401k Plan data: THE SANYO RETIREMENT SVGS PLAN plan

THE SANYO RETIREMENT SVGS PLAN 401k Plan overview

Plan Name	THE SANYO RETIREMENT SVGS PLAN
Plan identification number	333

THE SANYO RETIREMENT SVGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SANYO NORTH AMERICA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: SANYO NORTH AMERICA CORPORATION

Employer identification number (EIN): 141464254

NAIC Classification: 334310
NAIC Description: Audio and Video Equipment Manufacturing

Additional information about SANYO NORTH AMERICA CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2177344

More information about SANYO NORTH AMERICA CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SANYO RETIREMENT SVGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2015-01-01 ROSE A. WARE ROSE A. WARE 2016-03-09
333 2014-01-01 ROSE WARE ROSE WARE 2015-10-13
333 2014-01-01 ROSE WARE ROSE WARE 2015-11-04
333 2013-01-01 ROSE A. WARE ROSE A. WARE 2014-10-14
333 2012-01-01 MASAMI NIIHARA MASAMI NIIHARA 2013-10-14
333 2011-01-01 MASAMI NIIHARA
333 2009-01-01 BEVERLY DAVIS BEVERLY DAVIS 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
333	2015-01-01	ROSE A. WARE	ROSE A. WARE	2016-03-09
333	2014-01-01	ROSE WARE	ROSE WARE	2015-10-13
333	2014-01-01	ROSE WARE	ROSE WARE	2015-11-04
333	2013-01-01	ROSE A. WARE	ROSE A. WARE	2014-10-14
333	2012-01-01	MASAMI NIIHARA	MASAMI NIIHARA	2013-10-14
333	2011-01-01	MASAMI NIIHARA
333	2009-01-01	BEVERLY DAVIS	BEVERLY DAVIS	2010-10-12

Plan Statistics for THE SANYO RETIREMENT SVGS PLAN

401k plan membership statisitcs for THE SANYO RETIREMENT SVGS PLAN

Measure Date Value
2015: THE SANYO RETIREMENT SVGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 499
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE SANYO RETIREMENT SVGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 562
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 283
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 216
Total of all active and inactive participants 2014-01-01 499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 500
Number of participants with account balances 2014-01-01 398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: THE SANYO RETIREMENT SVGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 660
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 324
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 239
Total of all active and inactive participants 2013-01-01 563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 563
Number of participants with account balances 2013-01-01 449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 24
2012: THE SANYO RETIREMENT SVGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 793
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 402
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 257
Total of all active and inactive participants 2012-01-01 659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 660
Number of participants with account balances 2012-01-01 503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 31
2011: THE SANYO RETIREMENT SVGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 491
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 574
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 219
Total of all active and inactive participants 2011-01-01 793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 793
Number of participants with account balances 2011-01-01 569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 39
2009: THE SANYO RETIREMENT SVGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 734
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 462
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 249
Total of all active and inactive participants 2009-01-01 711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 712
Number of participants with account balances 2009-01-01 623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 17

Measure	Date	Value
2015: THE SANYO RETIREMENT SVGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	499
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE SANYO RETIREMENT SVGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	562
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	283
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	216
Total of all active and inactive participants	2014-01-01	499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	500
Number of participants with account balances	2014-01-01	398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: THE SANYO RETIREMENT SVGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	660
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	324
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	239
Total of all active and inactive participants	2013-01-01	563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	563
Number of participants with account balances	2013-01-01	449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	24
2012: THE SANYO RETIREMENT SVGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	793
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	402
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	257
Total of all active and inactive participants	2012-01-01	659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	660
Number of participants with account balances	2012-01-01	503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	31
2011: THE SANYO RETIREMENT SVGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	491
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	574
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	219
Total of all active and inactive participants	2011-01-01	793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	793
Number of participants with account balances	2011-01-01	569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	39
2009: THE SANYO RETIREMENT SVGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	734
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	462
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	249
Total of all active and inactive participants	2009-01-01	711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	712
Number of participants with account balances	2009-01-01	623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	17

