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JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameJAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN
Plan identification number 001

JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES S. MITCHELL & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JAMES S. MITCHELL & SONS, INC.
Employer identification number (EIN):133631777
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about JAMES S. MITCHELL & SONS, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1991-01-03
Company Identification Number: 1499048
Legal Registered Office Address: 347 W. 36TH ST. SUITE 903
New York
NEW YORK
United States of America (USA)
10018

More information about JAMES S. MITCHELL & SONS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-03-01JAMES P. MITCHELL
0012015-03-01JAMES P. MITCHELL
0012014-03-01JAMES P. MITCHELL
0012013-03-01JAMES P. MITCHELL
0012012-03-01JAMES P. MITCHELL
0012011-03-01JAMES P. MITCHELL
0012010-03-01JAMES P. MITCHELL
0012009-03-01JAMES P. MITCHELL

Plan Statistics for JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN

Measure Date Value
2016: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-03-015
Total number of active participants reported on line 7a of the Form 55002016-03-010
Number of retired or separated participants receiving benefits2016-03-010
Number of other retired or separated participants entitled to future benefits2016-03-010
Total of all active and inactive participants2016-03-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-03-010
Total participants2016-03-010
Number of participants with account balances2016-03-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-03-010
2015: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-03-015
Total number of active participants reported on line 7a of the Form 55002015-03-014
Number of retired or separated participants receiving benefits2015-03-010
Number of other retired or separated participants entitled to future benefits2015-03-011
Total of all active and inactive participants2015-03-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-03-010
Total participants2015-03-015
Number of participants with account balances2015-03-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-03-010
2014: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-03-0110
Total number of active participants reported on line 7a of the Form 55002014-03-014
Number of retired or separated participants receiving benefits2014-03-010
Number of other retired or separated participants entitled to future benefits2014-03-011
Total of all active and inactive participants2014-03-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-03-010
Total participants2014-03-015
Number of participants with account balances2014-03-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-03-010
2013: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-0110
Total number of active participants reported on line 7a of the Form 55002013-03-0110
Number of retired or separated participants receiving benefits2013-03-010
Number of other retired or separated participants entitled to future benefits2013-03-010
Total of all active and inactive participants2013-03-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-010
Total participants2013-03-0110
Number of participants with account balances2013-03-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-010
2012: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-015
Total number of active participants reported on line 7a of the Form 55002012-03-015
Number of retired or separated participants receiving benefits2012-03-010
Number of other retired or separated participants entitled to future benefits2012-03-010
Total of all active and inactive participants2012-03-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-03-010
Total participants2012-03-015
Number of participants with account balances2012-03-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-03-010
2011: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-015
Total number of active participants reported on line 7a of the Form 55002011-03-015
Number of retired or separated participants receiving benefits2011-03-010
Number of other retired or separated participants entitled to future benefits2011-03-010
Total of all active and inactive participants2011-03-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-010
Total participants2011-03-015
Number of participants with account balances2011-03-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-010
2010: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-03-015
Total number of active participants reported on line 7a of the Form 55002010-03-015
Number of retired or separated participants receiving benefits2010-03-010
Number of other retired or separated participants entitled to future benefits2010-03-010
Total of all active and inactive participants2010-03-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-03-010
Total participants2010-03-015
Number of participants with account balances2010-03-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-03-010
2009: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-015
Total number of active participants reported on line 7a of the Form 55002009-03-015
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-010
Total of all active and inactive participants2009-03-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-015
Number of participants with account balances2009-03-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-010

