401k Plan data: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN plan

FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan Name	FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN
Plan identification number	003

FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FORESTERS FINANCIAL HOLDING COMPANY, INC. (FORMERLY FIRST INVESTORS CO has sponsored the creation of one or more 401k plans.

Company Name: FORESTERS FINANCIAL HOLDING COMPANY, INC. (FORMERLY FIRST INVESTORS CO

Employer identification number (EIN): 132608329

NAIC Classification: 525990
NAIC Description: Other Financial Vehicles

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2019-01-01
003 2018-01-01
003 2017-01-01 SANDRA JOHNSON
003 2016-01-01 SANDRA JOHNSON
003 2015-01-01 WILLIAM M. LIPKUS
003 2014-01-01 WILLIAM M. LIPKUS
003 2013-01-01 WILLIAM M. LIPKUS
003 2012-01-01 WILLIAM M. LIPKUS
003 2011-01-01 WILLIAM M. LIPKUS
003 2009-01-01 WILLIAM M. LIPKUS

Plan Statistics for FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN

Measure Date Value
2019: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,090
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 394
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 276
Total of all active and inactive participants 2019-01-01 670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 670
Number of participants with account balances 2019-01-01 525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,100
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 766
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 228
Total of all active and inactive participants 2018-01-01 994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 994
Number of participants with account balances 2018-01-01 775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 188
2017: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,138
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 785
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 199
Total of all active and inactive participants 2017-01-01 984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 984
Number of participants with account balances 2017-01-01 777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 221
2016: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,024
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 733
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 191
Total of all active and inactive participants 2016-01-01 924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 924
Number of participants with account balances 2016-01-01 734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 169
2015: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 973
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 705
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 163
Total of all active and inactive participants 2015-01-01 868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 868
Number of participants with account balances 2015-01-01 669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 60
2014: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 766
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 663
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 141
Total of all active and inactive participants 2014-01-01 804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 804
Number of participants with account balances 2014-01-01 643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 99
2013: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 815
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 630
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 136
Total of all active and inactive participants 2013-01-01 766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 766
Number of participants with account balances 2013-01-01 602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 78
2012: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 759
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 608
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 168
Total of all active and inactive participants 2012-01-01 776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 776
Number of participants with account balances 2012-01-01 593
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 125
2011: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 816
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 564
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 116
Total of all active and inactive participants 2011-01-01 680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 680
Number of participants with account balances 2011-01-01 575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 81
2009: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 929
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 681
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 128
Total of all active and inactive participants 2009-01-01 809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 809
Number of participants with account balances 2009-01-01 580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 99

Measure	Date	Value
2019: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,090
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	394
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	276
Total of all active and inactive participants	2019-01-01	670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	670
Number of participants with account balances	2019-01-01	525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,100
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	766
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	228
Total of all active and inactive participants	2018-01-01	994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	994
Number of participants with account balances	2018-01-01	775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	188
2017: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,138
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	785
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	199
Total of all active and inactive participants	2017-01-01	984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	984
Number of participants with account balances	2017-01-01	777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	221
2016: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,024
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	733
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	191
Total of all active and inactive participants	2016-01-01	924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	924
Number of participants with account balances	2016-01-01	734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	169
2015: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	973
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	705
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	163
Total of all active and inactive participants	2015-01-01	868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	868
Number of participants with account balances	2015-01-01	669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	60
2014: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	766
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	663
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	141
Total of all active and inactive participants	2014-01-01	804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	804
Number of participants with account balances	2014-01-01	643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	99
2013: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	815
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	630
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	136
Total of all active and inactive participants	2013-01-01	766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	766
Number of participants with account balances	2013-01-01	602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	78
2012: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	759
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	608
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	168
Total of all active and inactive participants	2012-01-01	776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	776
Number of participants with account balances	2012-01-01	593
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	125
2011: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	816
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	564
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	116
Total of all active and inactive participants	2011-01-01	680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	680
Number of participants with account balances	2011-01-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	81
2009: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	929
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	681
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	128
Total of all active and inactive participants	2009-01-01	809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	809
Number of participants with account balances	2009-01-01	580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	99

Financial Data on FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN

Measure	Date	Value
2019 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$13,712,689
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$21,077,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$21,077,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,830,869
Value of total assets at end of year	2019-12-31	$47,835,626
Value of total assets at beginning of year	2019-12-31	$55,200,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$0
Total interest from all sources	2019-12-31	$138,145
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$891,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$891,367
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,614,399
Participant contributions at end of year	2019-12-31	$856,633
Participant contributions at beginning of year	2019-12-31	$1,713,298
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$43,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-7,365,166
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$47,835,626
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$55,200,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$42,940,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$50,453,513
Interest on participant loans	2019-12-31	$60,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,038,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,033,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,033,981
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$77,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$8,852,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$173,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$21,077,855
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2019-12-31	231144520
2018 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-866,885
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$5,027,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$5,027,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,559,568
Value of total assets at end of year	2018-12-31	$55,200,792
Value of total assets at beginning of year	2018-12-31	$61,095,016
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$104,970
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$451,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$451,296
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$4,229,037
Participant contributions at end of year	2018-12-31	$1,713,298
Participant contributions at beginning of year	2018-12-31	$1,695,223
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$93,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,894,224
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$55,200,792
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$61,095,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$50,453,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$56,988,236
Interest on participant loans	2018-12-31	$69,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,033,981
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,411,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,411,557
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$35,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-5,982,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$237,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$5,027,339
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2018-12-31	231144520
2017 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$13,037,464
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,533,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,533,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,512,543
Value of total assets at end of year	2017-12-31	$61,095,016
Value of total assets at beginning of year	2017-12-31	$51,590,762
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$64,605
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$736,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$736,493
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$4,237,908
Participant contributions at end of year	2017-12-31	$1,695,223
Participant contributions at beginning of year	2017-12-31	$1,639,523
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$20,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$9,504,254
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$61,095,016
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$51,590,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$56,988,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$47,014,093
Interest on participant loans	2017-12-31	$59,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,411,557
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$2,937,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$2,937,146
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$4,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$7,723,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$254,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,533,210
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2017-12-31	231144520
2016 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,834,953
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,757,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,757,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,271,132
Value of total assets at end of year	2016-12-31	$51,590,762
Value of total assets at beginning of year	2016-12-31	$45,512,920
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$54,667
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$679,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$679,718
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,052,854
Participant contributions at end of year	2016-12-31	$1,639,523
Participant contributions at beginning of year	2016-12-31	$1,565,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,077,842
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$51,590,762
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$45,512,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$47,014,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$41,297,995
Interest on participant loans	2016-12-31	$54,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$2,937,146
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,649,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,649,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,829,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$218,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,757,111
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2016-12-31	231144520
2015 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,680,276
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,775,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,775,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,966,708
Value of total assets at end of year	2015-12-31	$45,512,920
Value of total assets at beginning of year	2015-12-31	$44,608,565
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$49,585
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$559,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$559,290
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,763,076
Participant contributions at end of year	2015-12-31	$1,565,520
Participant contributions at beginning of year	2015-12-31	$1,417,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$904,355
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$45,512,920
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$44,608,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$41,297,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$40,588,980
Interest on participant loans	2015-12-31	$49,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,649,404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,602,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,602,409
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-895,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$203,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,775,921
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2015-12-31	231144520
2014 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,567,561
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,807,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,807,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,131,019
Value of total assets at end of year	2014-12-31	$44,608,565
Value of total assets at beginning of year	2014-12-31	$39,848,907
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$41,094
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$548,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$548,005
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,466,764
Participant contributions at end of year	2014-12-31	$1,417,176
Participant contributions at beginning of year	2014-12-31	$1,250,990
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$483,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,759,658
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$44,608,565
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$39,848,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$40,588,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$36,154,167
Interest on participant loans	2014-12-31	$41,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,602,409
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,443,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,443,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,847,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$180,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,807,903
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2014-12-31	231144520
2013 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$10,512,412
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,555,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,555,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,335,513
Value of total assets at end of year	2013-12-31	$39,848,907
Value of total assets at beginning of year	2013-12-31	$31,892,099
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$34,141
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$433,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$433,382
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,137,078
Participant contributions at end of year	2013-12-31	$1,250,990
Participant contributions at beginning of year	2013-12-31	$1,026,705
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$8,736
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,956,808
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$39,848,907
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$31,892,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$36,154,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$28,262,340
Interest on participant loans	2013-12-31	$34,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,443,750
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,603,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,603,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,709,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$189,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,555,604
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2013-12-31	231144520
2012 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,392,452
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,022,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,022,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,994,857
Value of total assets at end of year	2012-12-31	$31,892,099
Value of total assets at beginning of year	2012-12-31	$27,522,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$34,852
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$430,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$430,347
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,798,993
Participant contributions at end of year	2012-12-31	$1,026,705
Participant contributions at beginning of year	2012-12-31	$945,431
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$34,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,369,675
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$31,892,099
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$27,522,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$28,262,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$24,622,708
Interest on participant loans	2012-12-31	$34,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,603,054
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,954,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,954,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,932,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$161,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,022,777
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2012-12-31	231144520
2011 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,600
Total income from all sources (including contributions)	2011-12-31	$3,171,845
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,085,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,085,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,932,178
Value of total assets at end of year	2011-12-31	$27,522,424
Value of total assets at beginning of year	2011-12-31	$26,437,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$35,964
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$370,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$370,986
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,691,165
Participant contributions at end of year	2011-12-31	$945,431
Participant contributions at beginning of year	2011-12-31	$956,745
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$40,757
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,086,623
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$27,522,424
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$26,435,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$24,622,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$23,332,679
Interest on participant loans	2011-12-31	$35,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,954,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,147,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,147,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-167,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$200,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,085,222
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2011-12-31	231144520
2010 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$100
Total income from all sources (including contributions)	2010-12-31	$5,724,160
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,853,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,853,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,726,685
Value of total assets at end of year	2010-12-31	$26,437,401
Value of total assets at beginning of year	2010-12-31	$22,564,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$36,446
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$356,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$356,809
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,513,505
Participant contributions at end of year	2010-12-31	$956,745
Participant contributions at beginning of year	2010-12-31	$745,644
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$33,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,600
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,871,111
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$26,435,801
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$22,564,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$23,332,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$19,808,896
Interest on participant loans	2010-12-31	$36,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,147,977
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,010,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,010,250
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,604,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$180,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,853,049
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	TAIT, WELLER, & BAKER
Accountancy firm EIN	2010-12-31	231144520
2009 : FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN

2019: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: FORESTERS FINANCIAL 401(K) EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	FORESTERS FINANCIAL HOLDING COMPANY, INC. (FORMERLY FIRST INVESTORS CO
Employer identification number (EIN):	132608329
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles