?>
Logo

403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 401k Plan overview

Plan Name403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC.
Plan identification number 003

403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNION SETTLEMENT ASSOCIATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNION SETTLEMENT ASSOCIATION, INC.
Employer identification number (EIN):131632530
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about UNION SETTLEMENT ASSOCIATION, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1902-04-17
Company Identification Number: 27622
Legal Registered Office Address: 237 EAST 104TH STREET
New York
NEW YORK
United States of America (USA)
10029

More information about UNION SETTLEMENT ASSOCIATION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01DARLENE WILLIAMS2023-10-16
0032021-01-01JENNIFER GEILING2022-10-14
0032020-01-01DAVID NOCENTI2021-10-01
0032019-01-01DAVID NOCENTI2020-10-13
0032018-01-01DAVID NOCENTI2019-10-14
0032017-01-01
0032016-01-01
0032015-01-01CHARLES FOSTER
0032014-01-01CHARLES FOSTER
0032013-01-01DEOCHAND NARAIN
0032012-01-01DEOCHAND NARAIN
0032011-04-01DEOCHAND NARAIN

Plan Statistics for 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC.

Measure Date Value
2022: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2022 401k membership
Total participants, beginning-of-year2022-01-01411
Total number of active participants reported on line 7a of the Form 55002022-01-01261
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01244
Total of all active and inactive participants2022-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01506
Number of participants with account balances2022-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2021 401k membership
Total participants, beginning-of-year2021-01-01272
Total number of active participants reported on line 7a of the Form 55002021-01-01279
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01132
Total of all active and inactive participants2021-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01411
Number of participants with account balances2021-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0126
2020: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2020 401k membership
Total participants, beginning-of-year2020-01-01274
Total number of active participants reported on line 7a of the Form 55002020-01-01155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01117
Total of all active and inactive participants2020-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01272
Number of participants with account balances2020-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-01254
Total number of active participants reported on line 7a of the Form 55002019-01-01182
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0192
Total of all active and inactive participants2019-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01274
Number of participants with account balances2019-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-01245
Total number of active participants reported on line 7a of the Form 55002018-01-01159
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0194
Total of all active and inactive participants2018-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01254
Number of participants with account balances2018-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01253
Total number of active participants reported on line 7a of the Form 55002017-01-01157
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0187
Total of all active and inactive participants2017-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01245
Number of participants with account balances2017-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01237
Total number of active participants reported on line 7a of the Form 55002016-01-01185
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01253
Number of participants with account balances2016-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01212
Total number of active participants reported on line 7a of the Form 55002015-01-01173
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01237
Number of participants with account balances2015-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0131
2014: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01185
Total number of active participants reported on line 7a of the Form 55002014-01-01170
Number of other retired or separated participants entitled to future benefits2014-01-0142
Total of all active and inactive participants2014-01-01212
Total participants2014-01-01212
Number of participants with account balances2014-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01152
Total number of active participants reported on line 7a of the Form 55002013-01-01153
Number of other retired or separated participants entitled to future benefits2013-01-0132
Total of all active and inactive participants2013-01-01185
Total participants2013-01-01185
Number of participants with account balances2013-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0127
2012: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01156
Total number of active participants reported on line 7a of the Form 55002012-01-01137
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01152
Total participants2012-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0121
2011: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2011 401k membership
Total participants, beginning-of-year2011-04-01122
Total number of active participants reported on line 7a of the Form 55002011-04-01147
Number of other retired or separated participants entitled to future benefits2011-04-019
Total of all active and inactive participants2011-04-01156
Total participants2011-04-01156
Number of participants with account balances2011-04-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-0122

Financial Data on 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC.

