STEUBEN TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan STEUBEN TRUST COMPANY 401(K) PLAN
Measure | Date | Value |
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2020 : STEUBEN TRUST COMPANY 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $17,667,520 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,163,127 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,250,296 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,194,413 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $676,068 |
Value of total assets at end of year | 2020-12-31 | $0 |
Value of total assets at beginning of year | 2020-12-31 | $16,754,689 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $55,883 |
Total interest from all sources | 2020-12-31 | $17,879 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $651,699 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $651,699 |
Administrative expenses professional fees incurred | 2020-12-31 | $55,883 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $468,514 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $355,029 |
Total non interest bearing cash at end of year | 2020-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $160 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $912,831 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $16,754,689 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $15,630,188 |
Interest on participant loans | 2020-12-31 | $17,879 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $484,465 |
Asset value of US Government securities at end of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,809,923 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $7,558 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $207,554 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $284,847 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,194,413 |
Did the plan have assets held for investment | 2020-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | EFPR GROUP CPA'S, PLLC |
Accountancy firm EIN | 2020-12-31 | 474526160 |
2019 : STEUBEN TRUST COMPANY 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $3,684,980 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,220,406 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,170,704 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,043,533 |
Value of total assets at end of year | 2019-12-31 | $16,754,689 |
Value of total assets at beginning of year | 2019-12-31 | $14,290,115 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $49,702 |
Total interest from all sources | 2019-12-31 | $27,354 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $522,336 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $522,336 |
Administrative expenses professional fees incurred | 2019-12-31 | $49,702 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $531,526 |
Participant contributions at end of year | 2019-12-31 | $355,029 |
Participant contributions at beginning of year | 2019-12-31 | $385,387 |
Participant contributions at beginning of year | 2019-12-31 | $14,566 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $8,416 |
Total non interest bearing cash at end of year | 2019-12-31 | $160 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $605 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,464,574 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $16,754,689 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $14,290,115 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,630,188 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $13,229,502 |
Interest on participant loans | 2019-12-31 | $27,354 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $484,465 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $384,913 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,083,667 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $8,090 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $503,591 |
Employer contributions (assets) at end of year | 2019-12-31 | $284,847 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $275,142 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,170,704 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO PC |
Accountancy firm EIN | 2019-12-31 | 161117932 |
2018 : STEUBEN TRUST COMPANY 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $327,083 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $756,359 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $718,421 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $989,702 |
Value of total assets at end of year | 2018-12-31 | $14,290,115 |
Value of total assets at beginning of year | 2018-12-31 | $14,719,391 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $37,938 |
Total interest from all sources | 2018-12-31 | $24,277 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $670,369 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $670,369 |
Administrative expenses professional fees incurred | 2018-12-31 | $37,938 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $465,124 |
Participant contributions at end of year | 2018-12-31 | $385,387 |
Participant contributions at beginning of year | 2018-12-31 | $407,267 |
Participant contributions at end of year | 2018-12-31 | $14,566 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $54,011 |
Total non interest bearing cash at end of year | 2018-12-31 | $605 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $31,020 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-429,276 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $14,290,115 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $14,719,391 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $13,229,502 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $13,810,110 |
Interest on participant loans | 2018-12-31 | $24,277 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $384,913 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $228,335 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,366,683 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $9,418 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $470,567 |
Employer contributions (assets) at end of year | 2018-12-31 | $275,142 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $242,659 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $718,421 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO PC |
Accountancy firm EIN | 2018-12-31 | 161117932 |
2017 : STEUBEN TRUST COMPANY 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,848,195 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,086,331 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,044,746 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $924,243 |
Value of total assets at end of year | 2017-12-31 | $14,719,391 |
Value of total assets at beginning of year | 2017-12-31 | $12,957,527 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $41,585 |
Total interest from all sources | 2017-12-31 | $30,503 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $557,658 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $557,658 |
Administrative expenses professional fees incurred | 2017-12-31 | $41,585 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $444,728 |
Participant contributions at end of year | 2017-12-31 | $407,267 |
Participant contributions at beginning of year | 2017-12-31 | $519,904 |
Participant contributions at beginning of year | 2017-12-31 | $14,939 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $49,174 |
Total non interest bearing cash at end of year | 2017-12-31 | $31,020 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,761,864 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $14,719,391 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,957,527 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $13,810,110 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,805,191 |
