?>
Logo

PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 401k Plan overview

Plan NamePENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES
Plan identification number 216

PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WALTER ENERGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:WALTER ENERGY, INC.
Employer identification number (EIN):133429953
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
2162016-01-01
2162015-01-01
2162014-01-01KELLI GANT
2162013-01-01KELLI GANT
2162012-01-01KELLI GANT
2162011-01-01KELLI GANT
2162009-01-01KELLI GANT KELLI GANT2010-10-15

Plan Statistics for PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES

401k plan membership statisitcs for PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES

Measure Date Value
2016: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2016 401k membership
Market value of plan assets2016-09-301
Acturial value of plan assets2016-09-301
Funding target for retired participants and beneficiaries receiving payment2016-09-300
Number of terminated vested participants2016-09-300
Fundng target for terminated vested participants2016-09-300
Active participant vested funding target2016-09-300
Number of active participants2016-09-300
Total funding liabilities for active participants2016-09-300
Total participant count2016-09-300
Total funding target for all participants2016-09-300
Balance at beginning of prior year after applicable adjustments2016-09-300
Prefunding balance at beginning of prior year after applicable adjustments2016-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2016-09-300
Prefunding balanced used to offset prior years funding requirement2016-09-300
Present value of excess contributions2016-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-09-300
Reductions in caryover balances due to elections or deemed elections2016-09-300
Reductions in prefunding balances due to elections or deemed elections2016-09-300
Balance of carryovers at beginning of current year2016-09-300
Balance of prefunding at beginning of current year2016-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2016-09-300
Contributions made to avoid restrictions adjusted to valuation date2016-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-09-300
Remaining amount of unpaid minimum required contributions2016-09-300
Unpaid minimum required contributions for current year2016-09-300
Total participants, beginning-of-year2016-01-012,208
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Total participants2016-01-010
2015: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2015 401k membership
Total participants, beginning-of-year2015-01-012,208
Total number of active participants reported on line 7a of the Form 55002015-01-01503
Number of retired or separated participants receiving benefits2015-01-011,080
Number of other retired or separated participants entitled to future benefits2015-01-01372
Total of all active and inactive participants2015-01-011,955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01253
Total participants2015-01-012,208
2014: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2014 401k membership
Total participants, beginning-of-year2014-01-012,712
Total number of active participants reported on line 7a of the Form 55002014-01-01503
Number of retired or separated participants receiving benefits2014-01-011,080
Number of other retired or separated participants entitled to future benefits2014-01-01372
Total of all active and inactive participants2014-01-011,955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01253
Total participants2014-01-012,208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2013 401k membership
Total participants, beginning-of-year2013-01-012,735
Total number of active participants reported on line 7a of the Form 55002013-01-01568
Number of retired or separated participants receiving benefits2013-01-011,024
Number of other retired or separated participants entitled to future benefits2013-01-01866
Total of all active and inactive participants2013-01-012,458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01254
Total participants2013-01-012,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0136
2012: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2012 401k membership
Total participants, beginning-of-year2012-01-012,724
Total number of active participants reported on line 7a of the Form 55002012-01-01612
Number of retired or separated participants receiving benefits2012-01-011,007
Number of other retired or separated participants entitled to future benefits2012-01-01868
Total of all active and inactive participants2012-01-012,487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01248
Total participants2012-01-012,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115
2011: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2011 401k membership
Total participants, beginning-of-year2011-01-012,623
Total number of active participants reported on line 7a of the Form 55002011-01-01572
Number of retired or separated participants receiving benefits2011-01-01990
Number of other retired or separated participants entitled to future benefits2011-01-01916
Total of all active and inactive participants2011-01-012,478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01246
Total participants2011-01-012,724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2009 401k membership
Total participants, beginning-of-year2009-01-012,636
Total number of active participants reported on line 7a of the Form 55002009-01-01463
Number of retired or separated participants receiving benefits2009-01-01942
Number of other retired or separated participants entitled to future benefits2009-01-01983
Total of all active and inactive participants2009-01-012,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01230
Total participants2009-01-012,618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES

Measure Date Value
2016 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2016 401k financial data
Total transfer of assets from this plan2016-09-30$197,139,078
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$1,604,675
Total of all expenses incurred2016-09-30$5,614,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$5,504,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$0
Value of total assets at end of year2016-09-30$0
Value of total assets at beginning of year2016-09-30$201,148,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$109,975
Total interest from all sources2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$10,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$0
Administrative expenses (other) incurred2016-09-30$22,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$-4,009,519
Value of net assets at end of year (total assets less liabilities)2016-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$201,148,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$51,872
Value of interest in master investment trust accounts at end of year2016-09-30$0
Value of interest in master investment trust accounts at beginning of year2016-09-30$201,148,597
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$5,504,219
Contract administrator fees2016-09-30$35,921
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-09-30No
Liabilities. Value of benefit claims payable at end of year2016-09-30$0
Did the plan have assets held for investment2016-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30SEE ATTACHMENT
Accountancy firm EIN2016-09-30131234567
2015 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-846,756
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$14,227,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,175,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$201,148,597
Value of total assets at beginning of year2015-12-31$216,222,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,052,602
Total interest from all sources2015-12-31$36
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$356,757
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$11
Administrative expenses (other) incurred2015-12-31$508,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-15,074,398
Value of net assets at end of year (total assets less liabilities)2015-12-31$201,148,597
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$216,222,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$187,563
Value of interest in master investment trust accounts at end of year2015-12-31$201,148,597
Value of interest in master investment trust accounts at beginning of year2015-12-31$215,268,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$954,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$954,039
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$36
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,175,040
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCGLADREY LLP
Accountancy firm EIN2015-12-31420714325
2014 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$13,471,481
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$26,890,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,027,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$216,222,995
Value of total assets at beginning of year2014-12-31$229,642,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$863,387
Total interest from all sources2014-12-31$12
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$499,881
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$11
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1
Administrative expenses (other) incurred2014-12-31$235,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-13,419,132
Value of net assets at end of year (total assets less liabilities)2014-12-31$216,222,995
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$229,642,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$128,337
Value of interest in master investment trust accounts at end of year2014-12-31$215,268,945
Value of interest in master investment trust accounts at beginning of year2014-12-31$229,611,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$954,039
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$30,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$30,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$12
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$26,027,226
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$32,647,568
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$10,333,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,644,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$229,642,127
Value of total assets at beginning of year2013-12-31$207,328,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$689,353
Total interest from all sources2013-12-31$34
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$72
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$72
Administrative expenses professional fees incurred2013-12-31$278,193
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$6
Administrative expenses (other) incurred2013-12-31$345,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$22,314,111
Value of net assets at end of year (total assets less liabilities)2013-12-31$229,642,127
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$207,328,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$65,483
Value of interest in master investment trust accounts at end of year2013-12-31$229,611,746
Value of interest in master investment trust accounts at beginning of year2013-12-31$207,264,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$30,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$63,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$63,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$34
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$0
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,644,104
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SELLER RICHARDSON HOLMAN & WEST LLP
Accountancy firm EIN2013-12-31262732677
2012 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$25,995,576
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$9,824,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$9,228,420
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$207,328,016
Value of total assets at beginning of year2012-12-31$191,156,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$595,737
Total interest from all sources2012-12-31$228
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$372
Administrative expenses professional fees incurred2012-12-31$210,298
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$-1,193
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$6
Administrative expenses (other) incurred2012-12-31$247,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,171,419
Value of net assets at end of year (total assets less liabilities)2012-12-31$207,328,016
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$191,156,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$137,571
Value of interest in master investment trust accounts at end of year2012-12-31$207,264,604
Value of interest in master investment trust accounts at beginning of year2012-12-31$179,456,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$63,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$11,700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,229,613
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$22,271,525
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,188,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,893,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$21,000,000
Value of total assets at end of year2011-12-31$191,156,597
Value of total assets at beginning of year2011-12-31$178,073,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$294,346
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$123,478
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$92,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$13,083,182
Value of net assets at end of year (total assets less liabilities)2011-12-31$191,156,597
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$178,073,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$77,956
Value of interest in master investment trust accounts at end of year2011-12-31$179,456,597
Value of interest in master investment trust accounts at beginning of year2011-12-31$168,313,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$21,000,000
Employer contributions (assets) at end of year2011-12-31$11,700,000
Employer contributions (assets) at beginning of year2011-12-31$9,759,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,893,997
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$35,925,299
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$8,520,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,093,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$16,739,820
Value of total assets at end of year2010-12-31$178,073,415
Value of total assets at beginning of year2010-12-31$150,668,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$426,665
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$57,897
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$163,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$27,404,823
Value of net assets at end of year (total assets less liabilities)2010-12-31$178,073,415
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$150,668,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$204,799
Value of interest in master investment trust accounts at end of year2010-12-31$168,313,460
Value of interest in master investment trust accounts at beginning of year2010-12-31$139,793,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$16,739,820
Employer contributions (assets) at end of year2010-12-31$9,759,955
Employer contributions (assets) at beginning of year2010-12-31$10,874,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,093,811
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680
2009 : PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES

2016: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN FOR SALARIED EMPLOYEES OF WALTER ENERGY INC. SUBSIDIARIES, DIVISIONS, AND AFFILIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3