Financial Data on JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN

Measure Date Value
2016 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-11-07$0
Total plan liabilities at end of year2016-11-07$0
Total plan liabilities at beginning of year2016-11-07$0
Total income from all sources2016-11-07$76,088
Expenses. Total of all expenses incurred2016-11-07$1,005,849
Benefits paid (including direct rollovers)2016-11-07$1,005,849
Total plan assets at end of year2016-11-07$0
Total plan assets at beginning of year2016-11-07$929,761
Value of fidelity bond covering the plan2016-11-07$260,000
Total contributions received or receivable from participants2016-11-07$0
Expenses. Other expenses not covered elsewhere2016-11-07$0
Contributions received from other sources (not participants or employers)2016-11-07$0
Other income received2016-11-07$76,088
Noncash contributions received2016-11-07$0
Net income (gross income less expenses)2016-11-07$-929,761
Net plan assets at end of year (total assets less liabilities)2016-11-07$0
Net plan assets at beginning of year (total assets less liabilities)2016-11-07$929,761
Total contributions received or receivable from employer(s)2016-11-07$0
Value of certain deemed distributions of participant loans2016-11-07$0
Value of corrective distributions2016-11-07$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-11-07$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-07$0
Total plan liabilities at end of year2016-02-29$0
Total plan liabilities at beginning of year2016-02-29$0
Total income from all sources2016-02-29$-44,437
Expenses. Total of all expenses incurred2016-02-29$160
Benefits paid (including direct rollovers)2016-02-29$0
Total plan assets at end of year2016-02-29$929,761
Total plan assets at beginning of year2016-02-29$974,358
Value of fidelity bond covering the plan2016-02-29$260,000
Total contributions received or receivable from participants2016-02-29$0
Expenses. Other expenses not covered elsewhere2016-02-29$0
Contributions received from other sources (not participants or employers)2016-02-29$0
Other income received2016-02-29$-44,437
Noncash contributions received2016-02-29$0
Net income (gross income less expenses)2016-02-29$-44,597
Net plan assets at end of year (total assets less liabilities)2016-02-29$929,761
Net plan assets at beginning of year (total assets less liabilities)2016-02-29$974,358
Total contributions received or receivable from employer(s)2016-02-29$0
Value of certain deemed distributions of participant loans2016-02-29$0
Value of corrective distributions2016-02-29$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-02-29$160
2015 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-02-28$0
Total plan liabilities at beginning of year2015-02-28$0
Total income from all sources2015-02-28$54,263
Expenses. Total of all expenses incurred2015-02-28$240
Benefits paid (including direct rollovers)2015-02-28$0
Total plan assets at end of year2015-02-28$974,358
Total plan assets at beginning of year2015-02-28$920,335
Value of fidelity bond covering the plan2015-02-28$260,000
Total contributions received or receivable from participants2015-02-28$0
Expenses. Other expenses not covered elsewhere2015-02-28$0
Contributions received from other sources (not participants or employers)2015-02-28$0
Other income received2015-02-28$54,263
Noncash contributions received2015-02-28$0
Net income (gross income less expenses)2015-02-28$54,023
Net plan assets at end of year (total assets less liabilities)2015-02-28$974,358
Net plan assets at beginning of year (total assets less liabilities)2015-02-28$920,335
Total contributions received or receivable from employer(s)2015-02-28$0
Value of certain deemed distributions of participant loans2015-02-28$0
Value of corrective distributions2015-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-02-28$240
2014 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-02-28$0
Total plan liabilities at end of year2014-02-28$0
Total plan liabilities at beginning of year2014-02-28$0
Total income from all sources2014-02-28$95,211
Expenses. Total of all expenses incurred2014-02-28$80
Benefits paid (including direct rollovers)2014-02-28$0
Total plan assets at end of year2014-02-28$920,335
Total plan assets at beginning of year2014-02-28$825,204
Value of fidelity bond covering the plan2014-02-28$260,000
Total contributions received or receivable from participants2014-02-28$0
Expenses. Other expenses not covered elsewhere2014-02-28$80
Contributions received from other sources (not participants or employers)2014-02-28$0
Other income received2014-02-28$95,211
Noncash contributions received2014-02-28$0
Net income (gross income less expenses)2014-02-28$95,131
Net plan assets at end of year (total assets less liabilities)2014-02-28$920,335
Net plan assets at beginning of year (total assets less liabilities)2014-02-28$825,204
Total contributions received or receivable from employer(s)2014-02-28$0
Value of certain deemed distributions of participant loans2014-02-28$0
Value of corrective distributions2014-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-02-28$0
2013 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-02-28$0
Total plan liabilities at end of year2013-02-28$0
Total plan liabilities at beginning of year2013-02-28$0
Total income from all sources2013-02-28$42,561
Expenses. Total of all expenses incurred2013-02-28$72,121
Benefits paid (including direct rollovers)2013-02-28$71,775
Total plan assets at end of year2013-02-28$825,204
Total plan assets at beginning of year2013-02-28$854,764
Value of fidelity bond covering the plan2013-02-28$260,000
Total contributions received or receivable from participants2013-02-28$0
Expenses. Other expenses not covered elsewhere2013-02-28$346
Contributions received from other sources (not participants or employers)2013-02-28$0
Other income received2013-02-28$42,561
Noncash contributions received2013-02-28$0
Net income (gross income less expenses)2013-02-28$-29,560
Net plan assets at end of year (total assets less liabilities)2013-02-28$825,204
Net plan assets at beginning of year (total assets less liabilities)2013-02-28$854,764
Total contributions received or receivable from employer(s)2013-02-28$0
Value of certain deemed distributions of participant loans2013-02-28$0
Value of corrective distributions2013-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-02-28$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-02-28$0
2012 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-02-29$0
Total plan liabilities at end of year2012-02-29$0
Total plan liabilities at beginning of year2012-02-29$0
Total income from all sources2012-02-29$7,254
Expenses. Total of all expenses incurred2012-02-29$371
Benefits paid (including direct rollovers)2012-02-29$0
Total plan assets at end of year2012-02-29$854,764
Total plan assets at beginning of year2012-02-29$847,881
Value of fidelity bond covering the plan2012-02-29$260,000
Total contributions received or receivable from participants2012-02-29$0
Expenses. Other expenses not covered elsewhere2012-02-29$371
Contributions received from other sources (not participants or employers)2012-02-29$0
Other income received2012-02-29$7,254
Noncash contributions received2012-02-29$0
Net income (gross income less expenses)2012-02-29$6,883
Net plan assets at end of year (total assets less liabilities)2012-02-29$854,764
Net plan assets at beginning of year (total assets less liabilities)2012-02-29$847,881
Total contributions received or receivable from employer(s)2012-02-29$0
Value of certain deemed distributions of participant loans2012-02-29$0
Value of corrective distributions2012-02-29$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-02-29$0
2011 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-02-28$0
Total plan liabilities at end of year2011-02-28$0
Total plan liabilities at beginning of year2011-02-28$0
Total income from all sources2011-02-28$91,838
Expenses. Total of all expenses incurred2011-02-28$344
Benefits paid (including direct rollovers)2011-02-28$0
Total plan assets at end of year2011-02-28$847,881
Total plan assets at beginning of year2011-02-28$756,387
Value of fidelity bond covering the plan2011-02-28$260,000
Total contributions received or receivable from participants2011-02-28$0
Expenses. Other expenses not covered elsewhere2011-02-28$344
Contributions received from other sources (not participants or employers)2011-02-28$0
Other income received2011-02-28$91,838
Noncash contributions received2011-02-28$0
Net income (gross income less expenses)2011-02-28$91,494
Net plan assets at end of year (total assets less liabilities)2011-02-28$847,881
Net plan assets at beginning of year (total assets less liabilities)2011-02-28$756,387
Total contributions received or receivable from employer(s)2011-02-28$0
Value of certain deemed distributions of participant loans2011-02-28$0
Value of corrective distributions2011-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-02-28$0
2010 : JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-02-28$0

