?>
Logo

THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 401k Plan overview

Plan NameTHE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN
Plan identification number 002

THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

ESTEE LAUDER, INC. has sponsored the creation of one or more 401k plans.

Company Name:ESTEE LAUDER, INC.
Employer identification number (EIN):131871348
NAIC Classification:339900

Additional information about ESTEE LAUDER, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2085245

More information about ESTEE LAUDER, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01LATRICIA PARKER2023-10-02
0022021-01-01LATRICIA PARKER2022-10-07
0022020-01-01LATRICIA PARKER2021-10-07
0022019-01-01LATRICIA PARKER2020-10-14
0022018-01-01LATRICIA PARKER2019-10-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01LATRICIA PARKER
0022013-01-01LATRICIA PARKER
0022012-01-01LATRICIA PARKER
0022011-01-01LATRICIA PARKER
0022009-01-01SUSAN MOSOFF

Plan Statistics for THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN

Measure Date Value
2022: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0119,372
Total number of active participants reported on line 7a of the Form 55002022-01-0111,823
Number of retired or separated participants receiving benefits2022-01-0126
Number of other retired or separated participants entitled to future benefits2022-01-017,987
Total of all active and inactive participants2022-01-0119,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0174
Total participants2022-01-0119,910
Number of participants with account balances2022-01-0118,690
2021: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0118,842
Total number of active participants reported on line 7a of the Form 55002021-01-0111,299
Number of retired or separated participants receiving benefits2021-01-0125
Number of other retired or separated participants entitled to future benefits2021-01-017,945
Total of all active and inactive participants2021-01-0119,269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0166
Total participants2021-01-0119,335
Number of participants with account balances2021-01-0117,789
2020: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0119,699
Total number of active participants reported on line 7a of the Form 55002020-01-0111,851
Number of retired or separated participants receiving benefits2020-01-0123
Number of other retired or separated participants entitled to future benefits2020-01-016,495
Total of all active and inactive participants2020-01-0118,369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0160
Total participants2020-01-0118,429
Number of participants with account balances2020-01-0117,161
2019: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0119,413
Total number of active participants reported on line 7a of the Form 55002019-01-0113,078
Number of retired or separated participants receiving benefits2019-01-0118
Number of other retired or separated participants entitled to future benefits2019-01-016,021
Total of all active and inactive participants2019-01-0119,117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0155
Total participants2019-01-0119,172
Number of participants with account balances2019-01-0117,516
2018: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0119,416
Total number of active participants reported on line 7a of the Form 55002018-01-0113,148
Number of retired or separated participants receiving benefits2018-01-0119
Number of other retired or separated participants entitled to future benefits2018-01-015,432
Total of all active and inactive participants2018-01-0118,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0141
Total participants2018-01-0118,640
Number of participants with account balances2018-01-0116,741
2017: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0120,047
Total number of active participants reported on line 7a of the Form 55002017-01-0113,528
Number of retired or separated participants receiving benefits2017-01-0119
Number of other retired or separated participants entitled to future benefits2017-01-014,831
Total of all active and inactive participants2017-01-0118,378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0137
Total participants2017-01-0118,415
Number of participants with account balances2017-01-0116,261
2016: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0120,042
Total number of active participants reported on line 7a of the Form 55002016-01-0114,743
Number of retired or separated participants receiving benefits2016-01-0118
Number of other retired or separated participants entitled to future benefits2016-01-014,402
Total of all active and inactive participants2016-01-0119,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0140
Total participants2016-01-0119,203
Number of participants with account balances2016-01-0116,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0119,258
Total number of active participants reported on line 7a of the Form 55002015-01-0114,729
Number of retired or separated participants receiving benefits2015-01-0117
Number of other retired or separated participants entitled to future benefits2015-01-013,971
Total of all active and inactive participants2015-01-0118,717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0132
Total participants2015-01-0118,749
Number of participants with account balances2015-01-0115,840
2014: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0118,513
Total number of active participants reported on line 7a of the Form 55002014-01-0114,452
Number of retired or separated participants receiving benefits2014-01-0117
Number of other retired or separated participants entitled to future benefits2014-01-013,667
Total of all active and inactive participants2014-01-0118,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0131
Total participants2014-01-0118,167
Number of participants with account balances2014-01-0115,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0117,765
Total number of active participants reported on line 7a of the Form 55002013-01-0113,735
Number of retired or separated participants receiving benefits2013-01-0115
Number of other retired or separated participants entitled to future benefits2013-01-013,252
Total of all active and inactive participants2013-01-0117,002
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0130
Total participants2013-01-0117,032
