ESSEX COUNTY CHAPTER NYSARC, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MOUNTAIN LAKE SERVICES 401K PLAN
| Measure | Date | Value |
|---|
| 2020 : MOUNTAIN LAKE SERVICES 401K PLAN 2020 401k financial data |
|---|
| Total transfer of assets from this plan | 2020-12-21 | $44,885,505 |
| Total income from all sources (including contributions) | 2020-12-21 | $7,089,887 |
| Total of all expenses incurred | 2020-12-21 | $2,312,629 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-21 | $2,111,637 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-21 | $54,317 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-21 | $3,102,850 |
| Value of total assets at end of year | 2020-12-21 | $0 |
| Value of total assets at beginning of year | 2020-12-21 | $40,108,247 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-21 | $146,675 |
| Total interest from all sources | 2020-12-21 | $77,363 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-21 | $436,048 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-21 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-12-21 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-21 | $436,048 |
| Was this plan covered by a fidelity bond | 2020-12-21 | Yes |
| Value of fidelity bond cover | 2020-12-21 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-21 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-21 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-21 | No |
| Contributions received from participants | 2020-12-21 | $1,210,102 |
| Participant contributions at end of year | 2020-12-21 | $0 |
| Participant contributions at beginning of year | 2020-12-21 | $2,421,599 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-21 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-21 | $23,799 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-21 | $4,099 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-21 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-21 | $1,480 |
| Other income not declared elsewhere | 2020-12-21 | $13,061 |
| Administrative expenses (other) incurred | 2020-12-21 | $80,319 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-21 | No |
| Value of net income/loss | 2020-12-21 | $4,777,258 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-21 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-21 | $40,108,247 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-21 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-21 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-21 | No |
| Investment advisory and management fees | 2020-12-21 | $66,356 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-21 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-21 | $25,433,579 |
| Value of interest in pooled separate accounts at end of year | 2020-12-21 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-21 | $12,199,176 |
| Interest on participant loans | 2020-12-21 | $77,240 |
| Interest earned on other investments | 2020-12-21 | $123 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-21 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-21 | $28,614 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-21 | $3,224,250 |
| Net investment gain/loss from pooled separate accounts | 2020-12-21 | $236,315 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-21 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-21 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-21 | No |
| Contributions received in cash from employer | 2020-12-21 | $1,888,649 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-21 | $2,111,637 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-21 | Yes |
| Did the plan have assets held for investment | 2020-12-21 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-21 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-21 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-12-21 | Disclaimer |
| Accountancy firm name | 2020-12-21 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2020-12-21 | 141818557 |
| 2019 : MOUNTAIN LAKE SERVICES 401K PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $8,294,214 |
| Total of all expenses incurred | 2019-12-31 | $3,279,458 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,117,634 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $5,764 |
| Value of total corrective distributions | 2019-12-31 | $351 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,400,475 |
| Value of total assets at end of year | 2019-12-31 | $40,108,247 |
| Value of total assets at beginning of year | 2019-12-31 | $35,093,491 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $155,709 |
| Total interest from all sources | 2019-12-31 | $85,695 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $460,840 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $460,840 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,271,813 |
| Participant contributions at end of year | 2019-12-31 | $2,421,599 |
| Participant contributions at beginning of year | 2019-12-31 | $2,690,320 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $23,799 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $16,113 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $14,436 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,480 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,509 |
| Other income not declared elsewhere | 2019-12-31 | $7,685 |
| Administrative expenses (other) incurred | 2019-12-31 | $102,664 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $5,014,756 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $40,108,247 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $35,093,491 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $53,045 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $25,433,579 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $20,881,971 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $12,199,176 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $11,485,095 |
| Interest on participant loans | 2019-12-31 | $85,420 |
| Interest earned on other investments | 2019-12-31 | $275 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $28,614 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $18,483 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,075,470 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $264,049 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,114,226 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,117,634 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2019-12-31 | 141818557 |
| 2018 : MOUNTAIN LAKE SERVICES 401K PLAN 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $31,184,587 |
| Total income from all sources (including contributions) | 2018-12-31 | $2,321,362 |
| Total of all expenses incurred | 2018-12-31 | $4,293,966 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $4,168,501 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $25,535 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,294,466 |
| Value of total assets at end of year | 2018-12-31 | $35,093,491 |
| Value of total assets at beginning of year | 2018-12-31 | $5,881,508 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $99,930 |
| Total interest from all sources | 2018-12-31 | $92,808 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $411,542 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $411,542 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,139,210 |
| Participant contributions at end of year | 2018-12-31 | $2,690,320 |
| Participant contributions at beginning of year | 2018-12-31 | $211,983 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $16,113 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $64,008 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,509 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $32 |
| Other income not declared elsewhere | 2018-12-31 | $-3,072 |
| Administrative expenses (other) incurred | 2018-12-31 | $47,271 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,972,604 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $35,093,491 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,881,508 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $52,659 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $20,881,971 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $4,144,810 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $11,485,095 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,521,126 |
