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AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameAMERICAN EXPRESS RETIREMENT SAVINGS PLAN
Plan identification number 002

AMERICAN EXPRESS RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
Employer identification number (EIN):134922250
NAIC Classification:522298
NAIC Description:All Other Nondepository Credit Intermediation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN EXPRESS RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01RITA PANG BARBARA KONTJE2019-06-24
0022017-01-01RITA PANG BARBARA KONTJE2018-06-22
0022016-01-01RITA PANG BARBARA KONTJE2017-06-30
0022015-01-01RITA PANG BARBARA KONTJE2016-06-29
0022014-01-01RITA PANG BARBARA KONTJE2015-07-01
0022013-01-01RITA PANG BARBARA A KONTJE2014-06-27
0022012-01-01VALERIA CHRISTENSEN BARBARA A. KONTJE2013-07-15
0022011-01-01VALERIA CHRISTENSEN BARBARA A. KONTJE2012-06-29
0022009-01-01VALERIA CHRISTENSEN ROBERT HOLDOM2010-09-17

Plan Statistics for AMERICAN EXPRESS RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for AMERICAN EXPRESS RETIREMENT SAVINGS PLAN

Measure Date Value
2022: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0135,161
Total number of active participants reported on line 7a of the Form 55002022-01-0126,493
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0113,182
Total of all active and inactive participants2022-01-0139,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01191
Total participants2022-01-0139,869
Number of participants with account balances2022-01-0139,373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01519
2021: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0135,141
Total number of active participants reported on line 7a of the Form 55002021-01-0121,734
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0113,299
Total of all active and inactive participants2021-01-0135,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01128
Total participants2021-01-0135,161
Number of participants with account balances2021-01-0134,639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01707
2020: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0135,790
Total number of active participants reported on line 7a of the Form 55002020-01-0122,694
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0112,282
Total of all active and inactive participants2020-01-0134,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01155
Total participants2020-01-0135,133
Number of participants with account balances2020-01-0134,646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01324
2019: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0134,490
Total number of active participants reported on line 7a of the Form 55002019-01-0123,069
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0112,588
Total of all active and inactive participants2019-01-0135,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01131
Total participants2019-01-0135,790
Number of participants with account balances2019-01-0134,891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01250
2018: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0133,069
Total number of active participants reported on line 7a of the Form 55002018-01-0121,650
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0112,713
Total of all active and inactive participants2018-01-0134,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01125
Total participants2018-01-0134,490
Number of participants with account balances2018-01-0133,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01328
2017: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0133,710
Total number of active participants reported on line 7a of the Form 55002017-01-0120,112
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0112,774
Total of all active and inactive participants2017-01-0132,889
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01123
Total participants2017-01-0133,012
Number of participants with account balances2017-01-0132,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01332
2016: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0134,348
Total number of active participants reported on line 7a of the Form 55002016-01-0120,815
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-0112,765
Total of all active and inactive participants2016-01-0133,585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01125
Total participants2016-01-0133,710
Number of participants with account balances2016-01-0131,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01337
2015: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0134,494
Total number of active participants reported on line 7a of the Form 55002015-01-0121,475
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0112,727
Total of all active and inactive participants2015-01-0134,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01140
Total participants2015-01-0134,348
Number of participants with account balances2015-01-0132,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01308
2014: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0136,811
Total number of active participants reported on line 7a of the Form 55002014-01-0121,600
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-0112,750
Total of all active and inactive participants2014-01-0134,357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01137
Total participants2014-01-0134,494
Number of participants with account balances2014-01-0132,720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01251
2013: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0137,453
Total number of active participants reported on line 7a of the Form 55002013-01-0125,910
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-0110,758
Total of all active and inactive participants2013-01-0136,677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01134
Total participants2013-01-0136,811
Number of participants with account balances2013-01-0134,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01323
2012: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0138,153
Total number of active participants reported on line 7a of the Form 55002012-01-0127,034
Number of retired or separated participants receiving benefits2012-01-0111
Number of other retired or separated participants entitled to future benefits2012-01-0110,265
Total of all active and inactive participants2012-01-0137,310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01143
Total participants2012-01-0137,453
Number of participants with account balances2012-01-0134,955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01171
2011: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0138,436
Total number of active participants reported on line 7a of the Form 55002011-01-0127,561
Number of retired or separated participants receiving benefits2011-01-0113
Number of other retired or separated participants entitled to future benefits2011-01-0110,413
Total of all active and inactive participants2011-01-0137,987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01166
Total participants2011-01-0138,153
Number of participants with account balances2011-01-0135,200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01109
2009: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0137,367
Total number of active participants reported on line 7a of the Form 55002009-01-0127,143
Number of retired or separated participants receiving benefits2009-01-0131
Number of other retired or separated participants entitled to future benefits2009-01-0110,870
Total of all active and inactive participants2009-01-0138,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01134
Total participants2009-01-0138,178
Number of participants with account balances2009-01-0135,705
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011,389

Financial Data on AMERICAN EXPRESS RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-705,121,997
Total unrealized appreciation/depreciation of assets2022-12-31$-705,121,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$161,363,373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$101,126,579
Total income from all sources (including contributions)2022-12-31$-823,393,786
Total loss/gain on sale of assets2022-12-31$152,892,550
Total of all expenses incurred2022-12-31$519,864,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$506,317,486
Expenses. Certain deemed distributions of participant loans2022-12-31$209,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$512,223,630
Value of total assets at end of year2022-12-31$6,539,964,907
Value of total assets at beginning of year2022-12-31$7,822,985,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$13,337,238
Total interest from all sources2022-12-31$28,190,742
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$42,597,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$60,500
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$140,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$249,054,133
Participant contributions at end of year2022-12-31$58,575,196
Participant contributions at beginning of year2022-12-31$61,761,114
Assets. Other investments not covered elsewhere at end of year2022-12-31$287,833,145
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$334,512,187
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$44,358,910
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$9,126,641
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$9,062,769
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$161,363,373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$101,126,579
Other income not declared elsewhere2022-12-31$-51,006,294
Administrative expenses (other) incurred2022-12-31$1,500
Total non interest bearing cash at end of year2022-12-31$6,834,896
Total non interest bearing cash at beginning of year2022-12-31$2,927,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,343,257,844
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,378,601,534
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$7,721,859,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$11,530,988
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$396,006,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$469,117,766
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$33,075,545
Interest on participant loans2022-12-31$3,062,818
Interest earned on other investments2022-12-31$1,431,300
Income. Interest from US Government securities2022-12-31$23,696,624
Value of interest in common/collective trusts at end of year2022-12-31$2,752,028,791
Value of interest in common/collective trusts at beginning of year2022-12-31$3,287,139,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$49,194,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$50,865,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$50,865,530
Asset value of US Government securities at end of year2022-12-31$839,833,061
Asset value of US Government securities at beginning of year2022-12-31$870,622,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-109,514,108
Net investment gain or loss from common/collective trusts2022-12-31$-693,655,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$654,157,954
Assets. Invements in employer securities at beginning of year2022-12-31$753,454,892
Contributions received in cash from employer2022-12-31$218,810,587
Employer contributions (assets) at end of year2022-12-31$93,524,810
Employer contributions (assets) at beginning of year2022-12-31$79,218,355
Income. Dividends from common stock2022-12-31$42,597,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$506,317,486
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$91,974,216
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$131,851,810
Contract administrator fees2022-12-31$1,744,250
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,300,875,492
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$1,739,376,136
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$3,014,303,522
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,861,410,972
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MCCONNELL & JONES LLP
Accountancy firm EIN2022-12-31760488832
2021 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$106,255,258
Total unrealized appreciation/depreciation of assets2021-12-31$106,255,258
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$101,126,579
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$33,521,882
Total income from all sources (including contributions)2021-12-31$1,378,957,118
Total loss/gain on sale of assets2021-12-31$661,374,100
Total of all expenses incurred2021-12-31$767,089,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$751,721,278
Expenses. Certain deemed distributions of participant loans2021-12-31$284,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$426,311,035
Value of total assets at end of year2021-12-31$7,822,985,957
Value of total assets at beginning of year2021-12-31$7,143,513,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,083,808
Total interest from all sources2021-12-31$25,945,993
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$53,182,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$56,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$140,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$210,428,165
Participant contributions at end of year2021-12-31$61,761,114
Participant contributions at beginning of year2021-12-31$69,434,175
Assets. Other investments not covered elsewhere at end of year2021-12-31$334,512,187
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$310,193,415
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$29,657,586
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$9,062,769
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$11,654,004
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$101,126,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$33,521,882
Other income not declared elsewhere2021-12-31$-16,502,864
Administrative expenses (other) incurred2021-12-31$11,803
Total non interest bearing cash at end of year2021-12-31$2,927,381
Total non interest bearing cash at beginning of year2021-12-31$8,428,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$611,867,441
Value of net assets at end of year (total assets less liabilities)2021-12-31$7,721,859,378
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,109,991,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$13,229,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$469,117,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$466,903,578
Value of interest in pooled separate accounts at end of year2021-12-31$33,075,545
Value of interest in pooled separate accounts at beginning of year2021-12-31$61,402,071
Interest on participant loans2021-12-31$3,530,288
Interest earned on other investments2021-12-31$158,788
Income. Interest from US Government securities2021-12-31$22,256,917
Value of interest in common/collective trusts at end of year2021-12-31$3,287,139,904
Value of interest in common/collective trusts at beginning of year2021-12-31$2,694,361,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$50,865,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$76,393,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$76,393,286
Asset value of US Government securities at end of year2021-12-31$870,622,568
Asset value of US Government securities at beginning of year2021-12-31$872,090,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-52,337,885
