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THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameTHE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST
Plan identification number 001

THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GILDER, GAGNON, HOWE & CO., LLC has sponsored the creation of one or more 401k plans.

Company Name:GILDER, GAGNON, HOWE & CO., LLC
Employer identification number (EIN):133174112
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01DAVID HUYNH
0012016-01-01DAVID HUYNH
0012015-01-01DAVID HUYNH
0012014-01-01DAVID HUYNH DAVID HUYNH2015-10-13
0012013-01-01DAVID HUYNH DAVID HUYNH2014-10-14
0012012-01-01STEVEN COLLOPY STEVEN COLLOPY2013-10-15
0012011-01-01STEVEN COLLOPY STEVEN COLLOPY2012-10-12
0012009-01-01STEVEN COLLOPY
0012009-01-01STEVEN COLLOPY

Plan Statistics for THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0174
Total number of active participants reported on line 7a of the Form 55002017-01-0172
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0173
Number of participants with account balances2017-01-0169
2016: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0176
Total number of active participants reported on line 7a of the Form 55002016-01-0172
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0174
Total participants2016-01-0174
Number of participants with account balances2016-01-0169
2015: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0170
Total number of active participants reported on line 7a of the Form 55002015-01-0175
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0176
Number of participants with account balances2015-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0180
Total number of active participants reported on line 7a of the Form 55002014-01-0166
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0170
Number of participants with account balances2014-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0177
Total number of active participants reported on line 7a of the Form 55002013-01-0168
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0180
Number of participants with account balances2013-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0178
Total number of active participants reported on line 7a of the Form 55002012-01-0164
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0177
Number of participants with account balances2012-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0180
Total number of active participants reported on line 7a of the Form 55002011-01-0169
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0178
Number of participants with account balances2011-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0179
Total number of active participants reported on line 7a of the Form 55002009-01-0175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0178
Number of participants with account balances2009-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$135,860
Total plan liabilities at beginning of year2017-12-31$2
Total income from all sources2017-12-31$57,547,187
Expenses. Total of all expenses incurred2017-12-31$11,305,429
Benefits paid (including direct rollovers)2017-12-31$11,305,429
Total plan assets at end of year2017-12-31$208,799,689
Total plan assets at beginning of year2017-12-31$162,422,073
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$54,409,715
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$46,241,758
Net plan assets at end of year (total assets less liabilities)2017-12-31$208,663,829
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$162,422,071
Total contributions received or receivable from employer(s)2017-12-31$3,137,472
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
2016 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$2
Total plan liabilities at beginning of year2016-12-31$132,285
Total income from all sources2016-12-31$1,975,197
Expenses. Total of all expenses incurred2016-12-31$5,273,394
Benefits paid (including direct rollovers)2016-12-31$5,273,394
Total plan assets at end of year2016-12-31$162,422,073
Total plan assets at beginning of year2016-12-31$165,852,553
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$-1,135,814
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-3,298,197
Net plan assets at end of year (total assets less liabilities)2016-12-31$162,422,071
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$165,720,268
Total contributions received or receivable from employer(s)2016-12-31$3,111,011
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
2015 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$132,285
Total plan liabilities at beginning of year2015-12-31$536,436
Total income from all sources2015-12-31$-737,520
Expenses. Total of all expenses incurred2015-12-31$3,566,744
Benefits paid (including direct rollovers)2015-12-31$3,563,089
Total plan assets at end of year2015-12-31$165,852,553
Total plan assets at beginning of year2015-12-31$170,560,968
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$3,655
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-1,177,027
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-4,304,264
Net plan assets at end of year (total assets less liabilities)2015-12-31$165,720,268
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$170,024,532
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$439,507
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
2014 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total plan liabilities at end of year2014-12-31$536,436
Total plan liabilities at beginning of year2014-12-31$846,814
Total income from all sources2014-12-31$4,100,132
Expenses. Total of all expenses incurred2014-12-31$33,089,050
Benefits paid (including direct rollovers)2014-12-31$33,070,447
Total plan assets at end of year2014-12-31$170,560,968
Total plan assets at beginning of year2014-12-31$199,860,264
Value of fidelity bond covering the plan2014-12-31$500,000
Expenses. Other expenses not covered elsewhere2014-12-31$18,603
Other income received2014-12-31$846,116
Net income (gross income less expenses)2014-12-31$-28,988,918
Net plan assets at end of year (total assets less liabilities)2014-12-31$170,024,532
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$199,013,450
Total contributions received or receivable from employer(s)2014-12-31$3,254,016
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total plan liabilities at end of year2013-12-31$846,814
Total plan liabilities at beginning of year2013-12-31$18,803
Total income from all sources2013-12-31$59,501,978
Expenses. Total of all expenses incurred2013-12-31$11,713,679
Benefits paid (including direct rollovers)2013-12-31$11,709,597
Total plan assets at end of year2013-12-31$199,860,264
Total plan assets at beginning of year2013-12-31$151,243,954
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$918,000
Expenses. Other expenses not covered elsewhere2013-12-31$4,082
Other income received2013-12-31$56,926,364
Net income (gross income less expenses)2013-12-31$47,788,299
Net plan assets at end of year (total assets less liabilities)2013-12-31$199,013,450
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$151,225,151
Total contributions received or receivable from employer(s)2013-12-31$1,657,614
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$18,803
Total plan liabilities at beginning of year2012-12-31$27,378
Total income from all sources2012-12-31$20,438,772
Expenses. Total of all expenses incurred2012-12-31$3,060,421
Benefits paid (including direct rollovers)2012-12-31$3,055,290
Total plan assets at end of year2012-12-31$151,243,954
Total plan assets at beginning of year2012-12-31$133,874,178
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$900,000
Other income received2012-12-31$17,686,237
Net income (gross income less expenses)2012-12-31$17,378,351
Net plan assets at end of year (total assets less liabilities)2012-12-31$151,225,151
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$133,846,800
Total contributions received or receivable from employer(s)2012-12-31$1,852,535
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$5,131
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$27,378
Total plan liabilities at beginning of year2011-12-31$590,444
Total income from all sources2011-12-31$-11,916,276
Expenses. Total of all expenses incurred2011-12-31$6,594,387
Benefits paid (including direct rollovers)2011-12-31$6,572,065
Total plan assets at end of year2011-12-31$133,874,178
Total plan assets at beginning of year2011-12-31$152,947,907
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$833,000
Other income received2011-12-31$-14,604,626
Net income (gross income less expenses)2011-12-31$-18,510,663
Net plan assets at end of year (total assets less liabilities)2011-12-31$133,846,800
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$152,357,463
Total contributions received or receivable from employer(s)2011-12-31$1,855,350
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$22,322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$590,444
Total plan liabilities at beginning of year2010-12-31$103,067
Total income from all sources2010-12-31$26,707,001
Expenses. Total of all expenses incurred2010-12-31$672,585
Benefits paid (including direct rollovers)2010-12-31$626,534
Total plan assets at end of year2010-12-31$152,947,907
Total plan assets at beginning of year2010-12-31$126,426,114
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$931,000
Other income received2010-12-31$23,848,801
Net income (gross income less expenses)2010-12-31$26,034,416
Net plan assets at end of year (total assets less liabilities)2010-12-31$152,357,463
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$126,323,047
Total contributions received or receivable from employer(s)2010-12-31$1,927,200
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$46,051
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST

2017: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE GILDER GAGNON HOWE & CO. LLC PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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