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THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 401k Plan overview

Plan NameTHE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN
Plan identification number 001

THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE GEOLOGICAL SOCIETY OF AMERICA INC. has sponsored the creation of one or more 401k plans.

Company Name:THE GEOLOGICAL SOCIETY OF AMERICA INC.
Employer identification number (EIN):131659623
NAIC Classification:712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01THOMAS H. HABERTHIER THOMAS H. HABERTHIER2018-09-28
0012016-01-01THOMAS H. HABERTHIER THOMAS H. HABERTHIER2017-09-22
0012015-01-01THOMAS HABERTHIER THOMAS HABERTHIER2016-09-13
0012014-01-01THOMAS HABERTHIER THOMAS HABERTHIER2015-08-21
0012013-01-01THOMAS HABERTHIER THOMAS HABERTHIER2014-09-17
0012012-01-01THOMAS HABERTHIER THOMAS HABERTHIER2013-09-27
0012011-01-01THOMAS HABERTHIER THOMAS HABERTHIER2012-10-12
0012009-01-01TOM HABERTHIER

Plan Statistics for THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN

401k plan membership statisitcs for THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN

Measure Date Value
2022: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01134
Total number of active participants reported on line 7a of the Form 55002022-01-0166
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0170
Total of all active and inactive participants2022-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01137
Number of participants with account balances2022-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01133
Total number of active participants reported on line 7a of the Form 55002021-01-0162
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0165
Total of all active and inactive participants2021-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01129
Number of participants with account balances2021-01-01111
2020: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01140
Total number of active participants reported on line 7a of the Form 55002020-01-0160
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0162
Total of all active and inactive participants2020-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01124
Number of participants with account balances2020-01-01106
2019: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01147
Total number of active participants reported on line 7a of the Form 55002019-01-0159
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01135
Number of participants with account balances2019-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01143
Total number of active participants reported on line 7a of the Form 55002018-01-0165
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0173
Total of all active and inactive participants2018-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01140
Number of participants with account balances2018-01-01132
2017: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01143
Total number of active participants reported on line 7a of the Form 55002017-01-0163
Number of other retired or separated participants entitled to future benefits2017-01-0174
Total of all active and inactive participants2017-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01139
Number of participants with account balances2017-01-01132
2016: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01145
Total number of active participants reported on line 7a of the Form 55002016-01-0157
Number of other retired or separated participants entitled to future benefits2016-01-0177
Total of all active and inactive participants2016-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01137
Number of participants with account balances2016-01-01133
2015: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01146
Total number of active participants reported on line 7a of the Form 55002015-01-0164
Number of other retired or separated participants entitled to future benefits2015-01-0181
Total of all active and inactive participants2015-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01147
Number of participants with account balances2015-01-01147
2014: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01147
Total number of active participants reported on line 7a of the Form 55002014-01-0162
Number of other retired or separated participants entitled to future benefits2014-01-0177
Total of all active and inactive participants2014-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01141
Number of participants with account balances2014-01-01139
2013: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01157
Total number of active participants reported on line 7a of the Form 55002013-01-0169
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0181
Total of all active and inactive participants2013-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01152
Number of participants with account balances2013-01-01136
2012: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01167
Total number of active participants reported on line 7a of the Form 55002012-01-0172
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0184
Total of all active and inactive participants2012-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01158
Number of participants with account balances2012-01-01156
2011: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01163
Total number of active participants reported on line 7a of the Form 55002011-01-01163
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01164
Number of participants with account balances2011-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01168
Total number of active participants reported on line 7a of the Form 55002009-01-01120
Number of other retired or separated participants entitled to future benefits2009-01-0144
Total of all active and inactive participants2009-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01165
Number of participants with account balances2009-01-01158