Net investment gain or loss from common/collective trusts2021-12-31$174,728,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$753,454,892
Assets. Invements in employer securities at beginning of year2021-12-31$606,404,759
Contributions received in cash from employer2021-12-31$186,225,284
Employer contributions (assets) at end of year2021-12-31$79,218,355
Employer contributions (assets) at beginning of year2021-12-31$79,375,742
Income. Dividends from common stock2021-12-31$53,182,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$751,721,278
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$131,851,810
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$140,013,616
Contract administrator fees2021-12-31$1,785,974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$1,739,376,136
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$1,746,859,103
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$3,865,494,630
Aggregate carrying amount (costs) on sale of assets2021-12-31$3,204,120,530
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$101,126,579
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$33,521,882
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MCCONNELL & JONES LLP
Accountancy firm EIN2021-12-31760488832
2020 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$170,692,436
Total unrealized appreciation/depreciation of assets2020-12-31$170,692,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$33,521,882
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,317,454
Total income from all sources (including contributions)2020-12-31$1,398,639,645
Total loss/gain on sale of assets2020-12-31$372,564,995
Total of all expenses incurred2020-12-31$518,773,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$505,265,621
Expenses. Certain deemed distributions of participant loans2020-12-31$299,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$412,792,597
Value of total assets at end of year2020-12-31$7,143,513,819
Value of total assets at beginning of year2020-12-31$6,241,443,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$13,208,296
Total interest from all sources2020-12-31$31,887,296
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$38,352,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$55,735
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$125,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$206,171,260
Participant contributions at end of year2020-12-31$69,434,175
Participant contributions at beginning of year2020-12-31$84,315,254
Assets. Other investments not covered elsewhere at end of year2020-12-31$310,193,415
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$293,443,147
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,750,659
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$11,654,004
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$7,813,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$33,521,882
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$11,317,454
Other income not declared elsewhere2020-12-31$13,851,804
Administrative expenses (other) incurred2020-12-31$13,227
Total non interest bearing cash at end of year2020-12-31$8,428,199
Total non interest bearing cash at beginning of year2020-12-31$5,552,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$879,866,124
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,109,991,937
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,230,125,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$11,502,908
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$466,903,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$390,915,335
Value of interest in pooled separate accounts at end of year2020-12-31$61,402,071
Value of interest in pooled separate accounts at beginning of year2020-12-31$69,277,302
Interest on participant loans2020-12-31$4,081,917
Interest earned on other investments2020-12-31$1,316,477
Income. Interest from US Government securities2020-12-31$26,488,902
Value of interest in common/collective trusts at end of year2020-12-31$2,694,361,173
Value of interest in common/collective trusts at beginning of year2020-12-31$2,291,053,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$76,393,286
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$68,916,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$68,916,449
Asset value of US Government securities at end of year2020-12-31$872,090,698
Asset value of US Government securities at beginning of year2020-12-31$710,723,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$89,043,300
Net investment gain or loss from common/collective trusts2020-12-31$269,454,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$606,404,759
Assets. Invements in employer securities at beginning of year2020-12-31$675,727,238
Contributions received in cash from employer2020-12-31$189,870,678
Employer contributions (assets) at end of year2020-12-31$79,375,742
Employer contributions (assets) at beginning of year2020-12-31$94,503,351
Income. Dividends from common stock2020-12-31$38,352,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$505,265,621
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$140,013,616
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$93,564,047
Contract administrator fees2020-12-31$1,636,426
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$1,746,859,103
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$1,455,637,594
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$4,180,904,594
Aggregate carrying amount (costs) on sale of assets2020-12-31$3,808,339,599
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MCCONNELL & JONES LLP
Accountancy firm EIN2020-12-31760488832
2019 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$410,378,074
Total unrealized appreciation/depreciation of assets2019-12-31$410,378,074
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,317,454
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$10,279,913
Total income from all sources (including contributions)2019-12-31$1,562,793,860
Total loss/gain on sale of assets2019-12-31$221,397,859
Total of all expenses incurred2019-12-31$436,587,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$423,360,207
Expenses. Certain deemed distributions of participant loans2019-12-31$345,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$401,679,595
Value of total assets at end of year2019-12-31$6,241,443,267
Value of total assets at beginning of year2019-12-31$5,114,198,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$12,881,496
Total interest from all sources2019-12-31$35,720,453
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$40,874,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$106,941
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$125,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$187,720,483
Participant contributions at end of year2019-12-31$84,315,254
Participant contributions at beginning of year2019-12-31$81,330,571
Assets. Other investments not covered elsewhere at end of year2019-12-31$293,443,147
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$260,469,993
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$19,959,707
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$7,813,379
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$6,576,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$11,317,454
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$10,279,913
Other income not declared elsewhere2019-12-31$10,644,665
Administrative expenses (other) incurred2019-12-31$33,935
Total non interest bearing cash at end of year2019-12-31$5,552,798
