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THE GOLDMAN SACHS 401(K) PLAN 401k Plan overview

Plan NameTHE GOLDMAN SACHS 401(K) PLAN
Plan identification number 001

THE GOLDMAN SACHS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE GOLDMAN SACHS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE GOLDMAN SACHS GROUP, INC.
Employer identification number (EIN):134019460
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about THE GOLDMAN SACHS GROUP, INC.

Jurisdiction of Incorporation: Delaware Department of State
Incorporation Date: 1998-07-21
Company Identification Number: 2923466
Legal Registered Office Address: CORPORATION TRUST CENTER 1209 ORANGE ST

WILMINGTON
United States of America (USA)
19801

More information about THE GOLDMAN SACHS GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GOLDMAN SACHS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01NITA BIRLA2023-10-10
0012021-01-01NITA BIRLA2022-10-13
0012020-01-01NITA BIRLA2021-10-14
0012019-01-01EDINA JUNG2020-10-12
0012018-01-01EDINA JUNG2019-10-09
0012017-01-01
0012016-01-01MICHAEL RENDEL
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01MICHAEL PERLOFF
0012011-01-01PETER JOHNSON
0012009-01-01MARGUARITE CARMODY
0012009-01-01MARGUARITE CARMODY MARGUARITE CARMODY2010-10-15

Plan Statistics for THE GOLDMAN SACHS 401(K) PLAN

401k plan membership statisitcs for THE GOLDMAN SACHS 401(K) PLAN

Measure Date Value
2022: THE GOLDMAN SACHS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0144,272
Total number of active participants reported on line 7a of the Form 55002022-01-0124,866
Number of retired or separated participants receiving benefits2022-01-01113
Number of other retired or separated participants entitled to future benefits2022-01-0123,130
Total of all active and inactive participants2022-01-0148,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01151
Total participants2022-01-0148,260
Number of participants with account balances2022-01-0147,609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01189
2021: THE GOLDMAN SACHS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0139,641
Total number of active participants reported on line 7a of the Form 55002021-01-0122,650
Number of retired or separated participants receiving benefits2021-01-01118
Number of other retired or separated participants entitled to future benefits2021-01-0121,372
Total of all active and inactive participants2021-01-0144,140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01132
Total participants2021-01-0144,272
Number of participants with account balances2021-01-0142,372
2020: THE GOLDMAN SACHS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0139,451
Total number of active participants reported on line 7a of the Form 55002020-01-0119,998
Number of retired or separated participants receiving benefits2020-01-01117
Number of other retired or separated participants entitled to future benefits2020-01-0119,404
Total of all active and inactive participants2020-01-0139,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01122
Total participants2020-01-0139,641
Number of participants with account balances2020-01-0138,558
2019: THE GOLDMAN SACHS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0137,619
Total number of active participants reported on line 7a of the Form 55002019-01-0119,028
Number of retired or separated participants receiving benefits2019-01-01131
Number of other retired or separated participants entitled to future benefits2019-01-0120,182
Total of all active and inactive participants2019-01-0139,341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01110
Total participants2019-01-0139,451
Number of participants with account balances2019-01-0138,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE GOLDMAN SACHS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0135,270
Total number of active participants reported on line 7a of the Form 55002018-01-0118,117
Number of retired or separated participants receiving benefits2018-01-01134
Number of other retired or separated participants entitled to future benefits2018-01-0119,245
Total of all active and inactive participants2018-01-0137,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01123
Total participants2018-01-0137,619
Number of participants with account balances2018-01-0136,275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE GOLDMAN SACHS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0133,594
Total number of active participants reported on line 7a of the Form 55002017-01-0116,740
Number of retired or separated participants receiving benefits2017-01-01135
Number of other retired or separated participants entitled to future benefits2017-01-0118,269
Total of all active and inactive participants2017-01-0135,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01126
Total participants2017-01-0135,270
Number of participants with account balances2017-01-0134,232
2016: THE GOLDMAN SACHS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0132,997
Total number of active participants reported on line 7a of the Form 55002016-01-0116,294
Number of retired or separated participants receiving benefits2016-01-01146
Number of other retired or separated participants entitled to future benefits2016-01-0117,038
Total of all active and inactive participants2016-01-0133,478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01116
Total participants2016-01-0133,594
Number of participants with account balances2016-01-0132,830
2015: THE GOLDMAN SACHS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0131,245
Total number of active participants reported on line 7a of the Form 55002015-01-0116,666
Number of retired or separated participants receiving benefits2015-01-01153
Number of other retired or separated participants entitled to future benefits2015-01-0116,070
Total of all active and inactive participants2015-01-0132,889
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01108
Total participants2015-01-0132,997
Number of participants with account balances2015-01-0131,920
2014: THE GOLDMAN SACHS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0130,178
Total number of active participants reported on line 7a of the Form 55002014-01-0115,485
Number of retired or separated participants receiving benefits2014-01-01165
Number of other retired or separated participants entitled to future benefits2014-01-0115,497
Total of all active and inactive participants2014-01-0131,147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0198
Total participants2014-01-0131,245
Number of participants with account balances2014-01-0130,356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0143
2013: THE GOLDMAN SACHS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0129,033
Total number of active participants reported on line 7a of the Form 55002013-01-0114,939
Number of retired or separated participants receiving benefits2013-01-01173
Number of other retired or separated participants entitled to future benefits2013-01-0114,961
Total of all active and inactive participants2013-01-0130,073
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01105
Total participants2013-01-0130,178
Number of participants with account balances2013-01-0130,073
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0159
2012: THE GOLDMAN SACHS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0128,835
Total number of active participants reported on line 7a of the Form 55002012-01-0114,843
Number of retired or separated participants receiving benefits2012-01-01179
Number of other retired or separated participants entitled to future benefits2012-01-0113,917
Total of all active and inactive participants2012-01-0128,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0194
Total participants2012-01-0129,033
Number of participants with account balances2012-01-0128,939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0143
2011: THE GOLDMAN SACHS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0128,204
Total number of active participants reported on line 7a of the Form 55002011-01-0114,989
Number of retired or separated participants receiving benefits2011-01-01180
Number of other retired or separated participants entitled to future benefits2011-01-0113,573
Total of all active and inactive participants2011-01-0128,742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0193
Total participants2011-01-0128,835
Number of participants with account balances2011-01-0128,361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0139
2009: THE GOLDMAN SACHS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0126,346
