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THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 401k Plan overview

Plan NameTHE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN
Plan identification number 003

THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE RESEARCH FOUNDATION FOR SUNY has sponsored the creation of one or more 401k plans.

Company Name:THE RESEARCH FOUNDATION FOR SUNY
Employer identification number (EIN):141368361
NAIC Classification:541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01KATHLEEN CAGGIANO-SIINO KATHLEEN CAGGIANO-SIINO2018-10-03
0032016-01-01JEFFREY CHEEK JEFFREY CHEEK2017-10-04
0032015-01-01JEFFREY CHEEK JEFFREY CHEEK2016-10-14
0032014-01-01ALEXANDER CARTWRIGHT ALEXANDER CARTWRIGHT2015-10-13
0032013-01-01TIMOTHY KILLEEN TIMOTHY KILLEEN2014-10-15
0032012-01-01TIMOTHY KILLEEN TIMOTHY KILLEEN2013-10-11
0032011-01-01BONNY BOICE
0032009-01-01LYNN D. MANNING
0032009-01-01LYNN D. MANNING

Plan Statistics for THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN

401k plan membership statisitcs for THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN

Measure Date Value
2022: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0110,017
Total number of active participants reported on line 7a of the Form 55002022-01-014,423
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-015,279
Total of all active and inactive participants2022-01-019,702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01143
Total participants2022-01-019,845
Number of participants with account balances2022-01-019,591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,975
Total number of active participants reported on line 7a of the Form 55002021-01-014,769
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014,938
Total of all active and inactive participants2021-01-019,707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01310
Total participants2021-01-0110,017
Number of participants with account balances2021-01-019,558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,212
Total number of active participants reported on line 7a of the Form 55002020-01-013,083
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013,079
Total of all active and inactive participants2020-01-016,162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0114
Total participants2020-01-016,176
Number of participants with account balances2020-01-015,975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,186
Total number of active participants reported on line 7a of the Form 55002019-01-013,135
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-013,061
Total of all active and inactive participants2019-01-016,196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-016,212
Number of participants with account balances2019-01-015,979
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,150
Total number of active participants reported on line 7a of the Form 55002018-01-013,146
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-013,023
Total of all active and inactive participants2018-01-016,169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0117
Total participants2018-01-016,186
Number of participants with account balances2018-01-015,949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,300
Total number of active participants reported on line 7a of the Form 55002017-01-013,210
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012,927
Total of all active and inactive participants2017-01-016,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-016,150
Number of participants with account balances2017-01-015,902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016,075
Total number of active participants reported on line 7a of the Form 55002016-01-013,238
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013,050
Total of all active and inactive participants2016-01-016,288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0112
Total participants2016-01-016,300
Number of participants with account balances2016-01-016,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,890
Total number of active participants reported on line 7a of the Form 55002015-01-013,145
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012,916
Total of all active and inactive participants2015-01-016,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0114
Total participants2015-01-016,075
Number of participants with account balances2015-01-015,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,931
Total number of active participants reported on line 7a of the Form 55002014-01-013,083
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012,796
Total of all active and inactive participants2014-01-015,879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0111
Total participants2014-01-015,890
Number of participants with account balances2014-01-015,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,242
Total number of active participants reported on line 7a of the Form 55002013-01-013,275
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012,647
Total of all active and inactive participants2013-01-015,922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-015,931
Number of participants with account balances2013-01-015,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,918
Total number of active participants reported on line 7a of the Form 55002012-01-013,592
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012,639
Total of all active and inactive participants2012-01-016,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0111
Total participants2012-01-016,242
Number of participants with account balances2012-01-015,417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,385
Total number of active participants reported on line 7a of the Form 55002011-01-014,827
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012,087
Total of all active and inactive participants2011-01-016,914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-016,920
Number of participants with account balances2011-01-015,291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,503
Total number of active participants reported on line 7a of the Form 55002009-01-015,729
Number of retired or separated participants receiving benefits2009-01-01154
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015,883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015,883
Number of participants with account balances2009-01-015,440