Total non interest bearing cash at beginning of year2019-12-31$4,256,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,126,206,793
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,230,125,813
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,103,919,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$10,912,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$390,915,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$370,265,365
Value of interest in pooled separate accounts at end of year2019-12-31$69,277,302
Value of interest in pooled separate accounts at beginning of year2019-12-31$66,794,972
Interest on participant loans2019-12-31$4,789,369
Interest earned on other investments2019-12-31$1,732,729
Income. Interest from US Government securities2019-12-31$29,198,355
Value of interest in common/collective trusts at end of year2019-12-31$2,291,053,446
Value of interest in common/collective trusts at beginning of year2019-12-31$1,689,912,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$68,916,449
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$39,197,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$39,197,734
Asset value of US Government securities at end of year2019-12-31$710,723,927
Asset value of US Government securities at beginning of year2019-12-31$596,890,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$86,948,136
Net investment gain or loss from common/collective trusts2019-12-31$355,150,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$675,727,238
Assets. Invements in employer securities at beginning of year2019-12-31$543,909,169
Contributions received in cash from employer2019-12-31$193,999,405
Employer contributions (assets) at end of year2019-12-31$94,503,351
Employer contributions (assets) at beginning of year2019-12-31$90,111,177
Income. Dividends from common stock2019-12-31$40,874,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$423,360,207
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$93,564,047
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$84,622,696
Contract administrator fees2019-12-31$1,828,211
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,455,637,594
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,279,861,173
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,818,855,759
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,597,457,900
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2019-12-31134008324
2018 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-284,537,117
Total unrealized appreciation/depreciation of assets2018-12-31$-284,537,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$10,279,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$7,209,274
Total income from all sources (including contributions)2018-12-31$121,900,967
Total loss/gain on sale of assets2018-12-31$297,330,014
Total of all expenses incurred2018-12-31$459,319,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$444,872,293
Expenses. Certain deemed distributions of participant loans2018-12-31$5,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$382,818,660
Value of total assets at end of year2018-12-31$5,114,198,933
Value of total assets at beginning of year2018-12-31$5,448,546,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,441,377
Total interest from all sources2018-12-31$25,513,785
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$46,103,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$44,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$125,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$172,341,955
Participant contributions at end of year2018-12-31$81,330,571
Participant contributions at beginning of year2018-12-31$79,244,560
Assets. Other investments not covered elsewhere at end of year2018-12-31$260,469,993
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$277,720,440
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$13,718,028
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$6,576,448
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$5,427,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$10,279,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$7,209,274
Other income not declared elsewhere2018-12-31$-1,746,173
Total non interest bearing cash at end of year2018-12-31$4,256,953
Total non interest bearing cash at beginning of year2018-12-31$2,856,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-337,418,533
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,103,919,020
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,441,337,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$11,586,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$370,265,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$720,064,298
Value of interest in pooled separate accounts at end of year2018-12-31$66,794,972
Value of interest in pooled separate accounts at beginning of year2018-12-31$67,977,025
Interest on participant loans2018-12-31$4,038,766
Interest earned on other investments2018-12-31$220,581
Income. Interest from US Government securities2018-12-31$21,254,438
Value of interest in common/collective trusts at end of year2018-12-31$1,689,912,577
Value of interest in common/collective trusts at beginning of year2018-12-31$1,380,983,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$39,197,734
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$55,810,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$55,810,941
Asset value of US Government securities at end of year2018-12-31$596,890,105
Asset value of US Government securities at beginning of year2018-12-31$555,412,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-149,781,800
Net investment gain or loss from common/collective trusts2018-12-31$-193,799,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$543,909,169
Assets. Invements in employer securities at beginning of year2018-12-31$614,653,722
Contributions received in cash from employer2018-12-31$196,758,677
Employer contributions (assets) at end of year2018-12-31$90,111,177
Employer contributions (assets) at beginning of year2018-12-31$136,527,839
Income. Dividends from common stock2018-12-31$46,103,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$444,872,293
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$84,622,696
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$91,781,697
Contract administrator fees2018-12-31$2,810,756
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,279,861,173
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,460,086,443
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$2,693,147,655
Aggregate carrying amount (costs) on sale of assets2018-12-31$2,395,817,641
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2018-12-31134008324
2017 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$278,094,318
Total unrealized appreciation/depreciation of assets2017-12-31$278,094,318
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,209,274
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,851,519
Total income from all sources (including contributions)2017-12-31$1,288,497,300
Total loss/gain on sale of assets2017-12-31$230,749,751
Total of all expenses incurred2017-12-31$463,945,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$450,475,371
Expenses. Certain deemed distributions of participant loans2017-12-31$173,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$422,960,622
Value of total assets at end of year2017-12-31$5,448,546,827
Value of total assets at beginning of year2017-12-31$4,621,637,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,297,292
Total interest from all sources2017-12-31$21,844,202
