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THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 401k Plan overview

Plan NameTHE BAUSCH & LOMB RETIREMENT BENEFITS PLAN
Plan identification number 001

THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

BAUSCH & LOMB INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:BAUSCH & LOMB INCORPORATED
Employer identification number (EIN):160345235
NAIC Classification:334610

Additional information about BAUSCH & LOMB INCORPORATED

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1908-03-20
Company Identification Number: 28631
Legal Registered Office Address: 600 MAMARONECK AVENUE, #400
Monroe
HARRISON
United States of America (USA)
10528

More information about BAUSCH & LOMB INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01CHRISTOPHER W REIGLE
0012011-01-01CHRISTOPHER W REIGLE
0012010-01-01CHRISTOPHER W REIGLE
0012009-01-01CHRISTOPHER W REIGLE

Plan Statistics for THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN

401k plan membership statisitcs for THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN

Measure Date Value
2012: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,299
Total number of active participants reported on line 7a of the Form 55002012-01-011,681
Number of retired or separated participants receiving benefits2012-01-012,078
Number of other retired or separated participants entitled to future benefits2012-01-012,071
Total of all active and inactive participants2012-01-015,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01283
Total participants2012-01-016,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,603
Total number of active participants reported on line 7a of the Form 55002011-01-011,781
Number of retired or separated participants receiving benefits2011-01-012,100
Number of other retired or separated participants entitled to future benefits2011-01-012,148
Total of all active and inactive participants2011-01-016,029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01270
Total participants2011-01-016,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-016,883
Total number of active participants reported on line 7a of the Form 55002010-01-011,959
Number of retired or separated participants receiving benefits2010-01-012,129
Number of other retired or separated participants entitled to future benefits2010-01-012,225
Total of all active and inactive participants2010-01-016,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01290
Total participants2010-01-016,603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,182
Total number of active participants reported on line 7a of the Form 55002009-01-012,204
Number of retired or separated participants receiving benefits2009-01-012,136
Number of other retired or separated participants entitled to future benefits2009-01-012,252
Total of all active and inactive participants2009-01-016,592
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01291
Total participants2009-01-016,883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN

Measure Date Value
2012 : THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,697,502
Total unrealized appreciation/depreciation of assets2012-12-31$1,697,502
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,415,610
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,789,310
Total income from all sources (including contributions)2012-12-31$31,292,086
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$14,655,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$14,003,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,436,000
Value of total assets at end of year2012-12-31$185,447,873
Value of total assets at beginning of year2012-12-31$169,185,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$651,848
Total interest from all sources2012-12-31$1,290,351
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,429,903
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,803,560
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,404,148
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,757,800
Other income not declared elsewhere2012-12-31$119,169
Administrative expenses (other) incurred2012-12-31$651,848
Liabilities. Value of operating payables at end of year2012-12-31$11,462
Liabilities. Value of operating payables at beginning of year2012-12-31$31,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,636,411
Value of net assets at end of year (total assets less liabilities)2012-12-31$184,032,263
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$167,395,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest earned on other investments2012-12-31$99,011
Income. Interest from corporate debt instruments2012-12-31$1,191,340
Value of interest in common/collective trusts at end of year2012-12-31$158,769,431
Value of interest in common/collective trusts at beginning of year2012-12-31$142,831,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,717,759
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,134,455
Net investment gain or loss from common/collective trusts2012-12-31$19,749,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,436,000
Employer contributions (assets) at end of year2012-12-31$2,576,000
Employer contributions (assets) at beginning of year2012-12-31$7,350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$14,003,827
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$18,954,780
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$16,065,938
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN2012-12-31161016457
2011 : THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-992,652
Total unrealized appreciation/depreciation of assets2011-12-31$-992,652
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,789,310
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,600,482
Total income from all sources (including contributions)2011-12-31$13,782,834
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$17,704,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$17,035,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,510,000
Value of total assets at end of year2011-12-31$169,185,162
Value of total assets at beginning of year2011-12-31$172,918,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$669,337
Total interest from all sources2011-12-31$1,108,287
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,803,560
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,614,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,757,800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,533,643
Other income not declared elsewhere2011-12-31$25,391
Administrative expenses (other) incurred2011-12-31$669,337
Liabilities. Value of operating payables at end of year2011-12-31$31,510
Liabilities. Value of operating payables at beginning of year2011-12-31$66,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,921,868
Value of net assets at end of year (total assets less liabilities)2011-12-31$167,395,852
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$171,317,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest earned on other investments2011-12-31$127,804
Income. Interest from corporate debt instruments2011-12-31$980,483
Value of interest in common/collective trusts at end of year2011-12-31$142,831,209
Value of interest in common/collective trusts at beginning of year2011-12-31$151,431,069
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,134,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,894,287
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$1,131,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$12,510,000
Employer contributions (assets) at end of year2011-12-31$7,350,000
Employer contributions (assets) at beginning of year2011-12-31$1,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$17,035,365
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$16,065,938
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$16,078,106
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN2011-12-31161016457
2010 : THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,154,012
Total unrealized appreciation/depreciation of assets2010-12-31$2,154,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,600,482
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,184,853
Total income from all sources (including contributions)2010-12-31$22,194,342
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$19,107,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$18,504,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,527,036
Value of total assets at end of year2010-12-31$172,918,202
Value of total assets at beginning of year2010-12-31$175,415,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$602,689
Total interest from all sources2010-12-31$2,538,307
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,101,300
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,614,740
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,953,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,533,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,250,520
Other income not declared elsewhere2010-12-31$261,025
Administrative expenses (other) incurred2010-12-31$602,689
Liabilities. Value of operating payables at end of year2010-12-31$66,839
Liabilities. Value of operating payables at beginning of year2010-12-31$5,934,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,086,659
Value of net assets at end of year (total assets less liabilities)2010-12-31$171,317,720
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$168,231,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest earned on other investments2010-12-31$491,182
Income. Interest from US Government securities2010-12-31$528,238
Income. Interest from corporate debt instruments2010-12-31$1,518,887
Value of interest in common/collective trusts at end of year2010-12-31$151,431,069
Value of interest in common/collective trusts at beginning of year2010-12-31$102,621,832
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$16,254,671
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,894,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,136,670
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$21,712,969
Net investment gain or loss from common/collective trusts2010-12-31$13,829,005
Net gain/loss from 103.12 investment entities2010-12-31$-1,115,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,527,036
Employer contributions (assets) at end of year2010-12-31$1,900,000
Employer contributions (assets) at beginning of year2010-12-31$7,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$18,504,994
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$16,078,106
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$9,898,797
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$7,736,451
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN2010-12-31161016457
2009 : THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN

2012: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE BAUSCH & LOMB RETIREMENT BENEFITS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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