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Plan Name | D. E. SHAW & CO. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | D. E. SHAW & CO., L.P. |
Employer identification number (EIN): | 133695715 |
NAIC Classification: | 523900 |
Additional information about D. E. SHAW & CO., L.P.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2008-07-02 |
Company Identification Number: | 0801000135 |
Legal Registered Office Address: |
1166 AVENUE OF THE AMERICAS FL 9 NEW YORK United States of America (USA) 10036 |
More information about D. E. SHAW & CO., L.P.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | JENNIFER BLITSTEIN | YOAV CITRON | 2018-10-12 | |
001 | 2017-01-01 | JENNIFER BLITSTEIN | |||
001 | 2016-01-01 | JENNIFER BLITSTEIN | YOAV CITRON | 2017-10-11 | |
001 | 2015-01-01 | KAREN PURTELL-FREITAS | YOAV CITRON | 2016-10-14 | |
001 | 2014-01-01 | KAREN PURTELL-FREITAS | YOAV CITRON | 2015-10-15 | |
001 | 2013-01-01 | KAREN PURTELL-FREITAS | YOAV CITRON | 2014-10-14 | |
001 | 2012-01-01 | KAREN PURTELL-FREITAS | AVI ABERGEL | 2013-10-14 | |
001 | 2011-01-01 | ELLEN M. ANTHONY | AVI ABERGEL | 2012-10-04 | |
001 | 2010-01-01 | ELLEN M. ANTHONY | AVI ABERGEL | 2011-10-10 | |
001 | 2009-01-01 | ELLEN M. ANTHONY | ELIOT GOLDBERG | 2010-10-14 | |
001 | 2009-01-01 | ELIOT GOLDBERG | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2022: D. E. SHAW & CO. 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 1,597 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1,101 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 678 |
Total of all active and inactive participants | 2022-01-01 | 1,780 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 1 |
Total participants | 2022-01-01 | 1,781 |
Number of participants with account balances | 2022-01-01 | 1,767 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 72 |
2021: D. E. SHAW & CO. 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 1,475 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 974 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 620 |
Total of all active and inactive participants | 2021-01-01 | 1,595 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 2 |
Total participants | 2021-01-01 | 1,597 |
Number of participants with account balances | 2021-01-01 | 1,590 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 62 |
2020: D. E. SHAW & CO. 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 1,390 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 904 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 569 |
Total of all active and inactive participants | 2020-01-01 | 1,474 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 1,475 |
Number of participants with account balances | 2020-01-01 | 1,465 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 56 |
2019: D. E. SHAW & CO. 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 1,311 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 836 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 553 |
Total of all active and inactive participants | 2019-01-01 | 1,390 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 1,390 |
Number of participants with account balances | 2019-01-01 | 1,381 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 50 |
2018: D. E. SHAW & CO. 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 1,231 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 783 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 527 |
Total of all active and inactive participants | 2018-01-01 | 1,311 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 1,311 |
Number of participants with account balances | 2018-01-01 | 1,301 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 49 |
2017: D. E. SHAW & CO. 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 1,157 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 729 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 501 |
Total of all active and inactive participants | 2017-01-01 | 1,231 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 1,231 |
Number of participants with account balances | 2017-01-01 | 1,221 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 55 |
2016: D. E. SHAW & CO. 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 1,086 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 684 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 473 |
Total of all active and inactive participants | 2016-01-01 | 1,157 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 1,157 |
Number of participants with account balances | 2016-01-01 | 1,150 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 46 |
2015: D. E. SHAW & CO. 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 1,046 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 628 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 458 |
Total of all active and inactive participants | 2015-01-01 | 1,086 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 1,086 |
Number of participants with account balances | 2015-01-01 | 1,052 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 25 |
2014: D. E. SHAW & CO. 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 959 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 574 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 472 |
Total of all active and inactive participants | 2014-01-01 | 1,046 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 1,046 |
Number of participants with account balances | 2014-01-01 | 1,007 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 16 |
2013: D. E. SHAW & CO. 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 970 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 540 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 419 |
Total of all active and inactive participants | 2013-01-01 | 959 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 959 |
Number of participants with account balances | 2013-01-01 | 915 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 21 |
2012: D. E. SHAW & CO. 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 981 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 541 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 429 |
Total of all active and inactive participants | 2012-01-01 | 970 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 970 |
Number of participants with account balances | 2012-01-01 | 918 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 30 |
2011: D. E. SHAW & CO. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,047 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 575 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 406 |
Total of all active and inactive participants | 2011-01-01 | 981 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 981 |
Number of participants with account balances | 2011-01-01 | 937 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 38 |
2010: D. E. SHAW & CO. 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 1,078 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 674 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 373 |
Total of all active and inactive participants | 2010-01-01 | 1,047 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 1,047 |
Number of participants with account balances | 2010-01-01 | 972 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 95 |
2009: D. E. SHAW & CO. 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,154 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 836 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 242 |
Total of all active and inactive participants | 2009-01-01 | 1,078 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 1,078 |
Number of participants with account balances | 2009-01-01 | 982 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 65 |
Measure | Date | Value |
---|---|---|
2022 : D. E. SHAW & CO. 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-49,870,409 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $8,595,161 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $8,459,219 |
Value of total corrective distributions | 2022-12-31 | $119,112 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $40,835,215 |
Value of total assets at end of year | 2022-12-31 | $463,560,980 |