Interest on participant loans | 2017-12-31 | $30,503 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $228,335 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $331,175 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,332,073 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $3,718 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $430,341 |
Employer contributions (assets) at end of year | 2017-12-31 | $242,659 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $285,818 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,044,746 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO PC |
Accountancy firm EIN | 2017-12-31 | 161117932 |
2016 : STEUBEN TRUST COMPANY 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,953,104 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $330,519 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $295,595 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,065,865 |
Value of total assets at end of year | 2016-12-31 | $12,957,527 |
Value of total assets at beginning of year | 2016-12-31 | $11,334,942 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $34,924 |
Total interest from all sources | 2016-12-31 | $29,728 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $371,753 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Administrative expenses professional fees incurred | 2016-12-31 | $34,924 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $433,153 |
Participant contributions at end of year | 2016-12-31 | $519,904 |
Participant contributions at beginning of year | 2016-12-31 | $506,829 |
Participant contributions at end of year | 2016-12-31 | $14,939 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $153,602 |
Total non interest bearing cash at end of year | 2016-12-31 | $500 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $28,862 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,622,585 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,957,527 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,334,942 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,805,191 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,271,894 |
Interest on participant loans | 2016-12-31 | $29,728 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $331,175 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $232,536 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $485,758 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $479,110 |
Employer contributions (assets) at end of year | 2016-12-31 | $285,818 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $294,821 |
Income. Dividends from preferred stock | 2016-12-31 | $371,753 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $295,595 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO, PC |
Accountancy firm EIN | 2016-12-31 | 161117932 |
2015 : STEUBEN TRUST COMPANY 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,149,505 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $464,280 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $429,406 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,150,138 |
Value of total assets at end of year | 2015-12-31 | $11,334,942 |
Value of total assets at beginning of year | 2015-12-31 | $10,649,717 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $34,874 |
Total interest from all sources | 2015-12-31 | $30,590 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $511,428 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $511,428 |
Administrative expenses professional fees incurred | 2015-12-31 | $34,874 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $456,878 |
Participant contributions at end of year | 2015-12-31 | $506,829 |
Participant contributions at beginning of year | 2015-12-31 | $512,573 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $197,453 |
Total non interest bearing cash at end of year | 2015-12-31 | $28,862 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $1,197 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $685,225 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,334,942 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,649,717 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,271,894 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $9,457,434 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $30,590 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $232,536 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $386,690 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-542,651 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $495,807 |
Employer contributions (assets) at end of year | 2015-12-31 | $294,821 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $291,823 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $429,406 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO, PC |
Accountancy firm EIN | 2015-12-31 | 161117932 |
2014 : STEUBEN TRUST COMPANY 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,625,331 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $209,341 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $173,786 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $996,594 |
Value of total assets at end of year | 2014-12-31 | $10,649,717 |
Value of total assets at beginning of year | 2014-12-31 | $9,233,727 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $35,555 |
Total interest from all sources | 2014-12-31 | $27,075 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $243,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $243,466 |
Administrative expenses professional fees incurred | 2014-12-31 | $35,555 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $434,926 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $80,408 |
Assets. Loans (other than to participants) at end of year | 2014-12-31 | $512,573 |
Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $432,092 |
Total non interest bearing cash at end of year | 2014-12-31 | $1,197 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $1,105 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,415,990 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,649,717 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,233,727 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $9,457,434 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $8,102,054 |
Interest on participant loans | 2014-12-31 | $27,075 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $386,690 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $424,491 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $355,006 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $3,190 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $481,260 |
Employer contributions (assets) at end of year | 2014-12-31 | $291,823 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $273,985 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $173,786 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO, PC |
Accountancy firm EIN | 2014-12-31 | 161117932 |
2013 : STEUBEN TRUST COMPANY 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,085,737 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $442,494 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $407,331 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $864,120 |
Value of total assets at end of year | 2013-12-31 | $9,233,727 |
Value of total assets at beginning of year | 2013-12-31 | $7,590,484 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $35,163 |
Total interest from all sources | 2013-12-31 | $26,564 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $171,890 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $171,890 |
Administrative expenses professional fees incurred | 2013-12-31 | $35,163 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $385,589 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $28,145 |
