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VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameVAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST
Plan identification number 001

VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

VAN ECK ASSOCIATES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:VAN ECK ASSOCIATES CORPORATION
Employer identification number (EIN):133210061
NAIC Classification:523900

Additional information about VAN ECK ASSOCIATES CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2031857

More information about VAN ECK ASSOCIATES CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LEE RAPPAPORT
0012016-01-01LEE RAPPAPORT
0012015-01-01LEE RAPPAPORT
0012014-01-01LEE RAPPAPORT
0012013-01-01LEE RAPPAPORT

Plan Statistics for VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01291
Total number of active participants reported on line 7a of the Form 55002022-01-01244
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0177
Total of all active and inactive participants2022-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01323
Number of participants with account balances2022-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01285
Total number of active participants reported on line 7a of the Form 55002021-01-01206
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0181
Total of all active and inactive participants2021-01-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01287
Number of participants with account balances2021-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01274
Total number of active participants reported on line 7a of the Form 55002020-01-01220
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0162
Total of all active and inactive participants2020-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01282
Number of participants with account balances2020-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01266
Total number of active participants reported on line 7a of the Form 55002019-01-01215
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0157
Total of all active and inactive participants2019-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01272
Number of participants with account balances2019-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01246
Total number of active participants reported on line 7a of the Form 55002018-01-01203
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0155
Total of all active and inactive participants2018-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01258
Number of participants with account balances2018-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0112
2017: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01250
Total number of active participants reported on line 7a of the Form 55002017-01-01186
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01240
Number of participants with account balances2017-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0123
2016: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01262
Total number of active participants reported on line 7a of the Form 55002016-01-01193
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0155
Total of all active and inactive participants2016-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01248
Number of participants with account balances2016-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01239
Total number of active participants reported on line 7a of the Form 55002015-01-01187
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0170
Total of all active and inactive participants2015-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01257
Number of participants with account balances2015-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01200
Total number of active participants reported on line 7a of the Form 55002014-01-01167
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0164
Total of all active and inactive participants2014-01-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01231
Number of participants with account balances2014-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0118
2013: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01167
Total number of active participants reported on line 7a of the Form 55002013-01-01153
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0141
Total of all active and inactive participants2013-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01194
Number of participants with account balances2013-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111

