LEHMAN BROTHERS HOLDINGS INC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2018 : LEHMAN BROTHERS SAVINGS PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2018-10-02 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-10-02 | $0 |
| Total unrealized appreciation/depreciation of assets | 2018-10-02 | $0 |
| Total transfer of assets to this plan | 2018-10-02 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-02 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-02 | $150,026 |
| Expenses. Interest paid | 2018-10-02 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-10-02 | $0 |
| Total income from all sources (including contributions) | 2018-10-02 | $5,457,323 |
| Total loss/gain on sale of assets | 2018-10-02 | $0 |
| Total of all expenses incurred | 2018-10-02 | $391,478,028 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-02 | $391,452,216 |
| Expenses. Certain deemed distributions of participant loans | 2018-10-02 | $0 |
| Value of total corrective distributions | 2018-10-02 | $29,812 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-02 | $1,168,492 |
| Value of total assets at end of year | 2018-10-02 | $0 |
| Value of total assets at beginning of year | 2018-10-02 | $386,170,731 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-02 | $-4,000 |
| Total income from rents | 2018-10-02 | $0 |
| Total interest from all sources | 2018-10-02 | $111,664 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-10-02 | $1,203,180 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-02 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-10-02 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-10-02 | $1,167,350 |
| Assets. Real estate other than employer real property at end of year | 2018-10-02 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2018-10-02 | $0 |
| Administrative expenses professional fees incurred | 2018-10-02 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-10-02 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-10-02 | $0 |
| Was this plan covered by a fidelity bond | 2018-10-02 | Yes |
| Value of fidelity bond cover | 2018-10-02 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-10-02 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-10-02 | No |
| Contributions received from participants | 2018-10-02 | $1,168,492 |
| Participant contributions at end of year | 2018-10-02 | $0 |
| Participant contributions at beginning of year | 2018-10-02 | $200,635 |
| Participant contributions at end of year | 2018-10-02 | $0 |
| Participant contributions at beginning of year | 2018-10-02 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2018-10-02 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-10-02 | $17,336,343 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-10-02 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-10-02 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-10-02 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-10-02 | $0 |
| Assets. Loans (other than to participants) at end of year | 2018-10-02 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2018-10-02 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-10-02 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-10-02 | $150,026 |
| Other income not declared elsewhere | 2018-10-02 | $507,330 |
| Administrative expenses (other) incurred | 2018-10-02 | $-4,000 |
| Liabilities. Value of operating payables at end of year | 2018-10-02 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2018-10-02 | $0 |
| Total non interest bearing cash at end of year | 2018-10-02 | $0 |
| Total non interest bearing cash at beginning of year | 2018-10-02 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-02 | No |
| Income. Non cash contributions | 2018-10-02 | $0 |
| Value of net income/loss | 2018-10-02 | $-386,020,705 |
| Value of net assets at end of year (total assets less liabilities) | 2018-10-02 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-10-02 | $386,020,705 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-02 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-02 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-10-02 | No |
| Assets. partnership/joint venture interests at end of year | 2018-10-02 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2018-10-02 | $0 |
| Investment advisory and management fees | 2018-10-02 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-10-02 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-10-02 | $196,380,917 |
| Value of interest in pooled separate accounts at end of year | 2018-10-02 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2018-10-02 | $0 |
| Interest on participant loans | 2018-10-02 | $2,082 |
| Income. Interest from loans (other than to participants) | 2018-10-02 | $0 |
| Interest earned on other investments | 2018-10-02 | $0 |
| Income. Interest from US Government securities | 2018-10-02 | $0 |
| Income. Interest from corporate debt instruments | 2018-10-02 | $0 |
| Value of interest in master investment trust accounts at end of year | 2018-10-02 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2018-10-02 | $0 |
| Value of interest in common/collective trusts at end of year | 2018-10-02 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-10-02 | $137,269,419 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-10-02 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-10-02 | $34,983,417 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-10-02 | $34,983,417 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-10-02 | $109,582 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-10-02 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-10-02 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-10-02 | $0 |
| Asset value of US Government securities at end of year | 2018-10-02 | $0 |
| Asset value of US Government securities at beginning of year | 2018-10-02 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-10-02 | $-430,515 |
| Net investment gain/loss from pooled separate accounts | 2018-10-02 | $0 |
| Net investment gain or loss from common/collective trusts | 2018-10-02 | $2,897,172 |
| Net gain/loss from 103.12 investment entities | 2018-10-02 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-02 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-10-02 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-10-02 | No |
| Assets. Invements in employer securities at end of year | 2018-10-02 | $0 |
| Assets. Invements in employer securities at beginning of year | 2018-10-02 | $0 |
| Assets. Value of employer real property at end of year | 2018-10-02 | $0 |
| Assets. Value of employer real property at beginning of year | 2018-10-02 | $0 |
| Contributions received in cash from employer | 2018-10-02 | $0 |
| Employer contributions (assets) at end of year | 2018-10-02 | $0 |
| Employer contributions (assets) at beginning of year | 2018-10-02 | $0 |
| Income. Dividends from preferred stock | 2018-10-02 | $0 |
| Income. Dividends from common stock | 2018-10-02 | $35,830 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-02 | $391,452,216 |
| Asset. Corporate debt instrument preferred debt at end of year | 2018-10-02 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-10-02 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-10-02 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-10-02 | $0 |
| Contract administrator fees | 2018-10-02 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-10-02 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-10-02 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-10-02 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2018-10-02 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-10-02 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2018-10-02 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2018-10-02 | $0 |
