STEUBEN TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM
401k plan membership statisitcs for STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM
Measure | Date | Value |
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2019: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2019 401k membership |
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Market value of plan assets | 2019-09-30 | 13,313,748 |
Acturial value of plan assets | 2019-09-30 | 13,313,748 |
Funding target for retired participants and beneficiaries receiving payment | 2019-09-30 | 7,264,683 |
Number of terminated vested participants | 2019-09-30 | 14 |
Fundng target for terminated vested participants | 2019-09-30 | 539,702 |
Active participant vested funding target | 2019-09-30 | 2,039,035 |
Number of active participants | 2019-09-30 | 51 |
Total funding liabilities for active participants | 2019-09-30 | 2,180,698 |
Total participant count | 2019-09-30 | 143 |
Total funding target for all participants | 2019-09-30 | 9,985,083 |
Balance at beginning of prior year after applicable adjustments | 2019-09-30 | 1,866,703 |
Prefunding balance at beginning of prior year after applicable adjustments | 2019-09-30 | 0 |
Amount remaining of carryover balance | 2019-09-30 | 1,866,703 |
Amount remaining of prefunding balance | 2019-09-30 | 0 |
Present value of excess contributions | 2019-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-09-30 | 0 |
Balance of carryovers at beginning of current year | 2019-09-30 | 1,941,371 |
Balance of prefunding at beginning of current year | 2019-09-30 | 0 |
Total employer contributions | 2019-09-30 | 0 |
Total employee contributions | 2019-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2019-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2019-09-30 | 103,390 |
Total funding amount beforereflecting carryover/prefunding balances | 2019-09-30 | 0 |
Additional cash requirement | 2019-09-30 | 0 |
Unpaid minimum required contributions for current year | 2019-09-30 | 0 |
Unpaid minimum required contributions for all years | 2019-09-30 | 0 |
2018: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2018 401k membership |
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Total participants, beginning-of-year | 2018-10-01 | 143 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 50 |
Number of retired or separated participants receiving benefits | 2018-10-01 | 73 |
Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 13 |
Total of all active and inactive participants | 2018-10-01 | 136 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 6 |
Total participants | 2018-10-01 | 142 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 0 |
Market value of plan assets | 2018-09-30 | 13,506,832 |
Acturial value of plan assets | 2018-09-30 | 13,506,832 |
Funding target for retired participants and beneficiaries receiving payment | 2018-09-30 | 6,847,521 |
Number of terminated vested participants | 2018-09-30 | 14 |
Fundng target for terminated vested participants | 2018-09-30 | 477,197 |
Active participant vested funding target | 2018-09-30 | 2,076,079 |
Number of active participants | 2018-09-30 | 56 |
Total funding liabilities for active participants | 2018-09-30 | 2,116,537 |
Total participant count | 2018-09-30 | 144 |
Total funding target for all participants | 2018-09-30 | 9,441,255 |
Balance at beginning of prior year after applicable adjustments | 2018-09-30 | 1,687,339 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-09-30 | 0 |
Amount remaining of carryover balance | 2018-09-30 | 1,687,339 |
Amount remaining of prefunding balance | 2018-09-30 | 0 |
Present value of excess contributions | 2018-09-30 | 1,858,212 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-09-30 | 1,971,377 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2018-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2018-09-30 | 0 |
Balance of carryovers at beginning of current year | 2018-09-30 | 1,866,703 |
Balance of prefunding at beginning of current year | 2018-09-30 | 0 |
Total employer contributions | 2018-09-30 | 0 |
Total employee contributions | 2018-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2018-09-30 | 102,424 |
Net shortfall amortization installment of oustanding balance | 2018-09-30 | 0 |
Waiver amortization installment | 2018-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-09-30 | 0 |
Additional cash requirement | 2018-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2018-09-30 | 0 |
Unpaid minimum required contributions for current year | 2018-09-30 | 0 |
Unpaid minimum required contributions for all years | 2018-09-30 | 0 |
2017: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2017 401k membership |
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Total participants, beginning-of-year | 2017-10-01 | 144 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 51 |
Number of retired or separated participants receiving benefits | 2017-10-01 | 72 |
Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 14 |
Total of all active and inactive participants | 2017-10-01 | 137 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 6 |
Total participants | 2017-10-01 | 143 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 0 |
Market value of plan assets | 2017-09-30 | 11,095,674 |
Acturial value of plan assets | 2017-09-30 | 11,095,674 |
Funding target for retired participants and beneficiaries receiving payment | 2017-09-30 | 5,226,857 |
Number of terminated vested participants | 2017-09-30 | 15 |
Fundng target for terminated vested participants | 2017-09-30 | 655,644 |
Active participant vested funding target | 2017-09-30 | 3,172,262 |
Number of active participants | 2017-09-30 | 66 |
Total funding liabilities for active participants | 2017-09-30 | 3,211,310 |
Total participant count | 2017-09-30 | 148 |
Total funding target for all participants | 2017-09-30 | 9,093,811 |
Balance at beginning of prior year after applicable adjustments | 2017-09-30 | 1,527,557 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-09-30 | 0 |
Amount remaining of carryover balance | 2017-09-30 | 1,527,557 |
Amount remaining of prefunding balance | 2017-09-30 | 0 |
Present value of excess contributions | 2017-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
Balance of carryovers at beginning of current year | 2017-09-30 | 1,687,339 |
Balance of prefunding at beginning of current year | 2017-09-30 | 0 |
Total employer contributions | 2017-09-30 | 2,000,000 |
Total employee contributions | 2017-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-09-30 | 1,858,212 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2017-09-30 | 87,738 |
Net shortfall amortization installment of oustanding balance | 2017-09-30 | 0 |
Waiver amortization installment | 2017-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-09-30 | 0 |
Additional cash requirement | 2017-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2017-09-30 | 1,858,212 |
Unpaid minimum required contributions for current year | 2017-09-30 | 0 |
Unpaid minimum required contributions for all years | 2017-09-30 | 0 |
2016: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2016 401k membership |
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Total participants, beginning-of-year | 2016-10-01 | 148 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 56 |
Number of retired or separated participants receiving benefits | 2016-10-01 | 69 |
Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 14 |
Total of all active and inactive participants | 2016-10-01 | 139 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 5 |
Total participants | 2016-10-01 | 144 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 0 |
2015: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2015 401k membership |
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Total participants, beginning-of-year | 2015-10-01 | 150 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 66 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 62 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 15 |
Total of all active and inactive participants | 2015-10-01 | 143 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 5 |
Total participants | 2015-10-01 | 148 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 0 |
2014: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2014 401k membership |
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Total participants, beginning-of-year | 2014-10-01 | 153 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 75 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 57 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 14 |
Total of all active and inactive participants | 2014-10-01 | 146 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 4 |
Total participants | 2014-10-01 | 150 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 0 |
2013: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2013 401k membership |
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Total participants, beginning-of-year | 2013-10-01 | 154 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 80 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 56 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 13 |
Total of all active and inactive participants | 2013-10-01 | 149 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 4 |
Total participants | 2013-10-01 | 153 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 0 |
2012: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2012 401k membership |
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Total participants, beginning-of-year | 2012-10-01 | 161 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 83 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 55 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 13 |
Total of all active and inactive participants | 2012-10-01 | 151 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 3 |
Total participants | 2012-10-01 | 154 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 0 |
2011: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2011 401k membership |
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Total participants, beginning-of-year | 2011-10-01 | 168 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 94 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 49 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 14 |
Total of all active and inactive participants | 2011-10-01 | 157 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 4 |
Total participants | 2011-10-01 | 161 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 1 |
2010: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2010 401k membership |
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Total participants, beginning-of-year | 2010-10-01 | 174 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-10-01 | 104 |
Number of retired or separated participants receiving benefits | 2010-10-01 | 50 |
Number of other retired or separated participants entitled to future benefits | 2010-10-01 | 10 |
Total of all active and inactive participants | 2010-10-01 | 164 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-10-01 | 4 |
Total participants | 2010-10-01 | 168 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-10-01 | 1 |
2009: STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2009 401k membership |
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Total participants, beginning-of-year | 2009-10-01 | 176 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 111 |
Number of retired or separated participants receiving benefits | 2009-10-01 | 46 |
Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 13 |
Total of all active and inactive participants | 2009-10-01 | 170 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 4 |
Total participants | 2009-10-01 | 174 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 2 |
Measure | Date | Value |
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2019 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $199,714 |
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $199,714 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total income from all sources (including contributions) | 2019-09-30 | $1,460,686 |
Total loss/gain on sale of assets | 2019-09-30 | $1,189,731 |
Total of all expenses incurred | 2019-09-30 | $728,790 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $641,202 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $0 |
Value of total assets at end of year | 2019-09-30 | $14,045,644 |
Value of total assets at beginning of year | 2019-09-30 | $13,313,748 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $87,588 |
Total interest from all sources | 2019-09-30 | $42,939 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $26,807 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Administrative expenses professional fees incurred | 2019-09-30 | $40,313 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-09-30 | $30,342 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2019-09-30 | $-140 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-09-30 | $-363,054 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $3,633 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $396,857 |
Other income not declared elsewhere | 2019-09-30 | $1,495 |
Administrative expenses (other) incurred | 2019-09-30 | $95 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $731,896 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $14,045,644 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $13,313,748 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Investment advisory and management fees | 2019-09-30 | $47,180 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $108,353 |
Interest earned on other investments | 2019-09-30 | $42,939 |
Value of interest in common/collective trusts at end of year | 2019-09-30 | $13,962,092 |
Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $8,265,166 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $79,201 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $159,894 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $159,894 |
Asset value of US Government securities at beginning of year | 2019-09-30 | $1,718,428 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Income. Dividends from common stock | 2019-09-30 | $26,807 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $641,202 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-09-30 | $858 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-09-30 | $561,647 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-09-30 | $2,436,115 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Aggregate proceeds on sale of assets | 2019-09-30 | $1,189,731 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | EFPR GROUP, CPAS PLLC |
Accountancy firm EIN | 2019-09-30 | 474526160 |
2018 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2018 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $-464,661 |
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $-464,661 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total income from all sources (including contributions) | 2018-09-30 | $507,088 |
Total loss/gain on sale of assets | 2018-09-30 | $852,582 |
Total of all expenses incurred | 2018-09-30 | $728,795 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $625,405 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $0 |
Value of total assets at end of year | 2018-09-30 | $13,313,748 |
Value of total assets at beginning of year | 2018-09-30 | $13,535,455 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $103,390 |
Total interest from all sources | 2018-09-30 | $62,015 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $56,960 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Administrative expenses professional fees incurred | 2018-09-30 | $42,208 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-09-30 | $30,342 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-09-30 | $50,131 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2018-09-30 | $-363,054 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-09-30 | $-167,842 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $396,857 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $13,385 |
Other income not declared elsewhere | 2018-09-30 | $192 |
Administrative expenses (other) incurred | 2018-09-30 | $4 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $-221,707 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $13,313,748 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $13,535,455 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Investment advisory and management fees | 2018-09-30 | $61,178 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $108,353 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $165,087 |
Interest earned on other investments | 2018-09-30 | $62,015 |
Value of interest in common/collective trusts at end of year | 2018-09-30 | $8,265,166 |
Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $7,041,545 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $159,894 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $270,165 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $270,165 |
Asset value of US Government securities at end of year | 2018-09-30 | $1,718,428 |
Asset value of US Government securities at beginning of year | 2018-09-30 | $1,534,162 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Employer contributions (assets) at beginning of year | 2018-09-30 | $2,000,000 |
Income. Dividends from common stock | 2018-09-30 | $56,960 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $625,405 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-09-30 | $561,647 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-09-30 | $481,091 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-09-30 | $2,436,115 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-09-30 | $2,147,731 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Aggregate proceeds on sale of assets | 2018-09-30 | $852,582 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2018-09-30 | 161117932 |
2017 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2017 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $676,214 |
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $676,214 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total income from all sources (including contributions) | 2017-09-30 | $3,142,342 |
Total loss/gain on sale of assets | 2017-09-30 | $359,440 |
Total of all expenses incurred | 2017-09-30 | $702,561 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $600,136 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $2,000,000 |
Value of total assets at end of year | 2017-09-30 | $13,535,455 |
Value of total assets at beginning of year | 2017-09-30 | $11,095,674 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $102,425 |
Total interest from all sources | 2017-09-30 | $45,358 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $56,217 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Administrative expenses professional fees incurred | 2017-09-30 | $40,384 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-09-30 | $50,131 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-09-30 | $27,023 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $4,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2017-09-30 | $-167,842 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-09-30 | $-231,959 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $13,385 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $12,962 |
Other income not declared elsewhere | 2017-09-30 | $5,113 |
Administrative expenses (other) incurred | 2017-09-30 | $1,305 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $2,439,781 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $13,535,455 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $11,095,674 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Investment advisory and management fees | 2017-09-30 | $60,736 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $165,087 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $102,916 |
Interest earned on other investments | 2017-09-30 | $45,358 |
Value of interest in common/collective trusts at end of year | 2017-09-30 | $7,041,545 |
Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $6,498,779 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $270,165 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $676,146 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $676,146 |
Asset value of US Government securities at end of year | 2017-09-30 | $1,534,162 |
Asset value of US Government securities at beginning of year | 2017-09-30 | $1,544,737 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Contributions received in cash from employer | 2017-09-30 | $2,000,000 |
Employer contributions (assets) at end of year | 2017-09-30 | $2,000,000 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $0 |
Income. Dividends from common stock | 2017-09-30 | $56,217 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $600,136 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-09-30 | $481,091 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-09-30 | $459,619 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-09-30 | $2,147,731 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-09-30 | $2,005,451 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Aggregate proceeds on sale of assets | 2017-09-30 | $359,440 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2017-09-30 | 161117932 |
2016 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $725,772 |
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $725,772 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total income from all sources (including contributions) | 2016-09-30 | $1,076,566 |
Total loss/gain on sale of assets | 2016-09-30 | $225,377 |
Total of all expenses incurred | 2016-09-30 | $538,228 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $450,489 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
Value of total assets at end of year | 2016-09-30 | $11,095,674 |
Value of total assets at beginning of year | 2016-09-30 | $10,557,336 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $87,739 |
Total interest from all sources | 2016-09-30 | $49,489 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $74,641 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Administrative expenses professional fees incurred | 2016-09-30 | $43,829 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-09-30 | $27,023 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-09-30 | $19,884 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2016-09-30 | $-231,959 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-09-30 | $-454,265 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $12,962 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $12,763 |
Other income not declared elsewhere | 2016-09-30 | $1,287 |
Administrative expenses (other) incurred | 2016-09-30 | $2,136 |
Total non interest bearing cash at end of year | 2016-09-30 | $0 |
Total non interest bearing cash at beginning of year | 2016-09-30 | $1,376 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $538,338 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $11,095,674 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $10,557,336 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Investment advisory and management fees | 2016-09-30 | $41,774 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $102,916 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $1,598,316 |
Interest earned on other investments | 2016-09-30 | $49,489 |
Value of interest in common/collective trusts at end of year | 2016-09-30 | $6,498,779 |
Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $4,555,755 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $676,146 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $910,906 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $910,906 |
Asset value of US Government securities at end of year | 2016-09-30 | $1,544,737 |
Asset value of US Government securities at beginning of year | 2016-09-30 | $1,454,535 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Income. Dividends from common stock | 2016-09-30 | $74,641 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $450,489 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $459,619 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $536,861 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $2,005,451 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $1,921,205 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Aggregate proceeds on sale of assets | 2016-09-30 | $225,377 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2016-09-30 | 161117932 |
2015 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $-525,515 |
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $-525,515 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total income from all sources (including contributions) | 2015-09-30 | $50,492 |
Total loss/gain on sale of assets | 2015-09-30 | $441,565 |
Total of all expenses incurred | 2015-09-30 | $528,354 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $429,322 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $0 |
Value of total assets at end of year | 2015-09-30 | $10,557,336 |
Value of total assets at beginning of year | 2015-09-30 | $11,035,198 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $99,032 |
Total interest from all sources | 2015-09-30 | $42,251 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $87,890 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Administrative expenses professional fees incurred | 2015-09-30 | $45,757 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-09-30 | $19,884 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-09-30 | $26,228 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-09-30 | $-454,265 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-09-30 | $-221,058 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $12,763 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $55,678 |
Other income not declared elsewhere | 2015-09-30 | $4,301 |
Administrative expenses (other) incurred | 2015-09-30 | $2,122 |
Total non interest bearing cash at end of year | 2015-09-30 | $1,376 |
Total non interest bearing cash at beginning of year | 2015-09-30 | $814 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-477,862 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $10,557,336 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $11,035,198 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Investment advisory and management fees | 2015-09-30 | $51,153 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $1,598,316 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $1,714,261 |
Value of interest in common/collective trusts at end of year | 2015-09-30 | $4,555,755 |
Value of interest in common/collective trusts at beginning of year | 2015-09-30 | $4,878,899 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $910,906 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $736,315 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $736,315 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $42,251 |
Asset value of US Government securities at end of year | 2015-09-30 | $1,454,535 |
Asset value of US Government securities at beginning of year | 2015-09-30 | $1,041,101 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Income. Dividends from common stock | 2015-09-30 | $87,890 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $429,322 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-09-30 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-09-30 | $300,523 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-09-30 | $536,861 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-09-30 | $200,466 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-09-30 | $1,921,205 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-09-30 | $2,301,971 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Aggregate proceeds on sale of assets | 2015-09-30 | $441,565 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2015-09-30 | 161117932 |
2014 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $-401,005 |
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $-401,005 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $1,091,503 |
Total loss/gain on sale of assets | 2014-09-30 | $1,292,588 |
Total of all expenses incurred | 2014-09-30 | $522,731 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $419,573 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $0 |
Value of total assets at end of year | 2014-09-30 | $11,035,198 |
Value of total assets at beginning of year | 2014-09-30 | $10,466,426 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $103,158 |
Total interest from all sources | 2014-09-30 | $76,122 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $122,741 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Administrative expenses professional fees incurred | 2014-09-30 | $45,221 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-09-30 | $26,228 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-09-30 | $0 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-09-30 | $-221,058 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $-206,121 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $55,678 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $30,798 |
Other income not declared elsewhere | 2014-09-30 | $1,057 |
Administrative expenses (other) incurred | 2014-09-30 | $9,967 |
Total non interest bearing cash at end of year | 2014-09-30 | $814 |
Total non interest bearing cash at beginning of year | 2014-09-30 | $1,379 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $568,772 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $11,035,198 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $10,466,426 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Investment advisory and management fees | 2014-09-30 | $47,970 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $1,714,261 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $446,096 |
Value of interest in common/collective trusts at end of year | 2014-09-30 | $4,878,899 |
Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $736,315 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $606,164 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $606,164 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $76,122 |
Asset value of US Government securities at end of year | 2014-09-30 | $1,041,101 |
Asset value of US Government securities at beginning of year | 2014-09-30 | $2,814,027 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Employer contributions (assets) at end of year | 2014-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2014-09-30 | $500,000 |
Income. Dividends from common stock | 2014-09-30 | $122,741 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $419,573 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-09-30 | $300,523 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-09-30 | $777,697 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-09-30 | $200,466 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-09-30 | $364,682 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-09-30 | $2,301,971 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-09-30 | $5,131,704 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Aggregate proceeds on sale of assets | 2014-09-30 | $1,292,588 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2014-09-30 | 161117932 |
2013 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $302,053 |
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $302,053 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total income from all sources (including contributions) | 2013-09-30 | $1,635,062 |
Total loss/gain on sale of assets | 2013-09-30 | $569,386 |
Total of all expenses incurred | 2013-09-30 | $497,725 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $410,770 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $500,000 |
Value of total assets at end of year | 2013-09-30 | $10,466,426 |
Value of total assets at beginning of year | 2013-09-30 | $9,329,089 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $86,955 |
Total interest from all sources | 2013-09-30 | $145,929 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $115,600 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
Administrative expenses professional fees incurred | 2013-09-30 | $19,014 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-09-30 | $16,031 |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $-206,121 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-09-30 | $-21,702 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $30,798 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $30,348 |
Other income not declared elsewhere | 2013-09-30 | $2,094 |
Administrative expenses (other) incurred | 2013-09-30 | $27,189 |
Total non interest bearing cash at end of year | 2013-09-30 | $1,379 |
Total non interest bearing cash at beginning of year | 2013-09-30 | $6,149 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $1,137,337 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $10,466,426 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $9,329,089 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Investment advisory and management fees | 2013-09-30 | $40,752 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $446,096 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $342,695 |
Interest earned on other investments | 2013-09-30 | $145,929 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $606,164 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $506,868 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $506,868 |
Asset value of US Government securities at end of year | 2013-09-30 | $2,814,027 |
Asset value of US Government securities at beginning of year | 2013-09-30 | $2,857,697 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Contributions received in cash from employer | 2013-09-30 | $500,000 |
Employer contributions (assets) at end of year | 2013-09-30 | $500,000 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $0 |
Income. Dividends from common stock | 2013-09-30 | $115,600 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $410,770 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-09-30 | $777,697 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-09-30 | $690,152 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-09-30 | $364,682 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-09-30 | $284,019 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-09-30 | $5,131,704 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-09-30 | $4,616,832 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Aggregate proceeds on sale of assets | 2013-09-30 | $569,386 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2013-09-30 | 161117932 |
2012 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $754,777 |
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $754,777 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total income from all sources (including contributions) | 2012-09-30 | $1,961,461 |
