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AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameAMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.

401k Sponsoring company profile

AMERICAN MARKETING ENTERPRISES, INC has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN MARKETING ENTERPRISES, INC
Employer identification number (EIN):133709672
NAIC Classification:424300

Additional information about AMERICAN MARKETING ENTERPRISES, INC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2009-07-21
Company Identification Number: 20091386008
Legal Registered Office Address: 15991 Deer Ridge Drive
Unit B
Morrison
United States of America (USA)
80465

More information about AMERICAN MARKETING ENTERPRISES, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-01-01DAVID LEWIS
0022011-01-01DAVID LEWIS
0022009-01-01FRANK PETICCA
0022009-01-01FRANK PETICCA
0022008-01-01FRANK PETICCA
0022007-01-01FRANK PETICCA
0022007-01-01FRANK PETICCA

Plan Statistics for AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2012: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01126
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01126
Number of other retired or separated participants entitled to future benefits2011-01-01126
Total of all active and inactive participants2011-01-01126
Total participants2011-01-01126
Number of participants with account balances2011-01-01126
2009: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01126
Total number of active participants reported on line 7a of the Form 55002009-01-0170
Number of other retired or separated participants entitled to future benefits2009-01-0156
Total of all active and inactive participants2009-01-01126
Total participants2009-01-01126
Number of participants with account balances2009-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01126
Total number of active participants reported on line 7a of the Form 55002008-01-0179
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0147
Total of all active and inactive participants2008-01-01126
Total participants2008-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-0112
2007: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-01109
Total number of active participants reported on line 7a of the Form 55002007-01-0188
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-0138
Total of all active and inactive participants2007-01-01126
Total participants2007-01-01126

Financial Data on AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2012 : AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$511
Total of all expenses incurred2012-12-31$4,762,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,761,857
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$4,761,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$471
Total interest from all sources2012-12-31$511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$471
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-4,761,817
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,761,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,761,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,761,817
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,761,857
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2012-12-31431947695
Total income from all sources (including contributions)2012-05-31$511
Total of all expenses incurred2012-05-31$4,762,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$4,761,857
Value of total assets at end of year2012-05-31$0
Value of total assets at beginning of year2012-05-31$4,761,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$471
Total interest from all sources2012-05-31$511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-05-31$0
Administrative expenses professional fees incurred2012-05-31$471
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$-4,761,817
Value of net assets at end of year (total assets less liabilities)2012-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$4,761,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-05-31$4,761,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-05-31$4,761,817
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-05-31$511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31No
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$4,761,857
Did the plan have assets held for investment2012-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31No
Opinion of an independent qualified public accountant for this plan2012-05-31Unqualified
Accountancy firm name2012-05-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2012-05-31431947695
2011 : AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,495
Total of all expenses incurred2011-12-31$46,710
Value of total assets at end of year2011-12-31$4,761,817
Value of total assets at beginning of year2011-12-31$4,804,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$46,710
Total interest from all sources2011-12-31$4,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$46,710
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-42,215
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,761,817
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,804,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,761,817
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4,804,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4,804,032
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2011-12-31431947695
2010 : AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$46,484
Total of all expenses incurred2010-12-31$25,125
Value of total assets at end of year2010-12-31$4,804,032
Value of total assets at beginning of year2010-12-31$4,782,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,125
Total interest from all sources2010-12-31$46,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$25,125
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at beginning of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$21,359
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,804,032
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,782,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4,804,032
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,782,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,782,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$46,484
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN2010-12-31431947695
2009 : AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2012: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes
2007: AMERICAN MARKETING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

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