Financial Data on THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN

Measure Date Value
2022 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-78,279,610
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$53,444,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$53,199,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$26,727,238
Value of total assets at end of year2022-12-31$878,305,837
Value of total assets at beginning of year2022-12-31$1,010,030,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$245,786
Total interest from all sources2022-12-31$12,320,032
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,549,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,549,741
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$20,474,611
Participant contributions at end of year2022-12-31$2,007,820
Participant contributions at beginning of year2022-12-31$1,100,798
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,252,627
Administrative expenses (other) incurred2022-12-31$152,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-131,724,585
Value of net assets at end of year (total assets less liabilities)2022-12-31$878,305,837
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,010,030,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$93,470
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$510,791,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$649,226,791
Value of interest in pooled separate accounts at end of year2022-12-31$36,149,968
Value of interest in pooled separate accounts at beginning of year2022-12-31$34,907,504
Interest on participant loans2022-12-31$72,998
Interest earned on other investments2022-12-31$12,247,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$329,356,647
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$324,795,329
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$3,480,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-128,784,730
Net investment gain/loss from pooled separate accounts2022-12-31$2,908,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$49,718,477
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31366055558
2021 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$355,459,324
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$116,115,031
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$50,038,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$49,753,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$25,935,102
Value of total assets at end of year2021-12-31$1,010,030,422
Value of total assets at beginning of year2021-12-31$588,494,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$284,504
Total interest from all sources2021-12-31$4,642,522
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$15,423,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$15,423,161
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$19,775,815
Participant contributions at end of year2021-12-31$1,100,798
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$6,159,287
Other income not declared elsewhere2021-12-31$534,986
Administrative expenses (other) incurred2021-12-31$243,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$66,076,609
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,010,030,422
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$588,494,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$40,542
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$649,226,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$427,612,962
Value of interest in pooled separate accounts at end of year2021-12-31$34,907,504
Value of interest in pooled separate accounts at beginning of year2021-12-31$21,008,795
Interest on participant loans2021-12-31$18,659
Interest earned on other investments2021-12-31$4,623,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$324,795,329
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$139,872,732
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,617,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$65,616,991
Net investment gain/loss from pooled separate accounts2021-12-31$3,962,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$48,136,528
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$102,380,294
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$24,861,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$24,743,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$33,610,299
Value of total assets at end of year2020-12-31$588,494,489
Value of total assets at beginning of year2020-12-31$510,975,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$118,075
Total interest from all sources2020-12-31$4,318,394
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,943,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,943,986
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$19,775,225
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$13,835,074
Administrative expenses (other) incurred2020-12-31$118,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$77,518,933
Value of net assets at end of year (total assets less liabilities)2020-12-31$588,494,489
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$510,975,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$427,612,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$360,770,653
Value of interest in pooled separate accounts at end of year2020-12-31$21,008,795
Value of interest in pooled separate accounts at beginning of year2020-12-31$25,886,227
Interest earned on other investments2020-12-31$4,318,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$139,872,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$124,318,676
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,042,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$54,701,741
Net investment gain/loss from pooled separate accounts2020-12-31$-194,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$23,700,438
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$104,206,229
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$25,870,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$25,870,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$29,561,190
Value of total assets at end of year2019-12-31$510,975,556
Value of total assets at beginning of year2019-12-31$432,640,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$3,944,852
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,570,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,570,459
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$18,257,469
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,303,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$78,335,239
Value of net assets at end of year (total assets less liabilities)2019-12-31$510,975,556
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$432,640,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$360,770,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$291,170,580
Value of interest in pooled separate accounts at end of year2019-12-31$25,886,227
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,886,727
Interest earned on other investments2019-12-31$3,944,852
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$124,318,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$117,583,010
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,550,197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$53,795,936
Net investment gain/loss from pooled separate accounts2019-12-31$1,333,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,320,793
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$15,875,544
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$23,553,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$23,553,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$30,840,464
Value of total assets at end of year2018-12-31$432,640,317
Value of total assets at beginning of year2018-12-31$440,317,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$3,754,077
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$10,845,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$10,845,487
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$17,756,671
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$13,083,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,677,612
Value of net assets at end of year (total assets less liabilities)2018-12-31$432,640,317
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$440,317,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$291,170,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$310,750,205
Value of interest in pooled separate accounts at end of year2018-12-31$23,886,727
Value of interest in pooled separate accounts at beginning of year2018-12-31$22,526,661
Interest earned on other investments2018-12-31$3,754,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$117,583,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$107,041,063
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,116,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-30,651,999
Net investment gain/loss from pooled separate accounts2018-12-31$1,087,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,436,593
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$81,246,106
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$20,748,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$20,748,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$25,259,496
Value of total assets at end of year2017-12-31$440,317,929
Value of total assets at beginning of year2017-12-31$379,820,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$3,470,121
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,132,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,132,082
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$17,699,816
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,559,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$60,497,485
Value of net assets at end of year (total assets less liabilities)2017-12-31$440,317,929
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$379,820,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$310,750,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$256,593,864
Value of interest in pooled separate accounts at end of year2017-12-31$22,526,661
Value of interest in pooled separate accounts at beginning of year2017-12-31$21,661,447
Interest earned on other investments2017-12-31$3,470,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$107,041,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$101,565,133
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$1,409,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$41,438,868
Net investment gain/loss from pooled separate accounts2017-12-31$945,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$19,339,362
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$48,763,335
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$16,620,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$16,618,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$27,214,935
Value of total assets at end of year2016-12-31$379,820,444
Value of total assets at beginning of year2016-12-31$347,677,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,830
Total interest from all sources2016-12-31$3,451,124
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,921,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,921,906
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$17,606,921
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$9,608,014
Administrative expenses (other) incurred2016-12-31$2,830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$32,142,479
Value of net assets at end of year (total assets less liabilities)2016-12-31$379,820,444
