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LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameLESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LESLIE J. GARFIELD & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:LESLIE J. GARFIELD & CO., INC.
Employer identification number (EIN):132838132
NAIC Classification:531390
NAIC Description:Other Activities Related to Real Estate

Additional information about LESLIE J. GARFIELD & CO., INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1975-11-07
Company Identification Number: 383660
Legal Registered Office Address: 505 PARK AVENUE
New York
NEW YORK
United States of America (USA)
10022

More information about LESLIE J. GARFIELD & CO., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-12-01JED GARFIELD2024-09-12
0012021-12-01JED GARFIELD2023-06-27
0012020-12-01
0012019-12-01
0012018-12-01
0012017-12-01
0012016-12-01JED GARFIELD
0012015-12-01JED GARFIELD
0012011-12-01JED GARFIELD
0012010-12-01JED GARFIELD

Financial Data on LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-09-151198174
Net assets as of the end of the plan year2025-09-154287812
Total assets as of the beginning of the plan year2025-09-154517635
Value of plan covered by a fidelity bond2025-09-15500000
Participant contributions to plan in this plan year2025-09-15125528
Other income to plan in this plan year2025-09-15646059
Plan net income in this plan year2025-09-15-229823
Net assets as of the end of the plan year2025-09-154287812
Net assets as of the beginning of the plan year2025-09-154517635
Employer contributions to plan in this plan year2025-09-15196764
Fees paid to broker by Benefit Provider2025-09-151944
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-1533238
2023 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total expenses incurred by plan in this plan year2023-06-2753604
Net assets as of the end of the plan year2023-06-274016288
Total assets as of the beginning of the plan year2023-06-274327614
Value of plan covered by a fidelity bond2023-06-27400000
Participant contributions to plan in this plan year2023-06-2795814
Other income to plan in this plan year2023-06-27-528582
Plan net income in this plan year2023-06-27-311326
Net assets as of the end of the plan year2023-06-274016288
Net assets as of the beginning of the plan year2023-06-274327614
Value of contributions failed to transmitted timely2023-06-2771500
Employer contributions to plan in this plan year2023-06-27175046
Fees paid to broker by Benefit Provider2023-06-271946
Expensese paid to adminstrative service provicers from plan in this plan year2023-06-2736690
2020 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-11-30$0
Total plan liabilities at end of year2020-11-30$0
Total plan liabilities at beginning of year2020-11-30$0
Total income from all sources2020-11-30$674,054
Expenses. Total of all expenses incurred2020-11-30$50,364
Benefits paid (including direct rollovers)2020-11-30$20,957
Total plan assets at end of year2020-11-30$3,587,398
Total plan assets at beginning of year2020-11-30$2,963,708
Value of fidelity bond covering the plan2020-11-30$400,000
Total contributions received or receivable from participants2020-11-30$82,454
Expenses. Other expenses not covered elsewhere2020-11-30$0
Contributions received from other sources (not participants or employers)2020-11-30$0
Other income received2020-11-30$479,979
Noncash contributions received2020-11-30$0
Net income (gross income less expenses)2020-11-30$623,690
Net plan assets at end of year (total assets less liabilities)2020-11-30$3,587,398
Net plan assets at beginning of year (total assets less liabilities)2020-11-30$2,963,708
Total contributions received or receivable from employer(s)2020-11-30$111,621
Value of certain deemed distributions of participant loans2020-11-30$29,407
Value of corrective distributions2020-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-11-30$0
2019 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-11-30$0
Total plan liabilities at end of year2019-11-30$0
Total plan liabilities at beginning of year2019-11-30$0
Total income from all sources2019-11-30$525,544
Expenses. Total of all expenses incurred2019-11-30$280,791
Benefits paid (including direct rollovers)2019-11-30$254,417
Total plan assets at end of year2019-11-30$2,963,708
Total plan assets at beginning of year2019-11-30$2,718,955
Value of fidelity bond covering the plan2019-11-30$400,000
Total contributions received or receivable from participants2019-11-30$79,679
Expenses. Other expenses not covered elsewhere2019-11-30$0
Contributions received from other sources (not participants or employers)2019-11-30$0
Noncash contributions received2019-11-30$367,504
Net income (gross income less expenses)2019-11-30$244,753
Net plan assets at end of year (total assets less liabilities)2019-11-30$2,963,708
Net plan assets at beginning of year (total assets less liabilities)2019-11-30$2,718,955
Total contributions received or receivable from employer(s)2019-11-30$78,361
Value of certain deemed distributions of participant loans2019-11-30$0
Value of corrective distributions2019-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-11-30$26,374
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
2018 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
2017 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-11-30$0
Total plan liabilities at end of year2017-11-30$0
