401k Plan data: BARNEY'S, INC. RETIREMENT SAVINGS PLAN plan

BARNEY'S, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	BARNEY'S, INC. RETIREMENT SAVINGS PLAN
Plan identification number	001

BARNEY'S, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPIELMAN KOENIGSBERG & PARKER, LLP has sponsored the creation of one or more 401k plans.

Company Name: SPIELMAN KOENIGSBERG & PARKER, LLP

Employer identification number (EIN): 133367751

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Additional information about SPIELMAN KOENIGSBERG & PARKER, LLP

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1995-01-05

Company Identification Number: 1882152

Legal Registered Office Address: 1675 BROADWAY
20TH FL
NEW YORK
United States of America (USA)
10019

More information about SPIELMAN KOENIGSBERG & PARKER, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BARNEY'S, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 VINCENT PHELAN VINCENT PHELAN 2012-10-12
001 2009-01-01 JILL ROSENBERG

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	VINCENT PHELAN		VINCENT PHELAN	2012-10-12
001	2009-01-01	JILL ROSENBERG

Plan Statistics for BARNEY'S, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for BARNEY'S, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2011: BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,806
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,251
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 193
Total of all active and inactive participants 2011-01-01 1,444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,446
Number of participants with account balances 2011-01-01 751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,957
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,740
Number of retired or separated participants receiving benefits 2009-01-01 6
Number of other retired or separated participants entitled to future benefits 2009-01-01 266
Total of all active and inactive participants 2009-01-01 2,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,012
Number of participants with account balances 2009-01-01 564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 21

Measure	Date	Value
2011: BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,806
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,251
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	193
Total of all active and inactive participants	2011-01-01	1,444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,446
Number of participants with account balances	2011-01-01	751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,957
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,740
Number of retired or separated participants receiving benefits	2009-01-01	6
Number of other retired or separated participants entitled to future benefits	2009-01-01	266
Total of all active and inactive participants	2009-01-01	2,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,012
Number of participants with account balances	2009-01-01	564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	21

Financial Data on BARNEY'S, INC. RETIREMENT SAVINGS PLAN

Measure	Date	Value
2011 : BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,287,623
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,312,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,289,500
Expenses. Certain deemed distributions of participant loans	2011-12-31	$18,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,475,460
Value of total assets at end of year	2011-12-31	$45,376,349
Value of total assets at beginning of year	2011-12-31	$48,401,474
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,230
Total interest from all sources	2011-12-31	$113,410
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$668,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$668,321
Administrative expenses professional fees incurred	2011-12-31	$2,210
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,259,310
Participant contributions at end of year	2011-12-31	$1,779,598
Participant contributions at beginning of year	2011-12-31	$1,944,129
Participant contributions at end of year	2011-12-31	$16,650
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$216,150
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$15,051
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$3,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,025,125
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$45,376,349
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$48,401,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$34,992,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$33,869,844
Interest on participant loans	2011-12-31	$113,352
Value of interest in common/collective trusts at end of year	2011-12-31	$8,572,720
Value of interest in common/collective trusts at beginning of year	2011-12-31	$12,583,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$4,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$4,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$58
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-939,589
Net investment gain or loss from common/collective trusts	2011-12-31	$-29,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,289,500
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SPIELMAN KOENIGSBERG & PARKER, LLP
Accountancy firm EIN	2011-12-31	134942980
2010 : BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,748,289
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,776,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,734,263
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,802
Value of total corrective distributions	2010-12-31	$17,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,057,378
Value of total assets at end of year	2010-12-31	$36,257,361
Value of total assets at beginning of year	2010-12-31	$31,285,666
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,576
Total interest from all sources	2010-12-31	$25,125
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$597,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$597,104
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,210,564
Participant contributions at end of year	2010-12-31	$578,348
Participant contributions at beginning of year	2010-12-31	$538,682
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$102,134
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,787
Other income not declared elsewhere	2010-12-31	$800
Administrative expenses (other) incurred	2010-12-31	$19,576
Total non interest bearing cash at end of year	2010-12-31	$100
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,971,695
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$36,257,361
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$31,285,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$30,421,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$25,320,260
Interest on participant loans	2010-12-31	$25,120
Value of interest in common/collective trusts at end of year	2010-12-31	$5,230,628
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,228,441
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$27,144
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$56,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$56,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,596,421
Net investment gain or loss from common/collective trusts	2010-12-31	$471,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$842,027
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$39,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,734,263
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SPIELMAN KOENINGSBERG & PARKER, LLP
Accountancy firm EIN	2010-12-31	133367751
2009 : BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BARNEY'S, INC. RETIREMENT SAVINGS PLAN

2011: BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BARNEY'S, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SPIELMAN KOENIGSBERG & PARKER, LLP
Employer identification number (EIN):	133367751
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1995-01-05
Company Identification Number:	1882152
Legal Registered Office Address:	1675 BROADWAY 20TH FL NEW YORK United States of America (USA) 10019