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STEUBEN TRUST COMPANY 401(K) PLAN 401k Plan overview

Plan NameSTEUBEN TRUST COMPANY 401(K) PLAN
Plan identification number 002

STEUBEN TRUST COMPANY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

STEUBEN TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:STEUBEN TRUST COMPANY
Employer identification number (EIN):160650180
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEUBEN TRUST COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01SUE A. LACY
0022016-01-01SUE A. LACY
0022015-01-01SUE A. LACY
0022014-01-01SUE A. LACY SUE A. LACY2015-10-01
0022013-01-01SUE A. LACY SUE A. LACY2014-09-30
0022012-01-01SUE A. LACY SUE A. LACY2013-07-09
0022011-01-01SUE A. LACY SUE A. LACY2012-10-01
0022010-01-01SUE A. LACY SUE A. LACY2011-09-28
0022009-01-01SUE A. LACY SUE A. LACY2010-10-04

Plan Statistics for STEUBEN TRUST COMPANY 401(K) PLAN

401k plan membership statisitcs for STEUBEN TRUST COMPANY 401(K) PLAN

Measure Date Value
2020: STEUBEN TRUST COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01175
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STEUBEN TRUST COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01176
Total number of active participants reported on line 7a of the Form 55002019-01-01128
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-01175
Number of participants with account balances2019-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0112
2018: STEUBEN TRUST COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01169
Total number of active participants reported on line 7a of the Form 55002018-01-01135
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0137
Total of all active and inactive participants2018-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01176
Number of participants with account balances2018-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: STEUBEN TRUST COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01171
Total number of active participants reported on line 7a of the Form 55002017-01-01128
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0137
Total of all active and inactive participants2017-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01169
Number of participants with account balances2017-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: STEUBEN TRUST COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01163
Total number of active participants reported on line 7a of the Form 55002016-01-01131
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01170
Number of participants with account balances2016-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: STEUBEN TRUST COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01147
Total number of active participants reported on line 7a of the Form 55002015-01-01138
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01163
Number of participants with account balances2015-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: STEUBEN TRUST COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01157
Total number of active participants reported on line 7a of the Form 55002014-01-01129
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01156
Number of participants with account balances2014-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: STEUBEN TRUST COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01165
Total number of active participants reported on line 7a of the Form 55002013-01-01131
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0117
Total of all active and inactive participants2013-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01151
Number of participants with account balances2013-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: STEUBEN TRUST COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01141
Total number of active participants reported on line 7a of the Form 55002012-01-01137
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01162
Number of participants with account balances2012-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STEUBEN TRUST COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01154
Total number of active participants reported on line 7a of the Form 55002011-01-01131
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: STEUBEN TRUST COMPANY 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01158
Total number of active participants reported on line 7a of the Form 55002010-01-01122
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0130
Total of all active and inactive participants2010-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01152
Number of participants with account balances2010-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: STEUBEN TRUST COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01150
Total number of active participants reported on line 7a of the Form 55002009-01-01139
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01156
Number of participants with account balances2009-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STEUBEN TRUST COMPANY 401(K) PLAN