Value of total assets at beginning of year | 2022-12-31 | $522,026,550 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $16,830 |
Total interest from all sources | 2022-12-31 | $42,612 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $13,997,692 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $13,997,692 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $28,317,799 |
Participant contributions at end of year | 2022-12-31 | $908,420 |
Participant contributions at beginning of year | 2022-12-31 | $1,109,195 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $4,147,269 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $3,439 |
Other income not declared elsewhere | 2022-12-31 | $8,758 |
Administrative expenses (other) incurred | 2022-12-31 | $16,830 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-58,465,570 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $463,560,980 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $522,026,550 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $462,652,560 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $520,917,355 |
Interest on participant loans | 2022-12-31 | $42,612 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-104,754,686 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $8,370,147 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $8,455,780 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2022-12-31 | 346565596 |
2021 : D. E. SHAW & CO. 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $113,505,613 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $13,025,880 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $12,998,256 |
Value of total corrective distributions | 2021-12-31 | $15,148 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $35,123,986 |
Value of total assets at end of year | 2021-12-31 | $522,026,550 |
Value of total assets at beginning of year | 2021-12-31 | $421,546,817 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $12,476 |
Total interest from all sources | 2021-12-31 | $46,392 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $13,728,399 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $13,728,399 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $24,663,418 |
Participant contributions at end of year | 2021-12-31 | $1,109,195 |
Participant contributions at beginning of year | 2021-12-31 | $914,177 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,637,610 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $5,860 |
Other income not declared elsewhere | 2021-12-31 | $137,978 |
Administrative expenses (other) incurred | 2021-12-31 | $12,476 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $100,479,733 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $522,026,550 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $421,546,817 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $520,917,355 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $420,448,397 |
Interest on participant loans | 2021-12-31 | $46,392 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $64,468,858 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $7,822,958 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $184,243 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $12,992,396 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2021-12-31 | 346565596 |
2020 : D. E. SHAW & CO. 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $79,396,590 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $10,406,622 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $10,400,766 |
Value of total corrective distributions | 2020-12-31 | $1,523 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $29,998,418 |
Value of total assets at end of year | 2020-12-31 | $421,546,817 |
Value of total assets at beginning of year | 2020-12-31 | $352,556,849 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $4,333 |
Total interest from all sources | 2020-12-31 | $51,111 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $8,604,204 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $8,604,204 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $21,613,493 |
Participant contributions at end of year | 2020-12-31 | $914,177 |
Participant contributions at beginning of year | 2020-12-31 | $1,100,637 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,450,576 |
Other income not declared elsewhere | 2020-12-31 | $2,805 |
Administrative expenses (other) incurred | 2020-12-31 | $4,333 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $68,989,968 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $421,546,817 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $352,556,849 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $420,448,397 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $351,295,782 |
Interest on participant loans | 2020-12-31 | $51,111 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $40,740,052 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $6,934,349 |
Employer contributions (assets) at end of year | 2020-12-31 | $184,243 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $160,430 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $10,400,766 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2020-12-31 | 346565596 |
2019 : D. E. SHAW & CO. 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $93,829,083 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $7,040,536 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $7,009,226 |
Value of total corrective distributions | 2019-12-31 | $30,535 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $26,923,836 |
Value of total assets at end of year | 2019-12-31 | $352,556,849 |
Value of total assets at beginning of year | 2019-12-31 | $265,768,302 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $775 |
Total interest from all sources | 2019-12-31 | $48,925 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $8,338,059 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $8,338,059 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $19,308,649 |
Participant contributions at end of year | 2019-12-31 | $1,100,637 |
Participant contributions at beginning of year | 2019-12-31 | $943,593 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,057,792 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $227 |
Other income not declared elsewhere | 2019-12-31 | $23,728 |
Administrative expenses (other) incurred | 2019-12-31 | $775 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $86,788,547 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $352,556,849 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $265,768,302 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $351,295,782 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $264,528,833 |
Interest on participant loans | 2019-12-31 | $48,925 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $58,494,535 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $6,557,395 |
Employer contributions (assets) at end of year | 2019-12-31 | $160,430 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $295,876 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,008,999 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2019-12-31 | 346565596 |
2018 : D. E. SHAW & CO. 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $6,521,704 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,848,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,831,582 |
Value of total corrective distributions | 2018-12-31 | $15,737 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $25,585,784 |
Value of total assets at end of year | 2018-12-31 | $265,768,302 |
Value of total assets at beginning of year | 2018-12-31 | $265,094,767 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $850 |
Total interest from all sources | 2018-12-31 | $39,616 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $6,404,123 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $6,404,123 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $17,356,556 |
Participant contributions at end of year | 2018-12-31 | $943,593 |
Participant contributions at beginning of year | 2018-12-31 | $983,598 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,121,258 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $8,883 |
Administrative expenses (other) incurred | 2018-12-31 | $850 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $673,535 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $265,768,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $265,094,767 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $264,528,833 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $264,111,169 |
Interest on participant loans | 2018-12-31 | $39,616 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-25,507,819 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $6,107,970 |
Employer contributions (assets) at end of year | 2018-12-31 | $295,876 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,822,699 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2018-12-31 | 346565596 |
2017 : D. E. SHAW & CO. 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $62,264,285 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $5,986,681 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,980,274 |
Value of total corrective distributions | 2017-12-31 | $5,707 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $23,448,848 |
Value of total assets at end of year | 2017-12-31 | $265,094,767 |
Value of total assets at beginning of year | 2017-12-31 | $208,817,163 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $700 |
Total interest from all sources | 2017-12-31 | $40,614 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $5,113,991 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $5,113,991 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $16,008,772 |
Participant contributions at end of year | 2017-12-31 | $983,598 |
Participant contributions at beginning of year | 2017-12-31 | $948,075 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $2,074,932 |
Administrative expenses (other) incurred | 2017-12-31 | $700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $56,277,604 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $265,094,767 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $208,817,163 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $264,111,169 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $207,869,088 |
Interest on participant loans | 2017-12-31 | $40,614 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $33,660,832 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $5,365,144 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,980,274 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2017-12-31 | 346565596 |
2016 : D. E. SHAW & CO. 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $37,844,802 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $6,100,400 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,098,213 |
Value of total corrective distributions | 2016-12-31 | $1,487 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $20,226,453 |
Value of total assets at end of year | 2016-12-31 | $208,817,163 |
Value of total assets at beginning of year | 2016-12-31 | $177,072,761 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $700 |
Total interest from all sources | 2016-12-31 | $38,868 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $4,477,017 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $4,477,017 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $13,556,359 |
Participant contributions at end of year | 2016-12-31 | $948,075 |
Participant contributions at beginning of year | 2016-12-31 | $809,584 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,707,656 |
Other income not declared elsewhere | 2016-12-31 | $1,838 |
Administrative expenses (other) incurred | 2016-12-31 | $700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $31,744,402 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $208,817,163 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $177,072,761 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $207,869,088 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $176,263,177 |
Interest on participant loans | 2016-12-31 | $38,868 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $13,100,626 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,962,438 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,098,213 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2016-12-31 | 346565596 |
2015 : D. E. SHAW & CO. 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $14,414,252 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $7,730,194 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,723,380 |
Value of total corrective distributions | 2015-12-31 | $6,089 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $15,795,317 |
Value of total assets at end of year | 2015-12-31 | $177,072,761 |
Value of total assets at beginning of year | 2015-12-31 | $170,388,703 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $725 |
Total interest from all sources | 2015-12-31 | $33,882 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,373,783 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,373,783 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $9,977,808 |
Participant contributions at end of year | 2015-12-31 | $809,584 |
Participant contributions at beginning of year | 2015-12-31 | $915,598 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,516,487 |
Other income not declared elsewhere | 2015-12-31 | $18,136 |
Administrative expenses (other) incurred | 2015-12-31 | $725 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $6,684,058 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $177,072,761 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $170,388,703 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $176,263,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $135,701,685 |
Interest on participant loans | 2015-12-31 | $33,882 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $33,771,420 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-6,204,429 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $1,397,563 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $4,301,022 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,723,380 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2015-12-31 | 346565596 |
2014 : D. E. SHAW & CO. 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $27,646,306 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $6,602,341 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $6,586,184 |
Value of total corrective distributions | 2014-12-31 | $15,657 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $13,518,579 |
Value of total assets at end of year | 2014-12-31 | $170,388,703 |
Value of total assets at beginning of year | 2014-12-31 | $149,344,738 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $500 |
Total interest from all sources | 2014-12-31 | $30,895 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,948,860 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,948,860 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $8,254,411 |
Participant contributions at end of year | 2014-12-31 | $915,598 |
Participant contributions at beginning of year | 2014-12-31 | $632,867 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,792,003 |
Other income not declared elsewhere | 2014-12-31 | $261 |
Administrative expenses (other) incurred | 2014-12-31 | $500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $21,043,965 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $170,388,703 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $149,344,738 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $135,701,685 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $148,247,513 |
Interest on participant loans | 2014-12-31 | $30,895 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $33,771,420 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $8,979,488 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $2,168,223 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $3,472,165 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $464,358 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $6,586,184 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2014-12-31 | 346565596 |