Measure Date Value
2022 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-562,656
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$225,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$222,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$270,339
Value of total assets at end of year2022-12-31$4,812,887
Value of total assets at beginning of year2022-12-31$5,601,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,282
Total interest from all sources2022-12-31$1,774
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$233,716
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$26,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-788,429
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,812,887
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,601,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$716,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,716,462
Interest earned on other investments2022-12-31$1,774
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,096,269
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$698,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-834,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$36,623
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$160,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$222,491
Contract administrator fees2022-12-31$3,282
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2022-12-31271728945
2021 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,334,128
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$579,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$575,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$653,881
Value of total assets at end of year2021-12-31$5,601,316
Value of total assets at beginning of year2021-12-31$4,846,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$3,894
Total interest from all sources2021-12-31$6,953
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$279,380
Participant contributions at end of year2021-12-31$26,295
Participant contributions at beginning of year2021-12-31$8,617
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$191,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$754,777
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,601,316
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,846,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,716,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,004,018
Interest earned on other investments2021-12-31$6,953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$698,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$679,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$673,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$182,639
Employer contributions (assets) at end of year2021-12-31$160,481
Employer contributions (assets) at beginning of year2021-12-31$154,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$575,457
Contract administrator fees2021-12-31$3,894
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2021-12-31271728945
2020 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,108,668
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$290,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$286,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$594,394
Value of total assets at end of year2020-12-31$4,846,539
Value of total assets at beginning of year2020-12-31$4,028,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,433
Total interest from all sources2020-12-31$5,918
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$206,845
Participant contributions at end of year2020-12-31$8,617
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$217,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$818,296
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,846,539
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,028,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,004,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,401,618
Interest earned on other investments2020-12-31$5,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$679,400
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$492,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$508,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$169,651
Employer contributions (assets) at end of year2020-12-31$154,504
Employer contributions (assets) at beginning of year2020-12-31$133,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$286,939
Contract administrator fees2020-12-31$3,433
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2020-12-31271728945
2019 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,173,017
Total income from all sources (including contributions)2019-12-31$1,173,017
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$336,341
Total of all expenses incurred2019-12-31$336,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$333,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$333,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$403,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$403,781
Value of total assets at end of year2019-12-31$4,028,243
Value of total assets at end of year2019-12-31$4,028,243
Value of total assets at beginning of year2019-12-31$3,191,567
Value of total assets at beginning of year2019-12-31$3,191,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,296
Total interest from all sources2019-12-31$7,706
Total interest from all sources2019-12-31$7,706
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$194,648
Contributions received from participants2019-12-31$194,648
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$65,453
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$65,453
Other income not declared elsewhere2019-12-31$168,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$836,676
Value of net income/loss2019-12-31$836,676
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,028,243
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,028,243
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,191,567
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,191,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,401,618
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,401,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,656,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,656,076
Interest earned on other investments2019-12-31$7,706
Interest earned on other investments2019-12-31$7,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$492,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$492,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$417,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$417,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$593,397
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$593,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$143,680
Contributions received in cash from employer2019-12-31$143,680
Employer contributions (assets) at end of year2019-12-31$133,635
Employer contributions (assets) at end of year2019-12-31$133,635
Employer contributions (assets) at beginning of year2019-12-31$118,223
Employer contributions (assets) at beginning of year2019-12-31$118,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$333,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$333,045
Contract administrator fees2019-12-31$3,296
Contract administrator fees2019-12-31$3,296
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2019-12-31271728945
Accountancy firm EIN2019-12-31271728945
2018 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$278,267
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$157,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$154,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$502,417
Value of total assets at end of year2018-12-31$3,191,567
Value of total assets at beginning of year2018-12-31$3,070,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,991
Total interest from all sources2018-12-31$4,138
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$284,743
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$62,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$121,128
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,191,567
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,070,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,656,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,587,648
Interest earned on other investments2018-12-31$4,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$417,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$385,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-228,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$154,767
Employer contributions (assets) at end of year2018-12-31$118,223
Employer contributions (assets) at beginning of year2018-12-31$97,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$154,148
Contract administrator fees2018-12-31$2,991
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2018-12-31271728945
2017 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$885,616
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$309,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$307,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$532,049
Value of total assets at end of year2017-12-31$3,070,439
Value of total assets at beginning of year2017-12-31$2,494,614
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,713
Total interest from all sources2017-12-31$4,020
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$270,491
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$9,699
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$163,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$575,825
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,070,439
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,494,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,587,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,966,303
Interest earned on other investments2017-12-31$4,020
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$385,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$426,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$349,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$97,980
Employer contributions (assets) at end of year2017-12-31$97,706
Employer contributions (assets) at beginning of year2017-12-31$92,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$307,078
Contract administrator fees2017-12-31$2,713
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2017-12-31271728945
2016 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$524,917
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$72,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$69,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$352,556
Value of total assets at end of year2016-12-31$2,494,614
Value of total assets at beginning of year2016-12-31$2,042,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,604
Total interest from all sources2016-12-31$3,266
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$238,060
Participant contributions at end of year2016-12-31$9,699
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$13,092
Other income not declared elsewhere2016-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$452,451
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,494,614
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,042,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,966,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,652,766
Interest earned on other investments2016-12-31$3,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$426,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$266,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$169,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$101,404
Employer contributions (assets) at end of year2016-12-31$92,077
Employer contributions (assets) at beginning of year2016-12-31$122,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$69,862
Contract administrator fees2016-12-31$2,604
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2016-12-31271728945
2015 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$410,967
Total of all expenses incurred2015-12-31$74,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$71,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$429,849
Value of total assets at end of year2015-12-31$2,042,163
Value of total assets at beginning of year2015-12-31$1,705,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,321
Total interest from all sources2015-12-31$2,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$304,095
Other income not declared elsewhere2015-12-31$6,009
Administrative expenses (other) incurred2015-12-31$3,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$336,509
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,042,163
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,705,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,652,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,325,908
Interest earned on other investments2015-12-31$2,613
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$266,399
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$270,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-27,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$125,754
Employer contributions (assets) at end of year2015-12-31$122,998
Employer contributions (assets) at beginning of year2015-12-31$109,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$71,137
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BCA WATSON RICE LLP
Accountancy firm EIN2015-12-31261726741
2014 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$464,823
Total of all expenses incurred2014-12-31$157,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$154,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$385,397
Value of total assets at end of year2014-12-31$1,705,654
Value of total assets at beginning of year2014-12-31$1,398,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,733
Total interest from all sources2014-12-31$2,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$288,228
Other income not declared elsewhere2014-12-31$2
Administrative expenses (other) incurred2014-12-31$2,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$307,614
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,705,654
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,398,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,325,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$993,775
Interest earned on other investments2014-12-31$2,437
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$270,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$246,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$76,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$97,169
Employer contributions (assets) at end of year2014-12-31$109,076
Employer contributions (assets) at beginning of year2014-12-31$157,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$154,476
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BCA WATSON RICE LLP
Accountancy firm EIN2014-12-31261726741
2013 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$676,618
Total of all expenses incurred2013-12-31$40,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$37,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$491,869
Value of total assets at end of year2013-12-31$1,398,040
Value of total assets at beginning of year2013-12-31$761,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,771
Total interest from all sources2013-12-31$1,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$345,780
Other income not declared elsewhere2013-12-31$7,486
Administrative expenses (other) incurred2013-12-31$2,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$636,517
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,398,040
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$761,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$993,775
Value of interest in pooled separate accounts at beginning of year2013-12-31$489,100
Interest earned on other investments2013-12-31$1,981
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$246,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$80,648
Net investment gain/loss from pooled separate accounts2013-12-31$175,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$146,089
Employer contributions (assets) at end of year2013-12-31$157,997
Employer contributions (assets) at beginning of year2013-12-31$191,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$37,330
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BCA WATSON RICE LLP
Accountancy firm EIN2013-12-31261726741
2012 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$488,988
Total of all expenses incurred2012-12-31$22,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$20,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$455,627
Value of total assets at end of year2012-12-31$761,523
Value of total assets at beginning of year2012-12-31$295,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,097
Total interest from all sources2012-12-31$1,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$265,380
Administrative expenses (other) incurred2012-12-31$2,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$466,516
Value of net assets at end of year (total assets less liabilities)2012-12-31$761,523
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$295,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$489,100
Value of interest in pooled separate accounts at beginning of year2012-12-31$187,597
Interest earned on other investments2012-12-31$1,026
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$80,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$24,929
Net investment gain/loss from pooled separate accounts2012-12-31$32,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$190,247
Employer contributions (assets) at end of year2012-12-31$191,775
Employer contributions (assets) at beginning of year2012-12-31$82,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$20,375
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BCA WATSON RICE LLP
Accountancy firm EIN2012-12-31261726741
2011 : 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$297,872
Total of all expenses incurred2011-12-31$2,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$301,872
Value of total assets at end of year2011-12-31$295,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,050
Total interest from all sources2011-12-31$230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$159,895
Administrative expenses (other) incurred2011-12-31$1,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$295,007
Value of net assets at end of year (total assets less liabilities)2011-12-31$295,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$187,597
Interest earned on other investments2011-12-31$230
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$24,929
Net investment gain/loss from pooled separate accounts2011-12-31$-4,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$141,977
Employer contributions (assets) at end of year2011-12-31$82,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,815
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TCBA WATSON RICE LLP
Accountancy firm EIN2011-12-31261726741

