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NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 401k Plan overview

Plan NameNORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN
Plan identification number 001

NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

NORTHERN WESTCHESTER HOSPITAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN WESTCHESTER HOSPITAL ASSOCIATION
Employer identification number (EIN):131740118
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NORTHERN WESTCHESTER HOSPITAL ASSOCIATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1916-02-24
Company Identification Number: 13576
Legal Registered Office Address: ATTN: PRESIDENT AND CEO
400 EAST MAIN STREET
MT. KISCO
United States of America (USA)
10549

More information about NORTHERN WESTCHESTER HOSPITAL ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01KERRY FLYNN-BARRETT KERRY FLYNN-BARRETT2018-10-15
0012017-01-01KERRY FLYNN-BARRETT KERRY FLYNN-BARRETT2018-12-05
0012016-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2017-10-16
0012015-01-01KERRY FLYNN-BARRETT KERRY FLYNN-BARRETT2017-01-13
0012015-01-01KERRY FLYNN-BARRETT KERRY FLYNN-BARRETT2016-10-15
0012014-01-01KERRY FLYNN BARRETT KERRY FLYNN BARRETT2015-10-15
0012013-01-01KERRY FLYNN BARRETT JOHN PARTENZA2014-10-15
0012012-01-01KERRY FLYNN BARRETT JOHN PARTENZA2013-10-14
0012011-01-01KERRY FLYNN BARRETT JOHN PARTENZA2012-10-13
0012010-01-01KERRY FLYNN BARRETT JOHN PARTENZA2011-10-15
0012009-01-01KERRY FLYNN BARRETT
0012009-01-01KERRY FLYNN BARRETT

Plan Statistics for NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN

401k plan membership statisitcs for NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN

Measure Date Value
2020: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-31127,377,940
Acturial value of plan assets2020-12-31124,775,983
Funding target for retired participants and beneficiaries receiving payment2020-12-3132,114,741
Number of terminated vested participants2020-12-31702
Fundng target for terminated vested participants2020-12-3122,430,128
Active participant vested funding target2020-12-3150,889,932
Number of active participants2020-12-31569
Total funding liabilities for active participants2020-12-3151,355,054
Total participant count2020-12-311,586
Total funding target for all participants2020-12-31105,899,923
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-313,556,781
Unpaid minimum required contributions for current year2020-12-310
Total participants, beginning-of-year2020-01-01626
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
2019: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-31124,449,886
Acturial value of plan assets2019-12-31128,709,788
Funding target for retired participants and beneficiaries receiving payment2019-12-3130,121,795
Number of terminated vested participants2019-12-31702
Fundng target for terminated vested participants2019-12-3121,280,686
Active participant vested funding target2019-12-3154,438,723
Number of active participants2019-12-31626
Total funding liabilities for active participants2019-12-3154,921,673
Total participant count2019-12-311,632
Total funding target for all participants2019-12-31106,324,154
Present value of excess contributions2019-12-3124,961,040
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3126,376,331
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-313,102,337
Unpaid minimum required contributions for current year2019-12-310
Total participants, beginning-of-year2019-01-011,632
Number of retired or separated participants receiving benefits2019-01-01304
Number of other retired or separated participants entitled to future benefits2019-01-01702
Total of all active and inactive participants2019-01-011,006
Total participants2019-01-011,006
2018: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-31110,065,084
Acturial value of plan assets2018-12-31107,282,126
Funding target for retired participants and beneficiaries receiving payment2018-12-3126,521,563
Number of terminated vested participants2018-12-31710
Fundng target for terminated vested participants2018-12-3120,899,471
Active participant vested funding target2018-12-3153,902,701
Number of active participants2018-12-31680
Total funding liabilities for active participants2018-12-3153,902,701
Total participant count2018-12-311,685
Total funding target for all participants2018-12-31101,323,735
Present value of excess contributions2018-12-318,225,237
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-318,709,703
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-3127,155,823
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3124,961,040
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-312,941,560
Contributions allocatedtoward minimum required contributions for current year2018-12-3124,961,040
Unpaid minimum required contributions for current year2018-12-310
Total participants, beginning-of-year2018-01-011,685
Number of retired or separated participants receiving benefits2018-01-01295
Number of other retired or separated participants entitled to future benefits2018-01-01710
Total of all active and inactive participants2018-01-011,005
Total participants2018-01-011,005
2017: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-3196,179,813
Acturial value of plan assets2017-12-3198,976,120
Funding target for retired participants and beneficiaries receiving payment2017-12-3126,611,971
Number of terminated vested participants2017-12-31685
Fundng target for terminated vested participants2017-12-3118,826,262
Active participant vested funding target2017-12-3150,630,348
Number of active participants2017-12-31732
Total funding liabilities for active participants2017-12-3150,630,348
Total participant count2017-12-311,708
Total funding target for all participants2017-12-3196,068,581
Prefunding balance at beginning of prior year after applicable adjustments2017-12-311,030,932
Amount remaining of prefunding balance2017-12-311,030,932
Present value of excess contributions2017-12-316,291,330
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-316,677,618
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-311,074,025
Total employer contributions2017-12-318,840,000
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-318,225,237
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-312,798,956
Contributions allocatedtoward minimum required contributions for current year2017-12-318,225,237
Unpaid minimum required contributions for current year2017-12-310
Total participants, beginning-of-year2017-01-011,708
Number of retired or separated participants receiving benefits2017-01-01291
Number of other retired or separated participants entitled to future benefits2017-01-01685
Total of all active and inactive participants2017-01-01976
Total participants2017-01-01976
2016: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-3188,173,199
Acturial value of plan assets2016-12-3192,370,128
Funding target for retired participants and beneficiaries receiving payment2016-12-3123,738,111
