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THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 401k Plan overview

Plan NameTHE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN
Plan identification number 001

THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE NAVIGATORS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE NAVIGATORS GROUP, INC.
Employer identification number (EIN):133138397
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about THE NAVIGATORS GROUP, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1985-03-18
Company Identification Number: H47562
Legal Registered Office Address: 5465 BEAUJOLAIS LANE

FT. MYERS

33901

More information about THE NAVIGATORS GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01DENISE LOWSLEY DENISE LOWSLEY2013-02-07
0012011-01-01DENISE LOWSLEY
0012009-01-01DENISE LOWSLEY DENISE LOWSLEY2010-10-15

Plan Statistics for THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN

401k plan membership statisitcs for THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN

Measure Date Value
2012: THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01384
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01329
Total number of active participants reported on line 7a of the Form 55002011-01-01313
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0171
Total of all active and inactive participants2011-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01384
Number of participants with account balances2011-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0158
2009: THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01315
Total number of active participants reported on line 7a of the Form 55002009-01-01332
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0137
Total of all active and inactive participants2009-01-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01369
Number of participants with account balances2009-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN

Measure Date Value
2012 : THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-04-30$0
Total unrealized appreciation/depreciation of assets2012-04-30$0
Total transfer of assets from this plan2012-04-30$28,536,747
Total income from all sources (including contributions)2012-04-30$498
Total loss/gain on sale of assets2012-04-30$0
Total of all expenses incurred2012-04-30$54,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$54,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$0
Value of total assets at end of year2012-04-30$0
Value of total assets at beginning of year2012-04-30$28,590,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$0
Total interest from all sources2012-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$-6,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-04-30$0
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$-6,702
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$20,000,000
If this is an individual account plan, was there a blackout period2012-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-30$0
Funding deficiency by the employer to the plan for this plan year2012-04-30$0
Minimum employer required contribution for this plan year2012-04-30$0
Amount contributed by the employer to the plan for this plan year2012-04-30$0
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-04-30$6,702
Administrative expenses (other) incurred2012-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$-53,563
Value of net assets at end of year (total assets less liabilities)2012-04-30$0
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$28,590,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$17,870,205
Value of interest in common/collective trusts at end of year2012-04-30$0
Value of interest in common/collective trusts at beginning of year2012-04-30$5,220,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-04-30$2,920,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-04-30$2,920,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$7,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Assets. Invements in employer securities at end of year2012-04-30$0
Assets. Invements in employer securities at beginning of year2012-04-30$283,744
Contributions received in cash from employer2012-04-30$0
Employer contributions (assets) at end of year2012-04-30$0
Employer contributions (assets) at beginning of year2012-04-30$2,288,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$54,061
Did the plan have assets held for investment2012-04-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30Yes
Aggregate proceeds on sale of assets2012-04-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30JOHNSON LAMBERT LLP
Accountancy firm EIN2012-04-30521446779
2011 : THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-15,885
Total unrealized appreciation/depreciation of assets2011-12-31$-15,885
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,156,940
Total loss/gain on sale of assets2011-12-31$-3,734
Total of all expenses incurred2011-12-31$2,799,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,770,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,285,396
Value of total assets at end of year2011-12-31$28,590,310
Value of total assets at beginning of year2011-12-31$30,232,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$28,896
Total interest from all sources2011-12-31$295
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$804,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$804,226
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$2,292,296
Amount contributed by the employer to the plan for this plan year2011-12-31$2,292,296
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$6,702
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$7,949
Administrative expenses (other) incurred2011-12-31$28,896
Total non interest bearing cash at beginning of year2011-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,642,349
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,590,310
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,232,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,870,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$19,262,652
Value of interest in common/collective trusts at end of year2011-12-31$5,220,633
Value of interest in common/collective trusts at beginning of year2011-12-31$5,081,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,920,060
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,908,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,908,741
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,679,588
Net investment gain or loss from common/collective trusts2011-12-31$-233,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$283,744
Assets. Invements in employer securities at beginning of year2011-12-31$339,359
Contributions received in cash from employer2011-12-31$2,285,396
Employer contributions (assets) at end of year2011-12-31$2,288,966
Employer contributions (assets) at beginning of year2011-12-31$2,632,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,770,393
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$36,109
Aggregate carrying amount (costs) on sale of assets2011-12-31$39,843
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31JOHNSON LAMBERT LLP
Accountancy firm EIN2011-12-31521446779
2010 : THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$27,348
Total unrealized appreciation/depreciation of assets2010-12-31$27,348
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,453,024
Total loss/gain on sale of assets2010-12-31$-21,756
Total of all expenses incurred2010-12-31$6,745,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,725,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,049,691
Value of total assets at end of year2010-12-31$30,232,659
Value of total assets at beginning of year2010-12-31$31,525,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,042
Total interest from all sources2010-12-31$324
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,278,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,278,588
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$2,049,691
Amount contributed by the employer to the plan for this plan year2010-12-31$2,049,691
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$7,949
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$5,344
Administrative expenses (other) incurred2010-12-31$20,042
Total non interest bearing cash at end of year2010-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-1,292,694
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,232,659
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$31,525,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$19,262,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,029,987
Value of interest in common/collective trusts at end of year2010-12-31$5,081,459
Value of interest in common/collective trusts at beginning of year2010-12-31$3,533,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,908,741
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,704,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,704,195
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,554,841
Net investment gain or loss from common/collective trusts2010-12-31$563,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$339,359
Assets. Invements in employer securities at beginning of year2010-12-31$682,718
Contributions received in cash from employer2010-12-31$2,049,691
Employer contributions (assets) at end of year2010-12-31$2,632,498
Employer contributions (assets) at beginning of year2010-12-31$2,569,308
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,725,676
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$358,942
Aggregate carrying amount (costs) on sale of assets2010-12-31$380,698
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JOHNSON LAMBERT & CO. LLP
Accountancy firm EIN2010-12-31521446779
2009 : THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$2,569,308
Amount contributed by the employer to the plan for this plan year2009-12-31$2,569,308

Form 5500 Responses for THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN

2012: THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE NAVIGATORS GROUP, INC. MONEY PURCHASE PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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