THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2014 : HIGH YIELD 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-4,709,371 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-4,709,371 |
| Total transfer of assets to this plan | 2014-12-31 | $13,559,200 |
| Total transfer of assets from this plan | 2014-12-31 | $1,350,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $8,457,706 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $4,398,507 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,325,765 |
| Total loss/gain on sale of assets | 2014-12-31 | $808,604 |
| Total of all expenses incurred | 2014-12-31 | $72,858 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $109,091,591 |
| Value of total assets at beginning of year | 2014-12-31 | $91,570,285 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $72,858 |
| Total interest from all sources | 2014-12-31 | $5,193,668 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $32,864 |
| Administrative expenses professional fees incurred | 2014-12-31 | $22,559 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $271,820 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $485,010 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $1,408,778 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $4,077,799 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $1,488,264 |
| Assets. Loans (other than to participants) at end of year | 2014-12-31 | $3,762,912 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $4,375,332 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $8,457,706 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $4,398,507 |
| Total non interest bearing cash at end of year | 2014-12-31 | $3,247,638 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $2,489,286 |
| Value of net income/loss | 2014-12-31 | $1,252,907 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $100,633,885 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $87,171,778 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $14,396 |
| Income. Interest from US Government securities | 2014-12-31 | $75,565 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $3,250,816 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $1,852,891 |
| Income. Dividends from preferred stock | 2014-12-31 | $32,864 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $96,322,644 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $82,732,393 |
| Contract administrator fees | 2014-12-31 | $50,299 |
| Aggregate proceeds on sale of assets | 2014-12-31 | $207,156,251 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $206,347,647 |
| 2013 : HIGH YIELD 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $396,693 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $396,693 |
| Total transfer of assets to this plan | 2013-12-31 | $4,469,451 |
| Total transfer of assets from this plan | 2013-12-31 | $6,474,460 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $4,398,507 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,085,735 |
| Total income from all sources (including contributions) | 2013-12-31 | $5,596,834 |
| Total loss/gain on sale of assets | 2013-12-31 | $-83,918 |
| Total of all expenses incurred | 2013-12-31 | $23,175 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $91,570,285 |
| Value of total assets at beginning of year | 2013-12-31 | $88,688,863 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $23,175 |
| Total interest from all sources | 2013-12-31 | $5,247,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $36,843 |
| Administrative expenses professional fees incurred | 2013-12-31 | $23,175 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $485,010 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $483,378 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $1,488,264 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,394,746 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $4,375,332 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $5,085,735 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $4,398,507 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $5,085,735 |
| Total non interest bearing cash at end of year | 2013-12-31 | $2,489,286 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $4,514,263 |
| Value of net income/loss | 2013-12-31 | $5,573,659 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $87,171,778 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $83,603,128 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $24,224 |
| Income. Interest from US Government securities | 2013-12-31 | $138,826 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $5,084,166 |
| Income. Dividends from preferred stock | 2013-12-31 | $36,843 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $82,732,393 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $77,210,741 |
| Aggregate proceeds on sale of assets | 2013-12-31 | $27,651,287 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $27,735,205 |
| 2012 : HIGH YIELD 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $3,760,363 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $3,760,363 |
| Total transfer of assets to this plan | 2012-12-31 | $6,200,000 |
| Total transfer of assets from this plan | 2012-12-31 | $1,345,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $5,085,735 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $7,773,593 |
| Total income from all sources (including contributions) | 2012-12-31 | $9,252,205 |
| Total loss/gain on sale of assets | 2012-12-31 | $223,263 |
| Total of all expenses incurred | 2012-12-31 | $22,500 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $88,688,863 |
| Value of total assets at beginning of year | 2012-12-31 | $77,292,016 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $22,500 |
| Total interest from all sources | 2012-12-31 | $5,231,736 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $36,843 |
| Administrative expenses professional fees incurred | 2012-12-31 | $22,500 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $483,378 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $350,789 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $1,394,746 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,302,699 |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $5,085,735 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $7,594,567 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $5,085,735 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $7,773,593 |
| Total non interest bearing cash at end of year | 2012-12-31 | $4,514,263 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $3,292,447 |
| Value of net income/loss | 2012-12-31 | $9,229,705 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $83,603,128 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $69,518,423 |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $47,882 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $5,183,854 |
| Income. Dividends from preferred stock | 2012-12-31 | $36,843 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $77,210,741 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $64,751,514 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $31,468,073 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $31,244,810 |
| 2011 : HIGH YIELD 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-723,034 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-723,034 |
| Total transfer of assets to this plan | 2011-12-31 | $4,814,412 |
| Total transfer of assets from this plan | 2011-12-31 | $19,017,063 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $7,773,593 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $7,863,169 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,001,074 |
| Total loss/gain on sale of assets | 2011-12-31 | $-871,307 |
| Total of all expenses incurred | 2011-12-31 | $35,096 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $77,292,016 |
| Value of total assets at beginning of year | 2011-12-31 | $87,618,265 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $35,096 |
| Total interest from all sources | 2011-12-31 | $5,570,034 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $25,381 |
| Administrative expenses professional fees incurred | 2011-12-31 | $29,254 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $350,789 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,302,699 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,663,262 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $7,594,567 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $7,831,199 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $7,773,593 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $7,863,169 |
| Administrative expenses (other) incurred | 2011-12-31 | $5,842 |
| Total non interest bearing cash at end of year | 2011-12-31 | $3,292,447 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $620,865 |
| Value of net income/loss | 2011-12-31 | $3,965,978 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $69,518,423 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $79,755,096 |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $33,649 |
| Income. Interest from US Government securities | 2011-12-31 | $31,645 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $5,504,740 |
| Income. Dividends from preferred stock | 2011-12-31 | $25,381 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $64,751,514 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $77,049,483 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $453,456 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $48,460,357 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $49,331,664 |
| 2010 : HIGH YIELD 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $42,913 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $42,913 |
| Total transfer of assets to this plan | 2010-12-31 | $7,536,435 |
| Total transfer of assets from this plan | 2010-12-31 | $14,699,601 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $7,863,169 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,772,883 |
| Total income from all sources (including contributions) | 2010-12-31 | $8,412,566 |
| Total loss/gain on sale of assets | 2010-12-31 | $1,185,128 |
| Total of all expenses incurred | 2010-12-31 | $33,912 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $87,618,265 |
| Value of total assets at beginning of year | 2010-12-31 | $83,312,491 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $33,912 |
| Total interest from all sources | 2010-12-31 | $7,181,616 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Administrative expenses professional fees incurred | 2010-12-31 | $29,912 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,663,262 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,468,214 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $7,831,199 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $4,139,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $7,863,169 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $4,772,883 |
| Administrative expenses (other) incurred | 2010-12-31 | $4,000 |
| Total non interest bearing cash at end of year | 2010-12-31 | $620,865 |
| Value of net income/loss | 2010-12-31 | $8,378,654 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $79,755,096 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $78,539,608 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $19,262 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $7,162,354 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,389,419 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,909 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $77,049,483 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $75,902,460 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $453,456 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $413,398 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $52,163,759 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $50,978,631 |