Total number of active participants reported on line 7a of the Form 55002009-01-0113,413
Number of retired or separated participants receiving benefits2009-01-01194
Number of other retired or separated participants entitled to future benefits2009-01-0112,878
Total of all active and inactive participants2009-01-0126,485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0175
Total participants2009-01-0126,560
Number of participants with account balances2009-01-0126,096
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0165

Financial Data on THE GOLDMAN SACHS 401(K) PLAN

Measure Date Value
2022 : THE GOLDMAN SACHS 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-632,511,715
Total unrealized appreciation/depreciation of assets2022-12-31$-632,511,715
Total transfer of assets to this plan2022-12-31$25,551,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$71,143,934
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$141,250,172
Total income from all sources (including contributions)2022-12-31$-1,224,103,261
Total of all expenses incurred2022-12-31$510,100,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$495,819,014
Expenses. Certain deemed distributions of participant loans2022-12-31$61,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$566,032,693
Value of total assets at end of year2022-12-31$9,681,988,279
Value of total assets at beginning of year2022-12-31$11,460,747,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$14,220,640
Total interest from all sources2022-12-31$7,239,722
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$80,453,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$37,767,720
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$832,485
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$1,781,942
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$200,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$306,612,947
Participant contributions at end of year2022-12-31$27,826,974
Participant contributions at beginning of year2022-12-31$27,562,070
Participant contributions at end of year2022-12-31$64,980
Participant contributions at beginning of year2022-12-31$67,266
Assets. Other investments not covered elsewhere at end of year2022-12-31$302,595,260
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$433,674,765
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$47,226,883
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$29,470,415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$85,776,214
Liabilities. Value of operating payables at end of year2022-12-31$50,822,213
Liabilities. Value of operating payables at beginning of year2022-12-31$83,790,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,734,204,049
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,610,844,345
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,319,497,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$14,220,640
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,327,643,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,433,236,188
Interest on participant loans2022-12-31$1,249,348
Interest earned on other investments2022-12-31$1,930,369
Income. Interest from US Government securities2022-12-31$1,161,618
Income. Interest from corporate debt instruments2022-12-31$2,840,773
Value of interest in common/collective trusts at end of year2022-12-31$5,267,411,767
Value of interest in common/collective trusts at beginning of year2022-12-31$6,217,576,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$397,933,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$261,247,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$261,247,834
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$57,614
Asset value of US Government securities at end of year2022-12-31$93,112,922
Asset value of US Government securities at beginning of year2022-12-31$155,210,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-106,267,804
Net investment gain or loss from common/collective trusts2022-12-31$-1,139,049,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$184,365,873
Assets. Invements in employer securities at beginning of year2022-12-31$195,689,244
Contributions received in cash from employer2022-12-31$212,192,863
Employer contributions (assets) at end of year2022-12-31$212,192,863
Employer contributions (assets) at beginning of year2022-12-31$143,975,090
Income. Dividends from preferred stock2022-12-31$159,003
Income. Dividends from common stock2022-12-31$42,527,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$495,819,014
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$129,052,434
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$163,618,204
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,709,485,685
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$2,341,331,179
Liabilities. Value of benefit claims payable at end of year2022-12-31$20,321,721
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$57,460,106
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : THE GOLDMAN SACHS 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$536,533,976
Total unrealized appreciation/depreciation of assets2021-12-31$536,533,976
Total transfer of assets to this plan2021-12-31$529,467,086
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$141,250,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$220,828,874
Total income from all sources (including contributions)2021-12-31$2,090,592,407
Total of all expenses incurred2021-12-31$675,050,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$658,036,730
Expenses. Certain deemed distributions of participant loans2021-12-31$32,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$443,578,004
Value of total assets at end of year2021-12-31$11,460,747,220
Value of total assets at beginning of year2021-12-31$9,595,316,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$16,980,949
Total interest from all sources2021-12-31$6,494,703
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$64,943,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$25,401,567
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$1,781,942
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$3,450,563
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$200,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$262,247,128
Participant contributions at end of year2021-12-31$27,562,070
Participant contributions at beginning of year2021-12-31$26,560,706
Participant contributions at end of year2021-12-31$67,266
Participant contributions at beginning of year2021-12-31$8,122,575
Assets. Other investments not covered elsewhere at end of year2021-12-31$433,674,765
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$290,579,625
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$37,355,786
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$85,776,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$159,675,894
Liabilities. Value of operating payables at end of year2021-12-31$83,790,066
Liabilities. Value of operating payables at beginning of year2021-12-31$163,419,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,415,542,064
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,319,497,048
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,374,487,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$16,980,949
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,433,236,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,388,519,779
Interest on participant loans2021-12-31$1,351,781
Interest earned on other investments2021-12-31$705,691
Income. Interest from US Government securities2021-12-31$1,580,227
Income. Interest from corporate debt instruments2021-12-31$3,032,790
Value of interest in common/collective trusts at end of year2021-12-31$6,217,576,352
Value of interest in common/collective trusts at beginning of year2021-12-31$4,830,485,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$261,247,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$295,346,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$295,346,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$-175,786
Asset value of US Government securities at end of year2021-12-31$155,210,872
Asset value of US Government securities at beginning of year2021-12-31$105,201,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$47,324,404
Net investment gain or loss from common/collective trusts2021-12-31$991,718,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$195,689,244
Assets. Invements in employer securities at beginning of year2021-12-31$137,294,546