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$43,850,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$35,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$125,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$164,662,472
Participant contributions at end of year2017-12-31$79,244,560
Participant contributions at beginning of year2017-12-31$78,215,826
Assets. Other investments not covered elsewhere at end of year2017-12-31$277,720,440
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$227,992,434
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$16,664,063
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$5,427,444
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$7,181,700
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$7,209,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$4,851,519
Other income not declared elsewhere2017-12-31$-3,012,264
Total non interest bearing cash at end of year2017-12-31$2,856,565
Total non interest bearing cash at beginning of year2017-12-31$85,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$824,551,454
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,441,337,553
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,616,786,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,870,803
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$720,064,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$747,142,187
Value of interest in pooled separate accounts at end of year2017-12-31$67,977,025
Value of interest in pooled separate accounts at beginning of year2017-12-31$67,480,936
Interest on participant loans2017-12-31$3,476,894
Interest earned on other investments2017-12-31$684,934
Income. Interest from US Government securities2017-12-31$17,682,374
Value of interest in common/collective trusts at end of year2017-12-31$1,380,983,637
Value of interest in common/collective trusts at beginning of year2017-12-31$958,628,895
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$55,810,941
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$55,244,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$55,244,540
Asset value of US Government securities at end of year2017-12-31$555,412,216
Asset value of US Government securities at beginning of year2017-12-31$556,183,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$136,496,708
Net investment gain or loss from common/collective trusts2017-12-31$157,513,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$614,653,722
Assets. Invements in employer securities at beginning of year2017-12-31$501,627,608
Contributions received in cash from employer2017-12-31$241,634,087
Employer contributions (assets) at end of year2017-12-31$136,527,839
Employer contributions (assets) at beginning of year2017-12-31$68,781,853
Income. Dividends from common stock2017-12-31$43,850,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$450,475,371
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$91,781,697
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$76,737,744
Contract administrator fees2017-12-31$2,391,489
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,460,086,443
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,276,334,997
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$3,071,863,304
Aggregate carrying amount (costs) on sale of assets2017-12-31$2,841,113,553
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2017-12-31134008324
2016 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$56,714,711
Total unrealized appreciation/depreciation of assets2016-12-31$56,714,711
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,851,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,007,128
Total income from all sources (including contributions)2016-12-31$603,023,116
Total loss/gain on sale of assets2016-12-31$88,510,480
Total of all expenses incurred2016-12-31$472,234,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$461,026,559
Expenses. Certain deemed distributions of participant loans2016-12-31$128,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$322,524,023
Value of total assets at end of year2016-12-31$4,621,637,618
Value of total assets at beginning of year2016-12-31$4,491,004,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,079,130
Total interest from all sources2016-12-31$19,818,102
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$46,668,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$35,750
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$125,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$152,112,699
Participant contributions at end of year2016-12-31$78,215,826
Participant contributions at beginning of year2016-12-31$80,616,162
Assets. Other investments not covered elsewhere at end of year2016-12-31$227,992,434
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$212,940,245
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,317,975
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$7,181,700
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$4,410,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$4,851,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$5,007,128
Other income not declared elsewhere2016-12-31$1,066,123
Total non interest bearing cash at end of year2016-12-31$85,745
Total non interest bearing cash at beginning of year2016-12-31$5,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$130,788,665
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,616,786,099
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,485,997,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$9,015,194
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$747,142,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$686,768,386
Value of interest in pooled separate accounts at end of year2016-12-31$67,480,936
Value of interest in pooled separate accounts at beginning of year2016-12-31$66,911,780
Interest on participant loans2016-12-31$3,353,132
Interest earned on other investments2016-12-31$328,088
Income. Interest from US Government securities2016-12-31$16,136,882
Value of interest in common/collective trusts at end of year2016-12-31$958,628,895
Value of interest in common/collective trusts at beginning of year2016-12-31$896,082,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$55,244,540
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$56,156,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$56,156,986
Asset value of US Government securities at end of year2016-12-31$556,183,153
Asset value of US Government securities at beginning of year2016-12-31$562,677,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$35,389,809
Net investment gain or loss from common/collective trusts2016-12-31$32,331,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$501,627,608
Assets. Invements in employer securities at beginning of year2016-12-31$511,083,793
Contributions received in cash from employer2016-12-31$159,093,349
Employer contributions (assets) at end of year2016-12-31$68,781,853
Employer contributions (assets) at beginning of year2016-12-31$63,466,683
Income. Dividends from common stock2016-12-31$46,668,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$461,026,559
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$76,737,744
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$55,245,776
Contract administrator fees2016-12-31$2,028,186
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,276,334,997
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,294,638,268
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,778,479,904
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,689,969,424
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2016-12-31134008324
2015 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-237,480,877
