401k Plan data: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN plan

ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	005

ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

ST. LAWRENCE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: ST. LAWRENCE UNIVERSITY

Employer identification number (EIN): 150532239

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2019-07-01 LISA CANIA 2020-11-30
005 2018-07-01 LISA CANIA 2020-06-27
005 2017-07-01 LISA CANIA 2019-04-12
005 2016-07-01 LISA CANIA 2018-04-11
005 2015-07-01 LISA CANIA 2017-04-14
005 2014-07-01 LISA CANIA 2016-04-12
005 2013-07-01 LISA CANIA
005 2012-07-01 LISA CANIA LISA CANIA 2014-04-10
005 2011-07-01 LISA CANIA LISA CANIA 2013-04-12
005 2010-07-01 LISA CANIA LISA CANIA 2012-04-16
005 2009-07-01 LISA CANIA LISA CANIA 2011-04-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
005	2019-07-01	LISA CANIA	2020-11-30
005	2018-07-01	LISA CANIA	2020-06-27
005	2017-07-01	LISA CANIA	2019-04-12
005	2016-07-01	LISA CANIA	2018-04-11
005	2015-07-01	LISA CANIA	2017-04-14
005	2014-07-01	LISA CANIA	2016-04-12
005	2013-07-01	LISA CANIA
005	2012-07-01	LISA CANIA		LISA CANIA	2014-04-10
005	2011-07-01	LISA CANIA		LISA CANIA	2013-04-12
005	2010-07-01	LISA CANIA		LISA CANIA	2012-04-16
005	2009-07-01	LISA CANIA		LISA CANIA	2011-04-08

Plan Statistics for ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2018: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Market value of plan assets 2018-06-30 2,012,353
Acturial value of plan assets 2018-06-30 2,010,920
Funding target for retired participants and beneficiaries receiving payment 2018-06-30 211,565
Number of terminated vested participants 2018-06-30 14
Fundng target for terminated vested participants 2018-06-30 297,579
Active participant vested funding target 2018-06-30 710,077
Number of active participants 2018-06-30 39
Total funding liabilities for active participants 2018-06-30 811,284
Total participant count 2018-06-30 63
Total funding target for all participants 2018-06-30 1,320,428
Balance at beginning of prior year after applicable adjustments 2018-06-30 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-06-30 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-06-30 0
Prefunding balanced used to offset prior years funding requirement 2018-06-30 0
Amount remaining of carryover balance 2018-06-30 0
Amount remaining of prefunding balance 2018-06-30 0
Present value of excess contributions 2018-06-30 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-06-30 0
Balance of carryovers at beginning of current year 2018-06-30 0
Balance of prefunding at beginning of current year 2018-06-30 0
Total employer contributions 2018-06-30 0
Total employee contributions 2018-06-30 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-06-30 0
Contributions made to avoid restrictions adjusted to valuation date 2018-06-30 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-06-30 0
Unpaid minimum required contributions for all prior years 2018-06-30 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-06-30 0
Remaining amount of unpaid minimum required contributions 2018-06-30 0
Minimum required contributions for current year target normal cost 2018-06-30 7,700
Net shortfall amortization installment of oustanding balance 2018-06-30 0
Waiver amortization installment 2018-06-30 0
Total funding amount beforereflecting carryover/prefunding balances 2018-06-30 0
Carryover balance elected to use to offset funding requirement 2018-06-30 0
Prefunding balance elected to use to offset funding requirement 2018-06-30 0
Additional cash requirement 2018-06-30 0
Contributions allocatedtoward minimum required contributions for current year 2018-06-30 0
Unpaid minimum required contributions for current year 2018-06-30 0
Unpaid minimum required contributions for all years 2018-06-30 0
2017: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Market value of plan assets 2017-06-30 2,301,988
Acturial value of plan assets 2017-06-30 2,418,493
Funding target for retired participants and beneficiaries receiving payment 2017-06-30 243,944
Number of terminated vested participants 2017-06-30 21
Fundng target for terminated vested participants 2017-06-30 441,169
Active participant vested funding target 2017-06-30 897,579
Number of active participants 2017-06-30 44
Total funding liabilities for active participants 2017-06-30 1,031,506
Total participant count 2017-06-30 77
Total funding target for all participants 2017-06-30 1,716,619
Balance at beginning of prior year after applicable adjustments 2017-06-30 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-06-30 0
Prefunding balanced used to offset prior years funding requirement 2017-06-30 0
Amount remaining of carryover balance 2017-06-30 0
Amount remaining of prefunding balance 2017-06-30 0
Present value of excess contributions 2017-06-30 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-06-30 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-06-30 0
Reductions in caryover balances due to elections or deemed elections 2017-06-30 0
Reductions in prefunding balances due to elections or deemed elections 2017-06-30 0
Balance of carryovers at beginning of current year 2017-06-30 0
Balance of prefunding at beginning of current year 2017-06-30 0
Total employer contributions 2017-06-30 0
Total employee contributions 2017-06-30 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-06-30 0
Contributions made to avoid restrictions adjusted to valuation date 2017-06-30 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-06-30 0
Unpaid minimum required contributions for all prior years 2017-06-30 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-06-30 0
Remaining amount of unpaid minimum required contributions 2017-06-30 0
Minimum required contributions for current year target normal cost 2017-06-30 9,800
Net shortfall amortization installment of oustanding balance 2017-06-30 0
Waiver amortization installment 2017-06-30 0
Total funding amount beforereflecting carryover/prefunding balances 2017-06-30 0
Carryover balance elected to use to offset funding requirement 2017-06-30 0
Prefunding balance elected to use to offset funding requirement 2017-06-30 0
Additional cash requirement 2017-06-30 0
Contributions allocatedtoward minimum required contributions for current year 2017-06-30 0
Unpaid minimum required contributions for current year 2017-06-30 0
Unpaid minimum required contributions for all years 2017-06-30 0
2013: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 101
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 57
Number of retired or separated participants receiving benefits 2013-07-01 6
Number of other retired or separated participants entitled to future benefits 2013-07-01 27
Total of all active and inactive participants 2013-07-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 104
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 64
Number of retired or separated participants receiving benefits 2012-07-01 6
Number of other retired or separated participants entitled to future benefits 2012-07-01 31
Total of all active and inactive participants 2012-07-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 109
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 65
Number of retired or separated participants receiving benefits 2011-07-01 7
Number of other retired or separated participants entitled to future benefits 2011-07-01 31
Total of all active and inactive participants 2011-07-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 1
Total participants 2011-07-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 117
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 69
Number of retired or separated participants receiving benefits 2010-07-01 6
Number of other retired or separated participants entitled to future benefits 2010-07-01 34
Total of all active and inactive participants 2010-07-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 127
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 80
Number of retired or separated participants receiving benefits 2009-07-01 5
Number of other retired or separated participants entitled to future benefits 2009-07-01 32
Total of all active and inactive participants 2009-07-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2018: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Market value of plan assets	2018-06-30	2,012,353
Acturial value of plan assets	2018-06-30	2,010,920
Funding target for retired participants and beneficiaries receiving payment	2018-06-30	211,565
Number of terminated vested participants	2018-06-30	14
Fundng target for terminated vested participants	2018-06-30	297,579
Active participant vested funding target	2018-06-30	710,077
Number of active participants	2018-06-30	39
Total funding liabilities for active participants	2018-06-30	811,284
Total participant count	2018-06-30	63
Total funding target for all participants	2018-06-30	1,320,428
Balance at beginning of prior year after applicable adjustments	2018-06-30	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-06-30	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-06-30	0
Prefunding balanced used to offset prior years funding requirement	2018-06-30	0
Amount remaining of carryover balance	2018-06-30	0
Amount remaining of prefunding balance	2018-06-30	0
Present value of excess contributions	2018-06-30	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-06-30	0
Balance of carryovers at beginning of current year	2018-06-30	0
Balance of prefunding at beginning of current year	2018-06-30	0
Total employer contributions	2018-06-30	0
Total employee contributions	2018-06-30	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-06-30	0
Contributions made to avoid restrictions adjusted to valuation date	2018-06-30	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-06-30	0
Unpaid minimum required contributions for all prior years	2018-06-30	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-06-30	0
Remaining amount of unpaid minimum required contributions	2018-06-30	0
Minimum required contributions for current year target normal cost	2018-06-30	7,700
Net shortfall amortization installment of oustanding balance	2018-06-30	0
Waiver amortization installment	2018-06-30	0
Total funding amount beforereflecting carryover/prefunding balances	2018-06-30	0
Carryover balance elected to use to offset funding requirement	2018-06-30	0
Prefunding balance elected to use to offset funding requirement	2018-06-30	0
Additional cash requirement	2018-06-30	0
Contributions allocatedtoward minimum required contributions for current year	2018-06-30	0
Unpaid minimum required contributions for current year	2018-06-30	0
Unpaid minimum required contributions for all years	2018-06-30	0
2017: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Market value of plan assets	2017-06-30	2,301,988
Acturial value of plan assets	2017-06-30	2,418,493
Funding target for retired participants and beneficiaries receiving payment	2017-06-30	243,944
Number of terminated vested participants	2017-06-30	21
Fundng target for terminated vested participants	2017-06-30	441,169
Active participant vested funding target	2017-06-30	897,579
Number of active participants	2017-06-30	44
Total funding liabilities for active participants	2017-06-30	1,031,506
Total participant count	2017-06-30	77
Total funding target for all participants	2017-06-30	1,716,619
Balance at beginning of prior year after applicable adjustments	2017-06-30	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-06-30	0
Prefunding balanced used to offset prior years funding requirement	2017-06-30	0
Amount remaining of carryover balance	2017-06-30	0
Amount remaining of prefunding balance	2017-06-30	0
Present value of excess contributions	2017-06-30	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-06-30	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-06-30	0
Reductions in caryover balances due to elections or deemed elections	2017-06-30	0
Reductions in prefunding balances due to elections or deemed elections	2017-06-30	0
Balance of carryovers at beginning of current year	2017-06-30	0
Balance of prefunding at beginning of current year	2017-06-30	0
Total employer contributions	2017-06-30	0
Total employee contributions	2017-06-30	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-06-30	0
Contributions made to avoid restrictions adjusted to valuation date	2017-06-30	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-06-30	0
Unpaid minimum required contributions for all prior years	2017-06-30	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-06-30	0
Remaining amount of unpaid minimum required contributions	2017-06-30	0
Minimum required contributions for current year target normal cost	2017-06-30	9,800
Net shortfall amortization installment of oustanding balance	2017-06-30	0
Waiver amortization installment	2017-06-30	0
Total funding amount beforereflecting carryover/prefunding balances	2017-06-30	0
Carryover balance elected to use to offset funding requirement	2017-06-30	0
Prefunding balance elected to use to offset funding requirement	2017-06-30	0
Additional cash requirement	2017-06-30	0
Contributions allocatedtoward minimum required contributions for current year	2017-06-30	0
Unpaid minimum required contributions for current year	2017-06-30	0
Unpaid minimum required contributions for all years	2017-06-30	0
2013: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	101
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	57
Number of retired or separated participants receiving benefits	2013-07-01	6
Number of other retired or separated participants entitled to future benefits	2013-07-01	27
Total of all active and inactive participants	2013-07-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	104
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	64
Number of retired or separated participants receiving benefits	2012-07-01	6
Number of other retired or separated participants entitled to future benefits	2012-07-01	31
Total of all active and inactive participants	2012-07-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	109
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	65
Number of retired or separated participants receiving benefits	2011-07-01	7
Number of other retired or separated participants entitled to future benefits	2011-07-01	31
Total of all active and inactive participants	2011-07-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	1
Total participants	2011-07-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	117
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	69
Number of retired or separated participants receiving benefits	2010-07-01	6
Number of other retired or separated participants entitled to future benefits	2010-07-01	34
Total of all active and inactive participants	2010-07-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	127
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	80
Number of retired or separated participants receiving benefits	2009-07-01	5
Number of other retired or separated participants entitled to future benefits	2009-07-01	32
Total of all active and inactive participants	2009-07-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2014 : ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$9,511
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$21,516
Total income from all sources (including contributions)	2014-06-30	$446,576
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$306,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$286,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$133,600
Value of total assets at end of year	2014-06-30	$2,861,341
Value of total assets at beginning of year	2014-06-30	$2,733,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$20,659
Total interest from all sources	2014-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$9,511
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Administrative expenses (other) incurred	2014-06-30	$11,148
Liabilities. Value of operating payables at end of year	2014-06-30	$9,511
Liabilities. Value of operating payables at beginning of year	2014-06-30	$21,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$139,689
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$2,851,830
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$2,712,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$2,819,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$2,356,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$8,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$336,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$336,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$312,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$133,600
Employer contributions (assets) at end of year	2014-06-30	$33,400
Employer contributions (assets) at beginning of year	2014-06-30	$40,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$286,228
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BONADIO & CO. LLP
Accountancy firm EIN	2014-06-30	161131146
2013 : ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$21,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$22,629
Total income from all sources (including contributions)	2013-06-30	$374,456
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$161,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$130,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$191,100
Value of total assets at end of year	2013-06-30	$2,733,657
Value of total assets at beginning of year	2013-06-30	$2,521,891
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$31,316
Total interest from all sources	2013-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Administrative expenses professional fees incurred	2013-06-30	$21,521
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Administrative expenses (other) incurred	2013-06-30	$9,795
Liabilities. Value of operating payables at end of year	2013-06-30	$21,516
Liabilities. Value of operating payables at beginning of year	2013-06-30	$22,629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$212,879
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$2,712,141
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$2,499,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$2,356,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$2,273,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$336,391
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$132,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$132,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$183,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$191,100
Employer contributions (assets) at end of year	2013-06-30	$40,300
Employer contributions (assets) at beginning of year	2013-06-30	$116,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$130,261
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	BONADIO & CO. LLP
Accountancy firm EIN	2013-06-30	161131146
2012 : ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$22,629
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$9,940
Total income from all sources (including contributions)	2012-06-30	$208,402
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$271,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$249,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$162,800
Value of total assets at end of year	2012-06-30	$2,521,891
Value of total assets at beginning of year	2012-06-30	$2,572,051
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$21,310
Total interest from all sources	2012-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$12,693
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Administrative expenses (other) incurred	2012-06-30	$8,617
Liabilities. Value of operating payables at end of year	2012-06-30	$22,629
Liabilities. Value of operating payables at beginning of year	2012-06-30	$9,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-62,849
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$2,499,262
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$2,562,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$2,273,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$2,378,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$132,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$194,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$194,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$45,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$162,800
Employer contributions (assets) at end of year	2012-06-30	$116,000
Employer contributions (assets) at beginning of year	2012-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$249,941
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	UHY LIC
Accountancy firm EIN	2012-06-30	200694403
2011 : ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$9,940
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$18,440
Total income from all sources (including contributions)	2011-06-30	$447,639
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$418,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$398,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$83,654
Value of total assets at end of year	2011-06-30	$2,572,051
Value of total assets at beginning of year	2011-06-30	$2,550,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$19,096
Total interest from all sources	2011-06-30	$1
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$74,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$74,127
Administrative expenses professional fees incurred	2011-06-30	$9,940
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Administrative expenses (other) incurred	2011-06-30	$9,156
Liabilities. Value of operating payables at end of year	2011-06-30	$9,940
Liabilities. Value of operating payables at beginning of year	2011-06-30	$18,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$29,582
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$2,562,111
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$2,532,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$2,378,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$2,414,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$194,037
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$87,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$87,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$289,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$83,654
Employer contributions (assets) at end of year	2011-06-30	$0
Employer contributions (assets) at beginning of year	2011-06-30	$49,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$398,961
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	UHY LIC
Accountancy firm EIN	2011-06-30	200694403

Form 5500 Responses for ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN

2013: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: ST. LAWRENCE UNIVERSITY DEFINED BENEFIT SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ST. LAWRENCE UNIVERSITY
Employer identification number (EIN):	150532239
NAIC Classification:	611000