Contributions received in cash from employer2021-12-31$143,975,090
Employer contributions (assets) at end of year2021-12-31$143,975,090
Employer contributions (assets) at beginning of year2021-12-31$126,571,437
Income. Dividends from preferred stock2021-12-31$84,600
Income. Dividends from common stock2021-12-31$39,456,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$658,036,730
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$163,618,204
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$214,262,919
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$2,341,331,179
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,009,245,919
Liabilities. Value of benefit claims payable at end of year2021-12-31$57,460,106
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$57,409,343
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : THE GOLDMAN SACHS 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$348,830,343
Total unrealized appreciation/depreciation of assets2020-12-31$348,830,343
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$220,828,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$146,888,369
Total income from all sources (including contributions)2020-12-31$1,482,188,953
Total of all expenses incurred2020-12-31$565,049,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$550,088,630
Expenses. Certain deemed distributions of participant loans2020-12-31$32,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$396,533,874
Value of total assets at end of year2020-12-31$9,595,316,772
Value of total assets at beginning of year2020-12-31$8,604,237,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,928,701
Total interest from all sources2020-12-31$5,998,295
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$54,856,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$24,157,621
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$3,450,563
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$4,983,394
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$200,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$238,072,041
Participant contributions at end of year2020-12-31$26,560,706
Participant contributions at beginning of year2020-12-31$26,240,876
Participant contributions at end of year2020-12-31$8,122,575
Participant contributions at beginning of year2020-12-31$7,331,728
Assets. Other investments not covered elsewhere at end of year2020-12-31$290,579,625
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$292,397,719
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$31,890,396
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$159,675,894
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$92,252,300
Liabilities. Value of operating payables at end of year2020-12-31$163,419,531
Liabilities. Value of operating payables at beginning of year2020-12-31$98,889,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$917,139,262
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,374,487,898
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,457,348,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$14,928,701
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,388,519,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,395,991,065
Interest on participant loans2020-12-31$1,259,809
Interest earned on other investments2020-12-31$-224,164
Income. Interest from US Government securities2020-12-31$1,397,487
Income. Interest from corporate debt instruments2020-12-31$4,009,483
Value of interest in common/collective trusts at end of year2020-12-31$4,830,485,101
Value of interest in common/collective trusts at beginning of year2020-12-31$4,129,609,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$295,346,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$327,343,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$327,343,707
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$-444,320
Asset value of US Government securities at end of year2020-12-31$105,201,250
Asset value of US Government securities at beginning of year2020-12-31$62,309,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$37,345,565
Net investment gain or loss from common/collective trusts2020-12-31$638,624,091
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$137,294,546
Assets. Invements in employer securities at beginning of year2020-12-31$125,490,965
Contributions received in cash from employer2020-12-31$126,571,437
Employer contributions (assets) at end of year2020-12-31$126,571,437
Employer contributions (assets) at beginning of year2020-12-31$117,075,777
Income. Dividends from preferred stock2020-12-31$107,696
Income. Dividends from common stock2020-12-31$30,591,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$550,088,630
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$214,262,919
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$241,081,668
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,009,245,919
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$1,782,128,649
Liabilities. Value of benefit claims payable at end of year2020-12-31$57,409,343
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$47,998,741
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : THE GOLDMAN SACHS 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$517,496,830
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$517,496,830
Total unrealized appreciation/depreciation of assets2019-12-31$517,496,830
Total unrealized appreciation/depreciation of assets2019-12-31$517,496,830
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$146,888,369
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$146,888,369
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$134,797,565
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$134,797,565
Total income from all sources (including contributions)2019-12-31$1,945,920,672
Total income from all sources (including contributions)2019-12-31$1,945,920,672
Total of all expenses incurred2019-12-31$477,528,624
Total of all expenses incurred2019-12-31$477,528,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$460,752,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$460,752,861
Expenses. Certain deemed distributions of participant loans2019-12-31$17,331
Expenses. Certain deemed distributions of participant loans2019-12-31$17,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$399,644,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$399,644,322
Value of total assets at end of year2019-12-31$8,604,237,005
Value of total assets at end of year2019-12-31$8,604,237,005
Value of total assets at beginning of year2019-12-31$7,123,754,153
Value of total assets at beginning of year2019-12-31$7,123,754,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,758,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,758,432
Total interest from all sources2019-12-31$18,500,924
Total interest from all sources2019-12-31$18,500,924
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$77,528,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$39,092,684
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$39,092,684
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$4,983,394
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$4,983,394
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$4,512,920
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$4,512,920
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$200,000,000
Value of fidelity bond cover2019-12-31$200,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$216,585,471
Contributions received from participants2019-12-31$216,585,471
Participant contributions at end of year2019-12-31$26,240,876
Participant contributions at end of year2019-12-31$26,240,876
Participant contributions at beginning of year2019-12-31$25,916,855
Participant contributions at beginning of year2019-12-31$25,916,855
Participant contributions at end of year2019-12-31$7,331,728
Participant contributions at end of year2019-12-31$7,331,728
Participant contributions at beginning of year2019-12-31$6,468,669
Participant contributions at beginning of year2019-12-31$6,468,669
Assets. Other investments not covered elsewhere at end of year2019-12-31$292,397,719
Assets. Other investments not covered elsewhere at end of year2019-12-31$292,397,719
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$232,007,687
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$232,007,687
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$65,982,574
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$65,982,574
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$92,252,300
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$92,252,300
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$110,127,861
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$110,127,861
Liabilities. Value of operating payables at end of year2019-12-31$98,889,628
Liabilities. Value of operating payables at end of year2019-12-31$98,889,628
Liabilities. Value of operating payables at beginning of year2019-12-31$112,728,425
Liabilities. Value of operating payables at beginning of year2019-12-31$112,728,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,468,392,048
Value of net income/loss2019-12-31$1,468,392,048
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,457,348,636
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,457,348,636
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,988,956,588
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,988,956,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$16,758,432
Investment advisory and management fees2019-12-31$16,758,432
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,395,991,065
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,395,991,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,260,289,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,260,289,019
Interest on participant loans2019-12-31$1,337,104
Interest on participant loans2019-12-31$1,337,104
Interest earned on other investments2019-12-31$4,917,586
Interest earned on other investments2019-12-31$4,917,586
Income. Interest from US Government securities2019-12-31$1,721,973
Income. Interest from corporate debt instruments2019-12-31$3,497,671
Income. Interest from corporate debt instruments2019-12-31$3,497,671
Value of interest in common/collective trusts at end of year2019-12-31$4,129,609,435
Value of interest in common/collective trusts at end of year2019-12-31$4,129,609,435
Value of interest in common/collective trusts at beginning of year2019-12-31$3,221,940,499
Value of interest in common/collective trusts at beginning of year2019-12-31$3,221,940,499
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$327,343,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$327,343,707
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$303,805,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$303,805,749
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$303,805,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$303,805,749
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,026,590
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,026,590
Asset value of US Government securities at end of year2019-12-31$62,309,722
Asset value of US Government securities at end of year2019-12-31$62,309,722
Asset value of US Government securities at beginning of year2019-12-31$46,254,144
Asset value of US Government securities at beginning of year2019-12-31$46,254,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$61,666,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$61,666,585
Net investment gain or loss from common/collective trusts2019-12-31$871,083,774
Net investment gain or loss from common/collective trusts2019-12-31$871,083,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$125,490,965
Assets. Invements in employer securities at end of year2019-12-31$125,490,965
Assets. Invements in employer securities at beginning of year2019-12-31$94,111,794
Assets. Invements in employer securities at beginning of year2019-12-31$94,111,794
Contributions received in cash from employer2019-12-31$117,076,277
Contributions received in cash from employer2019-12-31$117,076,277
Employer contributions (assets) at end of year2019-12-31$117,075,777
Employer contributions (assets) at end of year2019-12-31$117,075,777
Employer contributions (assets) at beginning of year2019-12-31$107,911,989
Employer contributions (assets) at beginning of year2019-12-31$107,911,989
Income. Dividends from preferred stock2019-12-31$176,096
Income. Dividends from common stock2019-12-31$38,259,457
Income. Dividends from common stock2019-12-31$38,259,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$460,752,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$460,752,861
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$241,081,668
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$241,081,668
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$253,348,042
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$253,348,042
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,782,128,649
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,782,128,649
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,457,058,925
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,457,058,925
Liabilities. Value of benefit claims payable at end of year2019-12-31$47,998,741
Liabilities. Value of benefit claims payable at end of year2019-12-31$47,998,741
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$22,069,140
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$22,069,140
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : THE GOLDMAN SACHS 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-231,651,504
Total unrealized appreciation/depreciation of assets2018-12-31$-231,651,504
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$134,797,565
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$162,206,220
Total income from all sources (including contributions)2018-12-31$-97,140,345
Total of all expenses incurred2018-12-31$451,004,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$433,085,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$345,454,266
Value of total assets at end of year2018-12-31$7,123,754,153
Value of total assets at beginning of year2018-12-31$7,699,307,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,919,499
Total interest from all sources2018-12-31$15,941,027
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$79,861,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$39,513,215
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$4,512,920
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$6,256,309
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$200,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$200,823,703
Participant contributions at end of year2018-12-31$25,916,855
Participant contributions at beginning of year2018-12-31$26,794,943
Participant contributions at end of year2018-12-31$6,468,669
Participant contributions at beginning of year2018-12-31$5,897,363
Assets. Other investments not covered elsewhere at end of year2018-12-31$232,007,687
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$266,098,765
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$36,718,574
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$110,127,861
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$122,218,734
Liabilities. Value of operating payables at end of year2018-12-31$112,728,425
Liabilities. Value of operating payables at beginning of year2018-12-31$135,401,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-548,144,943
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,988,956,588
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,537,101,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$17,919,499
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,260,289,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,363,905,237
Interest on participant loans2018-12-31$1,204,731
Interest earned on other investments2018-12-31$3,983,221
Income. Interest from US Government securities2018-12-31$1,096,936
Income. Interest from corporate debt instruments2018-12-31$2,919,072
Value of interest in common/collective trusts at end of year2018-12-31$3,221,940,499
Value of interest in common/collective trusts at beginning of year2018-12-31$3,417,882,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$303,805,749
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$298,761,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$298,761,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$6,737,067
Asset value of US Government securities at end of year2018-12-31$46,254,144
Asset value of US Government securities at beginning of year2018-12-31$58,196,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-72,809,026
Net investment gain or loss from common/collective trusts2018-12-31$-233,936,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$94,111,794
Assets. Invements in employer securities at beginning of year2018-12-31$136,917,960
Contributions received in cash from employer2018-12-31$107,911,989