Financial Data on VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,706,998
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,321,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,309,876
Expenses. Certain deemed distributions of participant loans2022-12-31$3,335
Value of total corrective distributions2022-12-31$4,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,814,636
Value of total assets at end of year2022-12-31$60,663,773
Value of total assets at beginning of year2022-12-31$65,691,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,052
Total interest from all sources2022-12-31$22,805
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,745,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,745,570
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,865,278
Participant contributions at end of year2022-12-31$440,296
Participant contributions at beginning of year2022-12-31$521,259
Assets. Other investments not covered elsewhere at end of year2022-12-31$544,279
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$670,836
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$85,199
Other income not declared elsewhere2022-12-31$-126,299
Administrative expenses (other) incurred2022-12-31$3,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,028,049
Value of net assets at end of year (total assets less liabilities)2022-12-31$60,663,773
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$65,691,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$59,297,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$63,362,184
Interest on participant loans2022-12-31$22,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,163,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,864,159
Employer contributions (assets) at end of year2022-12-31$381,703
Employer contributions (assets) at beginning of year2022-12-31$1,137,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,309,876
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$11,858,475
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$603,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$600,356
Value of total corrective distributions2021-12-31$629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,968,408
Value of total assets at end of year2021-12-31$65,691,822
Value of total assets at beginning of year2021-12-31$54,436,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,305
Total interest from all sources2021-12-31$26,968
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,656,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,656,369
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,488,581
Participant contributions at end of year2021-12-31$521,259
Participant contributions at beginning of year2021-12-31$586,692
Assets. Other investments not covered elsewhere at end of year2021-12-31$670,836
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$598,320
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$882,376
Other income not declared elsewhere2021-12-31$72,516
Administrative expenses (other) incurred2021-12-31$2,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,255,185
Value of net assets at end of year (total assets less liabilities)2021-12-31$65,691,822
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$54,436,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$63,362,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$53,086,706
Interest on participant loans2021-12-31$26,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,134,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,597,451
Employer contributions (assets) at end of year2021-12-31$1,137,543
Employer contributions (assets) at beginning of year2021-12-31$164,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$600,356
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,719,196
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$439,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$437,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,582,115
Value of total assets at end of year2020-12-31$54,436,637
Value of total assets at beginning of year2020-12-31$41,157,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,323
Total interest from all sources2020-12-31$24,937
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,974,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,974,343
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,375,024
Participant contributions at end of year2020-12-31$586,692
Participant contributions at beginning of year2020-12-31$519,002
Assets. Other investments not covered elsewhere at end of year2020-12-31$598,320
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$524,530
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$704,841
Other income not declared elsewhere2020-12-31$54,325
Administrative expenses (other) incurred2020-12-31$2,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,279,546
Value of net assets at end of year (total assets less liabilities)2020-12-31$54,436,637
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$41,157,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$53,086,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$39,970,290
Interest on participant loans2020-12-31$24,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,083,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,502,250
Employer contributions (assets) at end of year2020-12-31$164,919
Employer contributions (assets) at beginning of year2020-12-31$143,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$437,327
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,997,937
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,621,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,617,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,488,902
Value of total assets at end of year2019-12-31$41,157,091
Value of total assets at beginning of year2019-12-31$30,780,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,685
Total interest from all sources2019-12-31$20,180
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,263,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,263,372
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,071,111
Participant contributions at end of year2019-12-31$519,002
Participant contributions at beginning of year2019-12-31$329,210
Assets. Other investments not covered elsewhere at end of year2019-12-31$524,530
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$411,884
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$35,667
Other income not declared elsewhere2019-12-31$157,234
Administrative expenses (other) incurred2019-12-31$3,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,376,831
Value of net assets at end of year (total assets less liabilities)2019-12-31$41,157,091
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,780,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$39,970,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$29,879,891
Interest on participant loans2019-12-31$20,180
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,068,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,382,124
Employer contributions (assets) at end of year2019-12-31$143,269
Employer contributions (assets) at beginning of year2019-12-31$159,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,617,421
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
2018 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$480,936
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,892,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,889,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,264,382
Value of total assets at end of year2018-12-31$30,780,260
Value of total assets at beginning of year2018-12-31$33,191,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,398
Total interest from all sources2018-12-31$12,902
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,198,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,198,252
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,811,783
Participant contributions at end of year2018-12-31$329,210
Participant contributions at beginning of year2018-12-31$363,891
Participant contributions at beginning of year2018-12-31$33,216
Assets. Other investments not covered elsewhere at end of year2018-12-31$411,884
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$74,647
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$152,243
Other income not declared elsewhere2018-12-31$-58,508
Administrative expenses (other) incurred2018-12-31$2,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,411,329
Value of net assets at end of year (total assets less liabilities)2018-12-31$30,780,260
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$33,191,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$29,879,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$32,557,298
Interest on participant loans2018-12-31$12,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,936,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,300,356
Employer contributions (assets) at end of year2018-12-31$159,275
Employer contributions (assets) at beginning of year2018-12-31$162,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,889,867
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,851,548
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,982,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,978,989
Value of total corrective distributions2017-12-31$251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,867,077
Value of total assets at end of year2017-12-31$33,191,589
Value of total assets at beginning of year2017-12-31$26,322,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,025
Total interest from all sources2017-12-31$13,874
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,028,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,028,331
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,603,574
Participant contributions at end of year2017-12-31$363,891
Participant contributions at beginning of year2017-12-31$365,076
Participant contributions at end of year2017-12-31$33,216
Participant contributions at beginning of year2017-12-31$43,667
Assets. Other investments not covered elsewhere at end of year2017-12-31$74,647
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$67,911
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$82,297
Other income not declared elsewhere2017-12-31$7,364
Administrative expenses (other) incurred2017-12-31$3,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,869,283
Value of net assets at end of year (total assets less liabilities)2017-12-31$33,191,589
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,322,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$32,557,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,701,572
Interest on participant loans2017-12-31$13,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,934,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,181,206
Employer contributions (assets) at end of year2017-12-31$162,537
Employer contributions (assets) at beginning of year2017-12-31$144,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,978,989
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,759,831
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$783,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$744,423
Expenses. Certain deemed distributions of participant loans2016-12-31$36,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,934,179
Value of total assets at end of year2016-12-31$26,322,306
Value of total assets at beginning of year2016-12-31$20,346,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,109
Total interest from all sources2016-12-31$12,730
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$591,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$591,268
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,481,832
Participant contributions at end of year2016-12-31$365,076
Participant contributions at beginning of year2016-12-31$291,198
Participant contributions at end of year2016-12-31$43,667
Participant contributions at beginning of year2016-12-31$26,464
Assets. Other investments not covered elsewhere at end of year2016-12-31$67,911
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$91,677
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$317,544
Other income not declared elsewhere2016-12-31$18,996
Administrative expenses (other) incurred2016-12-31$3,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,976,225
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,322,306
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$20,346,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,701,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,969,431
Interest on participant loans2016-12-31$12,730
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,715,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,715,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,202,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,134,803
Employer contributions (assets) at end of year2016-12-31$144,080
Employer contributions (assets) at beginning of year2016-12-31$251,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$744,423
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,793,826
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,581,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,579,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,700,794
Value of total assets at end of year2015-12-31$20,346,081
Value of total assets at beginning of year2015-12-31$20,134,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,200
Total interest from all sources2015-12-31$9,192
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$645,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$645,882
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,273,959
Participant contributions at end of year2015-12-31$291,198
Participant contributions at beginning of year2015-12-31$235,249
Participant contributions at end of year2015-12-31$26,464
Assets. Other investments not covered elsewhere at end of year2015-12-31$91,677
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$53,521
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$254,471
Other income not declared elsewhere2015-12-31$-5,904
Administrative expenses (other) incurred2015-12-31$2,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$211,969
Value of net assets at end of year (total assets less liabilities)2015-12-31$20,346,081
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,134,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,969,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,083,460
Interest on participant loans2015-12-31$9,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,715,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,761,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,761,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,556,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,172,364
Employer contributions (assets) at end of year2015-12-31$251,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,579,657
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,882,831
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,112,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,110,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,942,943
Value of total assets at end of year2014-12-31$20,134,112
Value of total assets at beginning of year2014-12-31$18,364,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,822
Total interest from all sources2014-12-31$5,880
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$635,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$635,563
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,919,563
Participant contributions at end of year2014-12-31$235,249
Participant contributions at beginning of year2014-12-31$118,343
Assets. Other investments not covered elsewhere at end of year2014-12-31$53,521
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$261,064
Other income not declared elsewhere2014-12-31$4,687
Administrative expenses (other) incurred2014-12-31$1,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,770,038
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,134,112
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,364,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,083,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,153,309
Interest on participant loans2014-12-31$5,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,761,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,923,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,923,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-706,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$762,316
Employer contributions (assets) at beginning of year2014-12-31$168,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,110,971
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135562007
2013 : VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$55
Total income from all sources (including contributions)2013-12-31$3,622,826
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,056,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,042,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,846,915
Value of total assets at end of year2013-12-31$18,364,074
Value of total assets at beginning of year2013-12-31$15,797,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,568
Total interest from all sources2013-12-31$2,828
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$407,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$407,164
Administrative expenses professional fees incurred2013-12-31$13,568
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,819,944
Participant contributions at end of year2013-12-31$118,343
Participant contributions at beginning of year2013-12-31$103,954
Participant contributions at beginning of year2013-12-31$35,705
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$234,862
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$3,434
Liabilities. Value of operating payables at beginning of year2013-12-31$55
Total non interest bearing cash at beginning of year2013-12-31$1,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,566,552
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,364,074
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,797,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,153,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,523,978
Interest on participant loans2013-12-31$2,828
Value of interest in common/collective trusts at beginning of year2013-12-31$163,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,923,859
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,716,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,716,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$365,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$792,109
Employer contributions (assets) at end of year2013-12-31$168,563
Employer contributions (assets) at beginning of year2013-12-31$249,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,042,706
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLC
Accountancy firm EIN2013-12-31135562007

Form 5500 Responses for VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST

2022: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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