Number of participants with account balances2013-01-0115,074
2012: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0117,506
Total number of active participants reported on line 7a of the Form 55002012-01-0113,958
Number of retired or separated participants receiving benefits2012-01-0114
Number of other retired or separated participants entitled to future benefits2012-01-013,045
Total of all active and inactive participants2012-01-0117,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0119
Total participants2012-01-0117,036
Number of participants with account balances2012-01-0114,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0115,917
Total number of active participants reported on line 7a of the Form 55002011-01-0114,416
Number of retired or separated participants receiving benefits2011-01-0110
Number of other retired or separated participants entitled to future benefits2011-01-013,050
Total of all active and inactive participants2011-01-0117,476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0130
Total participants2011-01-0117,506
Number of participants with account balances2011-01-0113,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0116,182
Total number of active participants reported on line 7a of the Form 55002009-01-0112,998
Number of retired or separated participants receiving benefits2009-01-0116
Number of other retired or separated participants entitled to future benefits2009-01-012,395
Total of all active and inactive participants2009-01-0115,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0127
Total participants2009-01-0115,436
Number of participants with account balances2009-01-0112,148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN

Measure Date Value
2022 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-26,550,913
Total unrealized appreciation/depreciation of assets2022-12-31$-26,550,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$638,439
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,572,605
Total income from all sources (including contributions)2022-12-31$-382,827,771
Total loss/gain on sale of assets2022-12-31$-9,855,551
Total of all expenses incurred2022-12-31$173,395,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$171,957,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$151,487,401
Value of total assets at end of year2022-12-31$2,275,363,345
Value of total assets at beginning of year2022-12-31$2,832,520,461
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,437,629
Total interest from all sources2022-12-31$968,392
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$11,271,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$10,874,304
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$96,218,151
Participant contributions at end of year2022-12-31$23,925,226
Participant contributions at beginning of year2022-12-31$25,117,972
Participant contributions at end of year2022-12-31$2,115,828
Participant contributions at beginning of year2022-12-31$1,986,393
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,015,032
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$554,432
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$72,298
Other income not declared elsewhere2022-12-31$272,869
Liabilities. Value of operating payables at end of year2022-12-31$522,694
Liabilities. Value of operating payables at beginning of year2022-12-31$1,315,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-556,222,950
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,274,724,906
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,830,947,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$633,070
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$478,682,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$510,396,186
Interest on participant loans2022-12-31$939,382
Value of interest in common/collective trusts at end of year2022-12-31$1,670,750,929
Value of interest in common/collective trusts at beginning of year2022-12-31$2,155,887,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$6,672,927
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$10,433,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$10,433,744
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$29,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-61,044,616
Net investment gain or loss from common/collective trusts2022-12-31$-449,376,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$48,254,218
Employer contributions (assets) at end of year2022-12-31$5,497,565
Employer contributions (assets) at beginning of year2022-12-31$4,689,486
Income. Dividends from common stock2022-12-31$396,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$171,957,550
Contract administrator fees2022-12-31$804,559
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$87,164,208
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$123,937,033
Liabilities. Value of benefit claims payable at end of year2022-12-31$115,745
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$257,175
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$65,317,067
Aggregate carrying amount (costs) on sale of assets2022-12-31$75,172,618
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31036605558
2021 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$7,007,558
Total unrealized appreciation/depreciation of assets2021-12-31$7,007,558
Total transfer of assets to this plan2021-12-31$11,559,207
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,572,605
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,211,939
Total income from all sources (including contributions)2021-12-31$566,058,474
Total loss/gain on sale of assets2021-12-31$6,535,454
Total of all expenses incurred2021-12-31$186,412,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$184,505,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$143,146,902
Value of total assets at end of year2021-12-31$2,832,520,461
Value of total assets at beginning of year2021-12-31$2,440,954,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,907,251
Total interest from all sources2021-12-31$1,093,833
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$9,185,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$8,668,005
Administrative expenses professional fees incurred2021-12-31$72,413
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$89,077,564
Participant contributions at end of year2021-12-31$25,117,972