Total unrealized appreciation/depreciation of assets2015-12-31$-237,480,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$5,007,128
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$21,674,391
Total income from all sources (including contributions)2015-12-31$111,315,181
Total loss/gain on sale of assets2015-12-31$29,121,049
Total of all expenses incurred2015-12-31$447,441,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$435,212,968
Expenses. Certain deemed distributions of participant loans2015-12-31$190,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$321,184,363
Value of total assets at end of year2015-12-31$4,491,004,562
Value of total assets at beginning of year2015-12-31$4,843,797,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,037,477
Total interest from all sources2015-12-31$14,547,973
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$52,056,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$28,979
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$125,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$152,236,331
Participant contributions at end of year2015-12-31$80,616,162
Participant contributions at beginning of year2015-12-31$84,648,880
Assets. Other investments not covered elsewhere at end of year2015-12-31$212,940,245
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$148,755,460
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$15,304,365
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$4,410,944
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$7,675,567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$5,007,128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$21,674,391
Other income not declared elsewhere2015-12-31$-3,449,369
Total non interest bearing cash at end of year2015-12-31$5,147
Total non interest bearing cash at beginning of year2015-12-31$902,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-336,126,141
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,485,997,434
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,822,123,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,007,961
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$686,768,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$991,408,520
Value of interest in pooled separate accounts at end of year2015-12-31$66,911,780
Value of interest in pooled separate accounts at beginning of year2015-12-31$66,618,064
Interest on participant loans2015-12-31$3,418,675
Interest earned on other investments2015-12-31$1,335,538
Income. Interest from US Government securities2015-12-31$9,793,760
Value of interest in common/collective trusts at end of year2015-12-31$896,082,745
Value of interest in common/collective trusts at beginning of year2015-12-31$1,021,439,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$56,156,986
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$33,928,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$33,928,699
Asset value of US Government securities at end of year2015-12-31$562,677,647
Asset value of US Government securities at beginning of year2015-12-31$284,036,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-68,277,722
Net investment gain or loss from common/collective trusts2015-12-31$3,613,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$511,083,793
Assets. Invements in employer securities at beginning of year2015-12-31$755,013,366
Contributions received in cash from employer2015-12-31$153,643,667
Employer contributions (assets) at end of year2015-12-31$63,466,683
Employer contributions (assets) at beginning of year2015-12-31$81,369,775
Income. Dividends from common stock2015-12-31$52,056,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$435,212,968
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$55,245,776
Contract administrator fees2015-12-31$3,000,537
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,294,638,268
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,368,001,773
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,527,518,467
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,498,397,418
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2015-12-31134008324
2014 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$50,839,776
Total unrealized appreciation/depreciation of assets2014-12-31$50,839,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$21,674,391
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$44,390,274
Total income from all sources (including contributions)2014-12-31$588,154,456
Total loss/gain on sale of assets2014-12-31$91,275,619
Total of all expenses incurred2014-12-31$604,138,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$592,391,492
Expenses. Certain deemed distributions of participant loans2014-12-31$42,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$342,227,017
Value of total assets at end of year2014-12-31$4,843,797,966
Value of total assets at beginning of year2014-12-31$4,882,497,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,704,662
Total interest from all sources2014-12-31$16,275,408
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$64,119,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$18,400
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$125,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$153,495,477
Participant contributions at end of year2014-12-31$84,648,880
Participant contributions at beginning of year2014-12-31$100,909,050
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$148,755,460
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$339,503,892
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,227,590
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$7,675,567
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,957,606
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$21,674,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$44,390,274
Other income not declared elsewhere2014-12-31$4,509,986
Total non interest bearing cash at end of year2014-12-31$902,093
Total non interest bearing cash at beginning of year2014-12-31$5,846,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-15,983,815
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,822,123,575
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,838,107,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,638,828
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$991,408,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,090,951,506
Value of interest in pooled separate accounts at end of year2014-12-31$66,618,064
Value of interest in pooled separate accounts at beginning of year2014-12-31$65,894,519
Interest on participant loans2014-12-31$3,690,598
Interest earned on other investments2014-12-31$790,366
Income. Interest from US Government securities2014-12-31$11,794,444
Value of interest in common/collective trusts at end of year2014-12-31$1,021,439,315
Value of interest in common/collective trusts at beginning of year2014-12-31$953,255,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$33,928,699
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$47,519,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$47,519,068
Asset value of US Government securities at end of year2014-12-31$284,036,454
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-52,663,766
Net investment gain or loss from common/collective trusts2014-12-31$71,570,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$755,013,366
Assets. Invements in employer securities at beginning of year2014-12-31$816,672,616
Contributions received in cash from employer2014-12-31$177,503,950
Employer contributions (assets) at end of year2014-12-31$81,369,775
Employer contributions (assets) at beginning of year2014-12-31$86,525,958