Financial Data on THE SANYO RETIREMENT SVGS PLAN

Measure	Date	Value
2015 : THE SANYO RETIREMENT SVGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total transfer of assets to this plan	2015-09-30	$0
Total transfer of assets from this plan	2015-09-30	$34,725,242
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$1,258,224
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$1,949,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$1,880,238
Expenses. Certain deemed distributions of participant loans	2015-09-30	$464
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$0
Value of total assets at end of year	2015-09-30	$0
Value of total assets at beginning of year	2015-09-30	$35,416,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$69,007
Total interest from all sources	2015-09-30	$5,379
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$49,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$49,746
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Participant contributions at beginning of year	2015-09-30	$406,631
Other income not declared elsewhere	2015-09-30	$9,909
Administrative expenses (other) incurred	2015-09-30	$69,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-691,485
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$35,416,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$27,957,018
Interest on participant loans	2015-09-30	$5,379
Value of interest in common/collective trusts at beginning of year	2015-09-30	$7,053,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$1,252,936
Net investment gain or loss from common/collective trusts	2015-09-30	$-59,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$1,880,238
Did the plan have assets held for investment	2015-09-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	CEA, LLP
Accountancy firm EIN	2015-09-30	330927538
2014 : THE SANYO RETIREMENT SVGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,174,351
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,496,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,477,769
Expenses. Certain deemed distributions of participant loans	2014-12-31	$8,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,497,322
Value of total assets at end of year	2014-12-31	$35,416,727
Value of total assets at beginning of year	2014-12-31	$36,738,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,739
Total interest from all sources	2014-12-31	$17,588
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,416,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,416,712
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,173,963
Participant contributions at end of year	2014-12-31	$406,631
Participant contributions at beginning of year	2014-12-31	$402,582
Other income not declared elsewhere	2014-12-31	$17,790
Administrative expenses (other) incurred	2014-12-31	$9,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,322,102
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$35,416,727
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$36,738,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$27,957,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$28,233,656
Interest on participant loans	2014-12-31	$17,588
Value of interest in common/collective trusts at end of year	2014-12-31	$7,053,078
Value of interest in common/collective trusts at beginning of year	2014-12-31	$8,102,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$16,761
Net investment gain or loss from common/collective trusts	2014-12-31	$208,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$323,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,477,769
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CEA, LLP
Accountancy firm EIN	2014-12-31	330927538
2013 : THE SANYO RETIREMENT SVGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,623,305
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,468,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,415,901
Expenses. Certain deemed distributions of participant loans	2013-12-31	$29,197
Value of total corrective distributions	2013-12-31	$5,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,584,071
Value of total assets at end of year	2013-12-31	$36,738,829
Value of total assets at beginning of year	2013-12-31	$33,583,719
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,738
Total interest from all sources	2013-12-31	$22,414
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,105,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,105,983
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,202,647
Participant contributions at end of year	2013-12-31	$402,582
Participant contributions at beginning of year	2013-12-31	$470,187
Participant contributions at beginning of year	2013-12-31	$4,096
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$40,162
Other income not declared elsewhere	2013-12-31	$16,489
Administrative expenses (other) incurred	2013-12-31	$17,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,155,110
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$36,738,829
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$33,583,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$28,233,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$24,614,324
Interest on participant loans	2013-12-31	$22,414
Value of interest in common/collective trusts at end of year	2013-12-31	$8,102,591
Value of interest in common/collective trusts at beginning of year	2013-12-31	$8,492,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,459,949
Net investment gain or loss from common/collective trusts	2013-12-31	$434,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$341,262
Employer contributions (assets) at beginning of year	2013-12-31	$2,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,415,901
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CEA, LLP
Accountancy firm EIN	2013-12-31	330927538
2012 : THE SANYO RETIREMENT SVGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,410,294
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$7,921,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,767,985
Expenses. Certain deemed distributions of participant loans	2012-12-31	$132,828
Value of total corrective distributions	2012-12-31	$631
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,034,665
Value of total assets at end of year	2012-12-31	$33,583,719
Value of total assets at beginning of year	2012-12-31	$35,095,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$20,162
Total interest from all sources	2012-12-31	$25,465