Participant contributions at beginning of year2021-12-31$27,994,860
Participant contributions at end of year2021-12-31$1,986,393
Participant contributions at beginning of year2021-12-31$2,162,736
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$7,328,216
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$72,298
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$96,836
Other income not declared elsewhere2021-12-31$198,121
Liabilities. Value of operating payables at end of year2021-12-31$1,315,430
Liabilities. Value of operating payables at beginning of year2021-12-31$1,034,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$379,646,215
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,830,947,856
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,439,742,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$999,157
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$510,396,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$438,845,968
Interest on participant loans2021-12-31$1,077,506
Value of interest in common/collective trusts at end of year2021-12-31$2,155,887,349
Value of interest in common/collective trusts at beginning of year2021-12-31$1,823,753,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$10,433,744
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$11,361,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$11,361,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$16,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$69,502,539
Net investment gain or loss from common/collective trusts2021-12-31$329,388,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$46,741,122
Employer contributions (assets) at end of year2021-12-31$4,689,486
Employer contributions (assets) at beginning of year2021-12-31$27,485,317
Income. Dividends from common stock2021-12-31$517,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$184,505,008
Contract administrator fees2021-12-31$835,681
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$123,937,033
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$109,253,272
Liabilities. Value of benefit claims payable at end of year2021-12-31$257,175
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$177,412
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$64,042,867
Aggregate carrying amount (costs) on sale of assets2021-12-31$57,507,413
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31036605558
2020 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$17,042,071
Total unrealized appreciation/depreciation of assets2020-12-31$17,042,071
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,211,939
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,885,281
Total income from all sources (including contributions)2020-12-31$571,460,615
Total loss/gain on sale of assets2020-12-31$917,863
Total of all expenses incurred2020-12-31$158,240,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$156,218,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$125,818,067
Value of total assets at end of year2020-12-31$2,440,954,373
Value of total assets at beginning of year2020-12-31$2,029,407,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,022,446
Total interest from all sources2020-12-31$1,089,072
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,483,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,937,189
Administrative expenses professional fees incurred2020-12-31$279,806
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$78,663,435
Participant contributions at end of year2020-12-31$27,994,860
Participant contributions at beginning of year2020-12-31$28,538,765
Participant contributions at end of year2020-12-31$2,162,736
Participant contributions at beginning of year2020-12-31$1,946,243
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,645,990
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$96,836
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$207,640
Other income not declared elsewhere2020-12-31$137,162
Liabilities. Value of operating payables at end of year2020-12-31$1,034,527
Liabilities. Value of operating payables at beginning of year2020-12-31$870,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$413,220,068
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,439,742,434
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,026,522,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$938,390
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$438,845,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$384,430,217
Interest on participant loans2020-12-31$1,039,789
Value of interest in common/collective trusts at end of year2020-12-31$1,823,753,420
Value of interest in common/collective trusts at beginning of year2020-12-31$1,492,645,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$11,361,964
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$10,809,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$10,809,708
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$49,283
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$21,057,898
Net investment gain or loss from common/collective trusts2020-12-31$398,915,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$41,508,642
Employer contributions (assets) at end of year2020-12-31$27,485,317
Employer contributions (assets) at beginning of year2020-12-31$4,070,422
Income. Dividends from common stock2020-12-31$545,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$156,218,101
Contract administrator fees2020-12-31$804,250
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$109,253,272
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$106,758,801
Liabilities. Value of benefit claims payable at end of year2020-12-31$177,412
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$2,014,823
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$54,367,488
Aggregate carrying amount (costs) on sale of assets2020-12-31$53,449,625
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31036605558
2019 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$16,081,938
Total unrealized appreciation/depreciation of assets2019-12-31$16,081,938
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,885,281
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$812,333
Total income from all sources (including contributions)2019-12-31$523,446,207
Total loss/gain on sale of assets2019-12-31$10,531,328
