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Plan Name | TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | TOKIO MARINE MANAGEMENT, INC. |
Employer identification number (EIN): | 132871816 |
NAIC Classification: | 524150 |
Additional information about TOKIO MARINE MANAGEMENT, INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1976-09-16 |
Company Identification Number: | 410060 |
Legal Registered Office Address: |
TMNA SERVICES, LLC 1221 AVENUE OF AMERICAS, #1500 NEW YORK United States of America (USA) 10020 |
More information about TOKIO MARINE MANAGEMENT, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2012-01-01 | STEVEN GOLDSTEIN | STEVEN GOLDSTEIN | 2013-10-15 | |
002 | 2011-01-01 | STEVEN GOLDSTEIN | |||
002 | 2010-01-01 | CARYN ANGELSON | |||
002 | 2009-01-01 | CARYN ANGELSON | |||
002 | 2009-01-01 | CARYN ANGELSON |
Measure | Date | Value |
---|---|---|
2012: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 759 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 0 |
Number of participants with account balances | 2012-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 772 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 502 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 11 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 261 |
Total of all active and inactive participants | 2011-01-01 | 774 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 5 |
Total participants | 2011-01-01 | 779 |
Number of participants with account balances | 2011-01-01 | 759 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 9 |
2010: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 797 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 504 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 10 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 254 |
Total of all active and inactive participants | 2010-01-01 | 768 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 4 |
Total participants | 2010-01-01 | 772 |
Number of participants with account balances | 2010-01-01 | 756 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 23 |
2009: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 705 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 532 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 10 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 251 |
Total of all active and inactive participants | 2009-01-01 | 793 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 4 |
Total participants | 2009-01-01 | 797 |
Number of participants with account balances | 2009-01-01 | 774 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 26 |
Measure | Date | Value |
---|---|---|
2012 : TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2012 401k financial data | ||
Total transfer of assets from this plan | 2012-12-31 | $73,006,660 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $69,891,902 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $14,061,907 |
Total of all expenses incurred | 2012-12-31 | $4,586,791 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,529,570 |
Value of total corrective distributions | 2012-12-31 | $310 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $8,139,364 |
Value of total assets at end of year | 2012-12-31 | $69,891,902 |
Value of total assets at beginning of year | 2012-12-31 | $63,531,544 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $56,911 |
Total interest from all sources | 2012-12-31 | $63,977 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,846,537 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,846,537 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $3,219,963 |
Participant contributions at end of year | 2012-12-31 | $1,360,303 |
Participant contributions at beginning of year | 2012-12-31 | $1,233,651 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $439,775 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $69,891,902 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
Administrative expenses (other) incurred | 2012-12-31 | $56,911 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $9,475,116 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $63,531,544 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $55,409,021 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $49,263,380 |
Interest on participant loans | 2012-12-31 | $63,977 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $10,111,828 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $10,037,458 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,012,029 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,479,626 |
Employer contributions (assets) at end of year | 2012-12-31 | $3,010,750 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $2,997,055 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,529,570 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | COHN REZNICK |
Accountancy firm EIN | 2012-12-31 | 221478099 |
2011 : TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-12-31 | $10,677,921 |
Total of all expenses incurred | 2011-12-31 | $4,072,401 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,967,129 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $-247 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $11,044,002 |
Value of total assets at end of year | 2011-12-31 | $63,531,544 |
Value of total assets at beginning of year | 2011-12-31 | $56,926,024 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $105,519 |
Total interest from all sources | 2011-12-31 | $65,658 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,192,201 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,192,201 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $3,245,221 |
Participant contributions at end of year | 2011-12-31 | $1,233,651 |
Participant contributions at beginning of year | 2011-12-31 | $1,093,956 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,035,947 |
Administrative expenses (other) incurred | 2011-12-31 | $105,519 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $6,605,520 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $63,531,544 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $56,926,024 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $49,263,380 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $45,518,344 |
Interest on participant loans | 2011-12-31 | $65,658 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $10,037,458 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $7,585,843 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,926,193 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $302,253 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,762,834 |
Employer contributions (assets) at end of year | 2011-12-31 | $2,997,055 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,727,881 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,967,129 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | COHNREZNICK, LLP |
Accountancy firm EIN | 2011-12-31 | 221478099 |
2010 : TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2010 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $13,432,135 |
Total of all expenses incurred | 2010-12-31 | $2,380,563 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,351,814 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $7,774,964 |
Value of total assets at end of year | 2010-12-31 | $56,926,024 |
Value of total assets at beginning of year | 2010-12-31 | $45,874,452 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $28,749 |
Total interest from all sources | 2010-12-31 | $73,533 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $825,300 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $825,300 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $3,295,910 |
Participant contributions at end of year | 2010-12-31 | $1,093,956 |
Participant contributions at beginning of year | 2010-12-31 | $1,093,679 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $87,087 |
Administrative expenses (other) incurred | 2010-12-31 | $28,749 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $11,051,572 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $56,926,024 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $45,874,452 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $45,518,344 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $35,608,519 |
Interest on participant loans | 2010-12-31 | $73,533 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $7,585,843 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $7,548,090 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,487,462 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $270,876 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | Yes |
Contributions received in cash from employer | 2010-12-31 | $4,391,967 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,727,881 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,624,164 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,351,814 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | J.H. COHN |
Accountancy firm EIN | 2010-12-31 | 221478099 |
2009 : TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2012: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | Yes |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: TOKIO MARINE MANAGEMENT, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |