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STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 401k Plan overview

Plan NameSTEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM
Plan identification number 001

STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEUBEN TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:STEUBEN TRUST COMPANY
Employer identification number (EIN):160650180
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-10-01
0012017-10-01
0012016-10-01SUE A. LACY SUE A. LACY2018-06-26
0012015-10-01SUE A. LACY SUE A. LACY2017-06-27
0012014-10-01SUE A. LACY SUE A. LACY2016-07-08
0012013-10-01SUE A. LACY
0012012-10-01SUE A. LACY
0012011-10-01SUE A. LACY
0012010-10-01SUE A. LACY SUE A. LACY2012-07-12
0012009-10-01SUE A. LACY SUE A. LACY2011-07-12
0012008-10-01

Plan Statistics for STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM

401k plan membership statisitcs for STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM

Measure Date Value
2019: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2019 401k membership
Market value of plan assets2019-09-3013,313,748
Acturial value of plan assets2019-09-3013,313,748
Funding target for retired participants and beneficiaries receiving payment2019-09-307,264,683
Number of terminated vested participants2019-09-3014
Fundng target for terminated vested participants2019-09-30539,702
Active participant vested funding target2019-09-302,039,035
Number of active participants2019-09-3051
Total funding liabilities for active participants2019-09-302,180,698
Total participant count2019-09-30143
Total funding target for all participants2019-09-309,985,083
Balance at beginning of prior year after applicable adjustments2019-09-301,866,703
Prefunding balance at beginning of prior year after applicable adjustments2019-09-300
Amount remaining of carryover balance2019-09-301,866,703
Amount remaining of prefunding balance2019-09-300
Present value of excess contributions2019-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-09-300
Balance of carryovers at beginning of current year2019-09-301,941,371
Balance of prefunding at beginning of current year2019-09-300
Total employer contributions2019-09-300
Total employee contributions2019-09-300
Remaining amount of unpaid minimum required contributions2019-09-300
Minimum required contributions for current year target normal cost2019-09-30103,390
Total funding amount beforereflecting carryover/prefunding balances2019-09-300
Additional cash requirement2019-09-300
Unpaid minimum required contributions for current year2019-09-300
Unpaid minimum required contributions for all years2019-09-300
2018: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2018 401k membership
Total participants, beginning-of-year2018-10-01143
Total number of active participants reported on line 7a of the Form 55002018-10-0150
Number of retired or separated participants receiving benefits2018-10-0173
Number of other retired or separated participants entitled to future benefits2018-10-0113
Total of all active and inactive participants2018-10-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-016
Total participants2018-10-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
Market value of plan assets2018-09-3013,506,832
Acturial value of plan assets2018-09-3013,506,832
Funding target for retired participants and beneficiaries receiving payment2018-09-306,847,521
Number of terminated vested participants2018-09-3014
Fundng target for terminated vested participants2018-09-30477,197
Active participant vested funding target2018-09-302,076,079
Number of active participants2018-09-3056
Total funding liabilities for active participants2018-09-302,116,537
Total participant count2018-09-30144
Total funding target for all participants2018-09-309,441,255
Balance at beginning of prior year after applicable adjustments2018-09-301,687,339
Prefunding balance at beginning of prior year after applicable adjustments2018-09-300
Amount remaining of carryover balance2018-09-301,687,339
Amount remaining of prefunding balance2018-09-300
Present value of excess contributions2018-09-301,858,212
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-09-301,971,377
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-09-300
Reductions in caryover balances due to elections or deemed elections2018-09-300
Reductions in prefunding balances due to elections or deemed elections2018-09-300
Balance of carryovers at beginning of current year2018-09-301,866,703
Balance of prefunding at beginning of current year2018-09-300
Total employer contributions2018-09-300
Total employee contributions2018-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-09-300
Contributions made to avoid restrictions adjusted to valuation date2018-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-09-300
Remaining amount of unpaid minimum required contributions2018-09-300
Minimum required contributions for current year target normal cost2018-09-30102,424
Net shortfall amortization installment of oustanding balance2018-09-300
Waiver amortization installment2018-09-300
Total funding amount beforereflecting carryover/prefunding balances2018-09-300
Additional cash requirement2018-09-300
Contributions allocatedtoward minimum required contributions for current year2018-09-300
Unpaid minimum required contributions for current year2018-09-300
Unpaid minimum required contributions for all years2018-09-300
2017: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2017 401k membership
Total participants, beginning-of-year2017-10-01144
Total number of active participants reported on line 7a of the Form 55002017-10-0151
Number of retired or separated participants receiving benefits2017-10-0172
Number of other retired or separated participants entitled to future benefits2017-10-0114
Total of all active and inactive participants2017-10-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-016
Total participants2017-10-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
Market value of plan assets2017-09-3011,095,674
Acturial value of plan assets2017-09-3011,095,674
Funding target for retired participants and beneficiaries receiving payment2017-09-305,226,857
Number of terminated vested participants2017-09-3015
Fundng target for terminated vested participants2017-09-30655,644
Active participant vested funding target2017-09-303,172,262
Number of active participants2017-09-3066
Total funding liabilities for active participants2017-09-303,211,310
Total participant count2017-09-30148
Total funding target for all participants2017-09-309,093,811
Balance at beginning of prior year after applicable adjustments2017-09-301,527,557
Prefunding balance at beginning of prior year after applicable adjustments2017-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2017-09-300
Prefunding balanced used to offset prior years funding requirement2017-09-300
Amount remaining of carryover balance2017-09-301,527,557
Amount remaining of prefunding balance2017-09-300
Present value of excess contributions2017-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-09-300
Balance of carryovers at beginning of current year2017-09-301,687,339
Balance of prefunding at beginning of current year2017-09-300
Total employer contributions2017-09-302,000,000
Total employee contributions2017-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-09-300
Contributions made to avoid restrictions adjusted to valuation date2017-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-09-301,858,212
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-09-300
Remaining amount of unpaid minimum required contributions2017-09-300
Minimum required contributions for current year target normal cost2017-09-3087,738
Net shortfall amortization installment of oustanding balance2017-09-300
Waiver amortization installment2017-09-300
Total funding amount beforereflecting carryover/prefunding balances2017-09-300
Additional cash requirement2017-09-300
Contributions allocatedtoward minimum required contributions for current year2017-09-301,858,212
Unpaid minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for all years2017-09-300
2016: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2016 401k membership
Total participants, beginning-of-year2016-10-01148
Total number of active participants reported on line 7a of the Form 55002016-10-0156
Number of retired or separated participants receiving benefits2016-10-0169
Number of other retired or separated participants entitled to future benefits2016-10-0114
Total of all active and inactive participants2016-10-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-015
Total participants2016-10-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2015 401k membership
Total participants, beginning-of-year2015-10-01150
Total number of active participants reported on line 7a of the Form 55002015-10-0166
Number of retired or separated participants receiving benefits2015-10-0162
Number of other retired or separated participants entitled to future benefits2015-10-0115
Total of all active and inactive participants2015-10-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-015
Total participants2015-10-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2014 401k membership
Total participants, beginning-of-year2014-10-01153
Total number of active participants reported on line 7a of the Form 55002014-10-0175
Number of retired or separated participants receiving benefits2014-10-0157
Number of other retired or separated participants entitled to future benefits2014-10-0114
Total of all active and inactive participants2014-10-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-014
Total participants2014-10-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2013 401k membership
Total participants, beginning-of-year2013-10-01154
Total number of active participants reported on line 7a of the Form 55002013-10-0180
Number of retired or separated participants receiving benefits2013-10-0156
Number of other retired or separated participants entitled to future benefits2013-10-0113
Total of all active and inactive participants2013-10-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-014
Total participants2013-10-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2012 401k membership
Total participants, beginning-of-year2012-10-01161
Total number of active participants reported on line 7a of the Form 55002012-10-0183
Number of retired or separated participants receiving benefits2012-10-0155
Number of other retired or separated participants entitled to future benefits2012-10-0113
Total of all active and inactive participants2012-10-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-013
Total participants2012-10-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2011 401k membership
Total participants, beginning-of-year2011-10-01168
Total number of active participants reported on line 7a of the Form 55002011-10-0194
Number of retired or separated participants receiving benefits2011-10-0149
Number of other retired or separated participants entitled to future benefits2011-10-0114
Total of all active and inactive participants2011-10-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-014
Total participants2011-10-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2010: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2010 401k membership
Total participants, beginning-of-year2010-10-01174
Total number of active participants reported on line 7a of the Form 55002010-10-01104
Number of retired or separated participants receiving benefits2010-10-0150
Number of other retired or separated participants entitled to future benefits2010-10-0110
Total of all active and inactive participants2010-10-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-014
Total participants2010-10-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-011
2009: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2009 401k membership
Total participants, beginning-of-year2009-10-01176
Total number of active participants reported on line 7a of the Form 55002009-10-01111
Number of retired or separated participants receiving benefits2009-10-0146
Number of other retired or separated participants entitled to future benefits2009-10-0113
Total of all active and inactive participants2009-10-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-014
Total participants2009-10-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-012

Financial Data on STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM

Measure Date Value
2019 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$199,714
Total unrealized appreciation/depreciation of assets2019-09-30$199,714
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$1,460,686
Total loss/gain on sale of assets2019-09-30$1,189,731
Total of all expenses incurred2019-09-30$728,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$641,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$0
Value of total assets at end of year2019-09-30$14,045,644
Value of total assets at beginning of year2019-09-30$13,313,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$87,588
Total interest from all sources2019-09-30$42,939
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$26,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Administrative expenses professional fees incurred2019-09-30$40,313
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-09-30$30,342
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Assets. Other investments not covered elsewhere at end of year2019-09-30$-140
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$-363,054
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$3,633
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$396,857
Other income not declared elsewhere2019-09-30$1,495
Administrative expenses (other) incurred2019-09-30$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$731,896
Value of net assets at end of year (total assets less liabilities)2019-09-30$14,045,644
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$13,313,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$47,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$108,353
Interest earned on other investments2019-09-30$42,939
Value of interest in common/collective trusts at end of year2019-09-30$13,962,092
Value of interest in common/collective trusts at beginning of year2019-09-30$8,265,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$79,201
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$159,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$159,894
Asset value of US Government securities at beginning of year2019-09-30$1,718,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Income. Dividends from common stock2019-09-30$26,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$641,202
Asset. Corporate debt instrument debt (other) at end of year2019-09-30$858
Asset. Corporate debt instrument debt (other) at beginning of year2019-09-30$561,647
Assets. Corporate common stocks other than exployer securities at beginning of year2019-09-30$2,436,115
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$1,189,731
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30EFPR GROUP, CPAS PLLC
Accountancy firm EIN2019-09-30474526160
2018 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$-464,661
Total unrealized appreciation/depreciation of assets2018-09-30$-464,661
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$507,088
Total loss/gain on sale of assets2018-09-30$852,582
Total of all expenses incurred2018-09-30$728,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$625,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$0
Value of total assets at end of year2018-09-30$13,313,748
Value of total assets at beginning of year2018-09-30$13,535,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$103,390
Total interest from all sources2018-09-30$62,015
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$56,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Administrative expenses professional fees incurred2018-09-30$42,208
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-09-30$30,342
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-09-30$50,131
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Assets. Other investments not covered elsewhere at end of year2018-09-30$-363,054
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$-167,842
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$396,857
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$13,385
Other income not declared elsewhere2018-09-30$192
Administrative expenses (other) incurred2018-09-30$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$-221,707
Value of net assets at end of year (total assets less liabilities)2018-09-30$13,313,748
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$13,535,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$61,178
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$108,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$165,087
Interest earned on other investments2018-09-30$62,015
Value of interest in common/collective trusts at end of year2018-09-30$8,265,166
Value of interest in common/collective trusts at beginning of year2018-09-30$7,041,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$159,894
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$270,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$270,165
Asset value of US Government securities at end of year2018-09-30$1,718,428
Asset value of US Government securities at beginning of year2018-09-30$1,534,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30Yes
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Employer contributions (assets) at beginning of year2018-09-30$2,000,000
Income. Dividends from common stock2018-09-30$56,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$625,405
Asset. Corporate debt instrument debt (other) at end of year2018-09-30$561,647
Asset. Corporate debt instrument debt (other) at beginning of year2018-09-30$481,091
Assets. Corporate common stocks other than exployer securities at end of year2018-09-30$2,436,115
Assets. Corporate common stocks other than exployer securities at beginning of year2018-09-30$2,147,731
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$852,582
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2018-09-30161117932
2017 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$676,214
Total unrealized appreciation/depreciation of assets2017-09-30$676,214
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$3,142,342
Total loss/gain on sale of assets2017-09-30$359,440
Total of all expenses incurred2017-09-30$702,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$600,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$2,000,000
Value of total assets at end of year2017-09-30$13,535,455
Value of total assets at beginning of year2017-09-30$11,095,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$102,425
Total interest from all sources2017-09-30$45,358
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$56,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Administrative expenses professional fees incurred2017-09-30$40,384
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-09-30$50,131
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-09-30$27,023
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$4,000,000
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Assets. Other investments not covered elsewhere at end of year2017-09-30$-167,842
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$-231,959
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$13,385
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$12,962
Other income not declared elsewhere2017-09-30$5,113
Administrative expenses (other) incurred2017-09-30$1,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,439,781
Value of net assets at end of year (total assets less liabilities)2017-09-30$13,535,455
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$11,095,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$60,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$165,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$102,916