Income. Dividends from common stock2014-12-31$64,119,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$592,391,492
Contract administrator fees2014-12-31$3,047,434
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,368,001,773
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,372,461,431
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$3,394,095,714
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,302,820,095
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$579,762,993
Total unrealized appreciation/depreciation of assets2013-12-31$579,762,993
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$44,390,274
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$27,526,576
Total income from all sources (including contributions)2013-12-31$1,315,818,842
Total loss/gain on sale of assets2013-12-31$126,205,543
Total of all expenses incurred2013-12-31$393,183,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$381,636,875
Expenses. Certain deemed distributions of participant loans2013-12-31$202,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$349,664,625
Value of total assets at end of year2013-12-31$4,882,497,664
Value of total assets at beginning of year2013-12-31$3,942,998,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,343,867
Total interest from all sources2013-12-31$17,728,954
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$53,084,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$125,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$154,085,111
Participant contributions at end of year2013-12-31$100,909,050
Participant contributions at beginning of year2013-12-31$99,909,507
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$339,503,892
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$52,799,244
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,612,092
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,957,606
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$6,050,011
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$44,390,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$27,526,576
Total non interest bearing cash at end of year2013-12-31$5,846,507
Total non interest bearing cash at beginning of year2013-12-31$5,795,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$922,635,808
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,838,107,390
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,915,471,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$11,343,867
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,090,951,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$920,738,548
Value of interest in pooled separate accounts at end of year2013-12-31$65,894,519
Interest on participant loans2013-12-31$3,667,482
Interest earned on other investments2013-12-31$964,044
Income. Interest from US Government securities2013-12-31$13,097,428
Value of interest in common/collective trusts at end of year2013-12-31$953,255,511
Value of interest in common/collective trusts at beginning of year2013-12-31$790,041,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$47,519,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$44,078,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$44,078,614
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$336,191,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$74,370,755
Net investment gain or loss from common/collective trusts2013-12-31$115,001,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$816,672,616
Assets. Invements in employer securities at beginning of year2013-12-31$572,592,596
Contributions received in cash from employer2013-12-31$184,967,422
Employer contributions (assets) at end of year2013-12-31$86,525,958
Employer contributions (assets) at beginning of year2013-12-31$72,136,564
Income. Dividends from common stock2013-12-31$53,084,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$381,636,875
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,372,461,431
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,042,663,632
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,428,771,280
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,302,565,737
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-12-31134008324
2012 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$202,626,548
Total unrealized appreciation/depreciation of assets2012-12-31$202,626,548
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$27,526,576
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,953,018
Total income from all sources (including contributions)2012-12-31$817,103,302
Total loss/gain on sale of assets2012-12-31$87,689,592
Total of all expenses incurred2012-12-31$305,040,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$304,789,053
Expenses. Certain deemed distributions of participant loans2012-12-31$251,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$328,837,474
Value of total assets at end of year2012-12-31$3,942,998,158
Value of total assets at beginning of year2012-12-31$3,406,361,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$24,176,145
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$53,790,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$148,344,382
Participant contributions at end of year2012-12-31$99,909,507
Participant contributions at beginning of year2012-12-31$101,180,324
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$3,856,811
Assets. Other investments not covered elsewhere at end of year2012-12-31$52,799,244
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$453,608,185
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,283,634
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$6,050,011
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3,264,512
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$27,526,576
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,953,018
Total non interest bearing cash at end of year2012-12-31$5,795,928
Total non interest bearing cash at beginning of year2012-12-31$144,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$512,063,186
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,915,471,582
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,403,408,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$920,738,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,039,259,857
Interest on participant loans2012-12-31$3,503,644
Interest earned on other investments2012-12-31$1,112,722
Income. Interest from US Government securities2012-12-31$19,559,779
Value of interest in common/collective trusts at end of year2012-12-31$790,041,600
Value of interest in common/collective trusts at beginning of year2012-12-31$200,699,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$44,078,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$108,631,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$108,631,130
Asset value of US Government securities at end of year2012-12-31$336,191,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$53,504,603
Net investment gain or loss from common/collective trusts2012-12-31$66,478,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$572,592,596
Assets. Invements in employer securities at beginning of year2012-12-31$509,984,729
Contributions received in cash from employer2012-12-31$170,209,458
Employer contributions (assets) at end of year2012-12-31$72,136,564
Employer contributions (assets) at beginning of year2012-12-31$85,638,165
Income. Dividends from common stock2012-12-31$53,790,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$304,789,053
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,042,663,632
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$900,093,872
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,285,009,719