| Interest on participant loans | 2018-12-31 | $92,365 |
| Interest earned on other investments | 2018-12-31 | $443 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $18,483 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $3,557 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,699,121 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $224,739 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,091,248 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $4,168,501 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2018-12-31 | 141818557 |
| 2017 : MOUNTAIN LAKE SERVICES 401K PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $1,691,482 |
| Total of all expenses incurred | 2017-12-31 | $457,362 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $438,830 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $944 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,128,825 |
| Value of total assets at end of year | 2017-12-31 | $5,881,508 |
| Value of total assets at beginning of year | 2017-12-31 | $4,647,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $17,588 |
| Total interest from all sources | 2017-12-31 | $4,892 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $59,670 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $59,670 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $995,445 |
| Participant contributions at end of year | 2017-12-31 | $211,983 |
| Participant contributions at beginning of year | 2017-12-31 | $139,094 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $133,380 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $32 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $4 |
| Administrative expenses (other) incurred | 2017-12-31 | $9,863 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,234,120 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,881,508 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,647,388 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $7,725 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $4,144,810 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $3,173,318 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,521,126 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $1,332,166 |
| Interest on participant loans | 2017-12-31 | $4,892 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $3,557 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $2,806 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $475,760 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $22,335 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $438,830 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2017-12-31 | 141818557 |
| 2016 : MOUNTAIN LAKE SERVICES 401K PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $1,163,838 |
| Total of all expenses incurred | 2016-12-31 | $270,982 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $258,759 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $918,288 |
| Value of total assets at end of year | 2016-12-31 | $4,647,388 |
| Value of total assets at beginning of year | 2016-12-31 | $3,754,532 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $12,223 |
| Total interest from all sources | 2016-12-31 | $4,206 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $45,602 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $45,602 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $917,410 |
| Participant contributions at end of year | 2016-12-31 | $139,094 |
| Participant contributions at beginning of year | 2016-12-31 | $137,115 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $878 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $4 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $51 |
| Administrative expenses (other) incurred | 2016-12-31 | $5,683 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $892,856 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,647,388 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,754,532 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $6,540 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $3,173,318 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,512,211 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $1,332,166 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $1,102,551 |
| Interest on participant loans | 2016-12-31 | $4,206 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $2,806 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $2,604 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $174,053 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $21,689 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $258,759 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2016-12-31 | 141818557 |
| 2015 : MOUNTAIN LAKE SERVICES 401K PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $531,317 |
| Total of all expenses incurred | 2015-12-31 | $955,690 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $944,561 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $504,403 |
| Value of total assets at end of year | 2015-12-31 | $3,754,532 |
| Value of total assets at beginning of year | 2015-12-31 | $4,178,905 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $11,129 |
| Total interest from all sources | 2015-12-31 | $3,574 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $33,443 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $33,443 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $443,291 |
| Participant contributions at end of year | 2015-12-31 | $137,115 |
| Participant contributions at beginning of year | 2015-12-31 | $110,540 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $61,112 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $51 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $18 |
| Administrative expenses (other) incurred | 2015-12-31 | $4,689 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $1,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-424,373 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,754,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,178,905 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $6,440 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,512,211 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $3,010,873 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,102,551 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,056,340 |
| Interest on participant loans | 2015-12-31 | $3,574 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $2,604 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-30,767 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $20,664 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $944,561 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2015-12-31 | 141818557 |
| 2014 : MOUNTAIN LAKE SERVICES 401K PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $696,708 |
| Total of all expenses incurred | 2014-12-31 | $239,770 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $227,987 |
| Value of total corrective distributions | 2014-12-31 | $598 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $489,939 |
| Value of total assets at end of year | 2014-12-31 | $4,178,905 |
| Value of total assets at beginning of year | 2014-12-31 | $3,721,967 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $11,185 |
| Total interest from all sources | 2014-12-31 | $3,518 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $44,597 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $44,597 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $433,828 |
| Participant contributions at end of year | 2014-12-31 | $110,540 |
| Participant contributions at beginning of year | 2014-12-31 | $101,085 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $56,111 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $18 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $22 |
| Administrative expenses (other) incurred | 2014-12-31 | $5,048 |
| Total non interest bearing cash at end of year | 2014-12-31 | $1,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $456,938 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $4,178,905 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,721,967 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $6,137 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $3,010,873 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,615,388 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,056,340 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,005,472 |
| Interest on participant loans | 2014-12-31 | $3,518 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $137,028 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $21,626 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $227,987 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2014-12-31 | 141818557 |
| 2013 : MOUNTAIN LAKE SERVICES 401K PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $855,050 |
| Total of all expenses incurred | 2013-12-31 | $383,712 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $379,293 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $433,782 |
| Value of total assets at end of year | 2013-12-31 | $3,721,967 |
| Value of total assets at beginning of year | 2013-12-31 | $3,250,629 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $4,419 |
| Total interest from all sources | 2013-12-31 | $3,128 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $34,602 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $34,602 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $369,973 |
| Participant contributions at end of year | 2013-12-31 | $101,085 |
| Participant contributions at beginning of year | 2013-12-31 | $94,078 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $63,809 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $22 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $17 |
| Administrative expenses (other) incurred | 2013-12-31 | $4,419 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $471,338 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,721,967 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,250,629 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,615,388 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,139,331 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,005,472 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,017,203 |
| Interest on participant loans | 2013-12-31 | $3,128 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $360,959 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $22,579 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $379,293 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2013-12-31 | 141818557 |
| 2012 : MOUNTAIN LAKE SERVICES 401K PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $604,888 |
| Total of all expenses incurred | 2012-12-31 | $54,761 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $30,975 |
| Value of total corrective distributions | 2012-12-31 | $1,593 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $330,332 |
| Value of total assets at end of year | 2012-12-31 | $3,250,629 |
| Value of total assets at beginning of year | 2012-12-31 | $2,700,502 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $22,193 |
| Total interest from all sources | 2012-12-31 | $2,475 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $40,479 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $40,479 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $330,332 |
| Participant contributions at end of year | 2012-12-31 | $94,078 |
| Participant contributions at beginning of year | 2012-12-31 | $67,115 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $17 |
| Administrative expenses (other) incurred | 2012-12-31 | $9,693 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $550,127 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,250,629 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,700,502 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $12,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,139,331 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,782,980 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,017,203 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $850,407 |
| Interest on participant loans | 2012-12-31 | $2,475 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $207,483 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $24,119 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $30,975 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2012-12-31 | 141818557 |
| 2011 : MOUNTAIN LAKE SERVICES 401K PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $311,952 |
| Total of all expenses incurred | 2011-12-31 | $60,802 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $58,647 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $318,176 |
| Value of total assets at end of year | 2011-12-31 | $2,700,502 |
| Value of total assets at beginning of year | 2011-12-31 | $2,449,352 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,155 |
| Total interest from all sources | 2011-12-31 | $2,622 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $27,699 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $27,699 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $313,582 |
| Participant contributions at end of year | 2011-12-31 | $67,115 |
| Participant contributions at beginning of year | 2011-12-31 | $73,736 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $4,594 |
| Administrative expenses (other) incurred | 2011-12-31 | $2,155 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $251,150 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,700,502 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,449,352 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,782,980 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,692,886 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $850,407 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $682,730 |
| Interest on participant loans | 2011-12-31 | $2,622 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-58,584 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $22,039 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $58,647 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MARTINDALE KEYSOR &CO., PLLC |
| Accountancy firm EIN | 2011-12-31 | 141818557 |
| 2010 : MOUNTAIN LAKE SERVICES 401K PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $555,157 |
| Total of all expenses incurred | 2010-12-31 | $255,819 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $253,884 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $383,143 |
| Value of total assets at end of year | 2010-12-31 | $2,449,352 |
| Value of total assets at beginning of year | 2010-12-31 | $2,150,014 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,935 |
| Total interest from all sources | 2010-12-31 | $3,307 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $22,880 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $22,880 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $291,844 |
| Participant contributions at end of year | 2010-12-31 | $73,736 |
| Participant contributions at beginning of year | 2010-12-31 | $81,416 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $91,299 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,935 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $299,338 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,449,352 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,150,014 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,692,886 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,475,364 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $682,730 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $593,234 |
| Interest on participant loans | 2010-12-31 | $3,307 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $127,148 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $18,679 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $253,884 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MARTINDALE KEYSOR & CO., PLLC |
| Accountancy firm EIN | 2010-12-31 | 141818557 |
| 2009 : MOUNTAIN LAKE SERVICES 401K PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