Interest earned on other investments2017-09-30$45,358
Value of interest in common/collective trusts at end of year2017-09-30$7,041,545
Value of interest in common/collective trusts at beginning of year2017-09-30$6,498,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$270,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$676,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$676,146
Asset value of US Government securities at end of year2017-09-30$1,534,162
Asset value of US Government securities at beginning of year2017-09-30$1,544,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30Yes
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$2,000,000
Employer contributions (assets) at end of year2017-09-30$2,000,000
Employer contributions (assets) at beginning of year2017-09-30$0
Income. Dividends from common stock2017-09-30$56,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$600,136
Asset. Corporate debt instrument debt (other) at end of year2017-09-30$481,091
Asset. Corporate debt instrument debt (other) at beginning of year2017-09-30$459,619
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$2,147,731
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$2,005,451
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$359,440
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2017-09-30161117932
2016 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$725,772
Total unrealized appreciation/depreciation of assets2016-09-30$725,772
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$1,076,566
Total loss/gain on sale of assets2016-09-30$225,377
Total of all expenses incurred2016-09-30$538,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$450,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$0
Value of total assets at end of year2016-09-30$11,095,674
Value of total assets at beginning of year2016-09-30$10,557,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$87,739
Total interest from all sources2016-09-30$49,489
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$74,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Administrative expenses professional fees incurred2016-09-30$43,829
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-09-30$27,023
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$19,884
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Assets. Other investments not covered elsewhere at end of year2016-09-30$-231,959
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$-454,265
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$12,962
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$12,763
Other income not declared elsewhere2016-09-30$1,287
Administrative expenses (other) incurred2016-09-30$2,136
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$1,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$538,338
Value of net assets at end of year (total assets less liabilities)2016-09-30$11,095,674
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$10,557,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$41,774
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$102,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$1,598,316
Interest earned on other investments2016-09-30$49,489
Value of interest in common/collective trusts at end of year2016-09-30$6,498,779
Value of interest in common/collective trusts at beginning of year2016-09-30$4,555,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$676,146
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$910,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$910,906
Asset value of US Government securities at end of year2016-09-30$1,544,737
Asset value of US Government securities at beginning of year2016-09-30$1,454,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Income. Dividends from common stock2016-09-30$74,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$450,489
Asset. Corporate debt instrument debt (other) at end of year2016-09-30$459,619
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$536,861
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$2,005,451
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$1,921,205
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$225,377
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2016-09-30161117932
2015 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-525,515
Total unrealized appreciation/depreciation of assets2015-09-30$-525,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$50,492
Total loss/gain on sale of assets2015-09-30$441,565
Total of all expenses incurred2015-09-30$528,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$429,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$0
Value of total assets at end of year2015-09-30$10,557,336
Value of total assets at beginning of year2015-09-30$11,035,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$99,032
Total interest from all sources2015-09-30$42,251
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$87,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Administrative expenses professional fees incurred2015-09-30$45,757
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$19,884
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$26,228
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Assets. Other investments not covered elsewhere at end of year2015-09-30$-454,265
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$-221,058
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$12,763
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$55,678
Other income not declared elsewhere2015-09-30$4,301
Administrative expenses (other) incurred2015-09-30$2,122
Total non interest bearing cash at end of year2015-09-30$1,376
Total non interest bearing cash at beginning of year2015-09-30$814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-477,862
Value of net assets at end of year (total assets less liabilities)2015-09-30$10,557,336
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$11,035,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$51,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$1,598,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$1,714,261
Value of interest in common/collective trusts at end of year2015-09-30$4,555,755
Value of interest in common/collective trusts at beginning of year2015-09-30$4,878,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$910,906
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$736,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$736,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$42,251
Asset value of US Government securities at end of year2015-09-30$1,454,535
