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NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 401k Plan overview

Plan NameNATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN
Plan identification number 003

NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COGENCY GLOBAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:COGENCY GLOBAL, INC.
Employer identification number (EIN):133246732
NAIC Classification:519100

Additional information about COGENCY GLOBAL, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1999-12-14
Company Identification Number: 19991457292
Legal Registered Office Address: 202 SOUTH MINNESOTA STREET

CARSON CITY
United States of America (USA)
89703

More information about COGENCY GLOBAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032024-01-01BRUCE JACOBI
0032023-01-01BRUCE JACOBI
0032022-01-01
0032022-01-01BRUCE JACOBI
0032021-01-01
0032021-01-01BRUCE JACOBI
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01BRUCE JACOBI BRUCE JACOBI2018-07-29
0032016-01-01BRUCE JACOBI BRUCE JACOBI2017-09-21
0032015-01-01BRUCE JACOBI BRUCE JACOBI2016-09-01
0032014-01-01BRUCE JACOBI BRUCE JACOBI2015-08-31
0032013-01-01BRUCE JACOBI BRUCE JACOBI2014-09-08
0032012-01-01BRUCE JACOBI BRUCE JACOBI2013-08-21
0032011-01-01BRUCE JACOBI BRUCE JACOBI2012-09-06
0032010-01-01BRUCE JACOBI BRUCE JACOBI2011-09-06
0032009-01-01BRUCE JACOBI BRUCE JACOBI2010-09-20

Plan Statistics for NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN

401k plan membership statisitcs for NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN

Measure Date Value
2022: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01312
Total number of active participants reported on line 7a of the Form 55002022-01-01297
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0143
Total of all active and inactive participants2022-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01340
Number of participants with account balances2022-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01295
Total number of active participants reported on line 7a of the Form 55002021-01-01277
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0135
Total of all active and inactive participants2021-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01312
Number of participants with account balances2021-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01282
Total number of active participants reported on line 7a of the Form 55002020-01-01275
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0120
Total of all active and inactive participants2020-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01295
Number of participants with account balances2020-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01257
Total number of active participants reported on line 7a of the Form 55002019-01-01262
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0120
Total of all active and inactive participants2019-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01282
Number of participants with account balances2019-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01268
Total number of active participants reported on line 7a of the Form 55002018-01-01231
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01257
Number of participants with account balances2018-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01260
Total number of active participants reported on line 7a of the Form 55002017-01-01239
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01250
Number of participants with account balances2017-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01246
Total number of active participants reported on line 7a of the Form 55002016-01-01213
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0129
Total of all active and inactive participants2016-01-01242
Total participants2016-01-01242
Number of participants with account balances2016-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01195
Total number of active participants reported on line 7a of the Form 55002015-01-01186
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01195
Number of participants with account balances2015-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01175
Total number of active participants reported on line 7a of the Form 55002014-01-01174
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01181
Number of participants with account balances2014-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01168
Total number of active participants reported on line 7a of the Form 55002013-01-01163
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01169
Number of participants with account balances2013-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01158
Total number of active participants reported on line 7a of the Form 55002012-01-01152
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01159
Number of participants with account balances2012-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01144
Total number of active participants reported on line 7a of the Form 55002011-01-01140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01148
Number of participants with account balances2011-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01134
Total number of active participants reported on line 7a of the Form 55002010-01-01140
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01144
Number of participants with account balances2010-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01122
Total number of active participants reported on line 7a of the Form 55002009-01-01131
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01134
Number of participants with account balances2009-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN

Measure Date Value
2023 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$10,334,030
Total of all expenses incurred2023-12-31$2,465,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,326,589
Expenses. Certain deemed distributions of participant loans2023-12-31$23,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$5,743,813
Value of total assets at end of year2023-12-31$34,574,469
Value of total assets at beginning of year2023-12-31$26,706,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$115,700
Total interest from all sources2023-12-31$15,703
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,137,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,137,445
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$2,148,158
Participant contributions at end of year2023-12-31$269,584
Participant contributions at beginning of year2023-12-31$221,739
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,325,238
Administrative expenses (other) incurred2023-12-31$115,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$7,868,414
Value of net assets at end of year (total assets less liabilities)2023-12-31$34,574,469
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$26,706,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$33,273,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$25,075,952
Interest on participant loans2023-12-31$15,703
Value of interest in common/collective trusts at end of year2023-12-31$1,031,775
Value of interest in common/collective trusts at beginning of year2023-12-31$1,408,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$3,404,720
Net investment gain or loss from common/collective trusts2023-12-31$32,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,270,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,326,589
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31EISNERAMPER LLP
Accountancy firm EIN2023-12-31871363769
Total income from all sources (including contributions)2023-01-01$10,334,030
Total of all expenses incurred2023-01-01$2,465,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,326,589
Expenses. Certain deemed distributions of participant loans2023-01-01$23,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$5,743,813
Value of total assets at end of year2023-01-01$34,574,469
Value of total assets at beginning of year2023-01-01$26,706,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$115,700
Total interest from all sources2023-01-01$15,703
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$1,137,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$1,137,445
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$2,148,158
Participant contributions at end of year2023-01-01$269,584
Participant contributions at beginning of year2023-01-01$221,739
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$2,325,238
Administrative expenses (other) incurred2023-01-01$115,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$7,868,414
Value of net assets at end of year (total assets less liabilities)2023-01-01$34,574,469
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$26,706,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$33,273,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$25,075,952
Interest on participant loans2023-01-01$15,703
Value of interest in common/collective trusts at end of year2023-01-01$1,031,775
Value of interest in common/collective trusts at beginning of year2023-01-01$1,408,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$3,404,720
Net investment gain or loss from common/collective trusts2023-01-01$32,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$1,270,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,326,589
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01EISNERAMPER LLP
Accountancy firm EIN2023-01-01871363769
2022 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,014,848
Total of all expenses incurred2022-12-31$3,890,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,772,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,102,729
Value of total assets at end of year2022-12-31$26,706,055
Value of total assets at beginning of year2022-12-31$32,611,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$118,545
Total interest from all sources2022-12-31$8,455
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$914,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$914,694
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,891,476
Participant contributions at end of year2022-12-31$221,739
Participant contributions at beginning of year2022-12-31$167,916
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$77,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,905,396
Value of net assets at end of year (total assets less liabilities)2022-12-31$26,706,055
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$32,611,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$118,545
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,075,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$30,302,842
Interest on participant loans2022-12-31$8,455
Value of interest in common/collective trusts at end of year2022-12-31$1,408,364
Value of interest in common/collective trusts at beginning of year2022-12-31$2,140,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,083,646
Net investment gain or loss from common/collective trusts2022-12-31$42,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,134,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,772,003
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EISNERAMPER LLP
Accountancy firm EIN2022-12-31871363769
Total income from all sources (including contributions)2022-01-01$-2,014,848
Total of all expenses incurred2022-01-01$3,890,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$3,772,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$3,102,729
Value of total assets at end of year2022-01-01$26,706,055
Value of total assets at beginning of year2022-01-01$32,611,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$118,545
Total interest from all sources2022-01-01$8,455
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$914,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$914,694
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$1,891,476
Participant contributions at end of year2022-01-01$221,739
Participant contributions at beginning of year2022-01-01$167,916
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$77,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-5,905,396
Value of net assets at end of year (total assets less liabilities)2022-01-01$26,706,055
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$32,611,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$118,545
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$25,075,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$30,302,842
Interest on participant loans2022-01-01$8,455
Value of interest in common/collective trusts at end of year2022-01-01$1,408,364
Value of interest in common/collective trusts at beginning of year2022-01-01$2,140,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-6,083,646
Net investment gain or loss from common/collective trusts2022-01-01$42,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$1,134,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$3,772,003
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01EISNERAMPER LLP
Accountancy firm EIN2022-01-01871363769
2021 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$6,356,042
Total of all expenses incurred2021-12-31$391,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$283,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,851,027
Value of total assets at end of year2021-12-31$32,611,451
Value of total assets at beginning of year2021-12-31$26,646,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$107,352
Total interest from all sources2021-12-31$8,572
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,975,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,975,503
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,733,513
Participant contributions at end of year2021-12-31$167,916
Participant contributions at beginning of year2021-12-31$186,865
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$109,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,964,999
Value of net assets at end of year (total assets less liabilities)2021-12-31$32,611,451
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$26,646,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$107,352
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$30,302,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$24,738,457
Interest on participant loans2021-12-31$8,572
Value of interest in common/collective trusts at end of year2021-12-31$2,140,693
Value of interest in common/collective trusts at beginning of year2021-12-31$1,721,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$479,696
Net investment gain or loss from common/collective trusts2021-12-31$41,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,007,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$283,691
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31EISNERAMPER LLP
Accountancy firm EIN2021-12-31131639826
2020 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,713,224
Total of all expenses incurred2020-12-31$447,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$384,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,408,754
Value of total assets at end of year2020-12-31$26,646,452
Value of total assets at beginning of year2020-12-31$21,381,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$63,208
Total interest from all sources2020-12-31$8,048
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$685,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$685,515