Financial Data on THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN

Measure Date Value
2022 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,471,882
Total of all expenses incurred2022-12-31$1,099,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,048,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$804,861
Value of total assets at end of year2022-12-31$14,269,039
Value of total assets at beginning of year2022-12-31$16,840,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$51,166
Total interest from all sources2022-12-31$121,073
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$140,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$140,880
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$457,871
Participant contributions at end of year2022-12-31$19,473
Participant contributions at beginning of year2022-12-31$26,449
Participant contributions at beginning of year2022-12-31$14,698
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$43,671
Administrative expenses (other) incurred2022-12-31$27
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,571,515
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,269,039
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,840,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,812,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$12,357,141
Value of interest in pooled separate accounts at end of year2022-12-31$56,288
Value of interest in pooled separate accounts at beginning of year2022-12-31$47,951
Interest on participant loans2022-12-31$978
Interest earned on other investments2022-12-31$120,095
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,380,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,379,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,542,966
Net investment gain/loss from pooled separate accounts2022-12-31$4,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$303,319
Employer contributions (assets) at beginning of year2022-12-31$14,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,048,467
Contract administrator fees2022-12-31$51,139
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2022-12-31840930288
2021 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,277,254
Total of all expenses incurred2021-12-31$535,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$471,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$709,667
Value of total assets at end of year2021-12-31$16,840,554
Value of total assets at beginning of year2021-12-31$15,098,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$63,926
Total interest from all sources2021-12-31$109,998
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$112,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$112,002
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$420,157
Participant contributions at end of year2021-12-31$26,449
Participant contributions at beginning of year2021-12-31$32,851
Participant contributions at end of year2021-12-31$14,698
Participant contributions at beginning of year2021-12-31$15,093
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Administrative expenses (other) incurred2021-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,741,593
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,840,554
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,098,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$12,357,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,869,734
Value of interest in pooled separate accounts at end of year2021-12-31$47,951
Value of interest in pooled separate accounts at beginning of year2021-12-31$40,763
Interest on participant loans2021-12-31$1,257
Interest earned on other investments2021-12-31$108,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,379,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,126,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,338,312
Net investment gain/loss from pooled separate accounts2021-12-31$7,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$289,510
Employer contributions (assets) at end of year2021-12-31$14,953
Employer contributions (assets) at beginning of year2021-12-31$13,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$471,735
Contract administrator fees2021-12-31$63,896
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2021-12-31840930288
2020 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$8,718
Total transfer of assets from this plan2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,912,207
Total of all expenses incurred2020-12-31$998,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$946,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,176,328
Value of total assets at end of year2020-12-31$15,098,961
Value of total assets at beginning of year2020-12-31$13,176,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$51,936
Total interest from all sources2020-12-31$122,042
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$95,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$95,832
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$465,109
Participant contributions at end of year2020-12-31$32,851
Participant contributions at beginning of year2020-12-31$15,521
Participant contributions at end of year2020-12-31$15,093
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$394,858
Other income not declared elsewhere2020-12-31$111
Administrative expenses (other) incurred2020-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,913,371
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,098,961
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,176,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,869,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,941,089
Value of interest in pooled separate accounts at end of year2020-12-31$40,763
Value of interest in pooled separate accounts at beginning of year2020-12-31$45,467
Interest on participant loans2020-12-31$704
Interest earned on other investments2020-12-31$121,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,126,987
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,174,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,518,282
Net investment gain/loss from pooled separate accounts2020-12-31$-388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$316,361
Employer contributions (assets) at end of year2020-12-31$13,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$946,900
Contract administrator fees2020-12-31$51,906
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2020-12-31840930288
2019 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$9,097
Total income from all sources (including contributions)2019-12-31$2,732,829
Total of all expenses incurred2019-12-31$1,966,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,916,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$782,085
Value of total assets at end of year2019-12-31$13,176,872
Value of total assets at beginning of year2019-12-31$12,401,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,421
Total interest from all sources2019-12-31$119,660
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$125,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$125,866
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$472,371
Participant contributions at end of year2019-12-31$15,521
Participant contributions at beginning of year2019-12-31$26,471
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,948
Other income not declared elsewhere2019-12-31$7
Administrative expenses (other) incurred2019-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$766,484
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,176,872
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,401,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,941,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,180,928
Value of interest in pooled separate accounts at end of year2019-12-31$45,467
Value of interest in pooled separate accounts at beginning of year2019-12-31$43,167
Interest on participant loans2019-12-31$986
Interest earned on other investments2019-12-31$118,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,174,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,150,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,702,834
Net investment gain/loss from pooled separate accounts2019-12-31$2,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$307,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,916,924
Contract administrator fees2019-12-31$49,391
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2019-12-31840930288
2018 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$21,600
Total income from all sources (including contributions)2018-12-31$369,182
Total of all expenses incurred2018-12-31$898,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$859,229
Expenses. Certain deemed distributions of participant loans2018-12-31$5,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$785,680
