HUGHES HUBBARD & REED LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED
| Measure | Date | Value |
|---|
| 2022 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
| Total transfer of assets from this plan | 2022-09-30 | $194,230 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $41,054 |
| Total income from all sources (including contributions) | 2022-09-30 | $423 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $4,580,428 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $4,510,914 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $0 |
| Value of total assets at end of year | 2022-09-30 | $0 |
| Value of total assets at beginning of year | 2022-09-30 | $4,815,289 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $69,514 |
| Total interest from all sources | 2022-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $120 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $120 |
| Administrative expenses professional fees incurred | 2022-09-30 | $19,750 |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-09-30 | $892,017 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-09-30 | $101,387 |
| Administrative expenses (other) incurred | 2022-09-30 | $49,764 |
| Liabilities. Value of operating payables at end of year | 2022-09-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2022-09-30 | $41,054 |
| Total non interest bearing cash at end of year | 2022-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2022-09-30 | $3,713,902 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-4,580,005 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $4,774,235 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $303 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Employer contributions (assets) at end of year | 2022-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2022-09-30 | $1,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $3,618,897 |
| Did the plan have assets held for investment | 2022-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2022-09-30 | 131459550 |
| 2021 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $41,054 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $14,563 |
| Total income from all sources (including contributions) | 2021-09-30 | $4,095,551 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $8,311,234 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $8,253,330 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $1,962,186 |
| Value of total assets at end of year | 2021-09-30 | $4,815,289 |
| Value of total assets at beginning of year | 2021-09-30 | $9,004,481 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $57,904 |
| Total interest from all sources | 2021-09-30 | $1 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $91,382 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $91,382 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-09-30 | $7,548,957 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-09-30 | $101,387 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-09-30 | $2 |
| Liabilities. Value of operating payables at end of year | 2021-09-30 | $41,054 |
| Liabilities. Value of operating payables at beginning of year | 2021-09-30 | $14,563 |
| Total non interest bearing cash at end of year | 2021-09-30 | $3,713,902 |
| Total non interest bearing cash at beginning of year | 2021-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $-4,215,683 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $4,774,235 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $8,989,918 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Investment advisory and management fees | 2021-09-30 | $57,904 |
| Value of interest in common/collective trusts at end of year | 2021-09-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $8,885,440 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $57,840 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $57,840 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-09-30 | $1 |
| Net investment gain or loss from common/collective trusts | 2021-09-30 | $2,041,982 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Contributions received in cash from employer | 2021-09-30 | $1,962,186 |
| Employer contributions (assets) at end of year | 2021-09-30 | $1,000,000 |
| Employer contributions (assets) at beginning of year | 2021-09-30 | $61,199 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $704,373 |
| Did the plan have assets held for investment | 2021-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
| Accountancy firm name | 2021-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2021-09-30 | 131459550 |
| 2020 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $14,563 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $14,396 |
| Total income from all sources (including contributions) | 2020-09-30 | $799,613 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $723,329 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $666,738 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $77,435 |
| Value of total assets at end of year | 2020-09-30 | $9,004,481 |
| Value of total assets at beginning of year | 2020-09-30 | $8,928,030 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $56,591 |
| Total interest from all sources | 2020-09-30 | $409 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $2 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $66 |
| Liabilities. Value of operating payables at end of year | 2020-09-30 | $14,563 |
| Liabilities. Value of operating payables at beginning of year | 2020-09-30 | $14,396 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $76,284 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $8,989,918 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $8,913,634 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Investment advisory and management fees | 2020-09-30 | $56,591 |
| Value of interest in common/collective trusts at end of year | 2020-09-30 | $8,885,440 |
| Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $8,836,859 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $57,840 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $83,105 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $83,105 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $409 |
| Net investment gain or loss from common/collective trusts | 2020-09-30 | $721,769 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | Yes |
| Contributions received in cash from employer | 2020-09-30 | $77,435 |