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,638,514
Participant contributions at end of year2020-12-31$186,865
Participant contributions at beginning of year2020-12-31$115,125
Participant contributions at beginning of year2020-12-31$41,325
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,876
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,265,405
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,646,452
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,381,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$63,208
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$24,738,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,890,446
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$8,048
Value of interest in common/collective trusts at end of year2020-12-31$1,721,130
Value of interest in common/collective trusts at beginning of year2020-12-31$1,313,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,573,537
Net investment gain or loss from common/collective trusts2020-12-31$37,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$755,364
Employer contributions (assets) at beginning of year2020-12-31$20,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$384,611
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EISNERAMPER LLP
Accountancy firm EIN2020-12-31131639826
2019 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$5,680,313
Total of all expenses incurred2019-12-31$284,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$266,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,262,361
Value of total assets at end of year2019-12-31$21,381,047
Value of total assets at beginning of year2019-12-31$15,985,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,015
Total interest from all sources2019-12-31$6,293
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$358,925
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$358,925
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,441,800
Participant contributions at end of year2019-12-31$115,125
Participant contributions at beginning of year2019-12-31$121,738
Participant contributions at end of year2019-12-31$41,325
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$143,741
Other income not declared elsewhere2019-12-31$3,423
Administrative expenses (other) incurred2019-12-31$18,015
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$4,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,395,481
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,381,047
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,985,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,890,446
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$15,675,536
Interest on participant loans2019-12-31$6,293
Value of interest in common/collective trusts at end of year2019-12-31$1,313,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$183,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$-191,924
Net investment gain/loss from pooled separate accounts2019-12-31$3,240,019
Net investment gain or loss from common/collective trusts2019-12-31$1,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$676,820
Employer contributions (assets) at end of year2019-12-31$20,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$266,817
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNERAMPER LLP
Accountancy firm EIN2019-12-31131639826
2018 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$666,757
Total of all expenses incurred2018-12-31$1,259,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,240,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,879,937
Value of total assets at end of year2018-12-31$15,985,566
Value of total assets at beginning of year2018-12-31$16,578,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,418
Total interest from all sources2018-12-31$8,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,288,791
Participant contributions at end of year2018-12-31$121,738
Participant contributions at beginning of year2018-12-31$148,494
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,879
Other income not declared elsewhere2018-12-31$-17
Administrative expenses (other) incurred2018-12-31$-35,984
Total non interest bearing cash at end of year2018-12-31$4,613
Total non interest bearing cash at beginning of year2018-12-31$4,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-592,617
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,985,566
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,578,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$15,675,536
Value of interest in pooled separate accounts at beginning of year2018-12-31$16,396,440
Interest on participant loans2018-12-31$6,410
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$183,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$28,636
Net investment gain/loss from pooled separate accounts2018-12-31$-1,221,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$589,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,240,956
Contract administrator fees2018-12-31$54,402
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNERAMPER LLP
Accountancy firm EIN2018-12-31131639826
2017 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$4,019,577
Total of all expenses incurred2017-12-31$433,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$401,678
Value of total corrective distributions2017-12-31$7,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,852,809
Value of total assets at end of year2017-12-31$16,578,183
Value of total assets at beginning of year2017-12-31$12,991,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,096
Total interest from all sources2017-12-31$7,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,133,948
Participant contributions at end of year2017-12-31$148,494
Participant contributions at beginning of year2017-12-31$130,508
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$181,369
Administrative expenses (other) incurred2017-12-31$-31,397
Total non interest bearing cash at end of year2017-12-31$4,613
Total non interest bearing cash at beginning of year2017-12-31$2,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,586,201
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,578,183
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,991,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$16,396,440
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,733,670
Interest on participant loans2017-12-31$5,862
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,385
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$28,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$124,835
Net investment gain/loss from pooled separate accounts2017-12-31$2,159,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$537,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$401,678
Contract administrator fees2017-12-31$55,493
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNERAMPER LLP
Accountancy firm EIN2017-12-31131639826
2016 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,663,211
Total of all expenses incurred2016-12-31$358,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$333,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,827,062
Value of total assets at end of year2016-12-31$12,991,982
Value of total assets at beginning of year2016-12-31$10,686,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,662
Total interest from all sources2016-12-31$5,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$963,544
Participant contributions at end of year2016-12-31$130,508
Participant contributions at beginning of year2016-12-31$74,134
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$347,153
Total non interest bearing cash at end of year2016-12-31$2,969
Total non interest bearing cash at beginning of year2016-12-31$2,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,305,045
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,991,982
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,686,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,373,562
Value of interest in pooled separate accounts at end of year2016-12-31$12,733,670
Interest on participant loans2016-12-31$3,744
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,756
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$124,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$111,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$830,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$516,365
Employer contributions (assets) at beginning of year2016-12-31$125,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$333,504
Contract administrator fees2016-12-31$24,662
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNERAMPER LLP
Accountancy firm EIN2016-12-31131639826
2015 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,161,120
Total of all expenses incurred2015-12-31$367,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$339,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,352,710
Value of total assets at end of year2015-12-31$10,686,937
Value of total assets at beginning of year2015-12-31$9,893,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,186
Total interest from all sources2015-12-31$4,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$828,379
Participant contributions at end of year2015-12-31$74,134
Participant contributions at beginning of year2015-12-31$64,579
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$25,053
Total non interest bearing cash at end of year2015-12-31$2,969
Total non interest bearing cash at beginning of year2015-12-31$2,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$793,445
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,686,937
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,893,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,373,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,724,445
Interest on participant loans2015-12-31$2,895
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$111,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$101,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-196,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$499,278
Employer contributions (assets) at end of year2015-12-31$125,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$339,489
Contract administrator fees2015-12-31$28,186
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNERAMPER LLP
Accountancy firm EIN2015-12-31131639826
2014 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$799
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,466,403
Total of all expenses incurred2014-12-31$220,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$194,289
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,100,596
Value of total assets at end of year2014-12-31$9,893,492
Value of total assets at beginning of year2014-12-31$8,648,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$25,876
Total interest from all sources2014-12-31$3,943
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$726,457
Participant contributions at end of year2014-12-31$64,579
Participant contributions at beginning of year2014-12-31$43,496
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$35,535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$799
Total non interest bearing cash at end of year2014-12-31$2,969
Total non interest bearing cash at beginning of year2014-12-31$3,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,246,238
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,893,492
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,647,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,724,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,486,099
Interest on participant loans2014-12-31$2,095
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$101,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$114,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$361,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$338,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$194,289
Contract administrator fees2014-12-31$25,876
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HERBERT M REICHLIN, CPA
Accountancy firm EIN2014-12-31116223420
2013 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$799
Total income from all sources (including contributions)2013-12-31$2,313,853
Total of all expenses incurred2013-12-31$278,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$246,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,080,113
Value of total assets at end of year2013-12-31$8,648,053
Value of total assets at beginning of year2013-12-31$6,611,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$31,318
Total interest from all sources2013-12-31$3,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$690,135
Participant contributions at end of year2013-12-31$43,496
Participant contributions at beginning of year2013-12-31$53,513
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$70,972
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$799
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$3,768
Total non interest bearing cash at beginning of year2013-12-31$3,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,035,642
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,647,254
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,611,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,486,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,449,077
Interest on participant loans2013-12-31$2,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$114,690
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$105,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,229,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$319,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$246,893
Contract administrator fees2013-12-31$31,318
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HERBERT M REICHLIN, CPA
Accountancy firm EIN2013-12-31116223420
2012 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,653,947
Total of all expenses incurred2012-12-31$198,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$171,533
Expenses. Certain deemed distributions of participant loans2012-12-31$1,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$947,750
Value of total assets at end of year2012-12-31$6,611,612
Value of total assets at beginning of year2012-12-31$5,156,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$25,019
Total interest from all sources2012-12-31$3,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$615,565
Participant contributions at end of year2012-12-31$53,513
Participant contributions at beginning of year2012-12-31$23,290
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$54,491
Total non interest bearing cash at end of year2012-12-31$3,768
Total non interest bearing cash at beginning of year2012-12-31$1,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,455,575
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,611,612
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,156,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,449,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,034,898
Interest on participant loans2012-12-31$1,993
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,849
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$105,254
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$96,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$702,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$277,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$171,533
Contract administrator fees2012-12-31$25,019
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HERBERT M REICHLIN, CPA
Accountancy firm EIN2012-12-31116223420
2011 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$753,357
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$539,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$517,309
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$903,554
Value of total assets at end of year2011-12-31$5,156,037
Value of total assets at beginning of year2011-12-31$4,942,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,053
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$2,698
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$594,853
Participant contributions at end of year2011-12-31$23,290
Participant contributions at beginning of year2011-12-31$37,942
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$39,780
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$1,752
Total non interest bearing cash at beginning of year2011-12-31$1,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$213,995
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,156,037
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,942,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,034,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,858,400
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$1,401
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,297
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$96,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$43,948
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-152,895
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$268,921
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$517,309
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$22,053
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HERBERT M REICHLIN, CPA
Accountancy firm EIN2011-12-31116223420
2010 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,537,991
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$154,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$136,920
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$996,314
Value of total assets at end of year2010-12-31$4,942,042
Value of total assets at beginning of year2010-12-31$3,558,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,234
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$3,750
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$265,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$588,195
Participant contributions at end of year2010-12-31$37,942
Participant contributions at beginning of year2010-12-31$53,503
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$148,906
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$1,752
Total non interest bearing cash at beginning of year2010-12-31$1,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,383,837
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,942,042
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,558,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,858,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,469,455
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$2,671
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,079
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$43,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$33,495
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$537,927
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$259,213
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$136,920
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$17,234
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HERBERT M REICHLIN, CPA
Accountancy firm EIN2010-12-31116223420
2009 : NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN

2022: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL CORPORATE RESEARCH, LTD. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number81509
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number81509
Policy instance 1

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