Total plan liabilities at beginning of year2017-11-30$0
Total income from all sources2017-11-30$466,749
Expenses. Total of all expenses incurred2017-11-30$61,786
Benefits paid (including direct rollovers)2017-11-30$61,761
Total plan assets at end of year2017-11-30$2,578,416
Total plan assets at beginning of year2017-11-30$2,173,453
Value of fidelity bond covering the plan2017-11-30$195,000
Total contributions received or receivable from participants2017-11-30$66,000
Expenses. Other expenses not covered elsewhere2017-11-30$0
Contributions received from other sources (not participants or employers)2017-11-30$0
Other income received2017-11-30$270,966
Noncash contributions received2017-11-30$0
Net income (gross income less expenses)2017-11-30$404,963
Net plan assets at end of year (total assets less liabilities)2017-11-30$2,578,416
Net plan assets at beginning of year (total assets less liabilities)2017-11-30$2,173,453
Total contributions received or receivable from employer(s)2017-11-30$129,783
Value of certain deemed distributions of participant loans2017-11-30$25
Value of corrective distributions2017-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-11-30$0
2016 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-11-30$0
Total plan liabilities at end of year2016-11-30$0
Total plan liabilities at beginning of year2016-11-30$0
Total income from all sources2016-11-30$255,027
Expenses. Total of all expenses incurred2016-11-30$65,964
Benefits paid (including direct rollovers)2016-11-30$65,929
Total plan assets at end of year2016-11-30$2,173,453
Total plan assets at beginning of year2016-11-30$1,984,390
Value of fidelity bond covering the plan2016-11-30$195,000
Total contributions received or receivable from participants2016-11-30$0
Expenses. Other expenses not covered elsewhere2016-11-30$0
Contributions received from other sources (not participants or employers)2016-11-30$0
Other income received2016-11-30$100,923
Noncash contributions received2016-11-30$0
Net income (gross income less expenses)2016-11-30$189,063
Net plan assets at end of year (total assets less liabilities)2016-11-30$2,173,453
Net plan assets at beginning of year (total assets less liabilities)2016-11-30$1,984,390
Total contributions received or receivable from employer(s)2016-11-30$154,104
Value of certain deemed distributions of participant loans2016-11-30$0
Value of corrective distributions2016-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-11-30$35
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
2012 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-11-30$37,320
Expenses. Total of all expenses incurred2012-11-30$77,430
Benefits paid (including direct rollovers)2012-11-30$77,430
Total plan assets at end of year2012-11-30$1,631,366
Total plan assets at beginning of year2012-11-30$1,671,476
Value of fidelity bond covering the plan2012-11-30$195,000
Other income received2012-11-30$37,320
Net income (gross income less expenses)2012-11-30$-40,110
Net plan assets at end of year (total assets less liabilities)2012-11-30$1,631,366
Net plan assets at beginning of year (total assets less liabilities)2012-11-30$1,671,476
Assets. Value of assets in partnership/joint-venture interests2012-11-30$40,003
2011 : LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-11-30$231,759
Expenses. Total of all expenses incurred2011-11-30$22,499
Benefits paid (including direct rollovers)2011-11-30$22,209
Total plan assets at end of year2011-11-30$1,671,476
Total plan assets at beginning of year2011-11-30$1,455,115
Value of fidelity bond covering the plan2011-11-30$195,000
Other income received2011-11-30$3,399
Net income (gross income less expenses)2011-11-30$209,260
Net plan assets at end of year (total assets less liabilities)2011-11-30$1,671,476
Net plan assets at beginning of year (total assets less liabilities)2011-11-30$1,455,115
Assets. Value of assets in partnership/joint-venture interests2011-11-30$110,071
Total contributions received or receivable from employer(s)2011-11-30$228,360
Expenses. Administrative service providers (salaries,fees and commissions)2011-11-30$290

Form 5500 Responses for LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN

2019: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – InsuranceYes
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement – InsuranceYes
2019-12-01Plan benefit arrangement - TrustYes
2018: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – InsuranceYes
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement – InsuranceYes
2018-12-01Plan benefit arrangement - TrustYes
2017: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – InsuranceYes
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement – InsuranceYes
2017-12-01Plan benefit arrangement - TrustYes
2016: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement – InsuranceYes
2016-12-01Plan benefit arrangement - TrustYes
2015: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement – InsuranceYes
2015-12-01Plan benefit arrangement - TrustYes
2011: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2010: LESLIE J. GARFIELD & CO., INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number800446
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number800446
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number800446
Policy instance 1

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