Measure Date Value
2020 : STEUBEN TRUST COMPANY 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$17,667,520
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,163,127
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,250,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,194,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$676,068
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$16,754,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$55,883
Total interest from all sources2020-12-31$17,879
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$651,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$651,699
Administrative expenses professional fees incurred2020-12-31$55,883
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$4,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$468,514
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$355,029
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$912,831
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,754,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,630,188
Interest on participant loans2020-12-31$17,879
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$484,465
Asset value of US Government securities at end of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,809,923
Net investment gain or loss from common/collective trusts2020-12-31$7,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$207,554
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$284,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,194,413
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EFPR GROUP CPA'S, PLLC
Accountancy firm EIN2020-12-31474526160
2019 : STEUBEN TRUST COMPANY 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,684,980
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,220,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,170,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,043,533
Value of total assets at end of year2019-12-31$16,754,689
Value of total assets at beginning of year2019-12-31$14,290,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,702
Total interest from all sources2019-12-31$27,354
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$522,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$522,336
Administrative expenses professional fees incurred2019-12-31$49,702
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$4,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$531,526
Participant contributions at end of year2019-12-31$355,029
Participant contributions at beginning of year2019-12-31$385,387
Participant contributions at beginning of year2019-12-31$14,566
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,416
Total non interest bearing cash at end of year2019-12-31$160
Total non interest bearing cash at beginning of year2019-12-31$605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,464,574
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,754,689
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,290,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,630,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,229,502
Interest on participant loans2019-12-31$27,354
Value of interest in common/collective trusts at end of year2019-12-31$484,465
Value of interest in common/collective trusts at beginning of year2019-12-31$384,913
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,083,667
Net investment gain or loss from common/collective trusts2019-12-31$8,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$503,591
Employer contributions (assets) at end of year2019-12-31$284,847
Employer contributions (assets) at beginning of year2019-12-31$275,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,170,704
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO PC
Accountancy firm EIN2019-12-31161117932
2018 : STEUBEN TRUST COMPANY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$327,083
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$756,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$718,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$989,702
Value of total assets at end of year2018-12-31$14,290,115
Value of total assets at beginning of year2018-12-31$14,719,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$37,938
Total interest from all sources2018-12-31$24,277
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$670,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$670,369
Administrative expenses professional fees incurred2018-12-31$37,938
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$4,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$465,124
Participant contributions at end of year2018-12-31$385,387
Participant contributions at beginning of year2018-12-31$407,267
Participant contributions at end of year2018-12-31$14,566
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$54,011
Total non interest bearing cash at end of year2018-12-31$605
Total non interest bearing cash at beginning of year2018-12-31$31,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-429,276
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,290,115
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,719,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,229,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,810,110
Interest on participant loans2018-12-31$24,277
Value of interest in common/collective trusts at end of year2018-12-31$384,913
Value of interest in common/collective trusts at beginning of year2018-12-31$228,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,366,683
Net investment gain or loss from common/collective trusts2018-12-31$9,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$470,567
Employer contributions (assets) at end of year2018-12-31$275,142
Employer contributions (assets) at beginning of year2018-12-31$242,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$718,421
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO PC
Accountancy firm EIN2018-12-31161117932
2017 : STEUBEN TRUST COMPANY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,848,195
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,086,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,044,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$924,243
Value of total assets at end of year2017-12-31$14,719,391
Value of total assets at beginning of year2017-12-31$12,957,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$41,585
Total interest from all sources2017-12-31$30,503
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$557,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$557,658
Administrative expenses professional fees incurred2017-12-31$41,585
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$4,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$444,728
Participant contributions at end of year2017-12-31$407,267
Participant contributions at beginning of year2017-12-31$519,904
Participant contributions at beginning of year2017-12-31$14,939
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$49,174
Total non interest bearing cash at end of year2017-12-31$31,020
Total non interest bearing cash at beginning of year2017-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,761,864
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,719,391
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,957,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,810,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,805,191
Interest on participant loans2017-12-31$30,503
Value of interest in common/collective trusts at end of year2017-12-31$228,335
Value of interest in common/collective trusts at beginning of year2017-12-31$331,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,332,073
Net investment gain or loss from common/collective trusts2017-12-31$3,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$430,341
Employer contributions (assets) at end of year2017-12-31$242,659