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,197,320,127
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-12-31134008324
2011 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$35,041,598
Total unrealized appreciation/depreciation of assets2011-12-31$35,041,598
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,953,018
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,489,813
Total income from all sources (including contributions)2011-12-31$343,299,731
Total loss/gain on sale of assets2011-12-31$11,793,282
Total of all expenses incurred2011-12-31$272,754,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$272,377,773
Expenses. Certain deemed distributions of participant loans2011-12-31$376,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$328,391,829
Value of total assets at end of year2011-12-31$3,406,361,414
Value of total assets at beginning of year2011-12-31$3,335,352,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$16,757,682
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$11,117,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$140,413,985
Participant contributions at end of year2011-12-31$101,180,324
Participant contributions at beginning of year2011-12-31$98,109,900
Participant contributions at end of year2011-12-31$3,856,811
Participant contributions at beginning of year2011-12-31$3,718,414
Assets. Other investments not covered elsewhere at end of year2011-12-31$453,608,185
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$401,219,793
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,164,838
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,264,512
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,467,260
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,953,018
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,489,813
Total non interest bearing cash at end of year2011-12-31$144,695
Total non interest bearing cash at beginning of year2011-12-31$75,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$70,545,617
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,403,408,396
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,332,862,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,039,259,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,028,509,100
Interest on participant loans2011-12-31$3,806,043
Interest earned on other investments2011-12-31$12,951,639
Value of interest in common/collective trusts at end of year2011-12-31$200,699,134
Value of interest in common/collective trusts at beginning of year2011-12-31$227,825,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$108,631,130
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$77,532,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$77,532,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-61,106,124
Net investment gain or loss from common/collective trusts2011-12-31$1,304,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$509,984,729
Assets. Invements in employer securities at beginning of year2011-12-31$504,049,132
Contributions received in cash from employer2011-12-31$179,813,006
Employer contributions (assets) at end of year2011-12-31$85,638,165
Employer contributions (assets) at beginning of year2011-12-31$72,116,465
Income. Dividends from common stock2011-12-31$11,117,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$272,377,773
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$900,093,872
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$920,728,748
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$814,408,812
Aggregate carrying amount (costs) on sale of assets2011-12-31$802,615,530
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2011-12-31134008324
2010 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$200,579,498
Total unrealized appreciation/depreciation of assets2010-12-31$200,579,498
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,489,813
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,300,251
Total income from all sources (including contributions)2010-12-31$645,004,535
Total loss/gain on sale of assets2010-12-31$15,249,975
Total of all expenses incurred2010-12-31$268,433,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$268,105,468
Expenses. Certain deemed distributions of participant loans2010-12-31$328,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$283,651,492
Value of total assets at end of year2010-12-31$3,335,352,592
Value of total assets at beginning of year2010-12-31$2,958,592,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$20,227,564
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$11,239,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$126,460,478
Participant contributions at end of year2010-12-31$98,109,900
Participant contributions at beginning of year2010-12-31$94,156,210
Participant contributions at end of year2010-12-31$3,718,414
Participant contributions at beginning of year2010-12-31$2,602,909
Assets. Other investments not covered elsewhere at end of year2010-12-31$401,219,793
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$408,897,767
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,353,619
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,467,260
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$4,222,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,489,813
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,300,251
Total non interest bearing cash at end of year2010-12-31$75,182
Total non interest bearing cash at beginning of year2010-12-31$52,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$376,570,793
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,332,862,779
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,956,291,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,028,509,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$607,403,596
Interest on participant loans2010-12-31$4,283,275
Interest earned on other investments2010-12-31$15,944,289
Value of interest in common/collective trusts at end of year2010-12-31$227,825,851
Value of interest in common/collective trusts at beginning of year2010-12-31$484,872,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$77,532,747
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$62,463,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$62,463,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$109,545,342
Net investment gain or loss from common/collective trusts2010-12-31$4,510,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$504,049,132
Assets. Invements in employer securities at beginning of year2010-12-31$512,678,976
Contributions received in cash from employer2010-12-31$151,837,395
Employer contributions (assets) at end of year2010-12-31$72,116,465
Employer contributions (assets) at beginning of year2010-12-31$33,252,066
Income. Dividends from common stock2010-12-31$11,239,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$268,105,468
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$811,176
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$920,728,748
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$747,178,219
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$611,661,894
Aggregate carrying amount (costs) on sale of assets2010-12-31$596,411,919
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2010-12-31134008324
2009 : AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN EXPRESS RETIREMENT SAVINGS PLAN

2022: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN EXPRESS RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32745
Policy instance 1
Insurance contract or identification number32745
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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