Employer contributions (assets) at end of year2018-12-31$107,911,989
Employer contributions (assets) at beginning of year2018-12-31$105,498,124
Income. Dividends from preferred stock2018-12-31$201,293
Income. Dividends from common stock2018-12-31$40,146,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$433,085,099
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$253,348,042
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$249,768,383
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,457,058,925
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,641,111,193
Liabilities. Value of benefit claims payable at end of year2018-12-31$22,069,140
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$26,804,604
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : THE GOLDMAN SACHS 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$308,827,997
Total unrealized appreciation/depreciation of assets2017-12-31$308,827,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$162,206,220
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$135,323,352
Total income from all sources (including contributions)2017-12-31$1,307,596,213
Total of all expenses incurred2017-12-31$504,365,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$491,485,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$316,650,920
Value of total assets at end of year2017-12-31$7,699,307,751
Value of total assets at beginning of year2017-12-31$6,869,194,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,879,936
Total interest from all sources2017-12-31$10,036,200
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$60,945,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$29,470,605
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$6,256,309
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$3,162,627
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$200,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$185,389,700
Participant contributions at end of year2017-12-31$26,794,943
Participant contributions at beginning of year2017-12-31$26,532,880
Participant contributions at end of year2017-12-31$5,897,363
Participant contributions at beginning of year2017-12-31$5,695,113
Assets. Other investments not covered elsewhere at end of year2017-12-31$266,098,765
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$257,648,969
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$25,763,096
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$122,218,734
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$117,729,605
Liabilities. Value of operating payables at end of year2017-12-31$135,401,616
Liabilities. Value of operating payables at beginning of year2017-12-31$74,519,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$803,230,701
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,537,101,531
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,733,870,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,879,936
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,363,905,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,948,970,094
Interest on participant loans2017-12-31$1,124,865
Interest earned on other investments2017-12-31$1,085,149
Income. Interest from US Government securities2017-12-31$784,361
Income. Interest from corporate debt instruments2017-12-31$3,339,770
Value of interest in common/collective trusts at end of year2017-12-31$3,417,882,962
Value of interest in common/collective trusts at beginning of year2017-12-31$2,720,674,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$298,761,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$305,868,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$305,868,833
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,702,055
Asset value of US Government securities at end of year2017-12-31$58,196,171
Asset value of US Government securities at beginning of year2017-12-31$41,858,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$54,533,011
Net investment gain or loss from common/collective trusts2017-12-31$556,602,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$136,917,960
Assets. Invements in employer securities at beginning of year2017-12-31$139,117,816
Contributions received in cash from employer2017-12-31$105,498,124
Employer contributions (assets) at end of year2017-12-31$105,498,124
Employer contributions (assets) at beginning of year2017-12-31$103,692,392
Income. Dividends from preferred stock2017-12-31$107,554
Income. Dividends from common stock2017-12-31$31,367,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$491,485,576
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$249,768,383
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$207,468,170
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,641,111,193
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$990,774,231
Liabilities. Value of benefit claims payable at end of year2017-12-31$26,804,604
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$60,803,488
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : THE GOLDMAN SACHS 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$96,324,962
Total unrealized appreciation/depreciation of assets2016-12-31$96,324,962
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$135,323,352
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$350,760,966
Total income from all sources (including contributions)2016-12-31$828,329,613
Total of all expenses incurred2016-12-31$517,221,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$490,466,757
Expenses. Certain deemed distributions of participant loans2016-12-31$8,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$307,567,275
Value of total assets at end of year2016-12-31$6,869,194,182
Value of total assets at beginning of year2016-12-31$6,773,524,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,746,478
Total interest from all sources2016-12-31$21,790,888
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$65,344,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$32,625,711
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$3,162,627
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$17,780,523
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$200,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$186,877,738
Participant contributions at end of year2016-12-31$26,532,880
Participant contributions at beginning of year2016-12-31$26,809,874
Participant contributions at end of year2016-12-31$5,695,113
Participant contributions at beginning of year2016-12-31$5,787,970
Assets. Other investments not covered elsewhere at end of year2016-12-31$257,648,969
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$271,498,377
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$16,995,749
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$117,729,605
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$305,839,335
Liabilities. Value of operating payables at end of year2016-12-31$74,519,864
Liabilities. Value of operating payables at beginning of year2016-12-31$331,252,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$311,107,720
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,733,870,830
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,422,763,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$2,296,809
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$26,746,478
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,948,970,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,606,727,707
Interest on participant loans2016-12-31$1,073,843
Interest earned on other investments2016-12-31$14,889,519
Income. Interest from US Government securities2016-12-31$699,756
Income. Interest from corporate debt instruments2016-12-31$2,656,038
Value of interest in common/collective trusts at end of year2016-12-31$2,720,674,609
Value of interest in common/collective trusts at beginning of year2016-12-31$2,260,903,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$305,868,833
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$254,638,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$254,638,551
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,471,732
Asset value of US Government securities at end of year2016-12-31$41,858,843
Asset value of US Government securities at beginning of year2016-12-31$57,340,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$170,334,282
Net investment gain or loss from common/collective trusts2016-12-31$166,967,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$139,117,816
Contributions received in cash from employer2016-12-31$103,693,788
Employer contributions (assets) at end of year2016-12-31$103,692,392
Employer contributions (assets) at beginning of year2016-12-31$99,547,861
Income. Dividends from preferred stock2016-12-31$77,110
Income. Dividends from common stock2016-12-31$32,641,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$490,466,757
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$207,468,170
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$374,851,303
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$990,774,231
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,491,799,239
Liabilities. Value of benefit claims payable at end of year2016-12-31$60,803,488
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$19,508,455
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : THE GOLDMAN SACHS 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-77,516,160
Total unrealized appreciation/depreciation of assets2015-12-31$-77,516,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$350,760,966
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$367,285,809
Total income from all sources (including contributions)2015-12-31$169,452,678
Total of all expenses incurred2015-12-31$364,305,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$338,654,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$303,588,686
Value of total assets at end of year2015-12-31$6,773,524,076
Value of total assets at beginning of year2015-12-31$6,984,901,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,650,354
Total interest from all sources2015-12-31$18,004,996
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$109,873,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$69,464,014
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$17,780,523
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$17,303,997
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$200,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$180,736,675
Participant contributions at end of year2015-12-31$26,809,874
Participant contributions at beginning of year2015-12-31$27,531,666
Participant contributions at end of year2015-12-31$5,787,970
Participant contributions at beginning of year2015-12-31$5,147,524
Assets. Other investments not covered elsewhere at end of year2015-12-31$271,498,377
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$282,619,505
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,304,150
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$305,839,335
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$226,897,826
Liabilities. Value of operating payables at end of year2015-12-31$331,252,511
Liabilities. Value of operating payables at beginning of year2015-12-31$339,653,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-194,852,512
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,422,763,110
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,617,615,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$49,621,748
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$25,650,354
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,606,727,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,676,404,599
Interest on participant loans2015-12-31$1,089,308
Interest earned on other investments2015-12-31$13,336,211
Income. Interest from US Government securities2015-12-31$539,073
Income. Interest from corporate debt instruments2015-12-31$1,693,563
Value of interest in common/collective trusts at end of year2015-12-31$2,260,903,180
Value of interest in common/collective trusts at beginning of year2015-12-31$2,356,850,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$254,638,551
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$258,865,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$258,865,466
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,346,841
Asset value of US Government securities at end of year2015-12-31$57,340,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-138,501,532
Net investment gain or loss from common/collective trusts2015-12-31$-45,997,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$99,547,861
Employer contributions (assets) at end of year2015-12-31$99,547,861
Employer contributions (assets) at beginning of year2015-12-31$96,242,897
Income. Dividends from preferred stock2015-12-31$118,981
Income. Dividends from common stock2015-12-31$40,290,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$338,654,836
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$374,851,303
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$340,223,527
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,491,799,239
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,696,813,769
Liabilities. Value of benefit claims payable at end of year2015-12-31$19,508,455
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$27,632,547
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : THE GOLDMAN SACHS 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$90,048,838
Total unrealized appreciation/depreciation of assets2014-12-31$90,048,838
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$367,285,809
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$531,849,440
Total income from all sources (including contributions)2014-12-31$687,577,536
Total of all expenses incurred2014-12-31$389,919,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$359,940,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$287,181,661
Value of total assets at end of year2014-12-31$6,984,901,431
Value of total assets at beginning of year2014-12-31$6,851,807,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,979,321
Total interest from all sources2014-12-31$15,929,730
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$152,318,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$114,109,075
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$17,303,997
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$18,358,542
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$200,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$169,882,785
Participant contributions at end of year2014-12-31$27,531,666
Participant contributions at beginning of year2014-12-31$28,198,894
Participant contributions at end of year2014-12-31$5,147,524
Participant contributions at beginning of year2014-12-31$5,017,127
Assets. Other investments not covered elsewhere at end of year2014-12-31$282,619,505
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$213,146,674
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$21,055,833
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$226,897,826
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$376,325,328
Liabilities. Value of operating payables at end of year2014-12-31$339,653,262
Liabilities. Value of operating payables at beginning of year2014-12-31$508,598,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$297,657,783
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,617,615,622
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,319,957,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$42,517,000
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$29,979,321
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,676,404,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,653,119,068
Interest on participant loans2014-12-31$1,146,475
Interest earned on other investments2014-12-31$10,888,588
Income. Interest from US Government securities2014-12-31$444,592
Income. Interest from corporate debt instruments2014-12-31$2,334,815
Value of interest in common/collective trusts at end of year2014-12-31$2,356,850,655
Value of interest in common/collective trusts at beginning of year2014-12-31$2,120,049,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$258,865,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$277,871,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$277,871,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,115,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-48,238,692
Net investment gain or loss from common/collective trusts2014-12-31$190,337,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$96,243,043
Employer contributions (assets) at end of year2014-12-31$96,242,897
Employer contributions (assets) at beginning of year2014-12-31$96,826,083
Income. Dividends from preferred stock2014-12-31$75,317
Income. Dividends from common stock2014-12-31$38,134,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$359,940,432
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$340,223,527
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$376,413,314
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,696,813,769
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,686,481,072
Liabilities. Value of benefit claims payable at end of year2014-12-31$27,632,547
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$23,250,980
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : THE GOLDMAN SACHS 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$396,907,568
Total unrealized appreciation/depreciation of assets2013-12-31$396,907,568
Total transfer of assets to this plan2013-12-31$89,613,486
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$531,849,440
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$299,811,109
Total income from all sources (including contributions)2013-12-31$1,251,319,930
Total of all expenses incurred2013-12-31$418,093,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$365,150,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$280,526,346
Value of total assets at end of year2013-12-31$6,851,807,279
Value of total assets at beginning of year2013-12-31$5,696,929,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,942,679
Total interest from all sources2013-12-31$27,523,289
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$97,618,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$76,102,978
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$18,358,542
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$9,631,274
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$166,925,954
Participant contributions at end of year2013-12-31$28,198,894
Participant contributions at beginning of year2013-12-31$29,839,756
Participant contributions at end of year2013-12-31$5,017,127
Participant contributions at beginning of year2013-12-31$4,839,566
Assets. Other investments not covered elsewhere at end of year2013-12-31$213,146,674
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$824,764,541
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,774,309
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$376,325,328
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$271,072,198
Liabilities. Value of operating payables at end of year2013-12-31$508,598,460
Liabilities. Value of operating payables at beginning of year2013-12-31$270,408,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$833,226,365
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,319,957,839
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,397,117,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$52,175,726
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$52,942,679
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,653,119,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,519,635,876
Interest on participant loans2013-12-31$1,181,046
Interest earned on other investments2013-12-31$22,600,208
Income. Interest from US Government securities2013-12-31$571,373
Income. Interest from corporate debt instruments2013-12-31$2,232,254
Value of interest in common/collective trusts at end of year2013-12-31$2,120,049,320
Value of interest in common/collective trusts at beginning of year2013-12-31$1,451,178,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$277,871,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$30,890,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$30,890,307
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$938,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$84,162,276
Net investment gain or loss from common/collective trusts2013-12-31$364,582,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$96,826,083
Employer contributions (assets) at end of year2013-12-31$96,826,083
Employer contributions (assets) at beginning of year2013-12-31$90,445,091
Income. Dividends from preferred stock2013-12-31$1,239
Income. Dividends from common stock2013-12-31$21,514,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$365,150,886
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$376,413,314
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$382,421,489
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,686,481,072
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,082,210,227
Liabilities. Value of benefit claims payable at end of year2013-12-31$23,250,980
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$29,402,328
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : THE GOLDMAN SACHS 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$264,469,197
Total unrealized appreciation/depreciation of assets2012-12-31$264,469,197
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$299,811,109
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$194,034,977
Total income from all sources (including contributions)2012-12-31$867,580,032
Total of all expenses incurred2012-12-31$380,674,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$375,799,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$263,183,622
Value of total assets at end of year2012-12-31$5,696,929,097
Value of total assets at beginning of year2012-12-31$5,104,247,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,875,446
Total interest from all sources2012-12-31$5,070,431
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$48,866,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$33,703,331
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$9,631,274
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$14,762,968
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$157,137,978
Participant contributions at end of year2012-12-31$29,839,756
Participant contributions at beginning of year2012-12-31$26,307,604
Participant contributions at end of year2012-12-31$4,839,566
Participant contributions at beginning of year2012-12-31$4,841,672
Assets. Other investments not covered elsewhere at end of year2012-12-31$824,764,541
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$713,992,504
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,590,345
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$271,072,198
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$110,625,187
Other income not declared elsewhere2012-12-31$-13,423,154
Liabilities. Value of operating payables at end of year2012-12-31$270,408,781
Liabilities. Value of operating payables at beginning of year2012-12-31$164,303,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$486,905,321
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,397,117,988
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,910,212,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$51,310,086
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$4,875,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,519,635,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,759,917,833
Interest on participant loans2012-12-31$1,148,062
Income. Interest from US Government securities2012-12-31$286,283
Income. Interest from corporate debt instruments2012-12-31$2,898,957
Value of interest in common/collective trusts at end of year2012-12-31$1,451,178,772
Value of interest in common/collective trusts at beginning of year2012-12-31$1,235,400,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$30,890,307
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$70,470,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$70,470,865
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$737,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$107,606,092
Net investment gain or loss from common/collective trusts2012-12-31$191,806,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$90,455,299
Employer contributions (assets) at end of year2012-12-31$90,445,091
Employer contributions (assets) at beginning of year2012-12-31$94,811,726
Income. Dividends from common stock2012-12-31$15,163,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$375,799,265
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$382,421,489
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$316,682,776
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,082,210,227
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$756,433,741
Liabilities. Value of benefit claims payable at end of year2012-12-31$29,402,328
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$29,731,780
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : THE GOLDMAN SACHS 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-82,122,517
Total unrealized appreciation/depreciation of assets2011-12-31$-82,122,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$194,034,977
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$183,514,569
Total income from all sources (including contributions)2011-12-31$182,615,750
Total of all expenses incurred2011-12-31$248,304,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$244,667,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$280,827,554
Value of total assets at end of year2011-12-31$5,104,247,644
Value of total assets at beginning of year2011-12-31$5,159,416,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,637,482
Total interest from all sources2011-12-31$4,733,506
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$51,485,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$42,502,609
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$14,762,968
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$12,697,311
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$168,434,589
Participant contributions at end of year2011-12-31$26,307,604
Participant contributions at beginning of year2011-12-31$24,325,710
Participant contributions at end of year2011-12-31$4,841,672
Participant contributions at beginning of year2011-12-31$5,406,673
Assets. Other investments not covered elsewhere at end of year2011-12-31$713,992,504
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$606,570,283
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$17,497,008
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$110,625,187
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$206,200,868
Other income not declared elsewhere2011-12-31$7,049,264
Liabilities. Value of operating payables at end of year2011-12-31$164,303,197
Liabilities. Value of operating payables at beginning of year2011-12-31$165,450,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-65,688,936
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,910,212,667
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,975,901,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$21,117,015
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$3,637,482
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,759,917,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,465,568,935
Interest on participant loans2011-12-31$1,141,930
Income. Interest from US Government securities2011-12-31$158,877
Income. Interest from corporate debt instruments2011-12-31$2,882,259
Value of interest in common/collective trusts at end of year2011-12-31$1,235,400,768
Value of interest in common/collective trusts at beginning of year2011-12-31$1,513,197,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$70,470,865
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$66,197,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$66,197,267
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$550,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-57,644,073
Net investment gain or loss from common/collective trusts2011-12-31$-21,713,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$94,895,957
Employer contributions (assets) at end of year2011-12-31$94,811,726
Employer contributions (assets) at beginning of year2011-12-31$93,252,070
Income. Dividends from preferred stock2011-12-31$1,580
Income. Dividends from common stock2011-12-31$8,981,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$244,667,204
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$316,682,776
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$313,101,649
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$756,433,741
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$852,897,544
Liabilities. Value of benefit claims payable at end of year2011-12-31$29,731,780
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$18,064,310
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : THE GOLDMAN SACHS 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$192,822,203
Total unrealized appreciation/depreciation of assets2010-12-31$192,822,203
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$183,514,569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$34,792,764
Total income from all sources (including contributions)2010-12-31$815,750,812
Total of all expenses incurred2010-12-31$311,988,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$287,022,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$273,237,608
Value of total assets at end of year2010-12-31$5,159,416,172
Value of total assets at beginning of year2010-12-31$4,506,931,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,965,772
Total interest from all sources2010-12-31$25,628,809
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$37,940,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$30,116,797
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$12,697,311
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$159,123,280
Participant contributions at end of year2010-12-31$24,325,710
Participant contributions at beginning of year2010-12-31$24,003,313
Participant contributions at end of year2010-12-31$5,406,673
Participant contributions at beginning of year2010-12-31$7,148,708
Assets. Other investments not covered elsewhere at end of year2010-12-31$606,570,283
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$610,044,443
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$21,167,550
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$206,200,868
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$27,056,084
Liabilities. Value of operating payables at end of year2010-12-31$165,450,259
Liabilities. Value of operating payables at beginning of year2010-12-31$15,350,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$503,762,552
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,975,901,603
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,472,139,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31Yes
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$24,965,772
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,465,568,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,198,023,163
Interest on participant loans2010-12-31$1,339,146
Interest earned on other investments2010-12-31$20,200,598
Income. Interest from US Government securities2010-12-31$139,017
Income. Interest from corporate debt instruments2010-12-31$3,265,026
Value of interest in common/collective trusts at end of year2010-12-31$1,513,197,862
Value of interest in common/collective trusts at beginning of year2010-12-31$1,473,737,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$66,197,267
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$193,831,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$193,831,110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$685,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$139,183,778
Net investment gain or loss from common/collective trusts2010-12-31$146,938,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$92,946,778
Employer contributions (assets) at end of year2010-12-31$93,252,070
Employer contributions (assets) at beginning of year2010-12-31$79,556,072
Income. Dividends from common stock2010-12-31$7,823,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$287,022,488
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$313,101,649
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$177,587,723
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$852,897,544
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$715,943,208
Liabilities. Value of benefit claims payable at end of year2010-12-31$18,064,310
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$19,442,091
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : THE GOLDMAN SACHS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE GOLDMAN SACHS 401(K) PLAN

2022: THE GOLDMAN SACHS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE GOLDMAN SACHS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE GOLDMAN SACHS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE GOLDMAN SACHS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE GOLDMAN SACHS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE GOLDMAN SACHS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE GOLDMAN SACHS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE GOLDMAN SACHS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE GOLDMAN SACHS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE GOLDMAN SACHS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE GOLDMAN SACHS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE GOLDMAN SACHS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE GOLDMAN SACHS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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