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Plan Name | AKF SAVINGS AND INVESTMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | AKF GROUP LLC |
Employer identification number (EIN): | 133496488 |
NAIC Classification: | 541330 |
NAIC Description: | Engineering Services |
Additional information about AKF GROUP LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 2006-12-22 |
Company Identification Number: | 3453101 |
Legal Registered Office Address: |
80 STATE STREET New York ALBANY United States of America (USA) 12207 |
More information about AKF GROUP LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2011-01-01 | BARBARA BETH MOORE | |||
001 | 2010-01-01 | BARBARA BETH MOORE | BARBARA BETH MOORE | 2011-10-14 | |
001 | 2009-01-01 | BARBARA BETH MOORE | |||
001 | 2009-01-01 | BARBARA BETH MOORE |
Measure | Date | Value |
---|---|---|
2011: AKF SAVINGS AND INVESTMENT PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 452 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 322 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 129 |
Total of all active and inactive participants | 2011-01-01 | 454 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 454 |
Number of participants with account balances | 2011-01-01 | 395 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 7 |
2010: AKF SAVINGS AND INVESTMENT PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 423 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 325 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 127 |
Total of all active and inactive participants | 2010-01-01 | 452 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 452 |
Number of participants with account balances | 2010-01-01 | 396 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
2009: AKF SAVINGS AND INVESTMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 455 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 292 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 128 |
Total of all active and inactive participants | 2009-01-01 | 423 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 423 |
Number of participants with account balances | 2009-01-01 | 389 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : AKF SAVINGS AND INVESTMENT PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,241,086 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,848,406 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,767,049 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $24,744 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,682,297 |
Value of total assets at end of year | 2011-12-31 | $25,329,782 |
Value of total assets at beginning of year | 2011-12-31 | $25,935,302 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $56,613 |
Total interest from all sources | 2011-12-31 | $17,579 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,264,641 |
Participant contributions at end of year | 2011-12-31 | $576,382 |
Participant contributions at beginning of year | 2011-12-31 | $582,498 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $417,656 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $880 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,800 |
Other income not declared elsewhere | 2011-12-31 | $137,068 |
Administrative expenses (other) incurred | 2011-12-31 | $51,271 |
Total non interest bearing cash at end of year | 2011-12-31 | $33,747 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-607,320 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $25,327,982 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $25,935,302 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $20,933,437 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $22,175,803 |
Interest on participant loans | 2011-12-31 | $19,603 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,192,507 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,172,504 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,172,504 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $-2,024 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,592,829 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,004,497 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,595,858 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,767,049 |
Contract administrator fees | 2011-12-31 | $5,342 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FRIEDMAN, LLP |
Accountancy firm EIN | 2011-12-31 | 131610809 |
2010 : AKF SAVINGS AND INVESTMENT PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,500 |
Total income from all sources (including contributions) | 2010-12-31 | $4,901,869 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,682,723 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,530,011 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $99,120 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,251,303 |
Value of total assets at end of year | 2010-12-31 | $25,935,302 |
Value of total assets at beginning of year | 2010-12-31 | $22,721,656 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $53,592 |
Total interest from all sources | 2010-12-31 | $35,350 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,151,126 |
Participant contributions at end of year | 2010-12-31 | $582,498 |
Participant contributions at beginning of year | 2010-12-31 | $598,947 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $100,177 |
Other income not declared elsewhere | 2010-12-31 | $140,509 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,219,146 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $25,935,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $22,716,156 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $48,633 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $22,175,803 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $19,053,807 |
Interest on participant loans | 2010-12-31 | $21,210 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,172,504 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,289,675 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,289,675 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $14,140 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,004,497 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $1,779,227 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,474,707 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,530,011 |
Contract administrator fees | 2010-12-31 | $4,959 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $5,500 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | FRIEDMAN, LLP |
Accountancy firm EIN | 2010-12-31 | 131610809 |
2009 : AKF SAVINGS AND INVESTMENT PLAN 2009 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2009-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-12-31 | $5,500 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-12-31 | $0 |
Total income from all sources (including contributions) | 2009-12-31 | $7,496,305 |
Total loss/gain on sale of assets | 2009-12-31 | $0 |
Total of all expenses incurred | 2009-12-31 | $1,251,050 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-12-31 | $1,162,407 |
Expenses. Certain deemed distributions of participant loans | 2009-12-31 | $33,558 |
Value of total corrective distributions | 2009-12-31 | $5,500 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-12-31 | $2,279,338 |
Value of total assets at end of year | 2009-12-31 | $22,721,656 |
Value of total assets at beginning of year | 2009-12-31 | $16,470,901 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-12-31 | $49,585 |
Total interest from all sources | 2009-12-31 | $32,326 |
Total dividends received (eg from common stock, registered investment company shares) | 2009-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2009-12-31 | No |
Was this plan covered by a fidelity bond | 2009-12-31 | Yes |
Value of fidelity bond cover | 2009-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2009-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2009-12-31 | No |
Contributions received from participants | 2009-12-31 | $2,097,322 |
Participant contributions at end of year | 2009-12-31 | $598,947 |
Participant contributions at beginning of year | 2009-12-31 | $580,596 |
Participant contributions at end of year | 2009-12-31 | $0 |
Participant contributions at beginning of year | 2009-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2009-12-31 | $182,016 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2009-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2009-12-31 | $0 |
Other income not declared elsewhere | 2009-12-31 | $34,980 |
Administrative expenses (other) incurred | 2009-12-31 | $49,585 |
Total non interest bearing cash at end of year | 2009-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2009-12-31 | $155,930 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-12-31 | No |
Value of net income/loss | 2009-12-31 | $6,245,255 |
Value of net assets at end of year (total assets less liabilities) | 2009-12-31 | $22,716,156 |
Value of net assets at beginning of year (total assets less liabilities) | 2009-12-31 | $16,470,901 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2009-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2009-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2009-12-31 | $19,053,807 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2009-12-31 | $12,476,506 |
Interest on participant loans | 2009-12-31 | $31,600 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2009-12-31 | $1,289,675 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2009-12-31 | $1,602,084 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2009-12-31 | $1,602,084 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2009-12-31 | $726 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2009-12-31 | $1,779,227 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2009-12-31 | $1,651,700 |
Asset value of US Government securities at end of year | 2009-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2009-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2009-12-31 | $5,149,661 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2009-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2009-12-31 | No |
Contributions received in cash from employer | 2009-12-31 | $0 |
Employer contributions (assets) at end of year | 2009-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2009-12-31 | $4,085 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2009-12-31 | $1,162,407 |
Liabilities. Value of benefit claims payable at end of year | 2009-12-31 | $5,500 |
Liabilities. Value of benefit claims payable at beginning of year | 2009-12-31 | $0 |
Did the plan have assets held for investment | 2009-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2009-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2009-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2009-12-31 | Disclaimer |
Accountancy firm name | 2009-12-31 | FRIEDMAN, LLP |
Accountancy firm EIN | 2009-12-31 | 131610809 |
2011: AKF SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: AKF SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Insurance | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement – Insurance | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: AKF SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |