401k Plan data: GROUP LIFE/ADD AND LTD PLANS plan

GROUP LIFE/ADD AND LTD PLANS 401k Plan overview

Plan Name	GROUP LIFE/ADD AND LTD PLANS
Plan identification number	505

GROUP LIFE/ADD AND LTD PLANS Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Life insurance Long-term disability cover Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

FRED ALGER AND COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: FRED ALGER AND COMPANY, INC.

Employer identification number (EIN): 132665689

NAIC Classification: 523140
NAIC Description: Commodity Contracts Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GROUP LIFE/ADD AND LTD PLANS

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
505 2013-01-01 ROBERT ISACCO
505 2012-01-01 JOANNE DWYER
505 2011-01-01 ROBERT J. ISACCO
505 2009-01-01 ROBERT J ISACCO

Plan id#	Filing Submission Date	Name of Administrator
505	2013-01-01	ROBERT ISACCO
505	2012-01-01	JOANNE DWYER
505	2011-01-01	ROBERT J. ISACCO
505	2009-01-01	ROBERT J ISACCO

Plan Statistics for GROUP LIFE/ADD AND LTD PLANS

401k plan membership statisitcs for GROUP LIFE/ADD AND LTD PLANS

Measure Date Value
2013: GROUP LIFE/ADD AND LTD PLANS 2013 401k membership
Total participants, beginning-of-year 2013-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
2012: GROUP LIFE/ADD AND LTD PLANS 2012 401k membership
Total participants, beginning-of-year 2012-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 151
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 151
2011: GROUP LIFE/ADD AND LTD PLANS 2011 401k membership
Total participants, beginning-of-year 2011-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 138
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 138
2009: GROUP LIFE/ADD AND LTD PLANS 2009 401k membership
Total participants, beginning-of-year 2009-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 128
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 128

Measure	Date	Value
2013: GROUP LIFE/ADD AND LTD PLANS 2013 401k membership
Total participants, beginning-of-year	2013-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
2012: GROUP LIFE/ADD AND LTD PLANS 2012 401k membership
Total participants, beginning-of-year	2012-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	151
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	151
2011: GROUP LIFE/ADD AND LTD PLANS 2011 401k membership
Total participants, beginning-of-year	2011-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	138
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	138
2009: GROUP LIFE/ADD AND LTD PLANS 2009 401k membership
Total participants, beginning-of-year	2009-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	128
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	128

Form 5500 Responses for GROUP LIFE/ADD AND LTD PLANS

2013: GROUP LIFE/ADD AND LTD PLANS 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: GROUP LIFE/ADD AND LTD PLANS 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: GROUP LIFE/ADD AND LTD PLANS 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: GROUP LIFE/ADD AND LTD PLANS 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	FRED ALGER AND COMPANY, INC.
Employer identification number (EIN):	132665689
NAIC Classification:	523140
NAIC Description:	Commodity Contracts Brokerage