Asset value of US Government securities at beginning of year2015-09-30$1,041,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30Yes
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Income. Dividends from common stock2015-09-30$87,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$429,322
Asset. Corporate debt instrument preferred debt at end of year2015-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-09-30$300,523
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$536,861
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$200,466
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$1,921,205
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$2,301,971
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$441,565
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2015-09-30161117932
2014 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-401,005
Total unrealized appreciation/depreciation of assets2014-09-30$-401,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$1,091,503
Total loss/gain on sale of assets2014-09-30$1,292,588
Total of all expenses incurred2014-09-30$522,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$419,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$0
Value of total assets at end of year2014-09-30$11,035,198
Value of total assets at beginning of year2014-09-30$10,466,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$103,158
Total interest from all sources2014-09-30$76,122
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$122,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Administrative expenses professional fees incurred2014-09-30$45,221
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$26,228
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Assets. Other investments not covered elsewhere at end of year2014-09-30$-221,058
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$-206,121
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$55,678
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$30,798
Other income not declared elsewhere2014-09-30$1,057
Administrative expenses (other) incurred2014-09-30$9,967
Total non interest bearing cash at end of year2014-09-30$814
Total non interest bearing cash at beginning of year2014-09-30$1,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$568,772
Value of net assets at end of year (total assets less liabilities)2014-09-30$11,035,198
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$10,466,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$47,970
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$1,714,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$446,096
Value of interest in common/collective trusts at end of year2014-09-30$4,878,899
Value of interest in common/collective trusts at beginning of year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$736,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$606,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$606,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$76,122
Asset value of US Government securities at end of year2014-09-30$1,041,101
Asset value of US Government securities at beginning of year2014-09-30$2,814,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Employer contributions (assets) at end of year2014-09-30$0
Employer contributions (assets) at beginning of year2014-09-30$500,000
Income. Dividends from common stock2014-09-30$122,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$419,573
Asset. Corporate debt instrument preferred debt at end of year2014-09-30$300,523
Asset. Corporate debt instrument preferred debt at beginning of year2014-09-30$777,697
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$200,466
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$364,682
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$2,301,971
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$5,131,704
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$1,292,588
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2014-09-30161117932
2013 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$302,053
Total unrealized appreciation/depreciation of assets2013-09-30$302,053
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$1,635,062
Total loss/gain on sale of assets2013-09-30$569,386
Total of all expenses incurred2013-09-30$497,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$410,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$500,000
Value of total assets at end of year2013-09-30$10,466,426
Value of total assets at beginning of year2013-09-30$9,329,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$86,955
Total interest from all sources2013-09-30$145,929
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$115,600
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$19,014
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-09-30$16,031
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Assets. Other investments not covered elsewhere at end of year2013-09-30$-206,121
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$-21,702
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$30,798
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$30,348
Other income not declared elsewhere2013-09-30$2,094
Administrative expenses (other) incurred2013-09-30$27,189
Total non interest bearing cash at end of year2013-09-30$1,379
Total non interest bearing cash at beginning of year2013-09-30$6,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$1,137,337
Value of net assets at end of year (total assets less liabilities)2013-09-30$10,466,426
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$9,329,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$40,752
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$446,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$342,695
Interest earned on other investments2013-09-30$145,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$606,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$506,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$506,868
Asset value of US Government securities at end of year2013-09-30$2,814,027
Asset value of US Government securities at beginning of year2013-09-30$2,857,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$500,000
Employer contributions (assets) at end of year2013-09-30$500,000
Employer contributions (assets) at beginning of year2013-09-30$0
Income. Dividends from common stock2013-09-30$115,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$410,770
Asset. Corporate debt instrument preferred debt at end of year2013-09-30$777,697
Asset. Corporate debt instrument preferred debt at beginning of year2013-09-30$690,152
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$364,682
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$284,019
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$5,131,704
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$4,616,832
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$569,386
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2013-09-30161117932
2012 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$754,777
Total unrealized appreciation/depreciation of assets2012-09-30$754,777
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$1,961,461
Total loss/gain on sale of assets2012-09-30$52,882
Total of all expenses incurred2012-09-30$430,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$350,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$892,000
Value of total assets at end of year2012-09-30$9,329,089
Value of total assets at beginning of year2012-09-30$7,798,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$79,850
Total interest from all sources2012-09-30$149,067
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$112,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$36,098
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-09-30$16,031
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-09-30$11,319
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Assets. Other investments not covered elsewhere at end of year2012-09-30$-21,702
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$-593,875
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$30,348
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$847,985
Other income not declared elsewhere2012-09-30$507
Administrative expenses (other) incurred2012-09-30$7,895
Total non interest bearing cash at end of year2012-09-30$6,149
Total non interest bearing cash at beginning of year2012-09-30$1,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$1,530,751
Value of net assets at end of year (total assets less liabilities)2012-09-30$9,329,089
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$7,798,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$35,857
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$342,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$120,855
Interest earned on other investments2012-09-30$149,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$506,868
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$692,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$692,710
Asset value of US Government securities at end of year2012-09-30$2,857,697
Asset value of US Government securities at beginning of year2012-09-30$2,737,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$892,000
Income. Dividends from common stock2012-09-30$112,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$350,860
Asset. Corporate debt instrument preferred debt at end of year2012-09-30$690,152
Asset. Corporate debt instrument preferred debt at beginning of year2012-09-30$651,174
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$284,019
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$153,326
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$4,616,832
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$3,176,235
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$52,882
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2012-09-30161117932
2011 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-515,978
Total unrealized appreciation/depreciation of assets2011-09-30$-515,978
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$3,645
Total income from all sources (including contributions)2011-09-30$563,136
Total loss/gain on sale of assets2011-09-30$258,194
Total of all expenses incurred2011-09-30$441,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$362,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$572,000
Value of total assets at end of year2011-09-30$7,798,338
Value of total assets at beginning of year2011-09-30$7,679,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$78,404
Total interest from all sources2011-09-30$150,272
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$94,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$23,275
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-09-30$11,319
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-09-30$0
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Assets. Other investments not covered elsewhere at end of year2011-09-30$-593,875
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$-82,683
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$847,985
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$223,587
Assets. Loans (other than to participants) at end of year2011-09-30$0
Assets. Loans (other than to participants) at beginning of year2011-09-30$269,373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$3,645
Other income not declared elsewhere2011-09-30$3,770
Administrative expenses (other) incurred2011-09-30$21,132
Total non interest bearing cash at end of year2011-09-30$1,367
Total non interest bearing cash at beginning of year2011-09-30$142,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$122,119
Value of net assets at end of year (total assets less liabilities)2011-09-30$7,798,338
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$7,676,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$33,997
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$120,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$0
Interest earned on other investments2011-09-30$150,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$692,710
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$282,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$282,825
Asset value of US Government securities at end of year2011-09-30$2,737,242
Asset value of US Government securities at beginning of year2011-09-30$2,341,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$572,000
Income. Dividends from common stock2011-09-30$94,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$362,613
Asset. Corporate debt instrument preferred debt at end of year2011-09-30$651,174
Asset. Corporate debt instrument preferred debt at beginning of year2011-09-30$603,977
Asset. Corporate debt instrument debt (other) at end of year2011-09-30$153,326
Asset. Corporate debt instrument debt (other) at beginning of year2011-09-30$206,623
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$3,176,235
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$3,692,397
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$258,194
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BUFFAMANTE WHIPPLE BUTTAFARO PC
Accountancy firm EIN2011-09-30161117932
2010 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM

2018: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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