Value of total assets at end of year2018-12-31$12,401,291
Value of total assets at beginning of year2018-12-31$12,909,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$33,315
Total interest from all sources2018-12-31$126,418
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$111,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$111,721
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$461,331
Participant contributions at end of year2018-12-31$26,471
Participant contributions at beginning of year2018-12-31$46,549
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$29,513
Administrative expenses (other) incurred2018-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-529,355
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,401,291
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,909,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,180,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,913,560
Value of interest in pooled separate accounts at end of year2018-12-31$43,167
Value of interest in pooled separate accounts at beginning of year2018-12-31$84,328
Interest on participant loans2018-12-31$1,626
Interest earned on other investments2018-12-31$124,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,150,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,864,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-657,364
Net investment gain/loss from pooled separate accounts2018-12-31$2,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$294,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$859,229
Contract administrator fees2018-12-31$33,285
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2018-12-31840930288
2017 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$10,557
Total income from all sources (including contributions)2017-12-31$2,077,803
Total of all expenses incurred2017-12-31$453,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$444,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$737,400
Value of total assets at end of year2017-12-31$12,909,046
Value of total assets at beginning of year2017-12-31$11,274,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,283
Total interest from all sources2017-12-31$122,260
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$66,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$66,639
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$446,361
Participant contributions at end of year2017-12-31$46,549
Participant contributions at beginning of year2017-12-31$6,961
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,541
Administrative expenses (other) incurred2017-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,624,268
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,909,046
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,274,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,913,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,017,512
Value of interest in pooled separate accounts at end of year2017-12-31$84,328
Value of interest in pooled separate accounts at beginning of year2017-12-31$78,051
Interest on participant loans2017-12-31$2,013
Interest earned on other investments2017-12-31$120,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,864,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,171,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,147,904
Net investment gain/loss from pooled separate accounts2017-12-31$3,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$289,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$444,252
Contract administrator fees2017-12-31$9,253
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2017-12-31840930288
2016 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$11,925
Total income from all sources (including contributions)2016-12-31$1,418,350
Total of all expenses incurred2016-12-31$336,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$329,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$836,172
Value of total assets at end of year2016-12-31$11,274,221
Value of total assets at beginning of year2016-12-31$10,180,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,732
Total interest from all sources2016-12-31$132,148
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$57,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$57,645
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$425,869
Participant contributions at end of year2016-12-31$6,961
Participant contributions at beginning of year2016-12-31$20,887
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$111,445
Administrative expenses (other) incurred2016-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,081,502
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,274,221
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,180,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,017,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,024,244
Value of interest in pooled separate accounts at end of year2016-12-31$78,051
Value of interest in pooled separate accounts at beginning of year2016-12-31$70,118
Interest on participant loans2016-12-31$491
Interest earned on other investments2016-12-31$131,657
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,171,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,065,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$388,469
Net investment gain/loss from pooled separate accounts2016-12-31$3,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$298,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$329,116
Contract administrator fees2016-12-31$7,702
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2016-12-31840930288
2015 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$12,190
Total income from all sources (including contributions)2015-12-31$841,556
Total of all expenses incurred2015-12-31$1,404,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,397,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$742,776
Value of total assets at end of year2015-12-31$10,180,794
Value of total assets at beginning of year2015-12-31$10,731,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,988
Total interest from all sources2015-12-31$128,893
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$49,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$49,754
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$363,076
Participant contributions at end of year2015-12-31$20,887
Participant contributions at beginning of year2015-12-31$39,679
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$81,544
Administrative expenses (other) incurred2015-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-563,052
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,180,794
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,731,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,024,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,615,186
Value of interest in pooled separate accounts at end of year2015-12-31$70,118
Value of interest in pooled separate accounts at beginning of year2015-12-31$65,789
Interest on participant loans2015-12-31$1,254
Interest earned on other investments2015-12-31$127,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,065,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,011,002
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-85,200
Net investment gain/loss from pooled separate accounts2015-12-31$5,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$298,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,397,620
Contract administrator fees2015-12-31$6,958
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2015-12-31840930288
2014 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$65,016
Total income from all sources (including contributions)2014-12-31$1,171,098
Total of all expenses incurred2014-12-31$798,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$791,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$675,768
Value of total assets at end of year2014-12-31$10,731,656
Value of total assets at beginning of year2014-12-31$10,294,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,971
Total interest from all sources2014-12-31$138,903
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$49,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$49,619
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$323,876
Participant contributions at end of year2014-12-31$39,679
Participant contributions at beginning of year2014-12-31$52,508
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$60,347
Administrative expenses (other) incurred2014-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$372,503
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,731,656
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,294,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,615,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,198,184