| Did the plan have assets held for investment | 2018-10-02 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-02 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-02 | Yes |
| Aggregate proceeds on sale of assets | 2018-10-02 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2018-10-02 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2018-10-02 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2018-10-02 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-02 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-10-02 | Unqualified |
| Accountancy firm name | 2018-10-02 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2018-10-02 | 346565596 |
| 2017 : LEHMAN BROTHERS SAVINGS PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2017-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $150,026 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Expenses. Interest paid | 2017-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $67,523,155 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $112,609,168 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $112,347,141 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $49,996 |
| Value of total corrective distributions | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,530,949 |
| Value of total assets at end of year | 2017-12-31 | $386,170,731 |
| Value of total assets at beginning of year | 2017-12-31 | $431,106,718 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $212,031 |
| Total income from rents | 2017-12-31 | $0 |
| Total interest from all sources | 2017-12-31 | $404,100 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $9,175,484 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $9,003,793 |
| Assets. Real estate other than employer real property at end of year | 2017-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2017-12-31 | $0 |
| Administrative expenses professional fees incurred | 2017-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,530,949 |
| Participant contributions at end of year | 2017-12-31 | $200,635 |
| Participant contributions at beginning of year | 2017-12-31 | $359,945 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $17,336,343 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $18,221,833 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2017-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $150,026 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
| Other income not declared elsewhere | 2017-12-31 | $3,714,550 |
| Administrative expenses (other) incurred | 2017-12-31 | $212,031 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $0 |
| Total non interest bearing cash at end of year | 2017-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Income. Non cash contributions | 2017-12-31 | $0 |
| Value of net income/loss | 2017-12-31 | $-45,086,013 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $386,020,705 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $431,106,718 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $0 |
| Investment advisory and management fees | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $196,380,917 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $213,864,917 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $0 |
| Interest on participant loans | 2017-12-31 | $10,498 |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
| Interest earned on other investments | 2017-12-31 | $0 |
| Income. Interest from US Government securities | 2017-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $137,269,419 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $152,508,566 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $34,983,417 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $46,151,457 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $46,151,457 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $393,602 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $0 |
| Asset value of US Government securities at end of year | 2017-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $27,447,181 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $25,250,891 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Assets. Invements in employer securities at end of year | 2017-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2017-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2017-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2017-12-31 | $0 |
| Contributions received in cash from employer | 2017-12-31 | $0 |
| Employer contributions (assets) at end of year | 2017-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Income. Dividends from preferred stock | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $171,691 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $112,347,141 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $0 |
| Contract administrator fees | 2017-12-31 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2017-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2017-12-31 | $0 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2017-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2017-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2017-12-31 | 346565596 |
| 2016 : LEHMAN BROTHERS SAVINGS PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2016-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Expenses. Interest paid | 2016-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $40,184,818 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $38,507,065 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $38,392,461 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $0 |
| Value of total corrective distributions | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,971,809 |
| Value of total assets at end of year | 2016-12-31 | $431,106,718 |
| Value of total assets at beginning of year | 2016-12-31 | $429,428,965 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $114,604 |
| Total income from rents | 2016-12-31 | $0 |
| Total interest from all sources | 2016-12-31 | $195,724 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $7,923,565 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $7,755,007 |
| Assets. Real estate other than employer real property at end of year | 2016-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2016-12-31 | $0 |
| Administrative expenses professional fees incurred | 2016-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,971,809 |
| Participant contributions at end of year | 2016-12-31 | $359,945 |
| Participant contributions at beginning of year | 2016-12-31 | $423,955 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $18,221,833 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $18,728,555 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
| Other income not declared elsewhere | 2016-12-31 | $1,138,913 |
| Administrative expenses (other) incurred | 2016-12-31 | $114,604 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $0 |
| Total non interest bearing cash at end of year | 2016-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Income. Non cash contributions | 2016-12-31 | $0 |
| Value of net income/loss | 2016-12-31 | $1,677,753 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $431,106,718 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $429,428,965 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $0 |
| Investment advisory and management fees | 2016-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $213,864,917 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $219,554,195 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $0 |