Employer contributions (assets) at beginning of year2017-12-31$285,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,044,746
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO PC
Accountancy firm EIN2017-12-31161117932
2016 : STEUBEN TRUST COMPANY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,953,104
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$330,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$295,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,065,865
Value of total assets at end of year2016-12-31$12,957,527
Value of total assets at beginning of year2016-12-31$11,334,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$34,924
Total interest from all sources2016-12-31$29,728
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$371,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$34,924
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$4,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$433,153
Participant contributions at end of year2016-12-31$519,904
Participant contributions at beginning of year2016-12-31$506,829
Participant contributions at end of year2016-12-31$14,939
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$153,602
Total non interest bearing cash at end of year2016-12-31$500
Total non interest bearing cash at beginning of year2016-12-31$28,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,622,585
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,957,527
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,334,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,805,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,271,894
Interest on participant loans2016-12-31$29,728
Value of interest in common/collective trusts at end of year2016-12-31$331,175
Value of interest in common/collective trusts at beginning of year2016-12-31$232,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$485,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$479,110
Employer contributions (assets) at end of year2016-12-31$285,818
Employer contributions (assets) at beginning of year2016-12-31$294,821
Income. Dividends from preferred stock2016-12-31$371,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$295,595
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO, PC
Accountancy firm EIN2016-12-31161117932
2015 : STEUBEN TRUST COMPANY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,149,505
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$464,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$429,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,150,138
Value of total assets at end of year2015-12-31$11,334,942
Value of total assets at beginning of year2015-12-31$10,649,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,874
Total interest from all sources2015-12-31$30,590
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$511,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$511,428
Administrative expenses professional fees incurred2015-12-31$34,874
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$4,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$456,878
Participant contributions at end of year2015-12-31$506,829
Participant contributions at beginning of year2015-12-31$512,573
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$197,453
Total non interest bearing cash at end of year2015-12-31$28,862
Total non interest bearing cash at beginning of year2015-12-31$1,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$685,225
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,334,942
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,649,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,271,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,457,434
Income. Interest from loans (other than to participants)2015-12-31$30,590
Value of interest in common/collective trusts at end of year2015-12-31$232,536
Value of interest in common/collective trusts at beginning of year2015-12-31$386,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-542,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$495,807
Employer contributions (assets) at end of year2015-12-31$294,821
Employer contributions (assets) at beginning of year2015-12-31$291,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$429,406
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO, PC
Accountancy firm EIN2015-12-31161117932
2014 : STEUBEN TRUST COMPANY 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,625,331
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$209,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$173,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$996,594
Value of total assets at end of year2014-12-31$10,649,717
Value of total assets at beginning of year2014-12-31$9,233,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,555
Total interest from all sources2014-12-31$27,075
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$243,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$243,466
Administrative expenses professional fees incurred2014-12-31$35,555
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$4,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$434,926
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$80,408
Assets. Loans (other than to participants) at end of year2014-12-31$512,573
Assets. Loans (other than to participants) at beginning of year2014-12-31$432,092
Total non interest bearing cash at end of year2014-12-31$1,197
Total non interest bearing cash at beginning of year2014-12-31$1,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,415,990
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,649,717
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,233,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,457,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,102,054
Interest on participant loans2014-12-31$27,075
Value of interest in common/collective trusts at end of year2014-12-31$386,690
Value of interest in common/collective trusts at beginning of year2014-12-31$424,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$355,006
Net investment gain or loss from common/collective trusts2014-12-31$3,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$481,260
Employer contributions (assets) at end of year2014-12-31$291,823
Employer contributions (assets) at beginning of year2014-12-31$273,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$173,786
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO, PC
Accountancy firm EIN2014-12-31161117932
2013 : STEUBEN TRUST COMPANY 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,085,737
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$442,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$407,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$864,120
Value of total assets at end of year2013-12-31$9,233,727
Value of total assets at beginning of year2013-12-31$7,590,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$35,163
Total interest from all sources2013-12-31$26,564
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$171,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$171,890
Administrative expenses professional fees incurred2013-12-31$35,163
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$385,589
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$28,145
Assets. Loans (other than to participants) at end of year2013-12-31$432,092
Assets. Loans (other than to participants) at beginning of year2013-12-31$440,230
Total non interest bearing cash at end of year2013-12-31$1,105
Total non interest bearing cash at beginning of year2013-12-31$660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,643,243
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,233,727
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,590,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,102,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,897,650
Interest on participant loans2013-12-31$26,564
Value of interest in common/collective trusts at end of year2013-12-31$424,491