| Employer contributions (assets) at end of year | 2020-09-30 | $61,199 |
| Employer contributions (assets) at beginning of year | 2020-09-30 | $8,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $666,738 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
| Accountancy firm name | 2020-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2020-09-30 | 131459550 |
| 2019 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $14,396 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $14,854 |
| Total income from all sources (including contributions) | 2019-09-30 | $366,325 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $639,597 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $582,894 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $22,613 |
| Value of total assets at end of year | 2019-09-30 | $8,928,030 |
| Value of total assets at beginning of year | 2019-09-30 | $9,201,760 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $56,703 |
| Total interest from all sources | 2019-09-30 | $601 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $66 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $34 |
| Other income not declared elsewhere | 2019-09-30 | $186 |
| Liabilities. Value of operating payables at end of year | 2019-09-30 | $14,396 |
| Liabilities. Value of operating payables at beginning of year | 2019-09-30 | $14,854 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $-273,272 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $8,913,634 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $9,186,906 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Investment advisory and management fees | 2019-09-30 | $56,703 |
| Value of interest in common/collective trusts at end of year | 2019-09-30 | $8,836,859 |
| Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $9,112,282 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $83,105 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $59,888 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $59,888 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $601 |
| Net investment gain or loss from common/collective trusts | 2019-09-30 | $342,925 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $22,613 |
| Employer contributions (assets) at end of year | 2019-09-30 | $8,000 |
| Employer contributions (assets) at beginning of year | 2019-09-30 | $29,556 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $582,894 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
| Accountancy firm name | 2019-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2019-09-30 | 131459550 |
| 2018 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $14,854 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $14,757 |
| Total income from all sources (including contributions) | 2018-09-30 | $626,007 |
| Total loss/gain on sale of assets | 2018-09-30 | $0 |
| Total of all expenses incurred | 2018-09-30 | $666,504 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $606,605 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $59,532 |
| Value of total assets at end of year | 2018-09-30 | $9,201,760 |
| Value of total assets at beginning of year | 2018-09-30 | $9,242,160 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $59,899 |
| Total interest from all sources | 2018-09-30 | $181 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $34 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $6 |
| Liabilities. Value of operating payables at end of year | 2018-09-30 | $14,854 |
| Liabilities. Value of operating payables at beginning of year | 2018-09-30 | $14,757 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Value of net income/loss | 2018-09-30 | $-40,497 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $9,186,906 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $9,227,403 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Investment advisory and management fees | 2018-09-30 | $59,899 |
| Value of interest in common/collective trusts at end of year | 2018-09-30 | $9,112,282 |
| Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $9,146,649 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $59,888 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $51,349 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $51,349 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-09-30 | $181 |
| Net investment gain or loss from common/collective trusts | 2018-09-30 | $566,294 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Contributions received in cash from employer | 2018-09-30 | $59,532 |
| Employer contributions (assets) at end of year | 2018-09-30 | $29,556 |
| Employer contributions (assets) at beginning of year | 2018-09-30 | $44,156 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $606,605 |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
| Accountancy firm name | 2018-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2018-09-30 | 131459550 |
| 2017 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $14,757 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $14,030 |
| Total income from all sources (including contributions) | 2017-09-30 | $1,211,809 |
| Total loss/gain on sale of assets | 2017-09-30 | $0 |
| Total of all expenses incurred | 2017-09-30 | $644,218 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $586,990 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $44,156 |
| Value of total assets at end of year | 2017-09-30 | $9,242,160 |
| Value of total assets at beginning of year | 2017-09-30 | $8,673,842 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $57,228 |
| Total interest from all sources | 2017-09-30 | $51 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Contributions received from participants | 2017-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $6 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $2 |
| Liabilities. Value of operating payables at end of year | 2017-09-30 | $14,757 |
| Liabilities. Value of operating payables at beginning of year | 2017-09-30 | $14,030 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Income. Non cash contributions | 2017-09-30 | $0 |
| Value of net income/loss | 2017-09-30 | $567,591 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $9,227,403 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $8,659,812 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Investment advisory and management fees | 2017-09-30 | $57,228 |
| Value of interest in common/collective trusts at end of year | 2017-09-30 | $9,146,649 |
| Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $8,629,146 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $51,349 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $44,694 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $44,694 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-09-30 | $51 |
| Net investment gain or loss from common/collective trusts | 2017-09-30 | $1,167,602 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $44,156 |
| Employer contributions (assets) at end of year | 2017-09-30 | $44,156 |
| Employer contributions (assets) at beginning of year | 2017-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $586,990 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2017-09-30 | 131459550 |
| 2016 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $14,030 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $13,998 |
| Total income from all sources (including contributions) | 2016-09-30 | $872,595 |
| Total loss/gain on sale of assets | 2016-09-30 | $0 |
| Total of all expenses incurred | 2016-09-30 | $575,099 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $520,055 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
| Value of total assets at end of year | 2016-09-30 | $8,673,842 |
| Value of total assets at beginning of year | 2016-09-30 | $8,376,314 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $55,044 |
| Total interest from all sources | 2016-09-30 | $38 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $2 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $1 |
| Other income not declared elsewhere | 2016-09-30 | $0 |
| Liabilities. Value of operating payables at end of year | 2016-09-30 | $14,030 |
| Liabilities. Value of operating payables at beginning of year | 2016-09-30 | $13,998 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $297,496 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $8,659,812 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $8,362,316 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Investment advisory and management fees | 2016-09-30 | $55,044 |
| Value of interest in common/collective trusts at end of year | 2016-09-30 | $8,629,146 |
| Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $8,327,601 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $44,694 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $48,712 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $48,712 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $38 |
| Net investment gain or loss from common/collective trusts | 2016-09-30 | $872,557 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $520,055 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | MAZARS USA LLP |
| Accountancy firm EIN | 2016-09-30 | 131459550 |
| 2015 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $13,998 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $14,179 |
| Total income from all sources (including contributions) | 2015-09-30 | $35,241 |
| Total loss/gain on sale of assets | 2015-09-30 | $0 |
| Total of all expenses incurred | 2015-09-30 | $544,743 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $487,188 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $0 |
| Value of total assets at end of year | 2015-09-30 | $8,376,314 |
| Value of total assets at beginning of year | 2015-09-30 | $8,885,997 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $57,555 |
| Total interest from all sources | 2015-09-30 | $36 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $1 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $8 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-09-30 | $1 |
| Other income not declared elsewhere | 2015-09-30 | $-334 |
| Liabilities. Value of operating payables at end of year | 2015-09-30 | $13,998 |
| Liabilities. Value of operating payables at beginning of year | 2015-09-30 | $14,178 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $-509,502 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $8,362,316 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $8,871,818 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Investment advisory and management fees | 2015-09-30 | $57,555 |
| Value of interest in common/collective trusts at end of year | 2015-09-30 | $8,327,601 |
| Value of interest in common/collective trusts at beginning of year | 2015-09-30 | $8,629,798 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $48,712 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $110,499 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $110,499 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $36 |
| Net investment gain or loss from common/collective trusts | 2015-09-30 | $35,539 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Contributions received in cash from employer | 2015-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2015-09-30 | $145,692 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $487,188 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
| Accountancy firm name | 2015-09-30 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2015-09-30 | 134008324 |
| 2014 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $14,179 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total income from all sources (including contributions) | 2014-09-30 | $1,238,432 |
| Total loss/gain on sale of assets | 2014-09-30 | $0 |
| Total of all expenses incurred | 2014-09-30 | $541,795 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $472,882 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $325,245 |
| Value of total assets at end of year | 2014-09-30 | $8,885,997 |
| Value of total assets at beginning of year | 2014-09-30 | $8,175,181 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $68,913 |
| Total interest from all sources | 2014-09-30 | $33 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $40,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $8 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $1 |
| Liabilities. Value of operating payables at end of year | 2014-09-30 | $14,178 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $696,637 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $8,871,818 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $8,175,181 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Investment advisory and management fees | 2014-09-30 | $68,913 |
| Value of interest in common/collective trusts at end of year | 2014-09-30 | $8,629,798 |
| Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $8,131,715 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $110,499 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $3,466 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $3,466 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $33 |
| Net investment gain or loss from common/collective trusts | 2014-09-30 | $913,154 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Contributions received in cash from employer | 2014-09-30 | $325,245 |
| Employer contributions (assets) at end of year | 2014-09-30 | $145,692 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $472,882 |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
| Accountancy firm name | 2014-09-30 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2014-09-30 | 134008324 |
| 2013 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total income from all sources (including contributions) | 2013-09-30 | $1,320,137 |
| Total loss/gain on sale of assets | 2013-09-30 | $0 |
| Total of all expenses incurred | 2013-09-30 | $502,871 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $454,742 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $246,858 |
| Value of total assets at end of year | 2013-09-30 | $8,175,181 |
| Value of total assets at beginning of year | 2013-09-30 | $7,357,915 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $48,129 |
| Total interest from all sources | 2013-09-30 | $1 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $40,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $817,266 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $8,175,181 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $7,357,915 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Investment advisory and management fees | 2013-09-30 | $48,129 |
| Value of interest in common/collective trusts at end of year | 2013-09-30 | $8,131,715 |
| Value of interest in common/collective trusts at beginning of year | 2013-09-30 | $7,078,242 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $3,466 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $3,465 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $3,465 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $1 |
| Net investment gain or loss from common/collective trusts | 2013-09-30 | $1,073,278 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Contributions received in cash from employer | 2013-09-30 | $246,858 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $276,208 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $454,742 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
| Accountancy firm name | 2013-09-30 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2013-09-30 | 134008324 |
| 2012 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total income from all sources (including contributions) | 2012-09-30 | $1,780,352 |
| Total loss/gain on sale of assets | 2012-09-30 | $0 |
| Total of all expenses incurred | 2012-09-30 | $494,419 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $451,718 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $521,809 |
| Value of total assets at end of year | 2012-09-30 | $7,357,915 |
| Value of total assets at beginning of year | 2012-09-30 | $6,071,982 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $42,701 |
| Total interest from all sources | 2012-09-30 | $1 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Other income not declared elsewhere | 2012-09-30 | $74 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $1,285,933 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $7,357,915 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $6,071,982 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Investment advisory and management fees | 2012-09-30 | $42,701 |
| Value of interest in common/collective trusts at end of year | 2012-09-30 | $7,078,242 |
| Value of interest in common/collective trusts at beginning of year | 2012-09-30 | $5,969,209 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $3,465 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $3,933 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $3,933 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $1 |
| Net investment gain or loss from common/collective trusts | 2012-09-30 | $1,258,468 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $521,809 |
| Employer contributions (assets) at end of year | 2012-09-30 | $276,208 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $98,840 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $451,718 |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
| Accountancy firm name | 2012-09-30 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2012-09-30 | 134008324 |
| 2011 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $195,802 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $504,657 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $462,590 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $200,360 |
| Value of total assets at end of year | 2011-09-30 | $6,071,982 |
| Value of total assets at beginning of year | 2011-09-30 | $6,380,837 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $42,067 |
| Total interest from all sources | 2011-09-30 | $1 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $-308,855 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $6,071,982 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $6,380,837 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Investment advisory and management fees | 2011-09-30 | $42,067 |
| Value of interest in common/collective trusts at end of year | 2011-09-30 | $5,969,209 |
| Value of interest in common/collective trusts at beginning of year | 2011-09-30 | $6,225,685 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $3,933 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $3,933 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $3,933 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $1 |
| Net investment gain or loss from common/collective trusts | 2011-09-30 | $-4,559 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $200,360 |
| Employer contributions (assets) at end of year | 2011-09-30 | $98,840 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $151,219 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $462,590 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | PRICEWATERHOUSECOOPERS |
| Accountancy firm EIN | 2011-09-30 | 134008324 |
| 2010 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
