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| Plan Name | OPPENHEIMER & CLOSE, LLC PROFIT SHARING PLAN & TRUST |
| Plan identification number | 002 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
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| Company Name: | OPPENHEIMER & CLOSE, LLC |
| Employer identification number (EIN): | 134153181 |
| NAIC Classification: | 523120 |
| NAIC Description: | Securities Brokerage |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 002 | 2018-01-01 | CARL OPPENHEIMER | 2019-06-25 | CARL OPPENHEIMER | 2019-06-25 |
| 002 | 2017-01-01 | CARL OPPENHEIMER | 2018-07-11 | CARL OPPENHEIMER | 2018-07-11 |
| 002 | 2016-01-01 | CARL OPPENHEIMER | 2017-07-20 | CARL OPPENHEIMER | 2017-07-20 |
| 002 | 2015-01-01 | CARL OPPENHEIMER | 2016-08-24 | CARL OPPENHEIMER | 2016-08-24 |
| 002 | 2014-01-01 | CARL OPPENHEIMER | 2015-08-12 | CARL OPPENHEIMER | 2015-08-12 |
| 002 | 2013-01-01 | CARL OPPENHEIMER | 2014-08-22 | CARL OPPENHEIMER | 2014-08-22 |
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