earned on other investments	2010-12-31	$73,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,277,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,291,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$648,060
Net investment gain/loss from pooled separate accounts	2010-12-31	$37,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$562,885
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LUTZ AND CARR, LLP
Accountancy firm EIN	2010-12-31	131655065

Form 5500 Responses for THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN

2017: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE PIERPONT MORGAN LIBRARY SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334450

Policy instance

Insurance contract or identification number	334450
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-01-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

THE PIERPONT 401(K) PLAN [EIN = 953060366]

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Company Name:	THE PIERPONT MORGAN LIBRARY
Employer identification number (EIN):	131624146
NAIC Classification:	712100
NAIC Description:	Museums, Historical Sites, and Similar Institutions