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$714,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$714,908
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,495,664
Participant contributions at end of year	2012-12-31	$470,187
Participant contributions at beginning of year	2012-12-31	$646,574
Participant contributions at end of year	2012-12-31	$4,096
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$104,413
Other income not declared elsewhere	2012-12-31	$17,264
Administrative expenses (other) incurred	2012-12-31	$20,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,511,312
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$33,583,719
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$35,095,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$24,614,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$25,371,492
Interest on participant loans	2012-12-31	$25,465
Value of interest in common/collective trusts at end of year	2012-12-31	$8,492,955
Value of interest in common/collective trusts at beginning of year	2012-12-31	$9,076,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,354,488
Net investment gain or loss from common/collective trusts	2012-12-31	$263,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$434,588
Employer contributions (assets) at end of year	2012-12-31	$2,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,767,985
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CEA, LLP
Accountancy firm EIN	2012-12-31	330927538
2011 : THE SANYO RETIREMENT SVGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,115,130
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,102,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,059,510
Expenses. Certain deemed distributions of participant loans	2011-12-31	$35,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,592,724
Value of total assets at end of year	2011-12-31	$35,095,031
Value of total assets at beginning of year	2011-12-31	$38,082,709
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,913
Total interest from all sources	2011-12-31	$25,836
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$925,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$925,090
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,980,226
Participant contributions at end of year	2011-12-31	$646,574
Participant contributions at beginning of year	2011-12-31	$596,996
Participant contributions at beginning of year	2011-12-31	$37,260
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$61,300
Other income not declared elsewhere	2011-12-31	$-62,538
Administrative expenses (other) incurred	2011-12-31	$7,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,987,678
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$35,095,031
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$38,082,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$25,371,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$28,912,662
Interest on participant loans	2011-12-31	$25,836
Value of interest in common/collective trusts at end of year	2011-12-31	$9,076,965
Value of interest in common/collective trusts at beginning of year	2011-12-31	$8,470,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,531,520
Net investment gain or loss from common/collective trusts	2011-12-31	$165,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$551,198
Employer contributions (assets) at beginning of year	2011-12-31	$65,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,059,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CEA, LLP
Accountancy firm EIN	2011-12-31	330927538
2010 : THE SANYO RETIREMENT SVGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,490,737
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$9,983,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$9,972,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,797,118
Value of total assets at end of year	2010-12-31	$38,082,709
Value of total assets at beginning of year	2010-12-31	$40,575,966
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$11,677
Total interest from all sources	2010-12-31	$31,997
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$576,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$576,720
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,044,111
Participant contributions at end of year	2010-12-31	$596,996
Participant contributions at beginning of year	2010-12-31	$666,639
Participant contributions at end of year	2010-12-31	$37,260
Participant contributions at beginning of year	2010-12-31	$36,060
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$158,421
Other income not declared elsewhere	2010-12-31	$9,650
Administrative expenses (other) incurred	2010-12-31	$11,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-2,493,257
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$38,082,709
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$40,575,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$28,912,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$28,739,161
Interest on participant loans	2010-12-31	$31,997
Value of interest in common/collective trusts at end of year	2010-12-31	$8,470,545
Value of interest in common/collective trusts at beginning of year	2010-12-31	$11,081,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,709,573
Net investment gain or loss from common/collective trusts	2010-12-31	$365,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$594,586
Employer contributions (assets) at end of year	2010-12-31	$65,246
Employer contributions (assets) at beginning of year	2010-12-31	$52,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$9,972,317
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CEA, LLP
Accountancy firm EIN	2010-12-31	330927538
2009 : THE SANYO RETIREMENT SVGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE SANYO RETIREMENT SVGS PLAN

2015: THE SANYO RETIREMENT SVGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SANYO RETIREMENT SVGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SANYO RETIREMENT SVGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SANYO RETIREMENT SVGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE SANYO RETIREMENT SVGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SANYO RETIREMENT SVGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SANYO NORTH AMERICA CORPORATION
Employer identification number (EIN):	141464254
NAIC Classification:	334310
NAIC Description:	Audio and Video Equipment Manufacturing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2177344