Value of interest in common/collective trusts at beginning of year2013-12-31$208,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,020,959
Net investment gain or loss from common/collective trusts2013-12-31$2,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$450,386
Employer contributions (assets) at end of year2013-12-31$273,985
Employer contributions (assets) at beginning of year2013-12-31$43,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$407,331
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO, PC
Accountancy firm EIN2013-12-31161117932
2012 : STEUBEN TRUST COMPANY 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,429,954
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$195,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$162,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$648,466
Value of total assets at end of year2012-12-31$7,590,484
Value of total assets at beginning of year2012-12-31$6,355,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,476
Total interest from all sources2012-12-31$26,291
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$157,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$157,799
Administrative expenses professional fees incurred2012-12-31$32,476
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$402,856
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$29,985
Assets. Loans (other than to participants) at end of year2012-12-31$440,230
Assets. Loans (other than to participants) at beginning of year2012-12-31$405,600
Other income not declared elsewhere2012-12-31$738
Total non interest bearing cash at end of year2012-12-31$660
Total non interest bearing cash at beginning of year2012-12-31$1,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,234,942
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,590,484
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,355,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,897,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,712,995
Interest on participant loans2012-12-31$26,291
Value of interest in common/collective trusts at end of year2012-12-31$208,198
Value of interest in common/collective trusts at beginning of year2012-12-31$206,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$594,429
Net investment gain or loss from common/collective trusts2012-12-31$2,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$215,625
Employer contributions (assets) at end of year2012-12-31$43,746
Employer contributions (assets) at beginning of year2012-12-31$29,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$162,536
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BUFFAMANTE, WHIPPLE, BUTTAFAOR, PC
Accountancy firm EIN2012-12-31161117932
2011 : STEUBEN TRUST COMPANY 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,619
Total income from all sources (including contributions)2011-12-31$665,493
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$390,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$360,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$623,772
Value of total assets at end of year2011-12-31$6,355,542
Value of total assets at beginning of year2011-12-31$6,087,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,782
Total interest from all sources2011-12-31$22,855
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$143,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$143,729
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$409,031
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$405,600
Assets. Loans (other than to participants) at beginning of year2011-12-31$342,174
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$7,619
Total non interest bearing cash at end of year2011-12-31$1,044
Total non interest bearing cash at beginning of year2011-12-31$1,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$275,469
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,355,542
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,080,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,712,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,518,383
Interest on participant loans2011-12-31$22,855
Value of interest in common/collective trusts at end of year2011-12-31$206,646
Value of interest in common/collective trusts at beginning of year2011-12-31$225,881
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-128,602
Net investment gain or loss from common/collective trusts2011-12-31$3,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$209,741
Employer contributions (assets) at end of year2011-12-31$29,257
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$360,242
Contract administrator fees2011-12-31$29,782
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO, PC
Accountancy firm EIN2011-12-31161117932
2010 : STEUBEN TRUST COMPANY 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,619
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,310,711
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$224,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$204,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$657,192
Value of total assets at end of year2010-12-31$6,087,692
Value of total assets at beginning of year2010-12-31$4,994,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,373
Total interest from all sources2010-12-31$22,340
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$124,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$124,246
Administrative expenses professional fees incurred2010-12-31$20,373
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$433,022
Participant contributions at end of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$43,751
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$342,174
Assets. Loans (other than to participants) at beginning of year2010-12-31$279,460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$7,619
Total non interest bearing cash at end of year2010-12-31$1,254
Total non interest bearing cash at beginning of year2010-12-31$25,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,085,793
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,080,073
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,994,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,518,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,463,649
Interest on participant loans2010-12-31$22,340
Value of interest in common/collective trusts at end of year2010-12-31$225,881
Value of interest in common/collective trusts at beginning of year2010-12-31$225,332
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$502,071
Net investment gain or loss from common/collective trusts2010-12-31$4,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$180,419
Employer contributions (assets) at end of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$204,545
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BUFFAMANTE, WHIPPLE, BUTTAFARO, PC
Accountancy firm EIN2010-12-31161117932

Form 5500 Responses for STEUBEN TRUST COMPANY 401(K) PLAN

2020: STEUBEN TRUST COMPANY 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STEUBEN TRUST COMPANY 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STEUBEN TRUST COMPANY 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STEUBEN TRUST COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STEUBEN TRUST COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEUBEN TRUST COMPANY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEUBEN TRUST COMPANY 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STEUBEN TRUST COMPANY 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STEUBEN TRUST COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STEUBEN TRUST COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STEUBEN TRUST COMPANY 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STEUBEN TRUST COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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