CONTINENTAL STOCK TRANSFER CORPORATION AND AFFILIATED COMPANIES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan C S T & T CO. 401(K) PLAN
401k plan membership statisitcs for C S T & T CO. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022: C S T & T CO. 401(K) PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 189 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 206 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 8 |
| Total of all active and inactive participants | 2022-01-01 | 214 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 214 |
| Number of participants with account balances | 2022-01-01 | 100 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: C S T & T CO. 401(K) PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 123 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 183 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 6 |
| Total of all active and inactive participants | 2021-01-01 | 189 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 189 |
| Number of participants with account balances | 2021-01-01 | 76 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: C S T & T CO. 401(K) PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 122 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 120 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 3 |
| Total of all active and inactive participants | 2020-01-01 | 123 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 123 |
| Number of participants with account balances | 2020-01-01 | 60 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2016: C S T & T CO. 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 93 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 103 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 6 |
| Total of all active and inactive participants | 2016-01-01 | 109 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 109 |
| Number of participants with account balances | 2016-01-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : C S T & T CO. 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-270,909 |
| Total of all expenses incurred | 2022-12-31 | $99,272 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $98,497 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $608,592 |
| Value of total assets at end of year | 2022-12-31 | $4,290,138 |
| Value of total assets at beginning of year | 2022-12-31 | $4,660,319 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $775 |
| Total interest from all sources | 2022-12-31 | $289,934 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $775 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $591,677 |
| Participant contributions at end of year | 2022-12-31 | $49,336 |
| Participant contributions at beginning of year | 2022-12-31 | $45,845 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $16,915 |
| Total non interest bearing cash at end of year | 2022-12-31 | $16,720 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $13,304 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-370,181 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,290,138 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,660,319 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,069,608 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $4,470,555 |
| Interest on participant loans | 2022-12-31 | $2,881 |
| Income. Interest from corporate debt instruments | 2022-12-31 | $287,053 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $154,474 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $130,615 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $130,615 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,169,435 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $98,497 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| 2021 : C S T & T CO. 401(K) PLAN 2021 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $507 |
| Total income from all sources (including contributions) | 2021-12-31 | $974,179 |
| Total loss/gain on sale of assets | 2021-12-31 | $346,359 |
| Total of all expenses incurred | 2021-12-31 | $82,278 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $81,733 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $325,873 |
| Value of total assets at end of year | 2021-12-31 | $4,660,319 |
| Value of total assets at beginning of year | 2021-12-31 | $3,768,925 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $545 |
| Total interest from all sources | 2021-12-31 | $35,284 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $545 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $325,873 |
| Participant contributions at end of year | 2021-12-31 | $45,845 |
| Participant contributions at beginning of year | 2021-12-31 | $47,935 |
| Total non interest bearing cash at end of year | 2021-12-31 | $13,304 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $109,560 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $891,901 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $4,660,319 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,768,418 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $4,470,555 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,611,430 |
| Income. Interest from loans (other than to participants) | 2021-12-31 | $1,707 |
| Income. Interest from corporate debt instruments | 2021-12-31 | $33,577 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $130,615 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $266,663 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $81,733 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $507 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $346,359 |
| 2020 : C S T & T CO. 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $7,239 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $7,385 |
| Total income from all sources (including contributions) | 2020-12-31 | $888,017 |
| Total loss/gain on sale of assets | 2020-12-31 | $144,153 |
| Total of all expenses incurred | 2020-12-31 | $552,565 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $552,071 |
| Value of total corrective distributions | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $267,267 |
| Value of total assets at end of year | 2020-12-31 | $3,768,925 |
| Value of total assets at beginning of year | 2020-12-31 | $3,440,858 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $494 |
| Total interest from all sources | 2020-12-31 | $35,612 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $494 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $222,277 |
| Participant contributions at end of year | 2020-12-31 | $47,935 |
| Participant contributions at beginning of year | 2020-12-31 | $83,352 |
| Participant contributions at end of year | 2020-12-31 | $17,048 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $44,990 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at end of year | 2020-12-31 | $109,560 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $117,483 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Income. Non cash contributions | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $335,452 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,768,925 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,433,473 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,611,430 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,240,023 |
| Interest on participant loans | 2020-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $2,794 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $32,818 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $440,985 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $552,071 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $7,239 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $7,385 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $144,153 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | EISNER AMPER LLP |
| Accountancy firm EIN | 2020-12-31 | 871363769 |
| 2016 : C S T & T CO. 401(K) PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $181 |
| Total plan liabilities at beginning of year | 2016-12-31 | $3,287 |
| Total income from all sources | 2016-12-31 | $282,196 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $214,484 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $214,234 |
| Total plan assets at end of year | 2016-12-31 | $2,209,784 |
| Total plan assets at beginning of year | 2016-12-31 | $2,145,178 |
| Value of fidelity bond covering the plan | 2016-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $132,135 |
| Other income received | 2016-12-31 | $150,061 |
| Net income (gross income less expenses) | 2016-12-31 | $67,712 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $2,209,603 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,141,891 |
| Assets. Value of participant loans | 2016-12-31 | $75,178 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $250 |