Value of interest in pooled separate accounts at end of year2014-12-31$65,789
Value of interest in pooled separate accounts at beginning of year2014-12-31$52,093
Interest on participant loans2014-12-31$1,917
Interest earned on other investments2014-12-31$136,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,011,002
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,991,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$299,579
Net investment gain/loss from pooled separate accounts2014-12-31$7,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$291,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$791,624
Contract administrator fees2014-12-31$6,941
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2014-12-31840930288
2013 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$61,792
Total income from all sources (including contributions)2013-12-31$1,848,153
Total of all expenses incurred2013-12-31$816,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$809,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$637,699
Value of total assets at end of year2013-12-31$10,294,137
Value of total assets at beginning of year2013-12-31$9,200,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,342
Total interest from all sources2013-12-31$136,608
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$39,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$39,329
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$357,353
Participant contributions at end of year2013-12-31$52,508
Participant contributions at beginning of year2013-12-31$11,499
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,546
Administrative expenses (other) incurred2013-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,031,946
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,294,137
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,200,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,198,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,967,043
Value of interest in pooled separate accounts at end of year2013-12-31$52,093
Value of interest in pooled separate accounts at beginning of year2013-12-31$47,509
Interest on participant loans2013-12-31$1,707
Interest earned on other investments2013-12-31$134,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,991,352
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,174,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,029,932
Net investment gain/loss from pooled separate accounts2013-12-31$4,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$278,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$809,865
Contract administrator fees2013-12-31$6,312
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2013-12-31840930288
2012 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$63,394
Total income from all sources (including contributions)2012-12-31$1,348,825
Total of all expenses incurred2012-12-31$451,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$446,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$583,121
Value of total assets at end of year2012-12-31$9,200,399
Value of total assets at beginning of year2012-12-31$8,239,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,833
Total interest from all sources2012-12-31$137,585
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$103,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$103,666
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$313,572
Participant contributions at end of year2012-12-31$11,499
Participant contributions at beginning of year2012-12-31$14,280
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,508
Administrative expenses (other) incurred2012-12-31$48
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$897,452
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,200,399
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,239,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,967,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,263,619
Value of interest in pooled separate accounts at end of year2012-12-31$47,509
Value of interest in pooled separate accounts at beginning of year2012-12-31$47,029
Interest on participant loans2012-12-31$551
Interest earned on other investments2012-12-31$137,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,174,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,914,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$519,831
Net investment gain/loss from pooled separate accounts2012-12-31$4,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$259,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$446,540
Contract administrator fees2012-12-31$4,785
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROCK AND COMPANY CPAS PC
Accountancy firm EIN2012-12-31840930288
2011 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$1,047,487
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,016,375
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$561,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$555,896
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$947,984
Value of total assets at end of year2011-12-31$8,239,553
Value of total assets at beginning of year2011-12-31$6,737,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,671
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$133,965
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$37,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$37,314
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31No
Value of fidelity bond cover2011-12-31$0
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$305,387
Participant contributions at end of year2011-12-31$14,280
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$3,266
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$355,503
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$4,026
Administrative expenses (other) incurred2011-12-31$1,861
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$454,808
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,239,553
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,737,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,263,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,593,723
Value of interest in pooled separate accounts at end of year2011-12-31$47,029
Value of interest in pooled separate accounts at beginning of year2011-12-31$151,053
Interest on participant loans2011-12-31$177
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$133,788
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,914,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,980,229
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-113,067
Net investment gain/loss from pooled separate accounts2011-12-31$6,153
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$287,094
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$8,987
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$555,896
Contract administrator fees2011-12-31$3,810
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN2011-12-31840930288
2010 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$835,675
Total of all expenses incurred2010-12-31$169,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$169,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$302,059
Value of total assets at end of year2010-12-31$6,737,258
Value of total assets at beginning of year2010-12-31$6,070,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$130
Total interest from all sources2010-12-31$113,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$76,130
Participant contributions at end of year2010-12-31$3,266
Participant contributions at beginning of year2010-12-31$7,048
Administrative expenses (other) incurred2010-12-31$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$666,342
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,737,258
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,070,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,593,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,067,997
Value of interest in pooled separate accounts at end of year2010-12-31$151,053
Value of interest in pooled separate accounts at beginning of year2010-12-31$121,175
Interest earned on other investments2010-12-31$113,295
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,980,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,855,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$402,595
Net investment gain/loss from pooled separate accounts2010-12-31$17,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$225,929
Employer contributions (assets) at end of year2010-12-31$8,987
Employer contributions (assets) at beginning of year2010-12-31$18,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$169,203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROCK AND COMPANY CPAS PC
Accountancy firm EIN2010-12-31840930288
2009 : THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN

2022: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE GEOLOGICAL SOCIETY OF AMERICA RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered62
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered67
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,524
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,524
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered5
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $43
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered6
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $54
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered62
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $5,822
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,822
Amount paid for insurance broker fees0
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered65
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered6
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $40
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered60
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,425
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,425
Amount paid for insurance broker fees0
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered68
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered92
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered62
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,860
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,860
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered7
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $39
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered100
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered66
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,111
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,111
Insurance broker organization code?3
Insurance broker nameIMA WEALTH INC
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered7
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $42
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42
Insurance broker organization code?3
Insurance broker nameKOPINA, JEFFREY J
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered8
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $42
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25
Insurance broker organization code?3
Insurance broker nameDANIEL J SUBY
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered65
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,310
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,310
Insurance broker organization code?3
Insurance broker nameTRUENORTH INC
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered107
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered64
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,319
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,319
Insurance broker organization code?3
Insurance broker nameTRUENORTH INC
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered111
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered9
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $128
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $61
Insurance broker organization code?3
Insurance broker nameUNASSIGNED
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered9
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $103
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $85
Insurance broker organization code?3
Insurance broker nameJEFFREY M BAUER
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered60
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,469
Total amount of fees paid to insurance companyUSD $10,765
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,469
Amount paid for insurance broker fees10765
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE
Insurance broker organization code?3
Insurance broker nameTRUENORTH INC
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered115
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 1
Insurance contract or identification number42161
Number of Individuals Covered10
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $125
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $113
Insurance broker organization code?3
Insurance broker nameJEFFREY M BAUER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered118
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered58
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,724
Total amount of fees paid to insurance companyUSD $7,001
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,724
Amount paid for insurance broker fees7001
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameTRUENORTH SECURITIES INC
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 2
Insurance contract or identification number42161
Number of Individuals Covered10
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered164
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,789
Total amount of fees paid to insurance companyUSD $25,038
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 3
Insurance contract or identification number365263
Number of Individuals Covered130
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number42161
Policy instance 2
Insurance contract or identification number42161
Number of Individuals Covered12
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $546
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $428
Insurance broker organization code?3
Insurance broker nameJEFFREY M BAUER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365263
Policy instance 1
Insurance contract or identification number365263
Number of Individuals Covered148
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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