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Plan Name | SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES |
Plan identification number | 001 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | GLENCORE LTD. |
Employer identification number (EIN): | 132942178 |
NAIC Classification: | 331200 |
Additional information about GLENCORE LTD.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1988-02-23 |
Company Identification Number: | 0007558306 |
Legal Registered Office Address: |
330 MADISON AVE FL 6 NEW YORK United States of America (USA) 10017 |
More information about GLENCORE LTD.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2018-12-31 | ||||
001 | 2017-12-31 | ||||
001 | 2016-12-31 | ||||
001 | 2015-12-31 | CHERYL DRISCOLL | |||
001 | 2009-03-09 | STEPHEN CRAMER | STEPHEN CRAMER | 2010-11-15 |
Measure | Date | Value |
---|---|---|
2018: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2018 401k membership | ||
Total participants, beginning-of-year | 2018-12-31 | 194 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-12-31 | 0 |
Number of retired or separated participants receiving benefits | 2018-12-31 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-12-31 | 0 |
Total of all active and inactive participants | 2018-12-31 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-12-31 | 0 |
Total participants | 2018-12-31 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-12-31 | 0 |
Market value of plan assets | 2018-12-31 | 24,725,278 |
Acturial value of plan assets | 2018-12-31 | 26,119,484 |
Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 28,558,872 |
Number of terminated vested participants | 2018-12-31 | 31 |
Fundng target for terminated vested participants | 2018-12-31 | 2,166,669 |
Active participant vested funding target | 2018-12-31 | 0 |
Number of active participants | 2018-12-31 | 0 |
Total funding liabilities for active participants | 2018-12-31 | 0 |
Total participant count | 2018-12-31 | 194 |
Total funding target for all participants | 2018-12-31 | 30,725,541 |
Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
Amount remaining of carryover balance | 2018-12-31 | 0 |
Amount remaining of prefunding balance | 2018-12-31 | 0 |
Present value of excess contributions | 2018-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
Balance of prefunding at beginning of current year | 2018-12-31 | 0 |
Total employer contributions | 2018-12-31 | 4,000 |
Total employee contributions | 2018-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 3,978 |
Liquidity shortfalls end of Q1 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2018-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2018-12-31 | 352 |
Net shortfall amortization installment of oustanding balance | 2018-12-31 | 4,606,057 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 2,783 |
Carryover balance elected to use to offset funding requirement | 2018-12-31 | 0 |
Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
Additional cash requirement | 2018-12-31 | 2,783 |
Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 3,978 |
Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
Market value of plan assets | 2018-12-30 | 32,961,725 |
Acturial value of plan assets | 2018-12-30 | 30,732,019 |
Funding target for retired participants and beneficiaries receiving payment | 2018-12-30 | 5,153,624 |
Number of terminated vested participants | 2018-12-30 | 99 |
Fundng target for terminated vested participants | 2018-12-30 | 28,153,238 |
Active participant vested funding target | 2018-12-30 | 0 |
Number of active participants | 2018-12-30 | 0 |
Total funding liabilities for active participants | 2018-12-30 | 0 |
Total participant count | 2018-12-30 | 259 |
Total funding target for all participants | 2018-12-30 | 33,306,862 |
Balance at beginning of prior year after applicable adjustments | 2018-12-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-12-30 | 0 |
Amount remaining of carryover balance | 2018-12-30 | 0 |
Amount remaining of prefunding balance | 2018-12-30 | 0 |
Present value of excess contributions | 2018-12-30 | 2,209 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-30 | 2,343 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2018-12-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2018-12-30 | 0 |
Balance of carryovers at beginning of current year | 2018-12-30 | 0 |
Balance of prefunding at beginning of current year | 2018-12-30 | 0 |
Total employer contributions | 2018-12-30 | 685,916 |
Total employee contributions | 2018-12-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-12-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-30 | 658,610 |
Liquidity shortfalls end of Q1 | 2018-12-30 | 0 |
Liquidity shortfalls end of Q2 | 2018-12-30 | 0 |
Liquidity shortfalls end of Q3 | 2018-12-30 | 0 |
Liquidity shortfalls end of Q4 | 2018-12-30 | 0 |
Unpaid minimum required contributions for all prior years | 2018-12-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-12-30 | 0 |
Minimum required contributions for current year target normal cost | 2018-12-30 | 164,532 |
Net shortfall amortization installment of oustanding balance | 2018-12-30 | 2,574,843 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-12-30 | 658,610 |
Carryover balance elected to use to offset funding requirement | 2018-12-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2018-12-30 | 0 |
Additional cash requirement | 2018-12-30 | 658,610 |
Contributions allocatedtoward minimum required contributions for current year | 2018-12-30 | 658,610 |
Unpaid minimum required contributions for current year | 2018-12-30 | 0 |
Unpaid minimum required contributions for all years | 2018-12-30 | 0 |
2017: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2017 401k membership | ||
Total participants, beginning-of-year | 2017-12-31 | 259 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-12-31 | 0 |
Number of retired or separated participants receiving benefits | 2017-12-31 | 145 |
Number of other retired or separated participants entitled to future benefits | 2017-12-31 | 31 |
Total of all active and inactive participants | 2017-12-31 | 176 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-12-31 | 18 |
Total participants | 2017-12-31 | 194 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-12-31 | 0 |
Market value of plan assets | 2017-12-30 | 29,327,848 |
Acturial value of plan assets | 2017-12-30 | 29,892,800 |
Funding target for retired participants and beneficiaries receiving payment | 2017-12-30 | 26,797,810 |
Number of terminated vested participants | 2017-12-30 | 108 |
Fundng target for terminated vested participants | 2017-12-30 | 5,586,510 |
Active participant vested funding target | 2017-12-30 | 0 |
Number of active participants | 2017-12-30 | 0 |
Total funding liabilities for active participants | 2017-12-30 | 0 |
Total participant count | 2017-12-30 | 264 |
Total funding target for all participants | 2017-12-30 | 32,384,320 |
Balance at beginning of prior year after applicable adjustments | 2017-12-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-12-30 | 0 |
Amount remaining of carryover balance | 2017-12-30 | 0 |
Amount remaining of prefunding balance | 2017-12-30 | 0 |
Present value of excess contributions | 2017-12-30 | 4,297 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-30 | 4,566 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2017-12-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2017-12-30 | 0 |
Balance of carryovers at beginning of current year | 2017-12-30 | 0 |
Balance of prefunding at beginning of current year | 2017-12-30 | 0 |
Total employer contributions | 2017-12-30 | 693,000 |
Total employee contributions | 2017-12-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-12-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-30 | 648,228 |
Liquidity shortfalls end of Q1 | 2017-12-30 | 0 |
Liquidity shortfalls end of Q2 | 2017-12-30 | 0 |
Liquidity shortfalls end of Q3 | 2017-12-30 | 0 |
Liquidity shortfalls end of Q4 | 2017-12-30 | 0 |
Unpaid minimum required contributions for all prior years | 2017-12-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-12-30 | 0 |
Minimum required contributions for current year target normal cost | 2017-12-30 | 215,000 |
Net shortfall amortization installment of oustanding balance | 2017-12-30 | 2,491,520 |
Waiver amortization installment | 2017-12-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-12-30 | 646,019 |
Carryover balance elected to use to offset funding requirement | 2017-12-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2017-12-30 | 0 |
Additional cash requirement | 2017-12-30 | 646,019 |
Contributions allocatedtoward minimum required contributions for current year | 2017-12-30 | 648,228 |
Unpaid minimum required contributions for current year | 2017-12-30 | 0 |
Unpaid minimum required contributions for all years | 2017-12-30 | 0 |
2016: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2016 401k membership | ||
Total participants, beginning-of-year | 2016-12-31 | 260 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-12-31 | 0 |
Number of retired or separated participants receiving benefits | 2016-12-31 | 144 |
Number of other retired or separated participants entitled to future benefits | 2016-12-31 | 98 |
Total of all active and inactive participants | 2016-12-31 | 242 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-12-31 | 17 |
Total participants | 2016-12-31 | 259 |
2015: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2015 401k membership | ||
Total participants, beginning-of-year | 2015-12-31 | 261 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-12-31 | 1 |
Number of retired or separated participants receiving benefits | 2015-12-31 | 137 |
Number of other retired or separated participants entitled to future benefits | 2015-12-31 | 106 |
Total of all active and inactive participants | 2015-12-31 | 244 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-12-31 | 16 |
Total participants | 2015-12-31 | 260 |
Measure | Date | Value |
---|---|---|
2018 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $24,731,119 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $24,731,119 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $4,000 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,000 |
Value of total assets at end of year | 2018-12-31 | $24,731,119 |
Value of total assets at beginning of year | 2018-12-31 | $24,727,119 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $0 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $3,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $24,731,119 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $4,000 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $24,727,119 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $24,200,508 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $24,200,508 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $326,695 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $326,695 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $326,695 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,000 |
Employer contributions (assets) at end of year | 2018-12-31 | $203,916 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $199,916 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | Yes |
Aggregate proceeds on sale of assets | 2018-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2018-12-31 | 410746749 |
Total unrealized appreciation/depreciation of assets | 2018-12-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-30 | $0 |
Total income from all sources (including contributions) | 2018-12-30 | $-1,172,174 |
Total loss/gain on sale of assets | 2018-12-30 | $1,074,540 |
Total of all expenses incurred | 2018-12-30 | $7,075,618 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-30 | $6,914,743 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-30 | $685,916 |
Value of total assets at end of year | 2018-12-30 | $24,727,119 |
Value of total assets at beginning of year | 2018-12-30 | $32,974,911 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-30 | $160,875 |
Total interest from all sources | 2018-12-30 | $1,155 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-30 | $1,475,674 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-30 | $1,475,674 |
Administrative expenses professional fees incurred | 2018-12-30 | $9,101 |
Was this plan covered by a fidelity bond | 2018-12-30 | Yes |
Value of fidelity bond cover | 2018-12-30 | $3,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-30 | No |
Administrative expenses (other) incurred | 2018-12-30 | $151,774 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-30 | No |
Value of net income/loss | 2018-12-30 | $-8,247,792 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-30 | $24,727,119 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-30 | $32,974,911 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-30 | $24,200,508 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-30 | $32,209,754 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-30 | $326,695 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-30 | $348,157 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-30 | $348,157 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-30 | $1,155 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-30 | $-4,409,459 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-12-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-30 | No |
Contributions received in cash from employer | 2018-12-30 | $685,916 |
Employer contributions (assets) at end of year | 2018-12-30 | $199,916 |
Employer contributions (assets) at beginning of year | 2018-12-30 | $417,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-30 | $6,914,743 |
Did the plan have assets held for investment | 2018-12-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-30 | No |
Aggregate proceeds on sale of assets | 2018-12-30 | $13,226,837 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-30 | $12,152,297 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-30 | Disclaimer |
Accountancy firm name | 2018-12-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2018-12-30 | 410746749 |
2017 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-30 | $0 |
Total income from all sources (including contributions) | 2017-12-30 | $6,178,357 |
Total loss/gain on sale of assets | 2017-12-30 | $355,592 |
Total of all expenses incurred | 2017-12-30 | $2,548,433 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-30 | $2,389,036 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-30 | $693,000 |
Value of total assets at end of year | 2017-12-30 | $32,974,911 |
Value of total assets at beginning of year | 2017-12-30 | $29,344,987 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-30 | $159,397 |
Total interest from all sources | 2017-12-30 | $128 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-30 | $1,439,478 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-30 | $1,439,478 |
Administrative expenses professional fees incurred | 2017-12-30 | $12,757 |
Was this plan covered by a fidelity bond | 2017-12-30 | Yes |
Value of fidelity bond cover | 2017-12-30 | $3,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-30 | No |
Administrative expenses (other) incurred | 2017-12-30 | $146,640 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-30 | No |
Value of net income/loss | 2017-12-30 | $3,629,924 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-30 | $32,974,911 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-30 | $29,344,987 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-30 | $32,209,754 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-30 | $28,574,525 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-30 | $348,157 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-30 | $360,462 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-30 | $360,462 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-30 | $128 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-30 | $3,690,159 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-30 | No |
Contributions received in cash from employer | 2017-12-30 | $693,000 |
Employer contributions (assets) at end of year | 2017-12-30 | $417,000 |
Employer contributions (assets) at beginning of year | 2017-12-30 | $410,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-30 | $2,389,036 |
Did the plan have assets held for investment | 2017-12-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-30 | No |
Aggregate proceeds on sale of assets | 2017-12-30 | $4,800,894 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-30 | $4,445,302 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-30 | Disclaimer |
Accountancy firm name | 2017-12-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2017-12-30 | 410746749 |
2016 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-30 | $0 |
Total income from all sources (including contributions) | 2016-12-30 | $2,838,984 |
Total loss/gain on sale of assets | 2016-12-30 | $171,985 |
Total of all expenses incurred | 2016-12-30 | $1,853,178 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-30 | $1,664,317 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-30 | $410,000 |
Value of total assets at end of year | 2016-12-30 | $29,344,987 |
Value of total assets at beginning of year | 2016-12-30 | $28,359,181 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-30 | $188,861 |
Total interest from all sources | 2016-12-30 | $9 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-30 | $990,897 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-30 | $990,897 |
Administrative expenses professional fees incurred | 2016-12-30 | $64,886 |
Was this plan covered by a fidelity bond | 2016-12-30 | Yes |
Value of fidelity bond cover | 2016-12-30 | $3,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-30 | No |
Administrative expenses (other) incurred | 2016-12-30 | $123,975 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-30 | No |
Value of net income/loss | 2016-12-30 | $985,806 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-30 | $29,344,987 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-30 | $28,359,181 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-30 | $28,574,525 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-30 | $27,764,430 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-30 | $360,462 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-30 | $594,751 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-30 | $594,751 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-30 | $9 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-30 | $1,266,093 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-30 | No |
Contributions received in cash from employer | 2016-12-30 | $410,000 |
Employer contributions (assets) at end of year | 2016-12-30 | $410,000 |
Employer contributions (assets) at beginning of year | 2016-12-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-30 | $1,664,317 |
Did the plan have assets held for investment | 2016-12-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-30 | No |
Aggregate proceeds on sale of assets | 2016-12-30 | $4,363,871 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-30 | $4,191,886 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-30 | Disclaimer |
Accountancy firm name | 2016-12-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2016-12-30 | 410746749 |
2011 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-01-31 | $1,224,188 |
Total unrealized appreciation/depreciation of assets | 2011-01-31 | $1,224,188 |
Total transfer of assets to this plan | 2011-01-31 | $4,000,000 |
Total transfer of assets from this plan | 2011-01-31 | $21,758,740 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-01-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-01-31 | $56,637 |
Total income from all sources (including contributions) | 2011-01-31 | $2,527,557 |
Total loss/gain on sale of assets | 2011-01-31 | $990,965 |
Total of all expenses incurred | 2011-01-31 | $148,720 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-01-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-01-31 | $0 |
Value of total assets at end of year | 2011-01-31 | $0 |
Value of total assets at beginning of year | 2011-01-31 | $15,436,540 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-01-31 | $148,720 |
Total interest from all sources | 2011-01-31 | $162,491 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-01-31 | $176,556 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-01-31 | $3,663 |
Administrative expenses professional fees incurred | 2011-01-31 | $12,120 |
Were there any nonexempt tranactions with any party-in-interest | 2011-01-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-01-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-01-31 | $53,125 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-01-31 | $56,637 |
Administrative expenses (other) incurred | 2011-01-31 | $1,558 |
Value of net income/loss | 2011-01-31 | $2,378,837 |
Value of net assets at end of year (total assets less liabilities) | 2011-01-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-01-31 | $15,379,903 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-01-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-01-31 | No |
Investment advisory and management fees | 2011-01-31 | $135,042 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-01-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-01-31 | $2,390,696 |
Income. Interest from US Government securities | 2011-01-31 | $72,816 |
Income. Interest from corporate debt instruments | 2011-01-31 | $88,075 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-01-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-01-31 | $54,375 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-01-31 | $54,375 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-01-31 | $1,600 |
Asset value of US Government securities at end of year | 2011-01-31 | $0 |
Asset value of US Government securities at beginning of year | 2011-01-31 | $2,251,504 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-01-31 | $-26,643 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-01-31 | Yes |
Income. Dividends from common stock | 2011-01-31 | $172,893 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-01-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-01-31 | $1,855,526 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-01-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-01-31 | $8,831,314 |
Did the plan have assets held for investment | 2011-01-31 | No |
Aggregate proceeds on sale of assets | 2011-01-31 | $12,104,704 |
Aggregate carrying amount (costs) on sale of assets | 2011-01-31 | $11,113,739 |
2018: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2018 form 5500 responses | ||
---|---|---|
2018-12-31 | Type of plan entity | Single employer plan |
2018-12-31 | Submission has been amended | No |
2018-12-31 | This submission is the final filing | Yes |
2018-12-31 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2018-12-31 | Plan is a collectively bargained plan | No |
2018-12-31 | Plan funding arrangement – Trust | Yes |
2018-12-31 | Plan benefit arrangement - Trust | Yes |
2017: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2017 form 5500 responses | ||
2017-12-31 | Type of plan entity | Single employer plan |
2017-12-31 | Submission has been amended | No |
2017-12-31 | This submission is the final filing | No |
2017-12-31 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-12-31 | Plan is a collectively bargained plan | No |
2017-12-31 | Plan funding arrangement – Trust | Yes |
2017-12-31 | Plan benefit arrangement - Trust | Yes |
2016: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2016 form 5500 responses | ||
2016-12-31 | Type of plan entity | Single employer plan |
2016-12-31 | Submission has been amended | No |
2016-12-31 | This submission is the final filing | No |
2016-12-31 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-12-31 | Plan is a collectively bargained plan | No |
2016-12-31 | Plan funding arrangement – Trust | Yes |
2016-12-31 | Plan benefit arrangement - Trust | Yes |
2015: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2015 form 5500 responses | ||
2015-12-31 | Type of plan entity | Single employer plan |
2015-12-31 | Submission has been amended | No |
2015-12-31 | This submission is the final filing | No |
2015-12-31 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-12-31 | Plan is a collectively bargained plan | No |
2015-12-31 | Plan funding arrangement – Trust | Yes |
2015-12-31 | Plan benefit arrangement - Trust | Yes |
2009: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EMPLOYEES 2009 form 5500 responses | ||
2009-03-09 | Type of plan entity | DFE (Diect Filing Entity) |
2009-03-09 | First time form 5500 has been submitted | Yes |
2009-03-09 | Submission has been amended | No |
2009-03-09 | This submission is the final filing | No |
2009-03-09 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2009-03-09 | Plan is a collectively bargained plan | No |