Form 5500 Responses for JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN

2016: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-03-01Type of plan entitySingle employer plan
2016-03-01Submission has been amendedNo
2016-03-01This submission is the final filingYes
2016-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-03-01Plan is a collectively bargained planNo
2016-03-01Plan funding arrangement – TrustYes
2016-03-01Plan benefit arrangement - TrustYes
2015: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-03-01Type of plan entitySingle employer plan
2015-03-01Submission has been amendedNo
2015-03-01This submission is the final filingNo
2015-03-01This return/report is a short plan year return/report (less than 12 months)No
2015-03-01Plan is a collectively bargained planNo
2015-03-01Plan funding arrangement – TrustYes
2015-03-01Plan benefit arrangement - TrustYes
2014: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01Type of plan entitySingle employer plan
2014-03-01Submission has been amendedNo
2014-03-01This submission is the final filingNo
2014-03-01This return/report is a short plan year return/report (less than 12 months)No
2014-03-01Plan is a collectively bargained planNo
2014-03-01Plan funding arrangement – TrustYes
2014-03-01Plan benefit arrangement - TrustYes
2013: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement - TrustYes
2012: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement - TrustYes
2011: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedYes
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement - TrustYes
2010: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-03-01Type of plan entitySingle employer plan
2010-03-01Submission has been amendedNo
2010-03-01This submission is the final filingNo
2010-03-01This return/report is a short plan year return/report (less than 12 months)No
2010-03-01Plan is a collectively bargained planNo
2010-03-01Plan funding arrangement – TrustYes
2010-03-01Plan benefit arrangement - TrustYes
2009: JAMES S. MITCHELL & SONS, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement - TrustYes

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