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FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 401k Plan overview

Plan NameFAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN
Plan identification number 002

FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FAMILY SERVICE OF ROCHESTER, INC. has sponsored the creation of one or more 401k plans.

Company Name:FAMILY SERVICE OF ROCHESTER, INC.
Employer identification number (EIN):160743009
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JESSICA COLANGELO2023-07-26
0022021-01-01JESSICA COLANGELO2022-11-23
0022021-01-01JESSICA COLANGELO2022-11-23
0022020-01-01LISA MARCELLO2021-09-28
0022019-01-01LISA MARCELLO2020-10-07
0022018-01-01KEVIN KOMMER2019-06-13 KEVIN KOMMER2019-06-13
0022017-01-01KEVIN KOMMER2018-05-29
0022016-01-01KEVIN KOMMER
0022015-01-01KEVIN KOMMER
0022014-01-01KEVIN KOMMER
0022013-01-01KEVIN KOMMER2014-05-08
0022012-01-01KEVIN KOMMER2013-06-17
0022011-01-01KEVIN KOMMER2012-04-23
0022010-01-01KEVIN KOMMER2011-06-15 KEVIN KOMMER2011-06-15

Plan Statistics for FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN

401k plan membership statisitcs for FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN

Measure Date Value
2016: FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01138
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0112
Total of all active and inactive participants2016-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0194
Number of participants with account balances2016-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01123
Total number of active participants reported on line 7a of the Form 55002015-01-01103
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0135
Total of all active and inactive participants2015-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01138
Number of participants with account balances2015-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01133
Total number of active participants reported on line 7a of the Form 55002014-01-0186
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0137
Total of all active and inactive participants2014-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01123
Number of participants with account balances2014-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN

Measure Date Value
2016 : FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$115,929
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$233,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$233,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$86,715
Value of total assets at end of year2016-12-31$462,448
Value of total assets at beginning of year2016-12-31$580,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$67
Total interest from all sources2016-12-31$334
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$15,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$15,104
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$52,514
Administrative expenses (other) incurred2016-12-31$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-117,753
Value of net assets at end of year (total assets less liabilities)2016-12-31$462,448
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$580,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$402,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$378,253
Value of interest in common/collective trusts at end of year2016-12-31$59,965
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$201,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$201,948
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$13,628
Net investment gain or loss from common/collective trusts2016-12-31$148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$34,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$233,615
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31FLAHERTY SALMIN LLP
Accountancy firm EIN2016-12-31161451346
2015 : FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$51,279
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$52,337
Value of total assets at end of year2015-12-31$580,201
Value of total assets at beginning of year2015-12-31$534,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$125
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$17,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$17,678
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$52,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$45,789
Value of net assets at end of year (total assets less liabilities)2015-12-31$580,201
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$534,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$378,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$365,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$201,948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$168,711
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$168,711
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-18,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,490
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31HEVERON & COMPANY CPAS, PLLC
Accountancy firm EIN2015-12-31271895149
2014 : FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$103,119
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$28,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$28,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$83,889
Value of total assets at end of year2014-12-31$534,412
Value of total assets at beginning of year2014-12-31$459,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$16
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$15,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$15,054
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$51,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$74,516
Value of net assets at end of year (total assets less liabilities)2014-12-31$534,412
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$459,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$365,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$325,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$168,711
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$134,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$134,880
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$32,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$28,603
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31HEVERON & COMPANY CPAS, PLLC
Accountancy firm EIN2014-12-31271895149
2007 : FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2007 401k financial data
Total income from all sources2007-12-31$26,325
Expenses. Total of all expenses incurred2007-12-31$5,022
Benefits paid (including direct rollovers)2007-12-31$3,792
Total plan assets at end of year2007-12-31$24,099
Total plan assets at beginning of year2007-12-31$2,796
Value of fidelity bond covering the plan2007-12-31$250,000
Expenses. Other expenses not covered elsewhere2007-12-31$1,230
Other income received2007-12-31$994
Net income (gross income less expenses)2007-12-31$21,303
Net plan assets at end of year (total assets less liabilities)2007-12-31$24,099
Net plan assets at beginning of year (total assets less liabilities)2007-12-31$2,796
Total contributions received or receivable from employer(s)2007-12-31$25,331
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2007-12-31$0

Form 5500 Responses for FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN

2016: FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FAMILY SERVICE OF ROCHESTER, INC. EMPLOYEE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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