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THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 401k Plan overview

Plan NameTHE BUFFALO CLUB EMPLOYEES SECURITY PLAN
Plan identification number 001

THE BUFFALO CLUB EMPLOYEES SECURITY PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

THE BUFFALO CLUB has sponsored the creation of one or more 401k plans.

Company Name:THE BUFFALO CLUB
Employer identification number (EIN):160365760
NAIC Classification:713900

Additional information about THE BUFFALO CLUB

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1867-01-02
Company Identification Number: 29338
Legal Registered Office Address: 388 DELAWARE AVE.
Erie
BUFFALO
United States of America (USA)
14202

More information about THE BUFFALO CLUB

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BUFFALO CLUB EMPLOYEES SECURITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-10-01MATTHEW WERTH2024-05-03
0012022-10-01MATTHEW WERTH2023-12-05
0012021-10-01MATTHEW WERTH2023-07-11
0012020-10-01MATTHEW WERTH2022-07-06
0012019-10-01DANIEL MORIYAMA2021-07-15
0012018-10-01DANIEL MORIYAMA2020-04-28
0012017-10-01DANIEL MORIYAMA2019-06-24
0012016-10-01DANIEL MORIYAMA2018-05-11
0012015-10-01ROCCO DIINA2017-07-07
0012014-10-01JAMES FIELDS2016-06-30
0012013-10-01DANIEL FRANKLIN2015-05-08
0012012-10-01DANIEL FRANKLIN2014-06-27
0012011-10-01DANIEL FRANKLIN
0012010-10-01DANIEL FRANKLIN
0012009-10-01DANIEL FRANKLIN
0012008-10-01DANIEL FRANKLIN

Financial Data on THE BUFFALO CLUB EMPLOYEES SECURITY PLAN

Measure Date Value
2024 : THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-05-030
Total liabilities as of the end of the plan year2024-05-030
Total liabilities as of the beginning of the plan year2024-05-030
Total expenses incurred by plan in this plan year2024-05-0346651
Net assets as of the end of the plan year2024-05-030
Total assets as of the beginning of the plan year2024-05-0346645
Value of plan covered by a fidelity bond2024-05-03300000
Participant contributions to plan in this plan year2024-05-030
Other expenses paid from plan in this plan year2024-05-030
Other contributions to plan in this plan year2024-05-030
Other income to plan in this plan year2024-05-036
Plan net income in this plan year2024-05-03-46645
Net assets as of the end of the plan year2024-05-030
Net assets as of the beginning of the plan year2024-05-0346645
Employer contributions to plan in this plan year2024-05-030
Expensese paid to adminstrative service provicers from plan in this plan year2024-05-030
2012 : THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-09-30$40,034
Total of all expenses incurred2012-09-30$717,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$681,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$36,000
Value of total assets at end of year2012-09-30$1,546,076
Value of total assets at beginning of year2012-09-30$2,223,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$36,286
Total interest from all sources2012-09-30$2,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$36,286
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$300,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-09-30$668,433
Other income not declared elsewhere2012-09-30$1,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$-677,550
Value of net assets at end of year (total assets less liabilities)2012-09-30$1,546,076
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$2,223,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Income. Interest from corporate debt instruments2012-09-30$2,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$1,446,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$2,104,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$2,104,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$36,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$12,865
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$99,426
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$119,117
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30LUMSDEN & MCCORMICK
Accountancy firm EIN2012-09-30160765486
2011 : THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$261,947
Total unrealized appreciation/depreciation of assets2011-09-30$261,947
Total income from all sources (including contributions)2011-09-30$316,655
Total of all expenses incurred2011-09-30$95,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$59,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$36,000
Value of total assets at end of year2011-09-30$2,223,626
Value of total assets at beginning of year2011-09-30$2,002,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$35,524
Total interest from all sources2011-09-30$4,279
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$14,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$17,900
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$300,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Administrative expenses (other) incurred2011-09-30$6,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$221,365
Value of net assets at end of year (total assets less liabilities)2011-09-30$2,223,626
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$2,002,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$8,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$1,649,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$2,104,509
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$233,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$233,705
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$4,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$36,000
Income. Dividends from common stock2011-09-30$14,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$59,766
Asset. Corporate debt instrument debt (other) at end of year2011-09-30$119,117
Asset. Corporate debt instrument debt (other) at beginning of year2011-09-30$119,114
Contract administrator fees2011-09-30$2,922
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30LUMSDEN & MCCORMICK
Accountancy firm EIN2011-09-30160765486
2010 : THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for THE BUFFALO CLUB EMPLOYEES SECURITY PLAN

2011: THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: THE BUFFALO CLUB EMPLOYEES SECURITY PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – InsuranceYes
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement – InsuranceYes
2008-10-01Plan benefit arrangement - TrustYes

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