Assets. Loans (other than to participants) at end of year | 2013-12-31 | $432,092 |
Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $440,230 |
Total non interest bearing cash at end of year | 2013-12-31 | $1,105 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $660 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,643,243 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,233,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,590,484 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $8,102,054 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,897,650 |
Interest on participant loans | 2013-12-31 | $26,564 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $424,491 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $208,198 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,020,959 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $2,204 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $450,386 |
Employer contributions (assets) at end of year | 2013-12-31 | $273,985 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $43,746 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $407,331 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO, PC |
Accountancy firm EIN | 2013-12-31 | 161117932 |
2012 : STEUBEN TRUST COMPANY 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,429,954 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $195,012 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $162,536 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $648,466 |
Value of total assets at end of year | 2012-12-31 | $7,590,484 |
Value of total assets at beginning of year | 2012-12-31 | $6,355,542 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $32,476 |
Total interest from all sources | 2012-12-31 | $26,291 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $157,799 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $157,799 |
Administrative expenses professional fees incurred | 2012-12-31 | $32,476 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $402,856 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $29,985 |
Assets. Loans (other than to participants) at end of year | 2012-12-31 | $440,230 |
Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $405,600 |
Other income not declared elsewhere | 2012-12-31 | $738 |
Total non interest bearing cash at end of year | 2012-12-31 | $660 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $1,044 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,234,942 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,590,484 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,355,542 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,897,650 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,712,995 |
Interest on participant loans | 2012-12-31 | $26,291 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $208,198 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $206,646 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $594,429 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $2,231 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $215,625 |
Employer contributions (assets) at end of year | 2012-12-31 | $43,746 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $29,257 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $162,536 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFAOR, PC |
Accountancy firm EIN | 2012-12-31 | 161117932 |
2011 : STEUBEN TRUST COMPANY 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $7,619 |
Total income from all sources (including contributions) | 2011-12-31 | $665,493 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $390,024 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $360,242 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $623,772 |
Value of total assets at end of year | 2011-12-31 | $6,355,542 |
Value of total assets at beginning of year | 2011-12-31 | $6,087,692 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $29,782 |
Total interest from all sources | 2011-12-31 | $22,855 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $143,729 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $143,729 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $409,031 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,000 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2011-12-31 | $405,600 |
Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $342,174 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $7,619 |
Total non interest bearing cash at end of year | 2011-12-31 | $1,044 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $1,254 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $275,469 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,355,542 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,080,073 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,712,995 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,518,383 |
Interest on participant loans | 2011-12-31 | $22,855 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $206,646 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $225,881 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-128,602 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $3,739 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $209,741 |
Employer contributions (assets) at end of year | 2011-12-31 | $29,257 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $360,242 |
Contract administrator fees | 2011-12-31 | $29,782 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO, PC |
Accountancy firm EIN | 2011-12-31 | 161117932 |
2010 : STEUBEN TRUST COMPANY 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $7,619 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,310,711 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $224,918 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $204,545 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $657,192 |
Value of total assets at end of year | 2010-12-31 | $6,087,692 |
Value of total assets at beginning of year | 2010-12-31 | $4,994,280 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $20,373 |
Total interest from all sources | 2010-12-31 | $22,340 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $124,246 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $124,246 |
Administrative expenses professional fees incurred | 2010-12-31 | $20,373 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $433,022 |
Participant contributions at end of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $43,751 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2010-12-31 | $342,174 |
Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $279,460 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $7,619 |
Total non interest bearing cash at end of year | 2010-12-31 | $1,254 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $25,839 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,085,793 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,080,073 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,994,280 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,518,383 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,463,649 |
Interest on participant loans | 2010-12-31 | $22,340 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $225,881 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $225,332 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $502,071 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $4,862 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $180,419 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $204,545 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | BUFFAMANTE, WHIPPLE, BUTTAFARO, PC |
Accountancy firm EIN | 2010-12-31 | 161117932 |