Total loss/gain on sale of assets | 2012-09-30 | $52,882 |
Total of all expenses incurred | 2012-09-30 | $430,710 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $350,860 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $892,000 |
Value of total assets at end of year | 2012-09-30 | $9,329,089 |
Value of total assets at beginning of year | 2012-09-30 | $7,798,338 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $79,850 |
Total interest from all sources | 2012-09-30 | $149,067 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $112,228 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Administrative expenses professional fees incurred | 2012-09-30 | $36,098 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-09-30 | $16,031 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-09-30 | $11,319 |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $4,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-09-30 | $-21,702 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-09-30 | $-593,875 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $30,348 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $847,985 |
Other income not declared elsewhere | 2012-09-30 | $507 |
Administrative expenses (other) incurred | 2012-09-30 | $7,895 |
Total non interest bearing cash at end of year | 2012-09-30 | $6,149 |
Total non interest bearing cash at beginning of year | 2012-09-30 | $1,367 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $1,530,751 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $9,329,089 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $7,798,338 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Investment advisory and management fees | 2012-09-30 | $35,857 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $342,695 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $120,855 |
Interest earned on other investments | 2012-09-30 | $149,067 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $506,868 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $692,710 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $692,710 |
Asset value of US Government securities at end of year | 2012-09-30 | $2,857,697 |
Asset value of US Government securities at beginning of year | 2012-09-30 | $2,737,242 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Contributions received in cash from employer | 2012-09-30 | $892,000 |
Income. Dividends from common stock | 2012-09-30 | $112,228 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $350,860 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-09-30 | $690,152 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-09-30 | $651,174 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-09-30 | $284,019 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-09-30 | $153,326 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-09-30 | $4,616,832 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-09-30 | $3,176,235 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Aggregate proceeds on sale of assets | 2012-09-30 | $52,882 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2012-09-30 | 161117932 |
2011 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-515,978 |
Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-515,978 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $3,645 |
Total income from all sources (including contributions) | 2011-09-30 | $563,136 |
Total loss/gain on sale of assets | 2011-09-30 | $258,194 |
Total of all expenses incurred | 2011-09-30 | $441,017 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $362,613 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $572,000 |
Value of total assets at end of year | 2011-09-30 | $7,798,338 |
Value of total assets at beginning of year | 2011-09-30 | $7,679,864 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $78,404 |
Total interest from all sources | 2011-09-30 | $150,272 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $94,878 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Administrative expenses professional fees incurred | 2011-09-30 | $23,275 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-09-30 | $11,319 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-09-30 | $0 |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $5,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $-593,875 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-09-30 | $-82,683 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $847,985 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-09-30 | $223,587 |
Assets. Loans (other than to participants) at end of year | 2011-09-30 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2011-09-30 | $269,373 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-09-30 | $3,645 |
Other income not declared elsewhere | 2011-09-30 | $3,770 |
Administrative expenses (other) incurred | 2011-09-30 | $21,132 |
Total non interest bearing cash at end of year | 2011-09-30 | $1,367 |
Total non interest bearing cash at beginning of year | 2011-09-30 | $142,140 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $122,119 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $7,798,338 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $7,676,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Investment advisory and management fees | 2011-09-30 | $33,997 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $120,855 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $0 |
Interest earned on other investments | 2011-09-30 | $150,272 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $692,710 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $282,825 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $282,825 |
Asset value of US Government securities at end of year | 2011-09-30 | $2,737,242 |
Asset value of US Government securities at beginning of year | 2011-09-30 | $2,341,625 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Contributions received in cash from employer | 2011-09-30 | $572,000 |
Income. Dividends from common stock | 2011-09-30 | $94,878 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $362,613 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-09-30 | $651,174 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-09-30 | $603,977 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-09-30 | $153,326 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-09-30 | $206,623 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $3,176,235 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-09-30 | $3,692,397 |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Aggregate proceeds on sale of assets | 2011-09-30 | $258,194 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
Accountancy firm name | 2011-09-30 | BUFFAMANTE WHIPPLE BUTTAFARO PC |
Accountancy firm EIN | 2011-09-30 | 161117932 |
2010 : STEUBEN TRUST COMPANY PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM 2010 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |