401k Plan data: CASE & LEADER, LLP PENSION PLAN plan

CASE & LEADER, LLP PENSION PLAN 401k Plan overview

Plan Name	CASE & LEADER, LLP PENSION PLAN
Plan identification number	001

CASE & LEADER, LLP PENSION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CASE & LEADER, LLP has sponsored the creation of one or more 401k plans.

Company Name: CASE & LEADER, LLP

Employer identification number (EIN): 141491773

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about CASE & LEADER, LLP

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1996-03-01

Company Identification Number: 2005437

Legal Registered Office Address: PO BOX 13 / 107 EAST MAIN ST

GOUVERNEUR
United States of America (USA)
13642

More information about CASE & LEADER, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CASE & LEADER, LLP PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 HENRY J LEADER 2023-07-26 HENRY J LEADER 2023-07-26
001 2021-01-01 HENRY J LEADER 2022-07-26 HENRY J LEADER 2022-07-26
001 2020-01-01 HENRY J LEADER 2021-07-22
001 2019-01-01 HENRY J LEADER 2020-07-15
001 2018-01-01 HENRY LEADER 2019-07-29 HENRY LEADER 2019-07-29
001 2017-01-01 HENRY J LEADER 2018-07-24 HENRY J LEADER 2018-07-24
001 2016-01-01 HENRY J LEADER 2017-07-27
001 2015-01-01 HENRY J LEADER
001 2014-01-01 HENRY J LEADER HENRY J LEADER 2015-07-29
001 2013-01-01 HENRY J LEADER HENRY J LEADER 2014-07-28
001 2012-01-01 HENRY LEADER HENRY LEADER 2013-07-12
001 2011-01-01 HENRY LEADER
001 2010-01-01 HENRY LEADER
001 2009-01-01 HENRY LEADER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	HENRY J LEADER	2023-07-26	HENRY J LEADER	2023-07-26
001	2021-01-01	HENRY J LEADER	2022-07-26	HENRY J LEADER	2022-07-26
001	2020-01-01	HENRY J LEADER	2021-07-22
001	2019-01-01	HENRY J LEADER	2020-07-15
001	2018-01-01	HENRY LEADER	2019-07-29	HENRY LEADER	2019-07-29
001	2017-01-01	HENRY J LEADER	2018-07-24	HENRY J LEADER	2018-07-24
001	2016-01-01	HENRY J LEADER	2017-07-27
001	2015-01-01	HENRY J LEADER
001	2014-01-01	HENRY J LEADER		HENRY J LEADER	2015-07-29
001	2013-01-01	HENRY J LEADER		HENRY J LEADER	2014-07-28
001	2012-01-01	HENRY LEADER		HENRY LEADER	2013-07-12
001	2011-01-01	HENRY LEADER
001	2010-01-01	HENRY LEADER
001	2009-01-01	HENRY LEADER

Plan Statistics for CASE & LEADER, LLP PENSION PLAN

401k plan membership statisitcs for CASE & LEADER, LLP PENSION PLAN

Measure Date Value
2015: CASE & LEADER, LLP PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 9
Number of participants with account balances 2015-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CASE & LEADER, LLP PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 8
Number of participants with account balances 2014-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CASE & LEADER, LLP PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CASE & LEADER, LLP PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CASE & LEADER, LLP PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CASE & LEADER, LLP PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 7
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 8
Total participants 2010-01-01 8
Number of participants with account balances 2010-01-01 8
2009: CASE & LEADER, LLP PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 8
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: CASE & LEADER, LLP PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	9
Number of participants with account balances	2015-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CASE & LEADER, LLP PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	8
Number of participants with account balances	2014-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CASE & LEADER, LLP PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CASE & LEADER, LLP PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CASE & LEADER, LLP PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CASE & LEADER, LLP PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	7
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	8
Total participants	2010-01-01	8
Number of participants with account balances	2010-01-01	8
2009: CASE & LEADER, LLP PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	8
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CASE & LEADER, LLP PENSION PLAN

