401k Plan data: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN plan

ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan Name	ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN
Plan identification number	002

ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASIA SOCIETY has sponsored the creation of one or more 401k plans.

Company Name: ASIA SOCIETY

Employer identification number (EIN): 133234632

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 DONALD NAGLE DONALD NAGLE 2018-09-06
002 2016-01-01 DONALD NAGLE DONALD NAGLE 2017-10-12
002 2015-01-01 DONALD NAGLE DONALD NAGLE 2016-09-22
002 2014-01-01 DONALD NAGLE DONALD NAGLE 2015-10-05
002 2013-01-01 DONALD NAGLE DONALD NAGLE 2014-07-01
002 2012-01-01 DONALD NAGLE DONALD NAGLE 2013-10-11
002 2011-01-01 DONALD NAGLE DONALD NAGLE 2012-10-12
002 2009-01-01 CHRISTOPHER LAWRENCE CHRISTOPHER LAWRENCE 2010-10-06

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	DONALD NAGLE	DONALD NAGLE	2018-09-06
002	2016-01-01	DONALD NAGLE	DONALD NAGLE	2017-10-12
002	2015-01-01	DONALD NAGLE	DONALD NAGLE	2016-09-22
002	2014-01-01	DONALD NAGLE	DONALD NAGLE	2015-10-05
002	2013-01-01	DONALD NAGLE	DONALD NAGLE	2014-07-01
002	2012-01-01	DONALD NAGLE	DONALD NAGLE	2013-10-11
002	2011-01-01	DONALD NAGLE	DONALD NAGLE	2012-10-12
002	2009-01-01	CHRISTOPHER LAWRENCE	CHRISTOPHER LAWRENCE	2010-10-06

