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HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 401k Plan overview

Plan NameHEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K
Plan identification number 002

HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS has sponsored the creation of one or more 401k plans.

Company Name:HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS
Employer identification number (EIN):141349558
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1891-07-30
Company Identification Number: 27179
Legal Registered Office Address: EXECUTIVE OFFICE AT TAYLOR
100 WOODS ROAD ATTN GC
VALHALLA
United States of America (USA)
10595

More information about HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JOHN MORGAN2023-02-15
0022021-01-01JOHN MORGAN2022-10-12
0022020-01-01DAVID INGBER2021-10-15
0022019-01-01
0022018-01-01
0022017-01-01HEIDI ROSBOROUGH HEIDI ROSBOROUGH2018-09-25
0022016-01-01HEIDI ROSBOROUGH HEIDI ROSBOROUGH2017-10-13
0022015-01-01HEIDI ROSBOROUGH HEIDI ROSBOROUGH2016-10-10
0022014-01-01HEIDI ROSBOROUGH HEIDI ROSBOROUGH2015-10-06
0022013-01-01HEIDI ROSBOROUGH HEIDI ROSBOROUGH2014-10-01
0022012-01-01GREG M HOWARD
0022011-01-01GREG M. HOWARD GREG M. HOWARD2012-10-15
0022010-01-01GREG M. HOWARD, VPHR
0022009-01-01GREG M. HOWARD
0022009-01-01GREG M. HOWARD

Plan Statistics for HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K

401k plan membership statisitcs for HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K

Measure Date Value
2022: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2022 401k membership
Total participants, beginning-of-year2022-01-01830
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2021 401k membership
Total participants, beginning-of-year2021-01-01993
Total number of active participants reported on line 7a of the Form 55002021-01-01380
Number of retired or separated participants receiving benefits2021-01-0140
Number of other retired or separated participants entitled to future benefits2021-01-01410
Total of all active and inactive participants2021-01-01830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01830
Number of participants with account balances2021-01-01675
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0141
2020: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2020 401k membership
Total participants, beginning-of-year2020-01-011,071
Total number of active participants reported on line 7a of the Form 55002020-01-01690
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-01282
Total of all active and inactive participants2020-01-01993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01993
Number of participants with account balances2020-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0166
2019: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2019 401k membership
Total participants, beginning-of-year2019-01-011,001
Total number of active participants reported on line 7a of the Form 55002019-01-01812
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01245
Total of all active and inactive participants2019-01-011,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-011,071
Number of participants with account balances2019-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2018 401k membership
Total participants, beginning-of-year2018-01-01968
Total number of active participants reported on line 7a of the Form 55002018-01-01764
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01219
Total of all active and inactive participants2018-01-01987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01990
Number of participants with account balances2018-01-01698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2017 401k membership
Total participants, beginning-of-year2017-01-01971
Total number of active participants reported on line 7a of the Form 55002017-01-01757
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01209
Total of all active and inactive participants2017-01-01968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01968
Number of participants with account balances2017-01-01687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2016 401k membership
Total participants, beginning-of-year2016-01-01892
Total number of active participants reported on line 7a of the Form 55002016-01-01775
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01193
Total of all active and inactive participants2016-01-01970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01971
Number of participants with account balances2016-01-01645
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2015 401k membership
Total participants, beginning-of-year2015-01-01975
Total number of active participants reported on line 7a of the Form 55002015-01-01696
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01193
Total of all active and inactive participants2015-01-01891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01892
Number of participants with account balances2015-01-01604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2014 401k membership
Total participants, beginning-of-year2014-01-01962
Total number of active participants reported on line 7a of the Form 55002014-01-01838
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01135
Total of all active and inactive participants2014-01-01975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01975
Number of participants with account balances2014-01-01616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2013 401k membership
Total participants, beginning-of-year2013-01-011,271
Total number of active participants reported on line 7a of the Form 55002013-01-01805
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01155
Total of all active and inactive participants2013-01-01962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01962
Number of participants with account balances2013-01-01652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2012 401k membership
Total participants, beginning-of-year2012-01-011,053
Total number of active participants reported on line 7a of the Form 55002012-01-011,005
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01263
Total of all active and inactive participants2012-01-011,271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,271
Number of participants with account balances2012-01-01771
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2011 401k membership
Total participants, beginning-of-year2011-01-011,995
Total number of active participants reported on line 7a of the Form 55002011-01-01722
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-01304
Total of all active and inactive participants2011-01-011,029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,029
Number of participants with account balances2011-01-01815
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2010: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2010 401k membership
Total participants, beginning-of-year2010-01-011,833
Total number of active participants reported on line 7a of the Form 55002010-01-011,913
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0163
Total of all active and inactive participants2010-01-011,979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,979
Number of participants with account balances2010-01-01842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2009 401k membership
Total participants, beginning-of-year2009-01-011,751
Total number of active participants reported on line 7a of the Form 55002009-01-011,764
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0163
Total of all active and inactive participants2009-01-011,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,830
Number of participants with account balances2009-01-01822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K

Measure Date Value
2022 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-04-07$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-07$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-07$0
Total income from all sources (including contributions)2022-04-07$-4,461,370
Total loss/gain on sale of assets2022-04-07$0
Total of all expenses incurred2022-04-07$48,022,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-07$47,973,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-07$0
Value of total assets at end of year2022-04-07$0
Value of total assets at beginning of year2022-04-07$52,484,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-07$49,384
Total interest from all sources2022-04-07$2,981
Total dividends received (eg from common stock, registered investment company shares)2022-04-07$214,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-07Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-04-07$0
Total dividends received from registered investment company shares (eg mutual funds)2022-04-07$214,502
Was this plan covered by a fidelity bond2022-04-07Yes
Value of fidelity bond cover2022-04-07$5,000,000
If this is an individual account plan, was there a blackout period2022-04-07No
Were there any nonexempt tranactions with any party-in-interest2022-04-07No
Participant contributions at end of year2022-04-07$0
Participant contributions at beginning of year2022-04-07$390,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-07No
Value of net income/loss2022-04-07$-52,484,103
Value of net assets at end of year (total assets less liabilities)2022-04-07$0
Value of net assets at beginning of year (total assets less liabilities)2022-04-07$52,484,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-07No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-07No
Were any leases to which the plan was party in default or uncollectible2022-04-07No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-07$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-07$52,093,862
Interest on participant loans2022-04-07$2,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-07$-4,678,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-07No
Was there a failure to transmit to the plan any participant contributions2022-04-07No
Has the plan failed to provide any benefit when due under the plan2022-04-07No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-07$47,973,349
Contract administrator fees2022-04-07$49,384
Did the plan have assets held for investment2022-04-07No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-07No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-07Yes
Opinion of an independent qualified public accountant for this plan2022-04-07Unqualified
Accountancy firm name2022-04-07PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-04-07271728945
2021 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,639,683
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,894,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,735,614
Expenses. Certain deemed distributions of participant loans2021-12-31$1,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,968,174
Value of total assets at end of year2021-12-31$52,484,103
Value of total assets at beginning of year2021-12-31$55,739,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$157,824
Total interest from all sources2021-12-31$134,555
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,639,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,639,473
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,455,607
Participant contributions at end of year2021-12-31$390,241
Participant contributions at beginning of year2021-12-31$500,948
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$139,961
Administrative expenses (other) incurred2021-12-31$80,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-3,254,912
Value of net assets at end of year (total assets less liabilities)2021-12-31$52,484,103
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$55,739,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$76,955
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$52,093,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$50,769,572
Interest on participant loans2021-12-31$20,942
Interest earned on other investments2021-12-31$113,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,468,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,897,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$372,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,735,614
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2021-12-31271728945
2020 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,847
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$12,234,131
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,939,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,574,822
Expenses. Certain deemed distributions of participant loans2020-12-31$265,334
Value of total corrective distributions2020-12-31$12,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,294,114
Value of total assets at end of year2020-12-31$55,739,015
Value of total assets at beginning of year2020-12-31$49,455,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$86,814
Total interest from all sources2020-12-31$140,824
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,046,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,046,829
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,189,547
Participant contributions at end of year2020-12-31$500,948
Participant contributions at beginning of year2020-12-31$961,523
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$417,171
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$11,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$6,295,054
Value of net assets at end of year (total assets less liabilities)2020-12-31$55,739,015
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$49,443,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$52,720
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$50,769,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$44,799,473
Interest on participant loans2020-12-31$31,505
Interest earned on other investments2020-12-31$109,319
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,468,495
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,694,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,752,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$687,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,574,822
Contract administrator fees2020-12-31$34,094
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-12-31271728945
2019 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,947,766
Total income from all sources (including contributions)2019-12-31$11,947,766
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,024,297
Total of all expenses incurred2019-12-31$5,024,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,949,781
Expenses. Certain deemed distributions of participant loans2019-12-31$1,598
Value of total corrective distributions2019-12-31$11,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,152,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,152,976
Value of total assets at end of year2019-12-31$49,455,808
Value of total assets at beginning of year2019-12-31$42,520,492
Value of total assets at beginning of year2019-12-31$42,520,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,071
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$52,454
Total interest from all sources2019-12-31$52,454
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$626,852
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$626,852
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$626,852
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$626,852
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,192,889
Contributions received from participants2019-12-31$2,192,889
Participant contributions at end of year2019-12-31$961,523
Participant contributions at end of year2019-12-31$961,523
Participant contributions at beginning of year2019-12-31$1,043,470
Participant contributions at beginning of year2019-12-31$1,043,470
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$355,438
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$355,438
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$11,847
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$61,071
Administrative expenses (other) incurred2019-12-31$61,071
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$6,923,469
Value of net income/loss2019-12-31$6,923,469
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,443,961
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$42,520,492
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$42,520,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$44,799,473
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$44,799,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,843,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,843,748
Interest on participant loans2019-12-31$47,901
Interest on participant loans2019-12-31$47,901
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$4,553
Interest earned on other investments2019-12-31$4,553
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,694,812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,694,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,633,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,633,274
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,115,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,115,484
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$604,649
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,949,781
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Contract administrator fees2019-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARVIN & COMPANY,P.C
Accountancy firm name2019-12-31MARVIN & COMPANY,P.C
Accountancy firm EIN2019-12-31141567343
Accountancy firm EIN2019-12-31141567343
2018 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$444,639
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,809,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,776,465
Expenses. Certain deemed distributions of participant loans2018-12-31$65
Value of total corrective distributions2018-12-31$2,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,796,521
Value of total assets at end of year2018-12-31$42,520,492
Value of total assets at beginning of year2018-12-31$44,885,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$30,369
Total interest from all sources2018-12-31$93,193
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,158,844
Participant contributions at end of year2018-12-31$1,043,470
Participant contributions at beginning of year2018-12-31$825,650
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$20,747
Other income not declared elsewhere2018-12-31$1,134
Administrative expenses (other) incurred2018-12-31$30,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,364,710
Value of net assets at end of year (total assets less liabilities)2018-12-31$42,520,492
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$44,885,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$37,843,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$40,775,166
Interest on participant loans2018-12-31$38,441
Interest earned on other investments2018-12-31$54,752
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,633,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,284,386
Net investment gain/loss from pooled separate accounts2018-12-31$-2,446,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$616,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,776,465
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2018-12-31141567343
2017 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,033,742
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,442,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,380,596
Expenses. Certain deemed distributions of participant loans2017-12-31$39,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,067,986
Value of total assets at end of year2017-12-31$44,885,202
Value of total assets at beginning of year2017-12-31$37,294,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,424
Total interest from all sources2017-12-31$84,428
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,893,231
Participant contributions at end of year2017-12-31$825,650
Participant contributions at beginning of year2017-12-31$729,393
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$598,797
Other income not declared elsewhere2017-12-31$1,046
Administrative expenses (other) incurred2017-12-31$22,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,590,881
Value of net assets at end of year (total assets less liabilities)2017-12-31$44,885,202
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$37,294,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$40,775,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$33,568,337
Interest on participant loans2017-12-31$30,155
Interest earned on other investments2017-12-31$54,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,284,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,996,591
Net investment gain/loss from pooled separate accounts2017-12-31$6,880,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$575,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,380,596
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2017-12-31141567343
2016 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,848,365
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,370,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,342,304
Expenses. Certain deemed distributions of participant loans2016-12-31$1,478
Value of total corrective distributions2016-12-31$4,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,171,282
Value of total assets at end of year2016-12-31$37,294,321
Value of total assets at beginning of year2016-12-31$35,816,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,068
Total interest from all sources2016-12-31$58,698
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,642,897
Participant contributions at end of year2016-12-31$729,393
Participant contributions at beginning of year2016-12-31$723,194
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$33,222
Other income not declared elsewhere2016-12-31$546
Administrative expenses (other) incurred2016-12-31$22,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,478,038
Value of net assets at end of year (total assets less liabilities)2016-12-31$37,294,321
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,816,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$33,568,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,869,228
Interest on participant loans2016-12-31$25,594
Interest earned on other investments2016-12-31$33,104
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,996,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,223,861
Net investment gain/loss from pooled separate accounts2016-12-31$2,617,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$495,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,342,304
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2016-12-31141567343
2015 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,215,906
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,398,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,374,004
Expenses. Certain deemed distributions of participant loans2015-12-31$4,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,176,354
Value of total assets at end of year2015-12-31$35,816,283
Value of total assets at beginning of year2015-12-31$35,998,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,244
Total interest from all sources2015-12-31$57,842
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,650,766
Participant contributions at end of year2015-12-31$723,194
Participant contributions at beginning of year2015-12-31$849,970
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$17,541
Other income not declared elsewhere2015-12-31$1,244
Administrative expenses (other) incurred2015-12-31$19,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-182,216
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,816,283
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,998,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,869,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,749,086
Interest on participant loans2015-12-31$29,866
Interest earned on other investments2015-12-31$27,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,223,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,399,443
Net investment gain/loss from pooled separate accounts2015-12-31$-19,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$508,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,374,004
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2015-12-31141567343
2014 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,063,441
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,462,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,430,078
Expenses. Certain deemed distributions of participant loans2014-12-31$10,663
Value of total corrective distributions2014-12-31$6,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,120,741
Value of total assets at end of year2014-12-31$35,998,499
Value of total assets at beginning of year2014-12-31$34,397,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$15,455
Total interest from all sources2014-12-31$53,729
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,591,983
Participant contributions at end of year2014-12-31$849,970
Participant contributions at beginning of year2014-12-31$811,300
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$82,240
Other income not declared elsewhere2014-12-31$296
Administrative expenses (other) incurred2014-12-31$15,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,601,064
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,998,499
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$34,397,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,749,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$31,205,889
Interest on participant loans2014-12-31$30,490
Interest earned on other investments2014-12-31$23,239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,399,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,380,246
Net investment gain/loss from pooled separate accounts2014-12-31$1,888,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$446,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,430,078
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2014-12-31141567343
2013 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,475,345
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,303,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,283,880
Expenses. Certain deemed distributions of participant loans2013-12-31$4,715
Value of total corrective distributions2013-12-31$1,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,139,507
Value of total assets at end of year2013-12-31$34,397,435
Value of total assets at beginning of year2013-12-31$30,225,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,769
Total interest from all sources2013-12-31$54,772
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,668,347
Participant contributions at end of year2013-12-31$811,300
Participant contributions at beginning of year2013-12-31$685,296
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$36,481
Other income not declared elsewhere2013-12-31$938
Administrative expenses (other) incurred2013-12-31$12,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,172,234
Value of net assets at end of year (total assets less liabilities)2013-12-31$34,397,435
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,225,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$31,205,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,763,968
Interest on participant loans2013-12-31$28,038
Interest earned on other investments2013-12-31$26,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,380,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,775,937
Net investment gain/loss from pooled separate accounts2013-12-31$5,280,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$434,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,283,880
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2013-12-31141567343
2012 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,965,661
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,159,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,132,815
Expenses. Certain deemed distributions of participant loans2012-12-31$19,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,401,971
Value of total assets at end of year2012-12-31$30,225,201
Value of total assets at beginning of year2012-12-31$26,419,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,008
Total interest from all sources2012-12-31$60,716
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,688,918
Participant contributions at end of year2012-12-31$685,296
Participant contributions at beginning of year2012-12-31$665,102
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$177,772
Other income not declared elsewhere2012-12-31$2,601