Total of all expenses incurred2019-12-31$142,022,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$139,753,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$130,572,601
Value of total assets at end of year2019-12-31$2,029,407,647
Value of total assets at beginning of year2019-12-31$1,645,910,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,268,846
Total interest from all sources2019-12-31$1,469,539
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,349,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,598,119
Administrative expenses professional fees incurred2019-12-31$270,521
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$81,637,249
Participant contributions at end of year2019-12-31$28,538,765
Participant contributions at beginning of year2019-12-31$27,948,590
Participant contributions at end of year2019-12-31$1,946,243
Participant contributions at beginning of year2019-12-31$2,046,131
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,538,831
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$207,640
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$210,971
Other income not declared elsewhere2019-12-31$199,378
Liabilities. Value of operating payables at end of year2019-12-31$870,458
Liabilities. Value of operating payables at beginning of year2019-12-31$580,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$381,423,904
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,026,522,366
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,645,098,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,185,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$384,430,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$328,490,692
Interest on participant loans2019-12-31$1,246,723
Value of interest in common/collective trusts at end of year2019-12-31$1,492,645,851
Value of interest in common/collective trusts at beginning of year2019-12-31$1,183,867,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,809,708
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$7,785,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$7,785,773
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$222,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$54,267,925
Net investment gain or loss from common/collective trusts2019-12-31$301,974,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$42,396,521
Employer contributions (assets) at end of year2019-12-31$4,070,422
Employer contributions (assets) at beginning of year2019-12-31$6,437,936
Income. Dividends from common stock2019-12-31$751,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$139,753,457
Contract administrator fees2019-12-31$813,238
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$106,758,801
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$89,123,404
Liabilities. Value of benefit claims payable at end of year2019-12-31$2,014,823
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$231,864
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$65,477,267
Aggregate carrying amount (costs) on sale of assets2019-12-31$54,945,939
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31036605558
2018 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-14,987,501
Total unrealized appreciation/depreciation of assets2018-12-31$-14,987,501
Total transfer of assets to this plan2018-12-31$60,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$812,333
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$775,870
Total income from all sources (including contributions)2018-12-31$23,375,312
Total loss/gain on sale of assets2018-12-31$7,459,047
Total of all expenses incurred2018-12-31$124,908,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$122,870,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$130,356,658
Value of total assets at end of year2018-12-31$1,645,910,795
Value of total assets at beginning of year2018-12-31$1,747,347,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,038,042
Total interest from all sources2018-12-31$1,263,915
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,441,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,618,892
Administrative expenses professional fees incurred2018-12-31$281,665
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$77,596,777
Participant contributions at end of year2018-12-31$27,948,590
Participant contributions at beginning of year2018-12-31$27,353,978
Participant contributions at end of year2018-12-31$2,046,131
Participant contributions at beginning of year2018-12-31$1,647,656
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,190,411
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$210,971
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$192,787
Other income not declared elsewhere2018-12-31$229,622
Liabilities. Value of operating payables at end of year2018-12-31$580,469
Liabilities. Value of operating payables at beginning of year2018-12-31$673,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-101,533,678
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,645,098,462
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,746,571,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$946,921
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$328,490,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$347,181,236
Interest on participant loans2018-12-31$1,069,667
Value of interest in common/collective trusts at end of year2018-12-31$1,183,867,298
Value of interest in common/collective trusts at beginning of year2018-12-31$1,265,417,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$7,785,773
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$9,755,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$9,755,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$194,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-36,350,561
Net investment gain or loss from common/collective trusts2018-12-31$-72,037,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$46,569,470
Employer contributions (assets) at end of year2018-12-31$6,437,936
Employer contributions (assets) at beginning of year2018-12-31$889,971
Income. Dividends from common stock2018-12-31$822,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$122,870,948
Contract administrator fees2018-12-31$809,456
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$89,123,404
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$94,908,096
