401k Plan data: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN plan

THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 401k Plan overview

Plan Name	THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN
Plan identification number	007

THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily flat dollar (includes dollars per year of service)
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROQUETTE AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROQUETTE AMERICA, INC.

Employer identification number (EIN): 133010351

NAIC Classification: 311200
NAIC Description: Grain and Oilseed Milling

Additional information about ROQUETTE AMERICA, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1994-01-03

Company Identification Number: 0009833106

Legal Registered Office Address: 1003 S 5TH ST

KEOKUK
United States of America (USA)
52632

More information about ROQUETTE AMERICA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
007 2016-01-01 CAROL HEADRICK CAROL HEADRICK 2017-06-05
007 2015-01-01 CAROL HEADRICK CAROL HEADRICK 2016-10-12
007 2014-01-01 CAROL HEADRICK CAROL HEADRICK 2015-10-05
007 2013-01-01 CAROL HEADRICK CAROL HEADRICK 2014-10-14
007 2012-01-01 CAROL HEADRICK CAROL HEADRICK 2014-12-23
007 2011-01-01 CAROL HEADRICK CAROL HEADRICK 2014-12-23
007 2010-01-01 CAROL HEADRICK CAROL HEADRICK 2014-12-23
007 2009-01-01 CAROL HEADRICK CAROL HEADRICK 2014-12-23
007 2009-01-01 CAROL NEAL-MCCALL CAROL NEAL-MCCALL 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
007	2016-01-01	CAROL HEADRICK	CAROL HEADRICK	2017-06-05
007	2015-01-01	CAROL HEADRICK	CAROL HEADRICK	2016-10-12
007	2014-01-01	CAROL HEADRICK	CAROL HEADRICK	2015-10-05
007	2013-01-01	CAROL HEADRICK	CAROL HEADRICK	2014-10-14
007	2012-01-01	CAROL HEADRICK	CAROL HEADRICK	2014-12-23
007	2011-01-01	CAROL HEADRICK	CAROL HEADRICK	2014-12-23
007	2010-01-01	CAROL HEADRICK	CAROL HEADRICK	2014-12-23
007	2009-01-01	CAROL HEADRICK	CAROL HEADRICK	2014-12-23
007	2009-01-01	CAROL NEAL-MCCALL	CAROL NEAL-MCCALL	2010-10-14

Plan Statistics for THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN

401k plan membership statisitcs for THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN

Measure Date Value
2016: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2016 401k membership
Market value of plan assets 2016-10-19 28,875,837
Acturial value of plan assets 2016-10-19 28,875,837
Funding target for retired participants and beneficiaries receiving payment 2016-10-19 13,203,789
Number of terminated vested participants 2016-10-19 105
Fundng target for terminated vested participants 2016-10-19 3,689,122
Active participant vested funding target 2016-10-19 4,468,750
Number of active participants 2016-10-19 104
Total funding liabilities for active participants 2016-10-19 4,793,927
Total participant count 2016-10-19 409
Total funding target for all participants 2016-10-19 21,686,838
Balance at beginning of prior year after applicable adjustments 2016-10-19 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-10-19 1,414,525
Carryover balanced portion elected for use to offset prior years funding requirement 2016-10-19 0
Prefunding balanced used to offset prior years funding requirement 2016-10-19 551,342
Amount remaining of carryover balance 2016-10-19 0
Amount remaining of prefunding balance 2016-10-19 863,183
Present value of excess contributions 2016-10-19 10,764,957
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-10-19 11,377,918
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-10-19 0
Reductions in caryover balances due to elections or deemed elections 2016-10-19 0
Reductions in prefunding balances due to elections or deemed elections 2016-10-19 0
Balance of carryovers at beginning of current year 2016-10-19 0
Balance of prefunding at beginning of current year 2016-10-19 825,030
Total employer contributions 2016-10-19 120,825
Total employee contributions 2016-10-19 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-10-19 0
Contributions made to avoid restrictions adjusted to valuation date 2016-10-19 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-10-19 115,796
Liquidity shortfalls end of Q1 2016-10-19 0
Liquidity shortfalls end of Q2 2016-10-19 0
Liquidity shortfalls end of Q3 2016-10-19 0
Liquidity shortfalls end of Q4 2016-10-19 0
Unpaid minimum required contributions for all prior years 2016-10-19 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-10-19 0
Remaining amount of unpaid minimum required contributions 2016-10-19 0
Minimum required contributions for current year target normal cost 2016-10-19 34,860
Net shortfall amortization installment of oustanding balance 2016-10-19 0
Waiver amortization installment 2016-10-19 0
Total funding amount beforereflecting carryover/prefunding balances 2016-10-19 0
Carryover balance elected to use to offset funding requirement 2016-10-19 0
Prefunding balance elected to use to offset funding requirement 2016-10-19 0
Additional cash requirement 2016-10-19 0
Contributions allocatedtoward minimum required contributions for current year 2016-10-19 115,796
Unpaid minimum required contributions for current year 2016-10-19 0
Unpaid minimum required contributions for all years 2016-10-19 0
Total participants, beginning-of-year 2016-01-01 409
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 412
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 104
Number of retired or separated participants receiving benefits 2015-01-01 177
Number of other retired or separated participants entitled to future benefits 2015-01-01 105
Total of all active and inactive participants 2015-01-01 386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 23
Total participants 2015-01-01 409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 422
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 132
Number of retired or separated participants receiving benefits 2014-01-01 171
Number of other retired or separated participants entitled to future benefits 2014-01-01 89
Total of all active and inactive participants 2014-01-01 392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 20
Total participants 2014-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 426
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 142
Number of retired or separated participants receiving benefits 2013-01-01 170
Number of other retired or separated participants entitled to future benefits 2013-01-01 91
Total of all active and inactive participants 2013-01-01 403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 19
Total participants 2013-01-01 422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 432
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 150
Number of retired or separated participants receiving benefits 2012-01-01 167
Number of other retired or separated participants entitled to future benefits 2012-01-01 91
Total of all active and inactive participants 2012-01-01 408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 18
Total participants 2012-01-01 426
2011: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 165
Number of retired or separated participants receiving benefits 2011-01-01 164
Number of other retired or separated participants entitled to future benefits 2011-01-01 90
Total of all active and inactive participants 2011-01-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 14
Total participants 2011-01-01 433
2010: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 447
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 195
Number of retired or separated participants receiving benefits 2010-01-01 164
Number of other retired or separated participants entitled to future benefits 2010-01-01 71
Total of all active and inactive participants 2010-01-01 430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 11
Total participants 2010-01-01 441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 456
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 202
Number of retired or separated participants receiving benefits 2009-01-01 167
Number of other retired or separated participants entitled to future benefits 2009-01-01 69
Total of all active and inactive participants 2009-01-01 438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 9
Total participants 2009-01-01 447