2013 : D. E. SHAW & CO. 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $37,470,282 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $8,519,994 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $8,519,994 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $11,063,322 |
Value of total assets at end of year | 2013-12-31 | $149,344,738 |
Value of total assets at beginning of year | 2013-12-31 | $120,394,450 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $26,380 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,655,726 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,655,726 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $7,932,709 |
Participant contributions at end of year | 2013-12-31 | $632,867 |
Participant contributions at beginning of year | 2013-12-31 | $702,862 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $619,642 |
Administrative expenses (other) incurred | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $28,950,288 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $149,344,738 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $120,394,450 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $148,247,513 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $119,691,588 |
Interest on participant loans | 2013-12-31 | $26,380 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $23,724,854 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $2,510,971 |
Employer contributions (assets) at end of year | 2013-12-31 | $464,358 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $8,519,994 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2013-12-31 | 346565596 |
2012 : D. E. SHAW & CO. 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $25,913,843 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $10,546,066 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $10,543,595 |
Value of total corrective distributions | 2012-12-31 | $1,971 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $11,375,930 |
Value of total assets at end of year | 2012-12-31 | $120,394,450 |
Value of total assets at beginning of year | 2012-12-31 | $105,026,673 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $500 |
Total interest from all sources | 2012-12-31 | $25,008 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,512,585 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,512,585 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $7,728,919 |
Participant contributions at end of year | 2012-12-31 | $702,862 |
Participant contributions at beginning of year | 2012-12-31 | $494,625 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $239,541 |
Administrative expenses (other) incurred | 2012-12-31 | $500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $15,367,777 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $120,394,450 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $105,026,673 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $119,691,588 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $104,363,357 |
Interest on participant loans | 2012-12-31 | $25,008 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $12,000,320 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,407,470 |
Employer contributions (assets) at end of year | 2012-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $168,691 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $10,543,595 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2012-12-31 | 346565596 |
2011 : D. E. SHAW & CO. 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $11,786,171 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $6,248,753 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,247,653 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $13,159,587 |
Value of total assets at end of year | 2011-12-31 | $105,026,673 |
Value of total assets at beginning of year | 2011-12-31 | $99,489,255 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,100 |
Total interest from all sources | 2011-12-31 | $21,758 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,209,654 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,209,654 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $8,522,074 |
Participant contributions at end of year | 2011-12-31 | $494,625 |
Participant contributions at beginning of year | 2011-12-31 | $538,299 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $549,755 |
Administrative expenses (other) incurred | 2011-12-31 | $1,100 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $5,537,418 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $105,026,673 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $99,489,255 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $104,363,357 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $98,950,956 |
Interest on participant loans | 2011-12-31 | $21,758 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,604,828 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,087,758 |
Employer contributions (assets) at end of year | 2011-12-31 | $168,691 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,247,653 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2011-12-31 | 346565596 |
2010 : D. E. SHAW & CO. 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $28,212,588 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $5,712,726 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $5,711,193 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $15,233,613 |
Value of total assets at end of year | 2010-12-31 | $99,489,255 |
Value of total assets at beginning of year | 2010-12-31 | $76,989,393 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,533 |
Total interest from all sources | 2010-12-31 | $29,041 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,691,537 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,691,537 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $10,218,118 |
Participant contributions at end of year | 2010-12-31 | $538,299 |
Participant contributions at beginning of year | 2010-12-31 | $525,899 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $11 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $324,920 |
Administrative expenses (other) incurred | 2010-12-31 | $1,533 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $22,499,862 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $99,489,255 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $76,989,393 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $98,950,956 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $76,301,912 |
Interest on participant loans | 2010-12-31 | $29,041 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $11,258,397 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $4,690,575 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $161,571 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $5,711,193 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2010-12-31 | 346565596 |
2022: D. E. SHAW & CO. 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Mulitple employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: D. E. SHAW & CO. 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Mulitple employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: D. E. SHAW & CO. 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Mulitple employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: D. E. SHAW & CO. 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: D. E. SHAW & CO. 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: D. E. SHAW & CO. 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | Yes |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: D. E. SHAW & CO. 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: D. E. SHAW & CO. 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: D. E. SHAW & CO. 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: D. E. SHAW & CO. 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: D. E. SHAW & CO. 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: D. E. SHAW & CO. 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: D. E. SHAW & CO. 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | Yes |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: D. E. SHAW & CO. 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | Yes |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |