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ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN
Plan identification number 003

ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ST. JOSEPHS HOSPITAL HEALTH CENTER has sponsored the creation of one or more 401k plans.

Company Name:ST. JOSEPHS HOSPITAL HEALTH CENTER
Employer identification number (EIN):150532254
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about ST. JOSEPHS HOSPITAL HEALTH CENTER

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1895-06-15
Company Identification Number: 5
Legal Registered Office Address: 28 LIBERTY STREET
Onondaga
NEW YORK
United States of America (USA)
10005

More information about ST. JOSEPHS HOSPITAL HEALTH CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01MICHAEL BRADLEY
0032016-01-01
0032015-01-01MICHAEL BRADLEY MICHAEL BRADLEY2016-10-17
0032014-01-01MICHAEL BRADLEY MICHAEL BRADLEY2015-10-14
0032013-01-01MICHAEL BRADLEY
0032012-01-01FRANK A. PANZETTA
0032011-01-01FRANK A. PANZETTA
0032009-01-01FRANK A. PANZETTA

Plan Statistics for ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN

Measure Date Value
2016: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,626
Total number of active participants reported on line 7a of the Form 55002016-01-014,525
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0175
Total of all active and inactive participants2016-01-014,600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014,600
Number of participants with account balances2016-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,215
Total number of active participants reported on line 7a of the Form 55002015-01-014,552
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0173
Total of all active and inactive participants2015-01-014,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-014,626
Number of participants with account balances2015-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01552
Total number of active participants reported on line 7a of the Form 55002014-01-015,133
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0181
Total of all active and inactive participants2014-01-015,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-015,215
Number of participants with account balances2014-01-01378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01606
Total number of active participants reported on line 7a of the Form 55002013-01-01534
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01552
Number of participants with account balances2013-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01618
Total number of active participants reported on line 7a of the Form 55002012-01-01590
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01606
Number of participants with account balances2012-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01653
Total number of active participants reported on line 7a of the Form 55002011-01-01603
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01618
Number of participants with account balances2011-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01167
Total number of active participants reported on line 7a of the Form 55002009-01-01194
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-01203
Total participants2009-01-01203
Number of participants with account balances2009-01-01165

Financial Data on ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN

Measure Date Value
2016 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$19,478,775
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,826,702
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,415,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,415,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,615,966
Value of total assets at end of year2016-12-31$19,478,775
Value of total assets at beginning of year2016-12-31$19,067,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$300
Total interest from all sources2016-12-31$30,681
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$714,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$714,976
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,615,966
Participant contributions at end of year2016-12-31$68,414
Participant contributions at beginning of year2016-12-31$105,134
Other income not declared elsewhere2016-12-31$1,875
Administrative expenses (other) incurred2016-12-31$300
Total non interest bearing cash at end of year2016-12-31$17,912,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$411,298
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,478,775
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,067,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,610,362
Interest on participant loans2016-12-31$3,384
Interest earned on other investments2016-12-31$27,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,497,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,351,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$463,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,415,104
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2016-12-31161226621
2015 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,489,298
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,806,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,806,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,770,410
Value of total assets at end of year2015-12-31$19,067,477
Value of total assets at beginning of year2015-12-31$19,384,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$30,768
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$882,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$882,464
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,726,407
Participant contributions at end of year2015-12-31$105,134
Participant contributions at beginning of year2015-12-31$160,566
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$44,003
Other income not declared elsewhere2015-12-31$47
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-316,994
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,067,477
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,384,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,610,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,752,148
Interest on participant loans2015-12-31$5,126
Interest earned on other investments2015-12-31$25,642
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,351,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,471,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,194,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,806,292
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2015-12-31161226621
2014 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,198,508
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,755,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,727,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,204,801
Value of total assets at end of year2014-12-31$19,384,471
Value of total assets at beginning of year2014-12-31$17,941,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$27,858
Total interest from all sources2014-12-31$24,444
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,349,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,349,434
Administrative expenses professional fees incurred2014-12-31$775
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,195,094
Participant contributions at end of year2014-12-31$160,566
Participant contributions at beginning of year2014-12-31$138,677
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$9,707
Other income not declared elsewhere2014-12-31$2,328
Administrative expenses (other) incurred2014-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,443,263
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,384,471
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,941,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$26,583
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,752,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,802,531
Interest on participant loans2014-12-31$5,835
Interest earned on other investments2014-12-31$18,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,471,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-382,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,727,387
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2014-12-31161226621
2013 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,347,191
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$980,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$945,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,645,811
Value of total assets at end of year2013-12-31$17,941,208
Value of total assets at beginning of year2013-12-31$13,574,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$34,343
Total interest from all sources2013-12-31$5,800
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$890,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$890,629
Was this plan covered by a fidelity bond2013-12-31No
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,579,221
Participant contributions at end of year2013-12-31$138,677
Participant contributions at beginning of year2013-12-31$155,610
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$118,158
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$66,590
Administrative expenses (other) incurred2013-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,367,087
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,941,208
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,574,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$31,303
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,802,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,300,353
Interest on participant loans2013-12-31$5,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,804,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$945,761
Contract administrator fees2013-12-31$2,690
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2013-12-31161226621
2012 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,053,501
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$976,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$950,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,657,924
Value of total assets at end of year2012-12-31$13,574,121
Value of total assets at beginning of year2012-12-31$10,496,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$25,896
Total interest from all sources2012-12-31$6,605
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$363,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$363,328
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,410,707
Participant contributions at end of year2012-12-31$155,610
Participant contributions at beginning of year2012-12-31$176,982
Participant contributions at end of year2012-12-31$118,158
Participant contributions at beginning of year2012-12-31$45,403
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$247,217
Administrative expenses (other) incurred2012-12-31$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,077,462
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,574,121
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,496,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$23,949
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,300,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,274,274
Interest on participant loans2012-12-31$6,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,025,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$950,143
Contract administrator fees2012-12-31$1,572
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2012-12-31161226621
2011 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,428,991
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$250,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$229,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,822,339
Value of total assets at end of year2011-12-31$10,496,659
Value of total assets at beginning of year2011-12-31$7,317,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,150
Total interest from all sources2011-12-31$5,931
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$314,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$314,484
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,174,957
Participant contributions at end of year2011-12-31$176,982
Participant contributions at beginning of year2011-12-31$41,408
Participant contributions at end of year2011-12-31$45,403
Participant contributions at beginning of year2011-12-31$33,603
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,647,382
Administrative expenses (other) incurred2011-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,178,805
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,496,659
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,317,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$19,175
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,274,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,242,843
Interest on participant loans2011-12-31$5,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-713,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$229,036
Contract administrator fees2011-12-31$1,850
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2011-12-31161226621
2010 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,292,295
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$336,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$322,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,393,097
Value of total assets at end of year2010-12-31$7,317,854
Value of total assets at beginning of year2010-12-31$5,361,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,123
Total interest from all sources2010-12-31$2,886
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$89,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$89,136
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,393,097
Participant contributions at end of year2010-12-31$41,408
Participant contributions at beginning of year2010-12-31$60,978
Participant contributions at end of year2010-12-31$33,603
Participant contributions at beginning of year2010-12-31$49,631
Administrative expenses (other) incurred2010-12-31$1,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,956,157
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,317,854
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,361,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$12,119
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,242,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,251,088
Interest on participant loans2010-12-31$2,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$807,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$322,015
Contract administrator fees2010-12-31$769
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2010-12-31161226621
2009 : ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN

2016: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ST. JOSEPHS HOSPITAL HEALTH CENTER 403(B) RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVFZ448
Policy instance 1
Insurance contract or identification numberVFZ448
Number of Individuals Covered4626
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVFZ448
Policy instance 1
Insurance contract or identification numberVFZ448
Number of Individuals Covered5215
Insurance policy start date2014-04-15
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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