| Interest on participant loans | 2016-12-31 | $19,230 |
| Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
| Interest earned on other investments | 2016-12-31 | $0 |
| Income. Interest from US Government securities | 2016-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $152,508,566 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $145,923,566 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $46,151,457 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $44,798,694 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $44,798,694 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $176,494 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2016-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2016-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $0 |
| Asset value of US Government securities at end of year | 2016-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $10,711,322 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $18,243,485 |
| Net gain/loss from 103.12 investment entities | 2016-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Assets. Invements in employer securities at end of year | 2016-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2016-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2016-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2016-12-31 | $0 |
| Contributions received in cash from employer | 2016-12-31 | $0 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
| Income. Dividends from preferred stock | 2016-12-31 | $0 |
| Income. Dividends from common stock | 2016-12-31 | $168,558 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $38,392,461 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $0 |
| Contract administrator fees | 2016-12-31 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2016-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2016-12-31 | $0 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2016-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2016-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2016-12-31 | 346565596 |
| 2015 : LEHMAN BROTHERS SAVINGS PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2015-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Expenses. Interest paid | 2015-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $-2,916,975 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $40,830,420 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $40,698,275 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $27,394 |
| Value of total corrective distributions | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,375,649 |
| Value of total assets at end of year | 2015-12-31 | $429,428,965 |
| Value of total assets at beginning of year | 2015-12-31 | $473,176,360 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $104,751 |
| Total income from rents | 2015-12-31 | $0 |
| Total interest from all sources | 2015-12-31 | $75,757 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $10,296,027 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $10,125,904 |
| Assets. Real estate other than employer real property at end of year | 2015-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2015-12-31 | $0 |
| Administrative expenses professional fees incurred | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,375,649 |
| Participant contributions at end of year | 2015-12-31 | $423,955 |
| Participant contributions at beginning of year | 2015-12-31 | $689,547 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $18,728,555 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $20,018,383 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $33,665 |
| Administrative expenses (other) incurred | 2015-12-31 | $104,751 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $0 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Income. Non cash contributions | 2015-12-31 | $0 |
| Value of net income/loss | 2015-12-31 | $-43,747,395 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $429,428,965 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $473,176,360 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $0 |
| Investment advisory and management fees | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $219,554,195 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $291,956,066 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $0 |
| Interest on participant loans | 2015-12-31 | $26,688 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
| Interest earned on other investments | 2015-12-31 | $0 |
| Income. Interest from US Government securities | 2015-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $145,923,566 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $114,344,615 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $44,798,694 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $46,167,749 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $46,167,749 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $49,069 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $0 |
| Asset value of US Government securities at end of year | 2015-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-15,462,877 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-235,196 |
| Net gain/loss from 103.12 investment entities | 2015-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2015-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2015-12-31 | $0 |
| Contributions received in cash from employer | 2015-12-31 | $0 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Income. Dividends from preferred stock | 2015-12-31 | $0 |
| Income. Dividends from common stock | 2015-12-31 | $170,123 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $40,698,275 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $0 |
| Contract administrator fees | 2015-12-31 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2015-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-12-31 | $0 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2015-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2015-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2015-12-31 | 346565596 |
| 2014 : LEHMAN BROTHERS SAVINGS PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Expenses. Interest paid | 2014-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $30,597,110 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $56,031,870 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $55,800,262 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $11,588 |
| Value of total corrective distributions | 2014-12-31 | $150,068 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,794,360 |
| Value of total assets at end of year | 2014-12-31 | $473,176,360 |
| Value of total assets at beginning of year | 2014-12-31 | $498,611,120 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $69,952 |
| Total income from rents | 2014-12-31 | $0 |
| Total interest from all sources | 2014-12-31 | $-86,889 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $21,175,314 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $20,995,707 |
| Assets. Real estate other than employer real property at end of year | 2014-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $0 |
| Administrative expenses professional fees incurred | 2014-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,754,594 |
| Participant contributions at end of year | 2014-12-31 | $689,547 |
| Participant contributions at beginning of year | 2014-12-31 | $892,072 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $20,018,383 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $21,105,185 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $39,766 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2014-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $882,517 |