Number of terminated vested participants2016-12-31671
Fundng target for terminated vested participants2016-12-3115,680,124
Active participant vested funding target2016-12-3145,148,547
Number of active participants2016-12-31793
Total funding liabilities for active participants2016-12-3145,762,356
Total participant count2016-12-311,738
Total funding target for all participants2016-12-3185,180,591
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,265,196
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Amount remaining of prefunding balance2016-12-311,265,196
Present value of excess contributions2016-12-318,501,052
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-319,039,169
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-319,039,169
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3110,309,932
Total employer contributions2016-12-319,360,000
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-318,579,252
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-312,287,922
Net shortfall amortization installment of oustanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-312,287,922
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-312,287,922
Contributions allocatedtoward minimum required contributions for current year2016-12-318,579,252
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-011,738
Total number of active participants reported on line 7a of the Form 55002016-01-01732
Number of retired or separated participants receiving benefits2016-01-01274
Number of other retired or separated participants entitled to future benefits2016-01-01671
Total of all active and inactive participants2016-01-011,677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0141
Total participants2016-01-011,718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,774
Total number of active participants reported on line 7a of the Form 55002015-01-01793
Number of retired or separated participants receiving benefits2015-01-01255
Number of other retired or separated participants entitled to future benefits2015-01-01649
Total of all active and inactive participants2015-01-011,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0140
Total participants2015-01-011,737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,822
Total number of active participants reported on line 7a of the Form 55002014-01-01876
Number of retired or separated participants receiving benefits2014-01-01252
Number of other retired or separated participants entitled to future benefits2014-01-01627
Total of all active and inactive participants2014-01-011,755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0119
Total participants2014-01-011,774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,882
Total number of active participants reported on line 7a of the Form 55002013-01-01960
Number of retired or separated participants receiving benefits2013-01-01242
Number of other retired or separated participants entitled to future benefits2013-01-01602
Total of all active and inactive participants2013-01-011,804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0118
Total participants2013-01-011,822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,849
Total number of active participants reported on line 7a of the Form 55002012-01-011,085
Number of retired or separated participants receiving benefits2012-01-01228
Number of other retired or separated participants entitled to future benefits2012-01-01551
Total of all active and inactive participants2012-01-011,864
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0118
Total participants2012-01-011,882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0140
2011: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,700
Total number of active participants reported on line 7a of the Form 55002011-01-011,037
Number of retired or separated participants receiving benefits2011-01-01213
Number of other retired or separated participants entitled to future benefits2011-01-01525
Total of all active and inactive participants2011-01-011,775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0118
Total participants2011-01-011,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0119
2010: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,659
Total number of active participants reported on line 7a of the Form 55002010-01-01969
Number of retired or separated participants receiving benefits2010-01-01208
Number of other retired or separated participants entitled to future benefits2010-01-01504
Total of all active and inactive participants2010-01-011,681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0119
Total participants2010-01-011,700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0132
2009: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,561
Total number of active participants reported on line 7a of the Form 55002009-01-01965
Number of retired or separated participants receiving benefits2009-01-01205
Number of other retired or separated participants entitled to future benefits2009-01-01467
Total of all active and inactive participants2009-01-011,637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0122
Total participants2009-01-011,659
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN

Measure Date Value
2020 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$9,953,520
Total unrealized appreciation/depreciation of assets2020-12-31$9,953,520
Total transfer of assets from this plan2020-12-31$128,852,067
Total income from all sources (including contributions)2020-12-31$14,658,190
Total of all expenses incurred2020-12-31$12,994,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,573,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$127,188,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$420,987
Total interest from all sources2020-12-31$1,550,974
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,153,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,153,696
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$420,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,663,385
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$127,188,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$33,723,286
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$81,969,871
Interest earned on other investments2020-12-31$1,550,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$8,646,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$8,646,684
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$2,344,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,573,818
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$504,786
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WISS & COMPANY LLP
Accountancy firm EIN2020-12-31221732349
2019 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$9,509,982
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$9,509,982
Total unrealized appreciation/depreciation of assets2019-12-31$9,509,982
Total unrealized appreciation/depreciation of assets2019-12-31$9,509,982
Total income from all sources (including contributions)2019-12-31$39,694,790
Total income from all sources (including contributions)2019-12-31$39,694,790
Total of all expenses incurred2019-12-31$12,729,617
Total of all expenses incurred2019-12-31$12,729,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,319,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,319,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$24,655,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$24,655,823
Value of total assets at end of year2019-12-31$127,188,682
Value of total assets at end of year2019-12-31$127,188,682
Value of total assets at beginning of year2019-12-31$100,223,509
Value of total assets at beginning of year2019-12-31$100,223,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$409,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$409,957
Total interest from all sources2019-12-31$1,994,134
Total interest from all sources2019-12-31$1,994,134
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,534,851
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,534,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,534,851
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,534,851
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$409,957
Administrative expenses (other) incurred2019-12-31$409,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$26,965,173
Value of net income/loss2019-12-31$26,965,173
Value of net assets at end of year (total assets less liabilities)2019-12-31$127,188,682
Value of net assets at end of year (total assets less liabilities)2019-12-31$127,188,682
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$100,223,509
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$100,223,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$33,723,286
Assets. partnership/joint venture interests at end of year2019-12-31$33,723,286
Assets. partnership/joint venture interests at beginning of year2019-12-31$34,342,694
Assets. partnership/joint venture interests at beginning of year2019-12-31$34,342,694
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$81,969,871
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$81,969,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$65,656,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$65,656,988
Interest earned on other investments2019-12-31$1,994,134
Interest earned on other investments2019-12-31$1,994,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8,646,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8,646,684
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$223,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$223,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$223,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$223,827
Asset value of US Government securities at end of year2019-12-31$2,344,055
Asset value of US Government securities at end of year2019-12-31$2,344,055
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$24,655,823
Contributions received in cash from employer2019-12-31$24,655,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,319,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,319,660
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$504,786
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$504,786
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WISS & COMPANY LLP
Accountancy firm name2019-12-31WISS & COMPANY LLP
Accountancy firm EIN2019-12-31221732349
Accountancy firm EIN2019-12-31221732349
2018 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-4,808,212
Total unrealized appreciation/depreciation of assets2018-12-31$-4,808,212
Total income from all sources (including contributions)2018-12-31$7,025,805
Total of all expenses incurred2018-12-31$9,380,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,057,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,140,000
Value of total assets at end of year2018-12-31$100,223,509
Value of total assets at beginning of year2018-12-31$102,578,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$323,165
Total interest from all sources2018-12-31$1,047,360
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$646,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$646,657
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$323,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,354,581
Value of net assets at end of year (total assets less liabilities)2018-12-31$100,223,509
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$102,578,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$34,342,694
Assets. partnership/joint venture interests at beginning of year2018-12-31$28,845,581
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$65,656,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$69,210,136
Interest earned on other investments2018-12-31$1,047,360
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$223,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,522,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,522,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$10,140,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,057,221
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WISS & COMPANY LLP
Accountancy firm EIN2018-12-31221732349
2017 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,170,566
Total unrealized appreciation/depreciation of assets2017-12-31$2,170,566
Total income from all sources (including contributions)2017-12-31$20,241,528
Total of all expenses incurred2017-12-31$5,854,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,516,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,360,000
Value of total assets at end of year2017-12-31$102,560,098
Value of total assets at beginning of year2017-12-31$88,173,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$338,191
Total interest from all sources2017-12-31$968,760
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$7,742,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$7,742,202
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$338,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,386,531
Value of net assets at end of year (total assets less liabilities)2017-12-31$102,560,098
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$88,173,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$28,827,589
Assets. partnership/joint venture interests at beginning of year2017-12-31$21,709,655
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$69,210,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$60,432,520
Interest earned on other investments2017-12-31$968,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,522,373
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$6,031,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$6,031,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$9,360,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,516,806
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WISS & COMPANY LLP
Accountancy firm EIN2017-12-31221732349
2016 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,889,782
Total unrealized appreciation/depreciation of assets2016-12-31$2,889,782
Total income from all sources (including contributions)2016-12-31$12,668,100
Total of all expenses incurred2016-12-31$4,920,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,721,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,160,000
Value of total assets at end of year2016-12-31$88,173,567
Value of total assets at beginning of year2016-12-31$80,425,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$198,811
Total interest from all sources2016-12-31$618,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$97,313
Administrative expenses (other) incurred2016-12-31$198,811
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$1,733,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,747,934
Value of net assets at end of year (total assets less liabilities)2016-12-31$88,173,567
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$80,425,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$21,709,655
Assets. partnership/joint venture interests at beginning of year2016-12-31$35,596,948
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$60,432,520
Interest earned on other investments2016-12-31$618,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$5,934,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$43,095,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$43,095,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,160,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,721,355