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$347,677,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$256,593,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$235,236,076
Value of interest in pooled separate accounts at end of year2016-12-31$21,661,447
Value of interest in pooled separate accounts at beginning of year2016-12-31$19,878,299
Interest earned on other investments2016-12-31$3,451,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$101,565,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$92,563,590
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,769,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$13,118,071
Net investment gain/loss from pooled separate accounts2016-12-31$1,057,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$14,848,038
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$29,571,648
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$14,766,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$14,763,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$24,230,440
Value of total assets at end of year2015-12-31$347,677,965
Value of total assets at beginning of year2015-12-31$332,872,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,945
Total interest from all sources2015-12-31$3,011,768
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,833,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,833,253
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$16,603,673
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,626,767
Administrative expenses (other) incurred2015-12-31$2,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$14,805,307
Value of net assets at end of year (total assets less liabilities)2015-12-31$347,677,965
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$332,872,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$235,236,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$228,130,754
Value of interest in pooled separate accounts at end of year2015-12-31$19,878,299
Value of interest in pooled separate accounts at beginning of year2015-12-31$17,904,210
Interest earned on other investments2015-12-31$3,011,768
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$92,563,590
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$86,837,694
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$435,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,983,407
Net investment gain/loss from pooled separate accounts2015-12-31$1,479,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$14,327,874
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$39,804,926
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$13,438,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,438,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$20,421,238
Value of total assets at end of year2014-12-31$332,872,658
Value of total assets at beginning of year2014-12-31$306,506,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$2,949,051
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,877,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,877,910
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,576,928
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,844,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$26,365,973
Value of net assets at end of year (total assets less liabilities)2014-12-31$332,872,658
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$306,506,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$228,130,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$209,168,893
Value of interest in pooled separate accounts at end of year2014-12-31$17,904,210
Value of interest in pooled separate accounts at beginning of year2014-12-31$15,625,678
Interest earned on other investments2014-12-31$2,949,051
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$86,837,694
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$81,712,114
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$760,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,634,539
Net investment gain/loss from pooled separate accounts2014-12-31$1,922,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,677,989
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$63,080,517
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$10,328,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,328,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,682,764
Value of total assets at end of year2013-12-31$306,506,685
Value of total assets at beginning of year2013-12-31$253,754,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$2,713,487
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,735,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,735,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,694,749
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,988,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$52,752,051
Value of net assets at end of year (total assets less liabilities)2013-12-31$306,506,685
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$253,754,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$209,168,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$167,742,103
Value of interest in pooled separate accounts at end of year2013-12-31$15,625,678
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,350,878
Interest earned on other investments2013-12-31$2,713,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$81,712,114
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$72,661,653
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$538,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$35,616,728
Net investment gain/loss from pooled separate accounts2013-12-31$1,332,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,790,443
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$105,080
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$45,204,470
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$11,221,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,221,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$20,047,576
Value of total assets at end of year2012-12-31$253,754,634
Value of total assets at beginning of year2012-12-31$219,877,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$2,409,716
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,848,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,848,009
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$15,151,706
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,895,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$33,982,658
Value of net assets at end of year (total assets less liabilities)2012-12-31$253,754,634
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$219,877,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$167,742,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$142,175,479
Value of interest in pooled separate accounts at end of year2012-12-31$13,350,878
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,325,569
Interest earned on other investments2012-12-31$2,409,716
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$72,661,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$66,376,008
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$956,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$19,717,366
Net investment gain/loss from pooled separate accounts2012-12-31$1,181,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,264,885
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$20,030,027
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$18,338,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$18,326,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$18,142,070
Value of total assets at end of year2011-12-31$219,877,056
Value of total assets at beginning of year2011-12-31$218,185,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,219
Total interest from all sources2011-12-31$336,417
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$497,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$497,877
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$14,615,510
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,526,560
Administrative expenses (other) incurred2011-12-31$11,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,691,988
Value of net assets at end of year (total assets less liabilities)2011-12-31$219,877,056
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$218,185,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$142,175,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$149,865,828
Value of interest in pooled separate accounts at end of year2011-12-31$11,325,569
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,562,588
Interest earned on other investments2011-12-31$336,157
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$66,376,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$59,756,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-158,434
Net investment gain/loss from pooled separate accounts2011-12-31$1,212,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$18,326,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLC
Accountancy firm EIN2011-12-31135565207
2010 : THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$39,755,159
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$10,450,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,494,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$18,865,255
Value of total assets at end of year2010-12-31$218,185,068
Value of total assets at beginning of year2010-12-31$188,880,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$955,658
Total interest from all sources2010-12-31$228,194
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,061,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,061,487
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$15,495,258
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,369,997
Administrative expenses (other) incurred2010-12-31$955,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$29,304,908
Value of net assets at end of year (total assets less liabilities)2010-12-31$218,185,068
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$188,880,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$149,865,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$126,032,196
Value of interest in pooled separate accounts at end of year2010-12-31$8,562,588
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,866,297
Interest earned on other investments2010-12-31$226,821
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$59,756,652
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$56,981,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$18,654,046
Net investment gain/loss from pooled separate accounts2010-12-31$946,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,494,593
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN

2022: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE RESEARCH FOUNDATION FOR SUNY OPTIONAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered9639
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered5783
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3577
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3638
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3688
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3708
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3821
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3813
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered3840
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered5417
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered5291
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101101
Policy instance 1
Insurance contract or identification number101101
Number of Individuals Covered4385
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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