Plan Statistics for ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN

Measure Date Value
2022: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 469
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 96
Number of retired or separated participants receiving benefits 2022-01-01 93
Number of other retired or separated participants entitled to future benefits 2022-01-01 296
Total of all active and inactive participants 2022-01-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 6
Total participants 2022-01-01 491
Number of participants with account balances 2022-01-01 483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 484
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 93
Number of retired or separated participants receiving benefits 2021-01-01 96
Number of other retired or separated participants entitled to future benefits 2021-01-01 280
Total of all active and inactive participants 2021-01-01 469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 5
Total participants 2021-01-01 474
Number of participants with account balances 2021-01-01 469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 487
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 96
Number of retired or separated participants receiving benefits 2020-01-01 92
Number of other retired or separated participants entitled to future benefits 2020-01-01 295
Total of all active and inactive participants 2020-01-01 483
Total participants 2020-01-01 483
Number of participants with account balances 2020-01-01 483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 122
Number of retired or separated participants receiving benefits 2019-01-01 110
Number of other retired or separated participants entitled to future benefits 2019-01-01 277
Total of all active and inactive participants 2019-01-01 509
Total participants 2019-01-01 509
Number of participants with account balances 2019-01-01 509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 117
Number of retired or separated participants receiving benefits 2018-01-01 78
Number of other retired or separated participants entitled to future benefits 2018-01-01 264
Total of all active and inactive participants 2018-01-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 459
Number of participants with account balances 2018-01-01 458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 464
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 105
Number of retired or separated participants receiving benefits 2017-01-01 73
Number of other retired or separated participants entitled to future benefits 2017-01-01 279
Total of all active and inactive participants 2017-01-01 457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 458
Number of participants with account balances 2017-01-01 458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 9
2016: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 462
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 115
Number of retired or separated participants receiving benefits 2016-01-01 70
Number of other retired or separated participants entitled to future benefits 2016-01-01 279
Total of all active and inactive participants 2016-01-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 464
Number of participants with account balances 2016-01-01 464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 462
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 102
Number of retired or separated participants receiving benefits 2015-01-01 73
Number of other retired or separated participants entitled to future benefits 2015-01-01 286
Total of all active and inactive participants 2015-01-01 461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 462
Number of participants with account balances 2015-01-01 461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 456
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 112
Number of retired or separated participants receiving benefits 2014-01-01 66
Number of other retired or separated participants entitled to future benefits 2014-01-01 282
Total of all active and inactive participants 2014-01-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 462
Number of participants with account balances 2014-01-01 460
2013: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 451
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 121
Number of retired or separated participants receiving benefits 2013-01-01 67
Number of other retired or separated participants entitled to future benefits 2013-01-01 268
Total of all active and inactive participants 2013-01-01 456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 458
Number of participants with account balances 2013-01-01 455
2012: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 111
Number of other retired or separated participants entitled to future benefits 2012-01-01 338
Total of all active and inactive participants 2012-01-01 449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 451
Number of participants with account balances 2012-01-01 446
2011: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 129
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 312
Total of all active and inactive participants 2011-01-01 441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 442
Number of participants with account balances 2011-01-01 436
2009: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 255
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 261
Number of participants with account balances 2009-01-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	469
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	96
Number of retired or separated participants receiving benefits	2022-01-01	93
Number of other retired or separated participants entitled to future benefits	2022-01-01	296
Total of all active and inactive participants	2022-01-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	6
Total participants	2022-01-01	491
Number of participants with account balances	2022-01-01	483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	484
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	93
Number of retired or separated participants receiving benefits	2021-01-01	96
Number of other retired or separated participants entitled to future benefits	2021-01-01	280
Total of all active and inactive participants	2021-01-01	469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	5
Total participants	2021-01-01	474
Number of participants with account balances	2021-01-01	469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	487
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	96
Number of retired or separated participants receiving benefits	2020-01-01	92
Number of other retired or separated participants entitled to future benefits	2020-01-01	295
Total of all active and inactive participants	2020-01-01	483
Total participants	2020-01-01	483
Number of participants with account balances	2020-01-01	483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	122
Number of retired or separated participants receiving benefits	2019-01-01	110
Number of other retired or separated participants entitled to future benefits	2019-01-01	277
Total of all active and inactive participants	2019-01-01	509
Total participants	2019-01-01	509
Number of participants with account balances	2019-01-01	509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	117
Number of retired or separated participants receiving benefits	2018-01-01	78
Number of other retired or separated participants entitled to future benefits	2018-01-01	264
Total of all active and inactive participants	2018-01-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	459
Number of participants with account balances	2018-01-01	458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	464
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	105
Number of retired or separated participants receiving benefits	2017-01-01	73
Number of other retired or separated participants entitled to future benefits	2017-01-01	279
Total of all active and inactive participants	2017-01-01	457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	458
Number of participants with account balances	2017-01-01	458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	9
2016: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	462
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	115
Number of retired or separated participants receiving benefits	2016-01-01	70
Number of other retired or separated participants entitled to future benefits	2016-01-01	279
Total of all active and inactive participants	2016-01-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	464
Number of participants with account balances	2016-01-01	464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	462
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	102
Number of retired or separated participants receiving benefits	2015-01-01	73
Number of other retired or separated participants entitled to future benefits	2015-01-01	286
Total of all active and inactive participants	2015-01-01	461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	462
Number of participants with account balances	2015-01-01	461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	456
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	112
Number of retired or separated participants receiving benefits	2014-01-01	66
Number of other retired or separated participants entitled to future benefits	2014-01-01	282
Total of all active and inactive participants	2014-01-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	462
Number of participants with account balances	2014-01-01	460
2013: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	451
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	121
Number of retired or separated participants receiving benefits	2013-01-01	67
Number of other retired or separated participants entitled to future benefits	2013-01-01	268
Total of all active and inactive participants	2013-01-01	456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	458
Number of participants with account balances	2013-01-01	455
2012: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	111
Number of other retired or separated participants entitled to future benefits	2012-01-01	338
Total of all active and inactive participants	2012-01-01	449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	451
Number of participants with account balances	2012-01-01	446
2011: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	129
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	312
Total of all active and inactive participants	2011-01-01	441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	442
Number of participants with account balances	2011-01-01	436
2009: ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	255
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	261
Number of participants with account balances	2009-01-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN

Measure	Date	Value
2022 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-5,327,746
Total of all expenses incurred	2022-12-31	$3,245,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,221,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,306,199
Value of total assets at end of year	2022-12-31	$46,204,943
Value of total assets at beginning of year	2022-12-31	$54,778,124
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$23,824
Total interest from all sources	2022-12-31	$537,480
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$106,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$106,063
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$692,089
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$115,129
Other income not declared elsewhere	2022-12-31	$27,488
Administrative expenses (other) incurred	2022-12-31	$23,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-8,573,181
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$46,204,943
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$54,778,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$30,353,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$39,500,120
Value of interest in pooled separate accounts at end of year	2022-12-31	$2,368,875
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$2,110,473
Interest earned on other investments	2022-12-31	$537,480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$13,482,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$13,167,531
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$1,173,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-7,481,436
Net investment gain/loss from pooled separate accounts	2022-12-31	$176,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$498,981
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,047,957
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2022-12-31	221655803
2021 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$7,928,460
Total of all expenses incurred	2021-12-31	$3,695,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,673,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,448,005
Value of total assets at end of year	2021-12-31	$54,778,124
Value of total assets at beginning of year	2021-12-31	$50,545,226
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$22,404
Total interest from all sources	2021-12-31	$458,508
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$245,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$245,002
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$595,827
Participant contributions at beginning of year	2021-12-31	$12,687
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$350,242
Other income not declared elsewhere	2021-12-31	$21,544
Administrative expenses (other) incurred	2021-12-31	$22,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,232,898
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$54,778,124
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$50,545,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$39,500,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$35,442,972
Value of interest in pooled separate accounts at end of year	2021-12-31	$2,110,473
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$1,779,422
Interest earned on other investments	2021-12-31	$458,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$13,167,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$13,292,139
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$512,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$5,437,691
Net investment gain/loss from pooled separate accounts	2021-12-31	$317,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$501,936
Employer contributions (assets) at beginning of year	2021-12-31	$18,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,161,062
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2021-12-31	221655803
2020 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$7,627,618
Total of all expenses incurred	2020-12-31	$2,017,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,993,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,416,677
Value of total assets at end of year	2020-12-31	$50,545,226
Value of total assets at beginning of year	2020-12-31	$44,934,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$23,338
Total interest from all sources	2020-12-31	$517,531
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$124,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$124,494
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$607,280
Participant contributions at end of year	2020-12-31	$12,687
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$252,791
Other income not declared elsewhere	2020-12-31	$17,609
Administrative expenses (other) incurred	2020-12-31	$23,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,610,457
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$50,545,226
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$44,934,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$35,442,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$29,905,367
Value of interest in pooled separate accounts at end of year	2020-12-31	$1,779,422
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$1,768,916
Interest earned on other investments	2020-12-31	$517,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$13,292,139
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$13,260,486
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$500,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,566,350
Net investment gain/loss from pooled separate accounts	2020-12-31	$-15,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$556,606
Employer contributions (assets) at end of year	2020-12-31	$18,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,493,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2020-12-31	221655803
2019 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2019 401k financial data
Total transfer of assets to this plan	2019-12-31	$11,489,792
Total transfer of assets to this plan	2019-12-31	$11,489,792
Total income from all sources (including contributions)	2019-12-31	$7,880,021
Total income from all sources (including contributions)	2019-12-31	$7,880,021
Total of all expenses incurred	2019-12-31	$1,932,094
Total of all expenses incurred	2019-12-31	$1,932,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,910,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,910,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,251,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,251,488
Value of total assets at end of year	2019-12-31	$44,934,769
Value of total assets at end of year	2019-12-31	$44,934,769
Value of total assets at beginning of year	2019-12-31	$27,497,050
Value of total assets at beginning of year	2019-12-31	$27,497,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,660
Total interest from all sources	2019-12-31	$525,703
Total interest from all sources	2019-12-31	$525,703
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$69,818
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$69,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$69,818
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$69,818
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$250,000
Value of fidelity bond cover	2019-12-31	$250,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$621,949
Contributions received from participants	2019-12-31	$621,949
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$49,804
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$49,804
Other income not declared elsewhere	2019-12-31	$19,643
Administrative expenses (other) incurred	2019-12-31	$21,660
Administrative expenses (other) incurred	2019-12-31	$21,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,947,927
Value of net income/loss	2019-12-31	$5,947,927
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$44,934,769
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$44,934,769
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$27,497,050
