401k Plan data: ELLIS LAW, P.C. 401K PLAN plan

ELLIS LAW, P.C. 401K PLAN 401k Plan overview

Plan Name	ELLIS LAW, P.C. 401K PLAN
Plan identification number	002

ELLIS LAW, P.C. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ELLIS LAW, P.C. has sponsored the creation of one or more 401k plans.

Company Name: ELLIS LAW, P.C.

Employer identification number (EIN): 141816147

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about ELLIS LAW, P.C.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1999-08-04

Company Identification Number: 2405569

Legal Registered Office Address: 2608 SOUTH AVENUE
Dutchess
WAPPINGERS FALLS
United States of America (USA)
12590

More information about ELLIS LAW, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELLIS LAW, P.C. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 DENNIS GERALD ELLLIS 2024-07-11
002 2022-01-01 DENNIS GERALD ELLLIS 2023-03-22
002 2021-01-01 DENNIS GERALD ELLLIS 2022-06-22
002 2020-01-01 DENNIS GERALD ELLLIS 2021-06-29
002 2019-01-01 DENNIS GERALD ELLLIS 2020-04-20
002 2018-01-01 DENNIS GERALD ELLLIS 2019-06-24
002 2017-01-01 DENNIS GERALD ELLLIS 2018-05-14
002 2016-01-01 DENNIS GERALD ELLLIS 2017-05-26
002 2015-01-01 DENNIS GERALD ELLLIS 2016-05-12
002 2014-01-01 DENNIS GERARD ELLIS 2015-10-14
002 2013-01-01 DENNIS GERARD ELLIS 2014-07-28
002 2012-01-01 DENNIS GERARD ELLIS 2013-07-25
002 2011-01-01 DENNIS GERARD ELLIS
002 2010-01-01 DENNIS GERARD ELLIS
002 2009-01-01 DENNIS GERARD ELLIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01	DENNIS GERALD ELLLIS	2024-07-11
002	2022-01-01	DENNIS GERALD ELLLIS	2023-03-22
002	2021-01-01	DENNIS GERALD ELLLIS	2022-06-22
002	2020-01-01	DENNIS GERALD ELLLIS	2021-06-29
002	2019-01-01	DENNIS GERALD ELLLIS	2020-04-20
002	2018-01-01	DENNIS GERALD ELLLIS	2019-06-24
002	2017-01-01	DENNIS GERALD ELLLIS	2018-05-14
002	2016-01-01	DENNIS GERALD ELLLIS	2017-05-26
002	2015-01-01	DENNIS GERALD ELLLIS	2016-05-12
002	2014-01-01	DENNIS GERARD ELLIS	2015-10-14
002	2013-01-01	DENNIS GERARD ELLIS	2014-07-28
002	2012-01-01	DENNIS GERARD ELLIS	2013-07-25
002	2011-01-01	DENNIS GERARD ELLIS
002	2010-01-01	DENNIS GERARD ELLIS
002	2009-01-01	DENNIS GERARD ELLIS

Plan Statistics for ELLIS LAW, P.C. 401K PLAN

401k plan membership statisitcs for ELLIS LAW, P.C. 401K PLAN

Measure Date Value
2025: ELLIS LAW, P.C. 401K PLAN 2025 401k membership
Total number of particpants at beginning of year 2025-07-14 9
Total number of particpants at end of year 2025-07-14 9
Number of Participants With Account Balances 2025-07-14 9
2024: ELLIS LAW, P.C. 401K PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-07-11 10
Total number of particpants at end of year 2024-07-11 9
Number of Participants With Account Balances 2024-07-11 9
2011: ELLIS LAW, P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 5
2010: ELLIS LAW, P.C. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 9
Number of participants with account balances 2010-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ELLIS LAW, P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 8
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 10
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2025: ELLIS LAW, P.C. 401K PLAN 2025 401k membership
Total number of particpants at beginning of year	2025-07-14	9
Total number of particpants at end of year	2025-07-14	9
Number of Participants With Account Balances	2025-07-14	9
2024: ELLIS LAW, P.C. 401K PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-07-11	10
Total number of particpants at end of year	2024-07-11	9
Number of Participants With Account Balances	2024-07-11	9
2011: ELLIS LAW, P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	5
2010: ELLIS LAW, P.C. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	9
Number of participants with account balances	2010-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ELLIS LAW, P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	8
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	10
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ELLIS LAW, P.C. 401K PLAN

Measure	Date	Value
2025 : ELLIS LAW, P.C. 401K PLAN 2025 401k financial data
Total transfers to/from plan in this plan year	2025-07-14	0
Total liabilities as of the end of the plan year	2025-07-14	0
Total liabilities as of the beginning of the plan year	2025-07-14	0
Total expenses incurred by plan in this plan year	2025-07-14	20105
Net assets as of the end of the plan year	2025-07-14	3004288
Total assets as of the beginning of the plan year	2025-07-14	2410764
Value of plan covered by a fidelity bond	2025-07-14	350000
Participant contributions to plan in this plan year	2025-07-14	61050
Other expenses paid from plan in this plan year	2025-07-14	0
Other contributions to plan in this plan year	2025-07-14	0
Other income to plan in this plan year	2025-07-14	539268
Plan net income in this plan year	2025-07-14	593524
Net assets as of the end of the plan year	2025-07-14	3004288
Net assets as of the beginning of the plan year	2025-07-14	2410764
Employer contributions to plan in this plan year	2025-07-14	13311
Expensese paid to adminstrative service provicers from plan in this plan year	2025-07-14	19666
2024 : ELLIS LAW, P.C. 401K PLAN 2024 401k financial data
Total transfers to/from plan in this plan year	2024-07-11	0
Total liabilities as of the end of the plan year	2024-07-11	0
Total liabilities as of the beginning of the plan year	2024-07-11	0
Total expenses incurred by plan in this plan year	2024-07-11	15106
Net assets as of the end of the plan year	2024-07-11	2410764
Total assets as of the beginning of the plan year	2024-07-11	1871398
Value of plan covered by a fidelity bond	2024-07-11	250000
Participant contributions to plan in this plan year	2024-07-11	64159
Other expenses paid from plan in this plan year	2024-07-11	0
Other contributions to plan in this plan year	2024-07-11	0
Other income to plan in this plan year	2024-07-11	480814
Plan net income in this plan year	2024-07-11	539366
Net assets as of the end of the plan year	2024-07-11	2410764
Net assets as of the beginning of the plan year	2024-07-11	1871398
Employer contributions to plan in this plan year	2024-07-11	9499
Expensese paid to adminstrative service provicers from plan in this plan year	2024-07-11	15106
2011 : ELLIS LAW, P.C. 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$34,553
Expenses. Total of all expenses incurred	2011-12-31	$2,622
Benefits paid (including direct rollovers)	2011-12-31	$2,622
Total plan assets at end of year	2011-12-31	$414,049
Total plan assets at beginning of year	2011-12-31	$382,118
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$50,958
Other income received	2011-12-31	$-24,787
Net income (gross income less expenses)	2011-12-31	$31,931
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$414,049
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$382,118
Total contributions received or receivable from employer(s)	2011-12-31	$8,382
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ELLIS LAW, P.C. 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$94,280
Expenses. Total of all expenses incurred	2010-12-31	$19,812
Benefits paid (including direct rollovers)	2010-12-31	$19,812
Total plan assets at end of year	2010-12-31	$382,118
Total plan assets at beginning of year	2010-12-31	$307,650
Value of fidelity bond covering the plan	2010-12-31	$50,000
Total contributions received or receivable from participants	2010-12-31	$46,483
Other income received	2010-12-31	$38,625
Net income (gross income less expenses)	2010-12-31	$74,468
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$382,118
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$307,650
Total contributions received or receivable from employer(s)	2010-12-31	$9,172
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ELLIS LAW, P.C. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ELLIS LAW, P.C. 401K PLAN

2011: ELLIS LAW, P.C. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ELLIS LAW, P.C. 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ELLIS LAW, P.C. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	GAP-B3-TA30
Policy instance	1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	GAP-B3-TA30
Policy instance	1

Potentially related plans

ELLIS LAW, PLLC 401(K) PROFIT SHARING PLAN [EIN = 453019975]

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Company Name:	ELLIS LAW, P.C.
Employer identification number (EIN):	141816147
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1999-08-04
Company Identification Number:	2405569
Legal Registered Office Address:	2608 SOUTH AVENUE Dutchess WAPPINGERS FALLS United States of America (USA) 12590