| Administrative expenses (other) incurred | 2014-12-31 | $69,952 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $0 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Income. Non cash contributions | 2014-12-31 | $0 |
| Value of net income/loss | 2014-12-31 | $-25,434,760 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $473,176,360 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $498,611,120 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $0 |
| Investment advisory and management fees | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $291,956,066 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $317,173,574 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $0 |
| Interest on participant loans | 2014-12-31 | $39,472 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
| Interest earned on other investments | 2014-12-31 | $0 |
| Income. Interest from US Government securities | 2014-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $114,344,615 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $107,121,444 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $46,167,749 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $52,318,845 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $52,318,845 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $-126,361 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2014-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2014-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $0 |
| Asset value of US Government securities at end of year | 2014-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-6,832,189 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $12,663,997 |
| Net gain/loss from 103.12 investment entities | 2014-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2014-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2014-12-31 | $0 |
| Contributions received in cash from employer | 2014-12-31 | $0 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Income. Dividends from preferred stock | 2014-12-31 | $0 |
| Income. Dividends from common stock | 2014-12-31 | $179,607 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $55,800,262 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $0 |
| Contract administrator fees | 2014-12-31 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-12-31 | $0 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2014-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2014-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2014-12-31 | 346565596 |
| 2013 : LEHMAN BROTHERS SAVINGS PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $14,783,620 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Expenses. Interest paid | 2013-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $91,864,786 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $68,633,314 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $68,609,684 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $-1,996 |
| Value of total corrective distributions | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,034,713 |
| Value of total assets at end of year | 2013-12-31 | $498,611,120 |
| Value of total assets at beginning of year | 2013-12-31 | $460,596,028 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $25,626 |
| Total income from rents | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $84,170 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $14,390,304 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $14,212,625 |
| Assets. Real estate other than employer real property at end of year | 2013-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,634,866 |
| Participant contributions at end of year | 2013-12-31 | $892,072 |
| Participant contributions at beginning of year | 2013-12-31 | $928,334 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $21,105,185 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $16,860,882 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $399,847 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $5,701,029 |
| Administrative expenses (other) incurred | 2013-12-31 | $25,626 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
| Total non interest bearing cash at end of year | 2013-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Income. Non cash contributions | 2013-12-31 | $0 |
| Value of net income/loss | 2013-12-31 | $23,231,472 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $498,611,120 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $460,596,028 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $0 |
| Investment advisory and management fees | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $317,173,574 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $289,885,555 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
| Interest on participant loans | 2013-12-31 | $48,613 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
| Interest earned on other investments | 2013-12-31 | $0 |
| Income. Interest from US Government securities | 2013-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $1 |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $107,121,444 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $95,156,149 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $52,318,845 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $57,765,108 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $57,765,108 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $35,556 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
| Asset value of US Government securities at end of year | 2013-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $46,353,027 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $22,301,543 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2013-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2013-12-31 | $0 |
| Contributions received in cash from employer | 2013-12-31 | $0 |
| Employer contributions (assets) at end of year | 2013-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
| Income. Dividends from preferred stock | 2013-12-31 | $0 |
| Income. Dividends from common stock | 2013-12-31 | $177,679 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $68,609,684 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $0 |
| Contract administrator fees | 2013-12-31 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2013-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2013-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2013-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2013-12-31 | 346565596 |
| 2012 : LEHMAN BROTHERS SAVINGS PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-4,384 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-4,384 |
| Total transfer of assets from this plan | 2012-12-31 | $33,704 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $61,990,916 |
| Total loss/gain on sale of assets | 2012-12-31 | $-17 |
| Total of all expenses incurred | 2012-12-31 | $69,451,348 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $69,440,393 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $-1,186 |
| Value of total corrective distributions | 2012-12-31 | $5,384 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,268,701 |
| Value of total assets at end of year | 2012-12-31 | $460,596,028 |
| Value of total assets at beginning of year | 2012-12-31 | $468,090,164 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,757 |
| Total interest from all sources | 2012-12-31 | $138,743 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $11,685,746 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $11,491,010 |