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31WISS & COMPANY LLP
Accountancy firm EIN2016-12-31221732349
2015 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$670,123
Total unrealized appreciation/depreciation of assets2015-12-31$670,123
Total income from all sources (including contributions)2015-12-31$7,918,840
Total of all expenses incurred2015-12-31$5,449,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,403,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,240,000
Value of total assets at end of year2015-12-31$80,721,944
Value of total assets at beginning of year2015-12-31$78,252,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$45,464
Total interest from all sources2015-12-31$8,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$45,464
Total non interest bearing cash at end of year2015-12-31$1,733,000
Total non interest bearing cash at beginning of year2015-12-31$9,589,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,469,702
Value of net assets at end of year (total assets less liabilities)2015-12-31$80,721,944
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$78,252,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$35,893,259
Assets. partnership/joint venture interests at beginning of year2015-12-31$57,245,036
Interest earned on other investments2015-12-31$8,717
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$43,095,685
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$11,417,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$11,417,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,240,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,403,674
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31WISS & COMPANY LLP
Accountancy firm EIN2015-12-31221732349
2014 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$2,135,175
Total unrealized appreciation/depreciation of assets2014-12-31$2,135,175
Total income from all sources (including contributions)2014-12-31$6,773,844
Total of all expenses incurred2014-12-31$6,760,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,708,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,965,000
Value of total assets at end of year2014-12-31$78,252,242
Value of total assets at beginning of year2014-12-31$78,238,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$51,514
Total interest from all sources2014-12-31$673,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$51,514
Total non interest bearing cash at end of year2014-12-31$9,589,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,796
Value of net assets at end of year (total assets less liabilities)2014-12-31$78,252,242
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$78,238,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$57,245,036
Assets. partnership/joint venture interests at beginning of year2014-12-31$68,225,537
Interest earned on other investments2014-12-31$673,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$11,417,581
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$10,012,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$10,012,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,965,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,708,534
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31WISS & COMPANY LLP
Accountancy firm EIN2014-12-31221732349
2013 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$7,970,047
Total unrealized appreciation/depreciation of assets2013-12-31$7,970,047
Total income from all sources (including contributions)2013-12-31$13,219,984
Total of all expenses incurred2013-12-31$8,019,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,970,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,900,000
Value of total assets at end of year2013-12-31$78,238,446
Value of total assets at beginning of year2013-12-31$73,037,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,305
Total interest from all sources2013-12-31$1,349,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$49,305
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,200,509
Value of net assets at end of year (total assets less liabilities)2013-12-31$78,238,446
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$73,037,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$68,225,537
Assets. partnership/joint venture interests at beginning of year2013-12-31$60,298,316
Interest earned on other investments2013-12-31$1,349,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$10,012,909
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$12,739,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$12,739,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,970,170
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WISS & COMPANY, LLP
Accountancy firm EIN2013-12-31221732349
2012 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$5,641,425
Total unrealized appreciation/depreciation of assets2012-12-31$5,641,425
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,936,553
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,558,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,482,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,900,000
Value of total assets at end of year2012-12-31$73,037,937
Value of total assets at beginning of year2012-12-31$68,660,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$76,663
Total interest from all sources2012-12-31$360,127
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$35,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$76,663
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,377,617
Value of net assets at end of year (total assets less liabilities)2012-12-31$73,037,937
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$68,660,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$60,298,316
Assets. partnership/joint venture interests at beginning of year2012-12-31$51,971,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$12,739,621
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$14,513,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$14,513,696
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$360,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,900,000
Income. Dividends from common stock2012-12-31$35,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,482,273
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$2,175,454
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31WISS & COMPANY, LLP
Accountancy firm EIN2012-12-31221732349
2011 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-3,390,094
Total unrealized appreciation/depreciation of assets2011-12-31$-3,390,094
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,508,459
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,346,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,227,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,800,000
Value of total assets at end of year2011-12-31$68,660,320
Value of total assets at beginning of year2011-12-31$67,497,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$118,633
Total interest from all sources2011-12-31$462,762
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$-364,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$118,633
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,162,422
Value of net assets at end of year (total assets less liabilities)2011-12-31$68,660,320
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$67,497,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$51,971,170
Assets. partnership/joint venture interests at beginning of year2011-12-31$50,769,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$14,513,696
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$14,190,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$14,190,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$462,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,800,000
Income. Dividends from common stock2011-12-31$-364,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,227,404
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$2,175,454
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,537,383
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31WISS & COMPANY, LLP
Accountancy firm EIN2011-12-31221732349
2010 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,250,927
Total unrealized appreciation/depreciation of assets2010-12-31$4,250,927
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,876,198
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,685,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,643,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,800,000
Value of total assets at end of year2010-12-31$67,497,898
Value of total assets at beginning of year2010-12-31$57,306,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$42,077
Total interest from all sources2010-12-31$364,946
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$460,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$42,077
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,190,937
Value of net assets at end of year (total assets less liabilities)2010-12-31$67,497,898
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$57,306,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$50,769,863
Assets. partnership/joint venture interests at beginning of year2010-12-31$40,193,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$14,190,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$14,985,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$14,985,746
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$364,946
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$7,800,000
Income. Dividends from common stock2010-12-31$460,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,643,184
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,537,383
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,128,183
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31WISS & COMPANY, LLP
Accountancy firm EIN2010-12-31221732349
2009 : NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN

2020: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHERN WESTCHESTER HOSPITAL ASSOCIATION PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number515863
Policy instance 1
Insurance contract or identification number515863
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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