Form 5500 Responses for 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC.

2022: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: 403(B) THRIFT PLAN FOR EMPLOYEES OF UNION SETTLEMENT ASSOCIATION, INC. 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01First time form 5500 has been submittedYes
2011-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered507
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered411
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $909
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees909
Additional information about fees paid to insurance brokerAGENT/BROKER COMPENSATION
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered272
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $909
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees909
Additional information about fees paid to insurance brokerAGENT/BROKER COMPENSATION
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered274
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,403
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1403
Additional information about fees paid to insurance brokerAGENT/BROKER COMPENSATION
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered254
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,788
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1788
Additional information about fees paid to insurance brokerAGENT/BROKER COMPENSATION
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered245
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $994
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees994
Additional information about fees paid to insurance brokerAGENT/BROKER COMPENSATION
Insurance broker organization code?3
Insurance broker nameNEW YORK CITY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered237
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of fees paid to insurance companyUSD $379
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees379
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameNEW YORK CITY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered212
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of fees paid to insurance companyUSD $644
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees644
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameNEW YORK CITY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered185
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of fees paid to insurance companyUSD $432
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees432
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameNEW YORK CITY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered152
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $158
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1
Insurance broker organization code?3
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker nameTYRONE GOLATT
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052071-H
Policy instance 1
Insurance contract or identification number052071-H
Number of Individuals Covered156
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3