| Administrative expenses professional fees incurred | 2012-12-31 | $6,757 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $3,190,364 |
| Participant contributions at end of year | 2012-12-31 | $928,334 |
| Participant contributions at beginning of year | 2012-12-31 | $1,353,811 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $16,860,882 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $15,915,946 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $78,337 |
| Other income not declared elsewhere | 2012-12-31 | $2,889,955 |
| Administrative expenses (other) incurred | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-7,460,432 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $460,596,028 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $468,090,164 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $289,885,555 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $383,993,772 |
| Interest on participant loans | 2012-12-31 | $72,640 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $95,156,149 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $57,765,108 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $66,822,174 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $66,822,174 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $66,103 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $38,864,557 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,147,615 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $4,461 |
| Income. Dividends from common stock | 2012-12-31 | $194,736 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $69,440,393 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $17 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : LEHMAN BROTHERS SAVINGS PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-5,371 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-5,371 |
| Total transfer of assets from this plan | 2011-12-31 | $22,109,829 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $257,552 |
| Total income from all sources (including contributions) | 2011-12-31 | $-2,358,596 |
| Total loss/gain on sale of assets | 2011-12-31 | $-282 |
| Total of all expenses incurred | 2011-12-31 | $70,661,748 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $70,632,746 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $9,872 |
| Value of total corrective distributions | 2011-12-31 | $9,829 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,128,116 |
| Value of total assets at end of year | 2011-12-31 | $468,090,164 |
| Value of total assets at beginning of year | 2011-12-31 | $563,477,889 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $9,301 |
| Total interest from all sources | 2011-12-31 | $217,801 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $12,072,325 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $11,933,262 |
| Administrative expenses professional fees incurred | 2011-12-31 | $9,301 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $4,040,453 |
| Participant contributions at end of year | 2011-12-31 | $1,353,811 |
| Participant contributions at beginning of year | 2011-12-31 | $3,387,779 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $15,915,946 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $20,427,640 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $87,663 |
| Other income not declared elsewhere | 2011-12-31 | $-216,138 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $257,552 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-73,020,344 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $468,090,164 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $563,220,337 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $383,993,772 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $459,450,707 |
| Interest on participant loans | 2011-12-31 | $119,077 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $66,822,174 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $80,200,669 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $80,200,669 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $98,724 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-18,555,047 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $4,461 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $11,094 |
| Income. Dividends from common stock | 2011-12-31 | $139,063 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $70,632,746 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $282 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2011-12-31 | 346565596 |
| 2010 : LEHMAN BROTHERS SAVINGS PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-11,205 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-11,205 |
| Total transfer of assets from this plan | 2010-12-31 | $2,794,931 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $257,552 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $127,332 |
| Total income from all sources (including contributions) | 2010-12-31 | $73,792,471 |
| Total loss/gain on sale of assets | 2010-12-31 | $-2,812 |
| Total of all expenses incurred | 2010-12-31 | $113,308,707 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $112,671,278 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $59,622 |
| Value of total corrective distributions | 2010-12-31 | $92,218 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $9,295,679 |
| Value of total assets at end of year | 2010-12-31 | $563,477,889 |
| Value of total assets at beginning of year | 2010-12-31 | $605,658,836 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $485,589 |
| Total interest from all sources | 2010-12-31 | $249,663 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $12,748,016 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $12,748,016 |
| Administrative expenses professional fees incurred | 2010-12-31 | $485,589 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $8,140,474 |
| Participant contributions at end of year | 2010-12-31 | $3,387,779 |
| Participant contributions at beginning of year | 2010-12-31 | $4,581,903 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $20,427,640 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $21,526,632 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,155,205 |
| Other income not declared elsewhere | 2010-12-31 | $3,391,276 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $257,552 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $127,332 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-39,516,236 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $563,220,337 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $605,531,504 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $459,450,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $475,029,810 |
| Interest on participant loans | 2010-12-31 | $248,639 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $80,200,669 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $104,200,937 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $104,200,937 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,024 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $48,121,854 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $11,094 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $319,554 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $112,671,278 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $2,812 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | ERNST & YOUNG, LLP |
| Accountancy firm EIN | 2010-12-31 | 346565596 |
| 2009 : LEHMAN BROTHERS SAVINGS PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |