MERRILL LYNCH & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN
| Measure | Date | Value |
|---|
| 2012 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $310,975,914 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $310,975,914 |
| Total transfer of assets to this plan | 2012-12-31 | $2,129,358,094 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,312,190,785 |
| Total loss/gain on sale of assets | 2012-12-31 | $-36,213,557 |
| Total of all expenses incurred | 2012-12-31 | $441,715,276 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $441,714,373 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $534,895,097 |
| Value of total assets at end of year | 2012-12-31 | $7,128,659,436 |
| Value of total assets at beginning of year | 2012-12-31 | $4,128,825,833 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $903 |
| Total interest from all sources | 2012-12-31 | $3,104,937 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $89,066,093 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $87,388,973 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $285,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $301,168,992 |
| Participant contributions at end of year | 2012-12-31 | $93,656,296 |
| Participant contributions at beginning of year | 2012-12-31 | $89,402,407 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $84,475 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $287 |
| Other income not declared elsewhere | 2012-12-31 | $551 |
| Administrative expenses (other) incurred | 2012-12-31 | $903 |
| Total non interest bearing cash at end of year | 2012-12-31 | $417,488 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $2,394,409 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $870,475,509 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,128,659,436 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,128,825,833 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,766,077,522 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,142,899,362 |
| Interest on participant loans | 2012-12-31 | $3,104,428 |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $436,462,397 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $257,315,137 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $889,598,749 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $408,393,589 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $24,868,141 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $7,915,702 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $7,915,702 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $509 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $328,428,219 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $64,991,032 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $775,435,290 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $220,504,940 |
| Contributions received in cash from employer | 2012-12-31 | $233,726,105 |
| Employer contributions (assets) at end of year | 2012-12-31 | $142,059,078 |
| Income. Dividends from common stock | 2012-12-31 | $1,677,120 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $441,714,373 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $104,167,302 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $140,380,859 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | MORRIS DAVIS CHAN & TAN LLP |
| Accountancy firm EIN | 2012-12-31 | 942214860 |
| 2011 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-220,607,423 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-220,607,423 |
| Total transfer of assets to this plan | 2011-12-31 | $225,019 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $27,639,312 |
| Total loss/gain on sale of assets | 2011-12-31 | $-56,753,006 |
| Total of all expenses incurred | 2011-12-31 | $326,350,218 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $326,350,218 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $378,684,184 |
| Value of total assets at end of year | 2011-12-31 | $4,128,825,833 |
| Value of total assets at beginning of year | 2011-12-31 | $4,427,311,720 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $3,411,202 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $73,600,301 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $72,163,064 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $290,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $313,409,864 |
| Participant contributions at end of year | 2011-12-31 | $89,402,407 |
| Participant contributions at beginning of year | 2011-12-31 | $91,210,509 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $287 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $8,560 |
| Other income not declared elsewhere | 2011-12-31 | $87,303 |
| Total non interest bearing cash at end of year | 2011-12-31 | $2,394,409 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $417,997 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-298,710,906 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,128,825,833 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,427,311,720 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,142,899,362 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,226,219,004 |
| Interest on participant loans | 2011-12-31 | $3,410,787 |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $257,315,137 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $228,559,241 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $408,393,589 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $434,403,498 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $7,915,702 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $13,207,531 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $13,207,531 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $415 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-153,379,582 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-7,971,194 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $220,504,940 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $433,285,380 |
| Contributions received in cash from employer | 2011-12-31 | $65,274,320 |
| Income. Dividends from common stock | 2011-12-31 | $1,437,237 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $326,350,218 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $76,774,434 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $133,527,440 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | MORRIS, DAVIS & CHAN LLP |
| Accountancy firm EIN | 2011-12-31 | 942214860 |
| 2010 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-15,458,520 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-15,458,520 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $769,971,736 |
| Total loss/gain on sale of assets | 2010-12-31 | $-39,579,056 |
| Total of all expenses incurred | 2010-12-31 | $431,484,054 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $431,484,054 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $402,893,608 |
| Value of total assets at end of year | 2010-12-31 | $4,427,311,720 |
| Value of total assets at beginning of year | 2010-12-31 | $4,088,824,038 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $3,987,561 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $62,127,275 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $56,341,233 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $285,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $325,440,204 |
| Participant contributions at end of year | 2010-12-31 | $91,210,509 |
| Participant contributions at beginning of year | 2010-12-31 | $83,749,733 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $8,560 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $4,307,926 |
| Other income not declared elsewhere | 2010-12-31 | $7,300,978 |
| Total non interest bearing cash at end of year | 2010-12-31 | $417,997 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $338,487,682 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,427,311,720 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,088,824,038 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,226,219,004 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,032,124,405 |
| Interest on participant loans | 2010-12-31 | $3,849,030 |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $228,559,241 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $434,403,498 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $513,706,129 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $13,207,531 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,237,247 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,237,247 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $138,531 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $269,092,158 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $57,014,744 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $433,285,380 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $451,698,598 |
| Contributions received in cash from employer | 2010-12-31 | $77,453,404 |
| Income. Dividends from common stock | 2010-12-31 | $5,786,042 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $431,484,054 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $126,295,854 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $165,874,910 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MORRIS DAVIS & CHAN |
| Accountancy firm EIN | 2010-12-31 | 942214860 |
| 2009 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