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$27,497,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$29,905,367
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$29,905,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$16,257,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$16,257,340
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,768,916
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,768,916
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$984,306
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$984,306
Interest earned on other investments	2019-12-31	$525,703
Interest earned on other investments	2019-12-31	$525,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$13,260,486
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$13,260,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$10,255,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$10,255,404
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$359,764
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$359,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,923,135
Net investment gain/loss from pooled separate accounts	2019-12-31	$90,234
Net investment gain/loss from pooled separate accounts	2019-12-31	$90,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$579,735
Contributions received in cash from employer	2019-12-31	$579,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,550,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,550,670
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm name	2019-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2019-12-31	221655803
Accountancy firm EIN	2019-12-31	221655803
2018 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$724,030
Total of all expenses incurred	2018-12-31	$1,119,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,112,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,599,936
Value of total assets at end of year	2018-12-31	$27,497,050
Value of total assets at beginning of year	2018-12-31	$27,892,427
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,123
Total interest from all sources	2018-12-31	$427,875
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$36,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$36,675
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$250,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$342,856
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$733,097
Other income not declared elsewhere	2018-12-31	$14,072
Administrative expenses (other) incurred	2018-12-31	$7,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-395,377
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$27,497,050
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$27,892,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$16,257,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$17,129,840
Value of interest in pooled separate accounts at end of year	2018-12-31	$984,306
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$912,367
Interest earned on other investments	2018-12-31	$427,875
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$10,255,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$9,850,220
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$81,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,396,695
Net investment gain/loss from pooled separate accounts	2018-12-31	$42,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$523,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,031,168
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2018-12-31	221655803
2017 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$3,913,050
Total of all expenses incurred	2017-12-31	$1,100,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,100,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$576,925
Value of total assets at end of year	2017-12-31	$27,892,427
Value of total assets at beginning of year	2017-12-31	$25,079,644
Total interest from all sources	2017-12-31	$405,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$250,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$84,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,812,783
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$27,892,427
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$25,079,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$17,129,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,546,599
Value of interest in pooled separate accounts at end of year	2017-12-31	$912,367
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$913,008
Interest earned on other investments	2017-12-31	$405,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$9,850,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$9,620,037
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$47,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,890,689
Net investment gain/loss from pooled separate accounts	2017-12-31	$40,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$492,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,052,573
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2017-12-31	221655803
2016 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,901,015
Total of all expenses incurred	2016-12-31	$921,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$921,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$487,261
Value of total assets at end of year	2016-12-31	$25,079,644
Value of total assets at beginning of year	2016-12-31	$24,100,432
Total interest from all sources	2016-12-31	$429,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$250,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$487,261
Amount contributed by the employer to the plan for this plan year	2016-12-31	$487,261
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$979,212
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,079,644
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$24,100,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$14,546,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$13,949,739
Value of interest in pooled separate accounts at end of year	2016-12-31	$913,008
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$908,354
Interest earned on other investments	2016-12-31	$429,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$9,620,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$9,242,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$937,874
Net investment gain/loss from pooled separate accounts	2016-12-31	$46,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$487,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$921,803
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2016-12-31	221655803
2015 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,500
Total income from all sources (including contributions)	2015-12-31	$857,647
Total of all expenses incurred	2015-12-31	$1,244,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,244,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$425,982
Value of total assets at end of year	2015-12-31	$24,100,432
Value of total assets at beginning of year	2015-12-31	$24,489,065
Total interest from all sources	2015-12-31	$390,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$250,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-387,133
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$24,100,432
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$24,487,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$13,949,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,629,792
Value of interest in pooled separate accounts at end of year	2015-12-31	$908,354
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$803,901
Interest earned on other investments	2015-12-31	$390,502
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$9,242,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$9,055,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-24,728
Net investment gain/loss from pooled separate accounts	2015-12-31	$65,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$425,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,244,780
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$1,500
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2015-12-31	221655803
2014 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,500
Total income from all sources (including contributions)	2014-12-31	$1,883,379
Total of all expenses incurred	2014-12-31	$691,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$691,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$497,448
Value of total assets at end of year	2014-12-31	$24,489,065
Value of total assets at beginning of year	2014-12-31	$23,295,340
Total interest from all sources	2014-12-31	$392,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$250,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$68,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,192,225
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$24,487,565
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$23,295,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,629,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$13,804,794
Value of interest in pooled separate accounts at end of year	2014-12-31	$803,901
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$703,230
Interest earned on other investments	2014-12-31	$392,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$9,055,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$8,786,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$906,480
Net investment gain/loss from pooled separate accounts	2014-12-31	$86,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$428,971
Employer contributions (assets) at beginning of year	2014-12-31	$1,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$691,154
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$1,500
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2014-12-31	221655803
2013 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$3,585,020
Total of all expenses incurred	2013-12-31	$1,558,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,558,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$421,434
Value of total assets at end of year	2013-12-31	$23,295,340
Value of total assets at beginning of year	2013-12-31	$21,268,940
Total interest from all sources	2013-12-31	$366,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$250,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,026,400
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$23,295,340
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$21,268,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,804,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,102,457
Value of interest in pooled separate accounts at end of year	2013-12-31	$703,230
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$658,194
Interest earned on other investments	2013-12-31	$366,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$8,786,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$8,508,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,732,254
Net investment gain/loss from pooled separate accounts	2013-12-31	$65,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$421,434
Employer contributions (assets) at end of year	2013-12-31	$1,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,558,620
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2013-12-31	221655803
2012 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,356,917
Total of all expenses incurred	2012-12-31	$478,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$478,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$390,435
Value of total assets at end of year	2012-12-31	$21,268,940
Value of total assets at beginning of year	2012-12-31	$19,390,655
Total interest from all sources	2012-12-31	$340,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$250,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,878,285
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$21,268,940
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$19,390,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,102,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,622,526
Value of interest in pooled separate accounts at end of year	2012-12-31	$658,194
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$537,736
Interest earned on other investments	2012-12-31	$340,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$8,508,289
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$8,230,393
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,570,486
Net investment gain/loss from pooled separate accounts	2012-12-31	$55,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$390,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$478,632
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2012-12-31	221655803
2011 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$22,555
Total income from all sources (including contributions)	2011-12-31	$359,093
Total of all expenses incurred	2011-12-31	$785,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$785,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$271,741
Value of total assets at end of year	2011-12-31	$19,390,654
Value of total assets at beginning of year	2011-12-31	$19,794,066
Total interest from all sources	2011-12-31	$328,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$21,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-425,967
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$19,390,654
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$19,794,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,622,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,281,662
Value of interest in pooled separate accounts at end of year	2011-12-31	$537,736
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$543,189
Interest earned on other investments	2011-12-31	$328,840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$8,230,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$7,967,370
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$35,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-306,976
Net investment gain/loss from pooled separate accounts	2011-12-31	$65,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$250,526
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$1,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$749,220
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2011-12-31	221655803
2010 : ASIA SOCIETY 403(B) DEFINED CONTRIBUTION PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,932,442
Total of all expenses incurred	2010-12-31	$476,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$476,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$222,005
Value of total assets at end of year	2010-12-31	$19,793,990
Value of total assets at beginning of year	2010-12-31	$18,338,050
Total interest from all sources	2010-12-31	$301,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,455,940
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$19,793,990
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$18,338,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,281,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,120,502
Value of interest in pooled separate accounts at end of year	2010-12-31	$543,189
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$422,796
Interest earned on other investments	2010-12-31	$301,994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$7,967,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$7,786,307
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$102,278
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,346,304
Net investment gain/loss from pooled separate accounts	2010-12-31	$62,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$222,005
Employer contributions (assets) at end of year	2010-12-31	$1,769
Employer contributions (assets) at beginning of year	2010-12-31	$8,445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$374,224
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2010-12-31	221655803