Administrative expenses (other) incurred2012-12-31$7,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,806,050
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,225,201
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,419,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,763,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,530,453
Interest on participant loans2012-12-31$27,078
Interest earned on other investments2012-12-31$33,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,775,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,223,596
Net investment gain/loss from pooled separate accounts2012-12-31$3,500,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$535,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,132,815
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2012-12-31141567343
2011 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,522,287
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,593,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,471,492
Expenses. Certain deemed distributions of participant loans2011-12-31$32,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,235,556
Value of total assets at end of year2011-12-31$26,419,151
Value of total assets at beginning of year2011-12-31$26,490,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$89,529
Total interest from all sources2011-12-31$45,157
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$120,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$120,222
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,623,044
Participant contributions at end of year2011-12-31$665,102
Participant contributions at beginning of year2011-12-31$706,513
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$69,221
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$78,907
Other income not declared elsewhere2011-12-31$81,917
Administrative expenses (other) incurred2011-12-31$89,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-71,260
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,419,151
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,490,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,530,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,884,145
Interest on participant loans2011-12-31$31,582
Interest earned on other investments2011-12-31$13,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,811,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,811,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,223,596
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-872,903
Net investment gain/loss from pooled separate accounts2011-12-31$-87,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$533,605
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$19,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,471,492
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARVIN & COMPANY, P.C
Accountancy firm EIN2011-12-31141567343
2010 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,689,808
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,028,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$956,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,001,150
Value of total assets at end of year2010-12-31$26,490,411
Value of total assets at beginning of year2010-12-31$22,829,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$71,945
Total interest from all sources2010-12-31$44,986
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$373,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$373,777
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,466,475
Participant contributions at end of year2010-12-31$706,513
Participant contributions at beginning of year2010-12-31$758,795
Participant contributions at end of year2010-12-31$69,221
Participant contributions at beginning of year2010-12-31$52,079
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,509
Administrative expenses (other) incurred2010-12-31$71,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,661,065
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,490,411
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,829,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,884,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,219,384
Interest on participant loans2010-12-31$44,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,811,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,780,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,780,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,269,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$504,166
Employer contributions (assets) at end of year2010-12-31$19,528
Employer contributions (assets) at beginning of year2010-12-31$18,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$956,798
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARVIN & COMPANY, P.C.
Accountancy firm EIN2010-12-31141567343
2009 : HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K

2022: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HEALTHALLIANCE HOSPITAL BROADWAY CAMPUS 401K 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number140011-01
Policy instance 1
Insurance contract or identification number140011-01
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number140011-01
Policy instance 1
Insurance contract or identification number140011-01
Number of Individuals Covered267
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 2
Insurance contract or identification numberZH9540
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number140011-01
Policy instance 1
Insurance contract or identification number140011-01
Number of Individuals Covered261
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered990
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $90,607
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $90,607
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered968
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $88,226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $88,226
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered892
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $77,217
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $77,217
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered975
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $75,709
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $75,709
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered962
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $67,664
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,341
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered1045
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $61,175
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,764
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9540
Policy instance 1
Insurance contract or identification numberZH9540
Number of Individuals Covered1029
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13,996
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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