Liabilities. Value of benefit claims payable at end of year2018-12-31$231,864
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$101,979
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$54,721,947
Aggregate carrying amount (costs) on sale of assets2018-12-31$47,262,900
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31036605558
2017 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$4,465,519
Total unrealized appreciation/depreciation of assets2017-12-31$4,465,519
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$775,870
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,238,213
Total income from all sources (including contributions)2017-12-31$416,443,758
Total loss/gain on sale of assets2017-12-31$247,228
Total of all expenses incurred2017-12-31$82,968,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$81,537,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$116,473,912
Value of total assets at end of year2017-12-31$1,747,347,151
Value of total assets at beginning of year2017-12-31$1,414,334,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,430,343
Total interest from all sources2017-12-31$621,062
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,731,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,575,496
Administrative expenses professional fees incurred2017-12-31$262,569
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$72,996,481
Participant contributions at end of year2017-12-31$27,353,978
Participant contributions at beginning of year2017-12-31$25,880,333
Participant contributions at end of year2017-12-31$1,647,656
Participant contributions at beginning of year2017-12-31$1,597,356
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,578,667
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$192,787
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$352,565
Other income not declared elsewhere2017-12-31$1,254,611
Administrative expenses (other) incurred2017-12-31$1,524
Liabilities. Value of operating payables at end of year2017-12-31$673,891
Liabilities. Value of operating payables at beginning of year2017-12-31$167,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$333,475,430
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,746,571,281
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,413,095,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$321,901
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$347,181,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$619,100,268
Interest on participant loans2017-12-31$566,251
Value of interest in common/collective trusts at end of year2017-12-31$1,265,417,910
Value of interest in common/collective trusts at beginning of year2017-12-31$764,432,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$9,755,517
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,103,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,103,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$54,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$119,135,016
Net investment gain or loss from common/collective trusts2017-12-31$169,515,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$38,898,764
Employer contributions (assets) at end of year2017-12-31$889,971
Employer contributions (assets) at beginning of year2017-12-31$867,321
Income. Dividends from common stock2017-12-31$155,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$81,537,985
Contract administrator fees2017-12-31$844,349
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$94,908,096
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$101,979
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$1,070,268
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$15,027,960
Aggregate carrying amount (costs) on sale of assets2017-12-31$14,780,732
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31036605558
2016 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,238,213
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$294,084
Total income from all sources (including contributions)2016-12-31$214,366,101
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$78,702,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$77,641,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$113,794,230
Value of total assets at end of year2016-12-31$1,414,334,064
Value of total assets at beginning of year2016-12-31$1,277,726,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,061,153
Total interest from all sources2016-12-31$847,504
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$29,853,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$29,853,821
Administrative expenses professional fees incurred2016-12-31$360,017
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$71,234,810
Participant contributions at end of year2016-12-31$25,880,333
Participant contributions at beginning of year2016-12-31$24,539,708
Participant contributions at end of year2016-12-31$1,597,356
Participant contributions at beginning of year2016-12-31$1,820,825
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,264,995
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$352,565
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$331,457
Other income not declared elsewhere2016-12-31$1,351,304
Administrative expenses (other) incurred2016-12-31$43
Liabilities. Value of operating payables at end of year2016-12-31$167,945
Liabilities. Value of operating payables at beginning of year2016-12-31$249,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$135,663,723
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,413,095,851
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,277,432,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$19,801
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$619,100,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$599,700,421
Interest on participant loans2016-12-31$847,504
Value of interest in common/collective trusts at end of year2016-12-31$764,432,342
Value of interest in common/collective trusts at beginning of year2016-12-31$649,152,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,103,879
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,178,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,178,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$19,099,551
Net investment gain or loss from common/collective trusts2016-12-31$49,419,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$38,294,425
Employer contributions (assets) at end of year2016-12-31$867,321
Employer contributions (assets) at beginning of year2016-12-31$1,002,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$77,641,225
Contract administrator fees2016-12-31$681,292
Liabilities. Value of benefit claims payable at end of year2016-12-31$1,070,268
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$45,042
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31036605558
2015 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$294,084
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$459,646
Total income from all sources (including contributions)2015-12-31$125,992,524
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$86,501,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$85,406,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$107,434,992
Value of total assets at end of year2015-12-31$1,277,726,212
Value of total assets at beginning of year2015-12-31$1,238,401,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,095,294
Total interest from all sources2015-12-31$783,521
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$31,077,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$31,077,233
Administrative expenses professional fees incurred2015-12-31$337,234
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$67,229,319
Participant contributions at end of year2015-12-31$24,539,708
Participant contributions at beginning of year2015-12-31$22,462,700
Participant contributions at end of year2015-12-31$1,820,825
Participant contributions at beginning of year2015-12-31$1,458,024
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,027,740
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$331,457
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$278,224
Other income not declared elsewhere2015-12-31$1,365,698
Administrative expenses (other) incurred2015-12-31$1,163
Liabilities. Value of operating payables at end of year2015-12-31$249,042
Liabilities. Value of operating payables at beginning of year2015-12-31$165,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$39,490,531
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,277,432,128
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,237,941,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$21,902
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$599,700,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$607,625,539
Income. Interest from loans (other than to participants)2015-12-31$782,889
Value of interest in common/collective trusts at end of year2015-12-31$649,152,188
Value of interest in common/collective trusts at beginning of year2015-12-31$604,849,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,178,800
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$905,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$905,297
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-14,726,225
Net investment gain or loss from common/collective trusts2015-12-31$57,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$36,177,933
Employer contributions (assets) at end of year2015-12-31$1,002,813
Employer contributions (assets) at beginning of year2015-12-31$821,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$85,406,699
Contract administrator fees2015-12-31$734,995
Liabilities. Value of benefit claims payable at end of year2015-12-31$45,042
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$294,172
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31036605558
2014 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$459,646
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$673,588
Total income from all sources (including contributions)2014-12-31$187,272,212
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$65,700,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$64,191,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$100,164,735
Value of total assets at end of year2014-12-31$1,238,401,243
Value of total assets at beginning of year2014-12-31$1,117,043,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,509,365
Total interest from all sources2014-12-31$715,784
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$32,504,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$32,504,247
Administrative expenses professional fees incurred2014-12-31$597,761
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$65,895,218
Participant contributions at end of year2014-12-31$22,462,700
Participant contributions at beginning of year2014-12-31$19,757,969
Participant contributions at end of year2014-12-31$1,458,024
Participant contributions at beginning of year2014-12-31$1,590,073
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$278,224
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$287,858
Other income not declared elsewhere2014-12-31$1,177,245
Liabilities. Value of operating payables at end of year2014-12-31$165,474
Liabilities. Value of operating payables at beginning of year2014-12-31$141,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$121,571,612
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,237,941,597
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,116,369,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$15,221
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$607,625,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$572,133,791
Interest on participant loans2014-12-31$715,784
Value of interest in common/collective trusts at end of year2014-12-31$604,849,823
Value of interest in common/collective trusts at beginning of year2014-12-31$520,715,695
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$905,297
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,657,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,657,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,243,630
Net investment gain or loss from common/collective trusts2014-12-31$42,466,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$34,269,517
Employer contributions (assets) at end of year2014-12-31$821,636
Employer contributions (assets) at beginning of year2014-12-31$900,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$64,191,235
Contract administrator fees2014-12-31$896,383
Liabilities. Value of benefit claims payable at end of year2014-12-31$294,172
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$532,084
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31036605558
2013 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$2,383,323
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$673,588
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,624
Total income from all sources (including contributions)2013-12-31$294,892,072
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$54,366,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$53,897,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$88,067,292
Value of total assets at end of year2013-12-31$1,117,043,573
Value of total assets at beginning of year2013-12-31$873,467,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$469,753
Total interest from all sources2013-12-31$624,118
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$31,406,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$31,406,678
Administrative expenses professional fees incurred2013-12-31$85,549
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$59,325,519
Participant contributions at end of year2013-12-31$19,757,969
Participant contributions at beginning of year2013-12-31$17,588,540
Participant contributions at end of year2013-12-31$1,590,073
Participant contributions at beginning of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$287,858
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$864
Other income not declared elsewhere2013-12-31$1,020,844
Liabilities. Value of operating payables at end of year2013-12-31$141,504
Liabilities. Value of operating payables at beginning of year2013-12-31$5,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$240,525,095
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,116,369,985
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$873,461,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$11,406
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$572,133,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$437,692,568
Interest on participant loans2013-12-31$623,931
Value of interest in common/collective trusts at end of year2013-12-31$520,715,695
Value of interest in common/collective trusts at beginning of year2013-12-31$417,482,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,657,793
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$702,761
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$702,761
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$94,224,567
Net investment gain or loss from common/collective trusts2013-12-31$79,548,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$28,741,773
Employer contributions (assets) at end of year2013-12-31$900,394
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$53,897,224
Contract administrator fees2013-12-31$372,798
Liabilities. Value of benefit claims payable at end of year2013-12-31$532,084
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31036605558
2012 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-5,824,307
Total unrealized appreciation/depreciation of assets2012-12-31$-5,824,307
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,624
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$883,562
Total income from all sources (including contributions)2012-12-31$174,827,077
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$59,726,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$59,478,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$76,915,211
Value of total assets at end of year2012-12-31$873,467,191
Value of total assets at beginning of year2012-12-31$759,244,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$248,017
Total interest from all sources2012-12-31$6,291,116
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$11,946,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$11,946,193
Administrative expenses professional fees incurred2012-12-31$93,398
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$50,717,363
Participant contributions at end of year2012-12-31$17,588,540
Participant contributions at beginning of year2012-12-31$17,018,148
Participant contributions at beginning of year2012-12-31$1,185,123
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$175,651,481
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,590,285
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$864
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$15
Other income not declared elsewhere2012-12-31$586,747
Administrative expenses (other) incurred2012-12-31$134,788
Liabilities. Value of operating payables at end of year2012-12-31$5,624
Liabilities. Value of operating payables at beginning of year2012-12-31$883,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$115,100,681
Value of net assets at end of year (total assets less liabilities)2012-12-31$873,461,567
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$758,360,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$19,831
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$437,692,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$335,822,192
Interest on participant loans2012-12-31$602,417
Interest earned on other investments2012-12-31$5,688,331
Value of interest in common/collective trusts at end of year2012-12-31$417,482,458
Value of interest in common/collective trusts at beginning of year2012-12-31$200,061,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$702,761
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$28,191,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$28,191,959
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$742,844
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$40,934,389
Net investment gain or loss from common/collective trusts2012-12-31$43,977,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$24,607,563
Employer contributions (assets) at beginning of year2012-12-31$571,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$59,478,379
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31036605558
2011 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$928,250
Total unrealized appreciation/depreciation of assets2011-12-31$928,250
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$883,562
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$553,577
Total income from all sources (including contributions)2011-12-31$70,011,070
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$45,588,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$45,142,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$72,638,720