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2016: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2016 401k membership
Market value of plan assets	2016-10-19	28,875,837
Acturial value of plan assets	2016-10-19	28,875,837
Funding target for retired participants and beneficiaries receiving payment	2016-10-19	13,203,789
Number of terminated vested participants	2016-10-19	105
Fundng target for terminated vested participants	2016-10-19	3,689,122
Active participant vested funding target	2016-10-19	4,468,750
Number of active participants	2016-10-19	104
Total funding liabilities for active participants	2016-10-19	4,793,927
Total participant count	2016-10-19	409
Total funding target for all participants	2016-10-19	21,686,838
Balance at beginning of prior year after applicable adjustments	2016-10-19	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-10-19	1,414,525
Carryover balanced portion elected for use to offset prior years funding requirement	2016-10-19	0
Prefunding balanced used to offset prior years funding requirement	2016-10-19	551,342
Amount remaining of carryover balance	2016-10-19	0
Amount remaining of prefunding balance	2016-10-19	863,183
Present value of excess contributions	2016-10-19	10,764,957
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-10-19	11,377,918
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-10-19	0
Reductions in caryover balances due to elections or deemed elections	2016-10-19	0
Reductions in prefunding balances due to elections or deemed elections	2016-10-19	0
Balance of carryovers at beginning of current year	2016-10-19	0
Balance of prefunding at beginning of current year	2016-10-19	825,030
Total employer contributions	2016-10-19	120,825
Total employee contributions	2016-10-19	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-10-19	0
Contributions made to avoid restrictions adjusted to valuation date	2016-10-19	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-10-19	115,796
Liquidity shortfalls end of Q1	2016-10-19	0
Liquidity shortfalls end of Q2	2016-10-19	0
Liquidity shortfalls end of Q3	2016-10-19	0
Liquidity shortfalls end of Q4	2016-10-19	0
Unpaid minimum required contributions for all prior years	2016-10-19	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-10-19	0
Remaining amount of unpaid minimum required contributions	2016-10-19	0
Minimum required contributions for current year target normal cost	2016-10-19	34,860
Net shortfall amortization installment of oustanding balance	2016-10-19	0
Waiver amortization installment	2016-10-19	0
Total funding amount beforereflecting carryover/prefunding balances	2016-10-19	0
Carryover balance elected to use to offset funding requirement	2016-10-19	0
Prefunding balance elected to use to offset funding requirement	2016-10-19	0
Additional cash requirement	2016-10-19	0
Contributions allocatedtoward minimum required contributions for current year	2016-10-19	115,796
Unpaid minimum required contributions for current year	2016-10-19	0
Unpaid minimum required contributions for all years	2016-10-19	0
Total participants, beginning-of-year	2016-01-01	409
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	412
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	104
Number of retired or separated participants receiving benefits	2015-01-01	177
Number of other retired or separated participants entitled to future benefits	2015-01-01	105
Total of all active and inactive participants	2015-01-01	386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	23
Total participants	2015-01-01	409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	422
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	132
Number of retired or separated participants receiving benefits	2014-01-01	171
Number of other retired or separated participants entitled to future benefits	2014-01-01	89
Total of all active and inactive participants	2014-01-01	392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	20
Total participants	2014-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	426
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	142
Number of retired or separated participants receiving benefits	2013-01-01	170
Number of other retired or separated participants entitled to future benefits	2013-01-01	91
Total of all active and inactive participants	2013-01-01	403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	19
Total participants	2013-01-01	422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	432
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	150
Number of retired or separated participants receiving benefits	2012-01-01	167
Number of other retired or separated participants entitled to future benefits	2012-01-01	91
Total of all active and inactive participants	2012-01-01	408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	18
Total participants	2012-01-01	426
2011: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	165
Number of retired or separated participants receiving benefits	2011-01-01	164
Number of other retired or separated participants entitled to future benefits	2011-01-01	90
Total of all active and inactive participants	2011-01-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	14
Total participants	2011-01-01	433
2010: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	447
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	195
Number of retired or separated participants receiving benefits	2010-01-01	164
Number of other retired or separated participants entitled to future benefits	2010-01-01	71
Total of all active and inactive participants	2010-01-01	430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	11
Total participants	2010-01-01	441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	456
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	202
Number of retired or separated participants receiving benefits	2009-01-01	167
Number of other retired or separated participants entitled to future benefits	2009-01-01	69
Total of all active and inactive participants	2009-01-01	438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	9
Total participants	2009-01-01	447
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN

Measure	Date	Value
2016 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-10-19	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-19	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-19	$0
Total income from all sources (including contributions)	2016-10-19	$1,548,016
Total loss/gain on sale of assets	2016-10-19	$0
Total of all expenses incurred	2016-10-19	$30,943,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-19	$30,730,940
Value of total corrective distributions	2016-10-19	$127,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-19	$0
Value of total assets at end of year	2016-10-19	$0
Value of total assets at beginning of year	2016-10-19	$29,395,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-19	$85,141
Total interest from all sources	2016-10-19	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-10-19	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-19	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-10-19	$127,382
Was this plan covered by a fidelity bond	2016-10-19	Yes
Value of fidelity bond cover	2016-10-19	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-19	$0
Were there any nonexempt tranactions with any party-in-interest	2016-10-19	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-10-19	$19,291,502
Administrative expenses (other) incurred	2016-10-19	$60,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-19	No
Value of net income/loss	2016-10-19	$-29,395,447
Value of net assets at end of year (total assets less liabilities)	2016-10-19	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-10-19	$29,395,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-19	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-19	No
Were any leases to which the plan was party in default or uncollectible	2016-10-19	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-10-19	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-10-19	$0
Value of interest in pooled separate accounts at end of year	2016-10-19	$0
Value of interest in pooled separate accounts at beginning of year	2016-10-19	$21,645,447
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-10-19	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-10-19	$0
Net investment gain/loss from pooled separate accounts	2016-10-19	$1,548,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-19	Yes
Was there a failure to transmit to the plan any participant contributions	2016-10-19	No
Has the plan failed to provide any benefit when due under the plan	2016-10-19	No
Employer contributions (assets) at end of year	2016-10-19	$0
Employer contributions (assets) at beginning of year	2016-10-19	$7,750,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-19	$11,439,438
Contract administrator fees	2016-10-19	$24,854
Did the plan have assets held for investment	2016-10-19	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-19	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-19	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-19	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-19	Disclaimer
Accountancy firm name	2016-10-19	LWBJ
Accountancy firm EIN	2016-10-19	421462849
2015 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$11,210,012
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,444,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,431,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$12,045,000
Value of total assets at end of year	2015-12-31	$29,395,447
Value of total assets at beginning of year	2015-12-31	$19,630,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$13,047
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$9,765,231
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$29,395,447
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$19,630,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Value of interest in pooled separate accounts at end of year	2015-12-31	$21,645,447
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$19,630,216
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$0
Net investment gain/loss from pooled separate accounts	2015-12-31	$-834,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$12,045,000
Employer contributions (assets) at end of year	2015-12-31	$7,750,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,431,734
Contract administrator fees	2015-12-31	$13,047
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LWBJ LLP
Accountancy firm EIN	2015-12-31	421462849
2014 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,688,429
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,393,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,380,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$189,464
Value of total assets at end of year	2014-12-31	$19,630,216
Value of total assets at beginning of year	2014-12-31	$18,335,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$13,045
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,295,180
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$19,630,216
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$18,335,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$19,630,216
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$18,335,036
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$2,498,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$188,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,380,204
Contract administrator fees	2014-12-31	$13,045
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LWBJ, LLP
Accountancy firm EIN	2014-12-31	421462849
2013 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$-568,212
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,401,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,337,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$37,356
Value of total assets at end of year	2013-12-31	$18,335,036
Value of total assets at beginning of year	2013-12-31	$20,304,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$64,182
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$62
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-1,969,512
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$18,335,036
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$20,304,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$18,335,036
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$20,304,548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$-605,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$37,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,337,118
Contract administrator fees	2013-12-31	$64,182
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DELOITTE AND TOUCHE
Accountancy firm EIN	2013-12-31	133891517
2012 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$152,413
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,405,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,332,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$149,613
Value of total assets at end of year	2012-12-31	$20,341,842
Value of total assets at beginning of year	2012-12-31	$21,595,232
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$72,971
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,253,390
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$20,341,842
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$21,595,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$20,304,548
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$21,595,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$149,176
Employer contributions (assets) at end of year	2012-12-31	$37,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,332,832
Contract administrator fees	2012-12-31	$72,971
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DELOITTE AND TOUCHE LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-100,450
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,277,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,277,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$21,595,232
Value of total assets at beginning of year	2011-12-31	$22,973,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,377,772
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$21,595,232
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,973,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$21,595,232
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$22,792,985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-100,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Employer contributions (assets) at beginning of year	2011-12-31	$180,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,277,322
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE AND TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,018,763
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,264,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,264,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$272,554
Value of total assets at end of year	2010-12-31	$22,973,004
Value of total assets at beginning of year	2010-12-31	$21,219,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$650
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$650
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,753,887
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,973,004
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$21,219,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$22,792,985
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$21,175,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,746,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$272,554
Employer contributions (assets) at end of year	2010-12-31	$180,019
Employer contributions (assets) at beginning of year	2010-12-31	$43,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,264,226
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE AND TOUCHE
Accountancy firm EIN	2010-12-31	013389151
2009 : THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2009 401k financial data
Total unrealized appreciation/depreciation of assets	2009-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-12-31	$0
Total income from all sources (including contributions)	2009-12-31	$4,664,695
Total loss/gain on sale of assets	2009-12-31	$0
Total of all expenses incurred	2009-12-31	$1,238,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2009-12-31	$1,237,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2009-12-31	$173,888
Value of total assets at end of year	2009-12-31	$21,219,117
Value of total assets at beginning of year	2009-12-31	$17,792,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2009-12-31	$450
Total interest from all sources	2009-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2009-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2009-12-31	No
Was this plan covered by a fidelity bond	2009-12-31	Yes
Value of fidelity bond cover	2009-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2009-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2009-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-12-31	No
Value of net income/loss	2009-12-31	$3,426,642
Value of net assets at end of year (total assets less liabilities)	2009-12-31	$21,219,117
Value of net assets at beginning of year (total assets less liabilities)	2009-12-31	$17,792,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2009-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2009-12-31	No
Were any leases to which the plan was party in default or uncollectible	2009-12-31	No
Value of interest in pooled separate accounts at end of year	2009-12-31	$21,175,645
Value of interest in pooled separate accounts at beginning of year	2009-12-31	$14,849,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2009-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2009-12-31	$0
Net investment gain/loss from pooled separate accounts	2009-12-31	$4,490,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2009-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2009-12-31	No
Has the plan failed to provide any benefit when due under the plan	2009-12-31	No
Contributions received in cash from employer	2009-12-31	$173,888
Employer contributions (assets) at end of year	2009-12-31	$43,472
Employer contributions (assets) at beginning of year	2009-12-31	$2,942,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2009-12-31	$1,237,603
Contract administrator fees	2009-12-31	$450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2009-12-31	No
Did the plan have assets held for investment	2009-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2009-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2009-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2009-12-31	Disclaimer
Accountancy firm name	2009-12-31	DELOITTE AND TOUCHE
Accountancy firm EIN	2009-12-31	133891517

Form 5500 Responses for THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN

2016: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE ROQUETTE AMERICA, INC. BARGAINING UNIT PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Number of Individuals Covered	409
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Number of Individuals Covered	412
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Number of Individuals Covered	422
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Number of Individuals Covered	426
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Number of Individuals Covered	433
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

SA 12929

Policy instance

Insurance contract or identification number	SA 12929
Number of Individuals Covered	447
Insurance policy start date	2009-01-01
Insurance policy end date	2009-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	ROQUETTE AMERICA, INC.
Employer identification number (EIN):	133010351
NAIC Classification:	311200
NAIC Description:	Grain and Oilseed Milling

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1994-01-03
Company Identification Number:	0009833106
Legal Registered Office Address:	1003 S 5TH ST KEOKUK United States of America (USA) 52632