Measure	Date	Value
2015 : CASE & LEADER, LLP PENSION PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$134,634
Expenses. Total of all expenses incurred	2015-12-31	$136,219
Benefits paid (including direct rollovers)	2015-12-31	$136,219
Total plan assets at end of year	2015-12-31	$3,733,309
Total plan assets at beginning of year	2015-12-31	$3,734,894
Value of fidelity bond covering the plan	2015-12-31	$1,800
Other income received	2015-12-31	$44,131
Net income (gross income less expenses)	2015-12-31	$-1,585
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,733,309
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,734,894
Total contributions received or receivable from employer(s)	2015-12-31	$90,503
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
2014 : CASE & LEADER, LLP PENSION PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$311,785
Expenses. Total of all expenses incurred	2014-12-31	$126,187
Benefits paid (including direct rollovers)	2014-12-31	$126,187
Total plan assets at end of year	2014-12-31	$3,734,894
Total plan assets at beginning of year	2014-12-31	$3,549,296
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$233,725
Net income (gross income less expenses)	2014-12-31	$185,598
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,734,894
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,549,296
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$78,060
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
2013 : CASE & LEADER, LLP PENSION PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$675,539
Expenses. Total of all expenses incurred	2013-12-31	$103,818
Benefits paid (including direct rollovers)	2013-12-31	$103,818
Total plan assets at end of year	2013-12-31	$3,549,296
Total plan assets at beginning of year	2013-12-31	$2,977,575
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$597,419
Net income (gross income less expenses)	2013-12-31	$571,721
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,549,296
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,977,575
Assets. Value of participant loans	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$78,120
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
2012 : CASE & LEADER, LLP PENSION PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$355,161
Expenses. Total of all expenses incurred	2012-12-31	$89,364
Benefits paid (including direct rollovers)	2012-12-31	$89,364
Total plan assets at end of year	2012-12-31	$2,977,575
Total plan assets at beginning of year	2012-12-31	$2,711,778
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$276,653
Net income (gross income less expenses)	2012-12-31	$265,797
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,977,575
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,711,778
Assets. Value of participant loans	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$78,508
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
2011 : CASE & LEADER, LLP PENSION PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$100,490
Expenses. Total of all expenses incurred	2011-12-31	$88,064
Benefits paid (including direct rollovers)	2011-12-31	$88,064
Total plan assets at end of year	2011-12-31	$2,711,778
Total plan assets at beginning of year	2011-12-31	$2,699,352
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$27,188
Net income (gross income less expenses)	2011-12-31	$12,426
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,711,778
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,699,352
Assets. Value of participant loans	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$73,302
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
2010 : CASE & LEADER, LLP PENSION PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$255,070
Expenses. Total of all expenses incurred	2010-12-31	$75,356
Benefits paid (including direct rollovers)	2010-12-31	$75,356
Total plan assets at end of year	2010-12-31	$2,638,352
Total plan assets at beginning of year	2010-12-31	$2,385,834
Other income received	2010-12-31	$174,084
Net income (gross income less expenses)	2010-12-31	$179,714
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,638,352
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,385,834
Total contributions received or receivable from employer(s)	2010-12-31	$80,986
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$17,434
Amount contributed by the employer to the plan for this plan year	2010-12-31	$17,434
2009 : CASE & LEADER, LLP PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$16,552
Amount contributed by the employer to the plan for this plan year	2009-12-31	$16,552

Form 5500 Responses for CASE & LEADER, LLP PENSION PLAN

2015: CASE & LEADER, LLP PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CASE & LEADER, LLP PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CASE & LEADER, LLP PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CASE & LEADER, LLP PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CASE & LEADER, LLP PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CASE & LEADER, LLP PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CASE & LEADER, LLP PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CASE & LEADER, LLP
Employer identification number (EIN):	141491773
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1996-03-01
Company Identification Number:	2005437
Legal Registered Office Address:	PO BOX 13 / 107 EAST MAIN ST GOUVERNEUR United States of America (USA) 13642