Value of total assets at end of year2011-12-31$759,244,448
Value of total assets at beginning of year2011-12-31$734,492,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$446,709
Total interest from all sources2011-12-31$5,507,011
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$9,247,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$9,247,595
Administrative expenses professional fees incurred2011-12-31$95,259
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$47,445,646
Participant contributions at end of year2011-12-31$17,018,148
Participant contributions at beginning of year2011-12-31$16,659,566
Participant contributions at end of year2011-12-31$1,185,123
Participant contributions at beginning of year2011-12-31$1,308,694
Assets. Other investments not covered elsewhere at end of year2011-12-31$175,651,481
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$175,721,087
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,369,569
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$15
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$3,909
Other income not declared elsewhere2011-12-31$940
Administrative expenses (other) incurred2011-12-31$105,454
Liabilities. Value of operating payables at end of year2011-12-31$883,562
Liabilities. Value of operating payables at beginning of year2011-12-31$553,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$24,422,103
Value of net assets at end of year (total assets less liabilities)2011-12-31$758,360,886
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$733,938,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$245,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$335,822,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$342,093,045
Interest on participant loans2011-12-31$648,271
Interest earned on other investments2011-12-31$4,858,495
Value of interest in common/collective trusts at end of year2011-12-31$200,061,095
Value of interest in common/collective trusts at beginning of year2011-12-31$180,953,615
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$28,191,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$12,561,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$12,561,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$742,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,637,273
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-15,711,549
Net investment gain or loss from common/collective trusts2011-12-31$-2,599,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$22,823,505
Employer contributions (assets) at end of year2011-12-31$571,591
Employer contributions (assets) at beginning of year2011-12-31$553,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$45,142,258
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31036605558
2010 : THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$3,812,590
Total unrealized appreciation/depreciation of assets2010-12-31$3,812,590
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$553,577
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$237,010
Total income from all sources (including contributions)2010-12-31$143,960,423
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$50,380,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$49,925,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$66,155,510
Value of total assets at end of year2010-12-31$734,492,360
Value of total assets at beginning of year2010-12-31$640,596,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$455,732
Total interest from all sources2010-12-31$5,920,994
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,599,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,599,401
Administrative expenses professional fees incurred2010-12-31$94,741
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$44,832,470
Participant contributions at end of year2010-12-31$16,659,566
Participant contributions at beginning of year2010-12-31$15,640,533
Participant contributions at end of year2010-12-31$1,308,694
Participant contributions at beginning of year2010-12-31$1,092,756
Assets. Other investments not covered elsewhere at end of year2010-12-31$175,721,087
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$174,109,786
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$90,887
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$3,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$53
Other income not declared elsewhere2010-12-31$1,649
Administrative expenses (other) incurred2010-12-31$119,522
Liabilities. Value of operating payables at end of year2010-12-31$553,577
Liabilities. Value of operating payables at beginning of year2010-12-31$237,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$93,579,470
Value of net assets at end of year (total assets less liabilities)2010-12-31$733,938,783
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$640,359,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$241,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$342,093,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$297,449,074
Interest on participant loans2010-12-31$755,491
Interest earned on other investments2010-12-31$5,165,032
Value of interest in common/collective trusts at end of year2010-12-31$180,953,615
Value of interest in common/collective trusts at beginning of year2010-12-31$133,806,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$12,561,207
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$11,187,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$11,187,916
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$471
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,637,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,741,441
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$42,682,740
Net investment gain or loss from common/collective trusts2010-12-31$22,787,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$21,232,153
Employer contributions (assets) at end of year2010-12-31$553,964
Employer contributions (assets) at beginning of year2010-12-31$568,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$49,925,221
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31036605558

Form 5500 Responses for THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN

2022: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE ESTEE LAUDER COMPANIES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3